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AB Ultra Short Income ETF (YEAR)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares3,331,469 from 3,046,221
Change+285,248 (+9%)
Value$166.8M (+$13.5M)
Filed 2026-11-06
BOS Asset Management, LLC
DECREASED
Shares912,006 from 943,059
Change-31,053 (-3%)
Value$45.7M (-$1.8M)
Filed 2026-10-09
D.A. Davidson & Co.
INCREASED
Shares287,007 from 277,632
Change+9,375 (+3%)
Value$14.4M (+$397.3K)
Filed 2026-10-28
Truist Financial Corp
DECREASED
Shares255,132 from 256,100
Change-968 (0%)
Value$12.8M (-$115.0K)
Filed 2026-10-30
Commonwealth Equity Services, LLC
DECREASED
Shares108,476 from 125,809
Change-17,333 (-14%)
Value$5.4M (-$900.8K)
Filed 2026-11-02
Creative Planning
DECREASED
Shares93,419 from 107,777
Change-14,358 (-13%)
Value$4.7M (-$747.1K)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares89,860 from 73,056
Change+16,804 (+23%)
Value$4.5M (+$822.0K)
Filed 2026-11-02
Wedbush Securities Inc
DECREASED
Shares75,908 from 81,728
Change-5,820 (-7%)
Value$3.8M (-$313.0K)
Filed 2026-10-22
Cooper Financial Group
DECREASED
Shares61,597 from 72,257
Change-10,660 (-15%)
Value$3.1M (-$552.6K)
Filed 2026-10-07
Kestra Advisory Services, LLC
INCREASED
Shares60,814 from 57,731
Change+3,083 (+5%)
Value$3.0M (+$139.4K)
Filed 2026-11-02
Wagner Wealth Management, LLC
INCREASED
Shares60,627 from 24,394
Change+36,233 (+149%)
Value$3.0M (+$1.8M)
Filed 2026-10-21
Concurrent Investment Advisors, LLC
INCREASED
Shares56,866 from 54,582
Change+2,284 (+4%)
Value$2.8M (+$100.2K)
Filed 2026-10-16
Flagship Harbor Advisors, LLC
INCREASED
Shares47,334 from 43,643
Change+3,691 (+8%)
Value$2.4M (+$173.5K)
Filed 2026-10-26
Atlas Private Wealth Advisors
DECREASED
Shares38,185 from 40,077
Change-1,892 (-5%)
Value$1.9M (-$105.2K)
Filed 2026-10-23
Horizon Wealth Management, LLC
INCREASED
Shares32,934 from 31,250
Change+1,684 (+5%)
Value$1.6M (+$76.2K)
Filed 2026-11-02
Fifth Third Bancorp
INCREASED
Shares29,184 from 9,445
Change+19,739 (+209%)
Value$1.5M (+$986.1K)
Filed 2026-11-05
Encompass Wealth Advisors, LLC
INCREASED
Shares28,094 from 13,747
Change+14,347 (+104%)
Value$1.4M (+$714.9K)
Filed 2026-10-15
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares25,484 from 28,639
Change-3,155 (-11%)
Value$1.3M (-$163.3K)
Filed 2026-10-13
Tortuga Wealth Management, Inc
DECREASED
Shares23,193 from 24,193
Change-1,000 (-4%)
Value$1.2M (-$56.4K)
Filed 2026-10-27
Wealthcare Advisory Partners LLC
DECREASED
Shares20,946 from 24,071
Change-3,125 (-13%)
Value$1.0M (-$162.8K)
Filed 2026-10-21
Cdkv Holdings LLC
INCREASED
Shares20,361 from 20,057
Change+304 (+2%)
Value$1.0M (+$10.0K)
Filed 2026-10-28
TME Financial, Inc.
