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Spectrum Asset Management, Inc.

Portfolio Profile

CIK: 0001318293 | STAMFORD, CT

Investment Profile

Style

ETF

Turnover

Low

Orientation

—
$75.9M
AUM
4
Positions
100%
Top 10 Conc.
100%
Top 25 Conc.

Top Holdings

#SecuritySharesValue% of Portfolio
1Principal Exchange Traded FD(PQDI)2,080,000$38.8M51.17%
2Invesco Exch Traded FD TR II(PGX)3,204,111$32.3M42.50%
3Wells Fargo & Co(WFC)3,437$3.7M4.89%
4Bank of Amer Corp(BAC)897$1.1M1.44%

Sector Allocation

Latest filing, equity positions only

Unclassified100% · $75.9M

Sector Rotation

Quarter-over-quarter weight changes

SectorPrev %Curr %Change
Unclassified100%100%0%

Cap Size Rotation

Quarter-over-quarter weight changes by market cap

Cap SizePrev %Curr %Change
Unclassified100%

AUM History

$67.6M | 5 pos.
$57.3M | 5 pos.
$28.2M | 5 pos.
$61.1M | 5 pos.
$101.6M | 5 pos.
$54.9M | 5 pos.
100%
0%
$65.5M | 4 pos.
$49.1M | 4 pos.
$79.5M | 4 pos.
$50.0M | 4 pos.
$69.6M | 4 pos.
$75.9M | 4 pos.
Q4
23
Q1
24
Q2
24
Q3
24
Q4
24
Q1
25
Q2
25
Q3
25
Q4
25
Q1
26
Q2
26
Q3
26

Recent Activity

Quarter-over-quarter position changes

1
New
1
Closed
0
Increased
1
Decreased
2
Unchanged