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Vaughan & Co Securities, Inc.

Portfolio Profile

CIK: 0000805870 | Ridgewood, NJ

Investment Profile

Style

ETF

Turnover

Very Low

Orientation

Concentrated long-term
$212.5M
AUM
61
Positions
82.85%
Top 10 Conc.
91.79%
Top 25 Conc.

Top Holdings

#SecuritySharesValue% of Portfolio
1Goldman Sachs ETF TR(GSLC)187,966$27.3M12.83%
2Ishares TR(IWF)216,801$27.2M12.78%
3Ishares TR(HDV)919,563$25.7M12.10%
4Ishares TR(IWO)69,761$24.9M11.72%
5Ishares TR(ISCV)292,318$21.9M10.29%
6

Sector Allocation

Latest filing, equity positions only

Unclassified89.66% · $190.5M
Technology1.88% · $4.0M
Financial Services1.47% · $3.1M
Healthcare1.29% · $2.8M
Utilities1.2% · $2.6M
Communication Services1.14% · $2.4M
Energy1.11% · $2.3M

AUM History

$149.1M | 55 pos.
$157.1M | 56 pos.
$158.6M | 54 pos.
$169.8M | 54 pos.
$165.9M | 54 pos.
$161.5M | 55 pos.
Ishares Inc(IEMG)
206,597
$16.8M
7.89%
7Ishares TR(IEFA)154,384$15.0M7.04%
8Ishares TR(IXN)78,724$11.7M5.49%
9Wisdomtree TR(DES)77,378$2.9M1.38%
10Ishares TR(EFAV)31,240$2.8M1.34%
Consumer Defensive
0.84% · $1.8M
Industrials0.72% · $1.5M
Basic Materials0.37% · $782.8K
Real Estate0.19% · $400.0K
Consumer Cyclical0.13% · $279.9K

Sector Rotation

Quarter-over-quarter weight changes

SectorPrev %Curr %Change
Consumer Defensive0.37%0.84%+0.47%
Communication Services0.72%1.14%+0.42%
Healthcare1.64%1.29%-0.35%
Energy1.37%1.11%-0.26%
Unclassified89.48%89.66%+0.18%
Utilities1.33%1.2%-0.13%
Industrials0.85%0.72%-0.13%
Financial Services1.58%1.47%-0.11%
Real Estate0.28%0.19%-0.09%
Basic Materials0.43%0.37%-0.06%
Technology1.82%1.88%+0.06%
Consumer Cyclical0.12%0.13%+0.01%

Cap Size Rotation

Quarter-over-quarter weight changes by market cap

Cap SizePrev %Curr %Change
Unclassified89.48%89.66%+0.18%
Large Cap5.53%5.26%-0.27%
Mega Cap3.35%3.49%+0.14%
Mid Cap1.64%1.6%-0.04%
$174.4M | 57 pos.
$188.2M | 57 pos.
$193.4M | 57 pos.
$192.6M | 58 pos.
$214.4M | 61 pos.
$212.5M | 61 pos.
Q4
23
Q1
24
Q2
24
Q3
24
Q4
24
Q1
25
Q2
25
Q3
25
Q4
25
Q1
26
Q2
26
Q3
26

Recent Activity

Quarter-over-quarter position changes

4
New
4
Closed
16
Increased
30
Decreased
11
Unchanged