Q3 2022 Holdings
Filed 2022-10-17 | 339 holdings | $27.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-10-19) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ampio Pharmaceuticals IncA | COM | 03209T109 | $1 | 24,000 | 0.0% |
| Terran Orbital Corporation | *W EXP 03/25/202 | 88105P111 | $2 | 10,000 | 0.0% |
| Contrafect Corp(CFRXUSD)A | COM NEW | 212326300 | $2 | 10,000 | 0.0% |
| Revelation Biosciences IncA | COM | 76135L101 | $6 | 21,425 | 0.0% |
| Draganfly Inc.(DFLYEUR)A | COM NEW | 26142Q205 | $8 | 11,260 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $11 | 12,650 | 0.0% |
| MFA Finl IncA | NOTE 6.250% 6/1 | 55272XAA0 | $11 | 13,000 | 0.0% |
| Inuvo Inc | COM NEW | 46122W204 | $11 | 27,773 | 0.0% |
| Ares Capital CorpA | NOTE 4.625% 3/0 | 04010LAW3 | $12 | 12,000 | 0.0% |
| Vroom Inc | COM | 92918V109 | $13 | 11,032 | 0.0% |
| NGL Energy Partners LP(NGL)A | COM UNIT REPST | 62913M107 | $14 | 10,728 | 0.0% |
| Greenbrier COS IncA | NOTE 2.875% 2/0 | 393657AK7 | $15 | 17,000 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $16 | 10,000 | 0.0% |
| Vishay Intertechnology IncA | NOTE 2.250% 6/1 | 928298AP3 | $16 | 17,000 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD)A | COM | 98420X103 | $17 | 10,000 | 0.0% |
| HCI Group IncA | NOTE 4.250% 3/0 | 40416EAD5 | $18 | 21,000 | 0.0% |
| PRA Group IncA | NOTE 3.500% 6/0 | 69354NAB2 | $18 | 18,000 | 0.0% |
| The Realreal Inc(REAL)A | COM | 88339P101 | $23 | 15,000 | 0.0% |
| Interdigital IncA | NOTE 2.000% 6/0 | 45867GAB7 | $24 | 26,000 | 0.0% |
| Supernus PharmaceuticalsA | NOTE 0.625% 4/0 | 868459AD0 | $24 | 25,000 | 0.0% |
| Vapotherm IncA | COM | 922107107 | $26 | 16,400 | 0.0% |
| Insight Enterprises IncA | NOTE 0.750% 2/1 | 45765UAB9 | $28 | 22,000 | 0.0% |
| Crispr Therapeutics AG(CRSP)A | NAMEN AKT | H17182108 | $29 | 12,636 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $30 | 10,537 | 0.0% |
| Barclays Bank PLC 0 09/26/2023A | BOND | 06741J7V5 | $35 | 26,000 | 0.0% |
| Viking Therapeutics Inc(VKTX)A | COM | 92686J106 | $37 | 13,485 | 0.0% |
| Quantum SI Inc(QSI) | COM CL A | 74765K105 | $38 | 13,671 | 0.0% |
| Hyperfine Inc(HYPR) | COM CL A | 44916K106 | $39 | 47,753 | 0.0% |
| Selectquote Inc(SLQT)A | COM | 816307300 | $40 | 54,911 | 0.0% |
| Atlas AIR Worldwide Hldgs inA | NOTE 1.875% 6/0 | 049164BJ4 | $46 | 29,000 | 0.0% |
| Opendoor Technologies Inc(OPEN) | COM | 683712103 | $52 | 16,705 | 0.0% |
| Inovio Pharmaceuticals IncA | COM NEW | 45773H201 | $53 | 30,953 | 0.0% |
| Liberty Latin America LTD(LILAK)A | COM CL C | G9001E128 | $62 | 10,152 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $64 | 17,365 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $72 | 12,803 | 0.0% |
| Sandstorm Gold LTD(AYS1)A | COM NEW | 80013R206 | $97 | 18,770 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $103 | 28,934 | 0.0% |
| Ishares TR(EWZS) | BRAZIL SM-CP ETF | 464289131 | $128 | 10,000 | 0.0% |
| Brookline Bancorp Inc del(BB3)A | COM | 11373M107 | $135 | 11,567 | 0.0% |
| Suburban Propane Partners L(SPH)A | UNIT LTD PARTN | 864482104 | $151 | 10,000 | 0.0% |
| Vaneck Merk Gold TR(OUNZ)A | GOLD TRUST | 921078101 | $163 | 10,085 | 0.0% |
| Ishares TR(ESGD)A | ESG AW MSCI EAFE | 46435G516 | $177 | 15,299 | 0.0% |
| Nuveen Taxable Municpal INM(NBB)A | COM | 67074C103 | $180 | 11,500 | 0.0% |
| Umpqua Hldgs Corp(UMPQUSD) | COM | 904214103 | $187 | 10,945 | 0.0% |
| Kinder Morgan Inc del(KMI)A | COM | 49456B101 | $197 | 11,837 | 0.0% |
| Teleflex Incorporated(TFX) | COM | 879369106 | $200 | 992 | 0.0% |
| First TR Exchange-Traded FD(FTCS)A | CAP STRENGTH ETF | 33733E104 | $202 | 3,043 | 0.0% |
| Manhattan Associates Inc(MANH) | COM | 562750109 | $203 | 1,526 | 0.0% |
| Analog Devices Inc(ADI)A | COM | 032654105 | $204 | 1,461 | 0.0% |
| Icahn Enterprises LP(IEP)A | DEPOSITARY UNIT | 451100101 | $204 | 4,103 | 0.0% |