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Stratos Investment Management, LLC

Portfolio Profile

CIK: 0001707206 | BEACHWOOD, OH

Investment Profile

Style

ETF

Turnover

Low

Orientation

Concentrated trader
$2.8B
AUM
382
Positions
34.8%
Top 10 Conc.
56.72%
Top 25 Conc.

Top Holdings

#SecuritySharesValue% of Portfolio
1Dimensional ETF Trust(DFAC)4,248,964$188.5M6.81%
2Ishares TR(ITOT)1,047,978$172.2M6.22%
3Wisdomtree TR(DGRW)971,774$92.9M3.36%
4Columbia ETF TR I(RECS)2,139,839$92.6M3.35%
5Dimensional ETF Trust(DFCF)2,069,549$87.4M3.16%
6

Sector Allocation

Latest filing, equity positions only

Unclassified74.25% · $2.1B
Technology8.93% · $247.2M
Financial Services4.18% · $115.7M
Healthcare2.72% · $75.3M
Communication Services2.55% · $70.5M
Industrials2.34% · $64.7M
Consumer Cyclical1.66% · $46.0M

AUM History

$669.0M | 159 pos.
$845.0M | 182 pos.
$1.0B | 205 pos.
$1.2B | 223 pos.
$1.4B | 252 pos.
$1.7B | 272 pos.
Alps ETF TR(SMTH)
3,279,310
$84.4M
3.05%
7BlackRock ETF Trust(DYNF)1,098,761$74.7M2.70%
8Spdr Series Trust(SPAB)2,369,899$60.5M2.19%
9Ishares TR(IGEB)1,224,464$55.2M2.00%
10Dimensional ETF Trust(DCOR)664,264$54.5M1.97%
Consumer Defensive1.15% · $31.9M
Energy0.7% · $19.2M
Utilities0.67% · $18.6M
Basic Materials0.63% · $17.4M
Real Estate0.21% · $5.7M

Sector Rotation

Quarter-over-quarter weight changes

SectorPrev %Curr %Change
Technology7.39%8.93%+1.54%
Energy1.43%0.7%-0.73%
Consumer Defensive1.48%1.15%-0.33%
Consumer Cyclical1.92%1.66%-0.26%
Unclassified74.04%74.25%+0.21%
Utilities0.83%0.67%-0.16%
Communication Services2.67%2.55%-0.12%
Financial Services4.27%4.18%-0.09%
Basic Materials0.66%0.63%-0.03%
Industrials2.37%2.34%-0.03%
Real Estate0.23%0.21%-0.02%
Healthcare2.71%2.72%+0.01%

Cap Size Rotation

Quarter-over-quarter weight changes by market cap

Cap SizePrev %Curr %Change
Unclassified74.04%74.25%+0.21%
Mega Cap17.88%18.07%+0.19%
Large Cap7.89%7.5%-0.39%
Small Cap0.18%0.15%-0.03%
Mid Cap0.01%0.03%+0.02%
Micro Cap0%0%0%
$1.9B | 316 pos.
$2.2B | 355 pos.
$2.4B | 356 pos.
$2.5B | 350 pos.
$2.5B | 371 pos.
$2.8B | 382 pos.
Q3
23
Q4
23
Q1
24
Q2
24
Q3
24
Q4
24
Q1
25
Q2
25
Q3
25
Q4
25
Q1
26
Q2
26

Recent Activity

Quarter-over-quarter position changes

33
New
22
Closed
179
Increased
150
Decreased
20
Unchanged