Q4 2022 Holdings
Filed 2023-03-13 | 141 holdings | $198.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Umpqua Hldgs Corp(UMPQUSD) | COM | 904214103 | $9.6M | 537,306 | 4.8% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $9.1M | $9,137,000 | 4.6% |
| Meridian Bioscience Inc(MR4) | COM | 589584101 | $8.1M | 244,453 | 4.1% |
| Permian Resources Corp | NOTE 3.250% 4/0 | 15136AAA0 | $7.7M | $4,550,000 | 3.9% |
| Glaukos Corp | NOTE 2.750% 6/1 | 377322AB8 | $7.0M | $6,000,000 | 3.5% |
| Irobot Corp(IRBTQ) | COM | 462726100 | $6.7M | 140,000 | 3.4% |
| Block Inc | NOTE 0.125% 3/0 | 852234AF0 | $6.7M | $7,000,000 | 3.4% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $6.5M | $6,700,000 | 3.3% |
| Coupa Software Inc(COUPEUR) | COM | 22266L106 | $6.1M | 77,431 | 3.1% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $5.8M | $5,500,000 | 2.9% |
| Sierra Wireless Inc | COM | 826516106 | $5.7M | 198,335 | 2.9% |
| Horizon Therapeutics PUB L | SHS | G46188101 | $5.1M | 45,000 | 2.6% |
| Atlas AIR Worldwide Hldgs in(AAWWUSD) | COM NEW | 049164205 | $5.1M | 50,506 | 2.6% |
| First Horizon Corporation(FHN) | COM | 320517105 | $4.8M | 195,147 | 2.4% |
| Penn Entertainment Inc | NOTE 2.750% 5/1 | 707569AU3 | $4.4M | $3,000,000 | 2.2% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $4.4M | $4,146,000 | 2.2% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $4.0M | $2,000,000 | 2.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $3.9M | 361,732 | 2.0% |
| Store Cap Corp(S76) | COM | 862121100 | $3.7M | 115,000 | 1.9% |
| Yamana Gold Inc | COM | 98462Y100 | $3.6M | 652,871 | 1.8% |
| Euronav NV(CMBT) | SHS | B38564108 | $3.5M | 205,889 | 1.8% |
| Atlas Corp | SHARES | Y0436Q109 | $3.3M | 212,700 | 1.6% |
| Innoviva Inc | NOTE 2.500% 8/1 | 45781MAB7 | $3.1M | $3,000,000 | 1.5% |
| Avalon Acquisition Inc | CLASS A COM | 05338E101 | $2.7M | 265,000 | 1.4% |
| Mclaren Technology ACQ Corp(MLAI) | CLASS A COM | 58176U109 | $2.6M | 255,428 | 1.3% |
| Quantum Fintech Acquistin Co | COMMON STOCK | 74767A105 | $2.6M | 258,920 | 1.3% |
| Power & Digital Infrastructu | CLASS A COM | 73919C100 | $2.5M | 250,000 | 1.3% |
| Malvern Bancorp Inc | COM | 561409103 | $2.4M | 133,865 | 1.2% |
| F-Star Therapeutics Inc | COM | 30315R107 | $2.4M | 375,000 | 1.2% |
| EVO Pmts Inc(EVOP1EUR) | CL A COM | 26927E104 | $2.3M | 69,431 | 1.2% |
| Diamondhead Holdings Corp | CL A | 25278L105 | $2.2M | 220,000 | 1.1% |
| OCA Acquisition Corp | COM CL A | 670865104 | $2.2M | 211,151 | 1.1% |
| Imago Biosciences Inc | COM | 45250K107 | $1.6M | 45,100 | 0.8% |
| Knowbe4 Inc | CL A | 49926T104 | $1.5M | 61,000 | 0.8% |
| Istar Inc | COM | 45031U101 | $1.5M | 197,395 | 0.8% |
| Signify Health Inc(SGFYGBP) | CL A COM | 82671G100 | $1.3M | 45,888 | 0.7% |
| Altra Indl Motion Corp(AIMCUSD) | COM | 02208R106 | $1.3M | 21,062 | 0.6% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $1.2M | 108,179 | 0.6% |
| Forgerock Inc | CL A | 34631B101 | $1.1M | 50,000 | 0.6% |
| A Spac II Acquisition Corp | UNIT 10/15/2026 | G0543H125 | $1.1M | 100,000 | 0.5% |
| Mountain & Co I Acquisitn Co | CLASS A ORD | G6301J104 | $1.0M | 100,000 | 0.5% |
| Onyx Acquisition Co I | SHS CL A | G6755Q109 | $1.0M | 100,000 | 0.5% |
| Jupiter Acquisition Corp | UNIT 09/11/2027 | 482082203 | $1.0M | 100,000 | 0.5% |
| Axios Sustainable GRW ACQ Co | CL A ORD SHS | G0703K108 | $1.0M | 100,100 | 0.5% |
| Newcourt Acquisition Corp | CLASS A ORD SHS | G6448C103 | $1.0M | 100,000 | 0.5% |
| Stonebridge Acquisition Corp | CLASS A ORD SHS | G85094103 | $1.0M | 100,000 | 0.5% |
| HCM Acquisition Co | CLASS A ORD SHS | G4365A101 | $1.0M | 100,000 | 0.5% |
| Infinite Acquisition Corp | CL A ORD SHS | G48028107 | $1.0M | 100,000 | 0.5% |
| Banyan Acquisition Corporati(PNSTQ) | CL A COM | 06690B107 | $1.0M | 100,000 | 0.5% |
| North Atlantic Acquisitn COR | CL A SHS | G66139109 | $1.0M | 100,000 | 0.5% |