INCREASED
Shares19,462 from 18,889
Change+573 (+3%)
Value$974.6K (+$23.8K)
Filed 2026-10-14
USAdvisors Wealth Management, LLC
DECREASED
Shares19,283 from 20,995
Change-1,712 (-8%)
Value$965.0K (-$91.0K)
Filed 2026-10-21
Trilogy Capital Inc.
INCREASED
Shares18,324 from 18,307
Change+17 (+0%)
Value$917.7K (-$3.9K)
Filed 2026-10-20
Lido Advisors, LLC
INCREASED
Shares18,235 from 6,101
Change+12,134 (+199%)
Value$913.2K (+$606.1K)
Filed 2026-11-04
Next Level Private LLC
INCREASED
Shares17,998 from 9,421
Change+8,577 (+91%)
Value$901.3K (+$427.1K)
Filed 2026-10-20
MGO One Seven LLC
DECREASED
Shares17,950 from 23,050
Change-5,100 (-22%)
Value$898.9K (-$261.4K)
Filed 2026-10-28
Private Trust Co NA
UNCHANGED
Shares16,200 from 16,200
Change0 (0%)
Value$811.3K (-$4.2K)
Filed 2026-10-20
Quantum Private Wealth, LLC
DECREASED
Shares15,979 from 16,257
Change-278 (-2%)
Value$800.2K (-$18.2K)
Filed 2026-10-20
Independent Financial Group, LLC
DECREASED
Shares8,814 from 10,408
Change-1,594 (-15%)
Value$441.4K (-$82.5K)
Filed 2026-10-13
Welch Financial Planning, LLC
DECREASED
Shares7,224 from 32,683
Change-25,459 (-78%)
Value$361.8K (-$1.3M)
Filed 2026-11-06
Cornerstone Wealth Management, LLC
DECREASED
Shares7,082 from 7,248
Change-166 (-2%)
Value$354.6K (-$10.2K)
Filed 2026-11-04
StoneX Group Inc.
NEW
Shares6,585
Change+6,585
Value$330.4K
Filed 2026-11-03
MMA Asset Management LLC
DECREASED
Shares6,333 from 7,306
Change-973 (-13%)
Value$317.2K (-$50.6K)
Filed 2026-11-02
Oppenheimer & Co Inc
UNCHANGED
Shares6,045 from 6,045
Change0 (0%)
Value$302.7K (-$1.6K)
Filed 2026-10-26
Ellsworth Advisors, LLC
DECREASED
Shares5,838 from 6,064
Change-226 (-4%)
Value$292.4K (-$12.4K)
Filed 2026-10-15
Merit Financial Group, LLC
INCREASED
Shares5,600 from 5,559
Change+41 (+1%)
Value$280.5K (+$621)
Filed 2026-11-06
RFG Advisory, LLC
INCREASED
Shares5,348 from 5,314
Change+34 (+1%)
Value$267.9K (+$347)
Filed 2026-11-03
Rose Capital Advisors LLC
NEW
Shares5,191
Change+5,191
Value$260.0K
Filed 2026-11-04
Centerpoint Advisory Group
NEW
Shares4,350
Change+4,350
Value$217.8K
Filed 2026-10-23
WPG Advisers, LLC
DECREASED
Shares3,824 from 13,786
Change-9,962 (-72%)
Value$191.5K (-$502.5K)
Filed 2026-10-27
Capital Investment Advisory Services, LLC
INCREASED
Shares264 from 262
Change+2 (+1%)
Value$13.2K (+$56)
Filed 2026-10-30
Westside Investment Management, Inc.
UNCHANGED
Shares180 from 180
Change0 (0%)
Value$9.0K (-$47)
Filed 2026-11-02
EverSource Wealth Advisors, LLC
CLOSED
Shares0 from 20,782
Change-20,782 (-100%)
Value$0 (-$1.0M)
Filed 2026-11-04
Brighton Jones LLC
CLOSED
Shares0 from 12,267
Change-12,267 (-100%)
Value$0 (-$617.5K)
Filed 2026-11-03
Claro Advisors Inc.
CLOSED
Shares0 from 5,807
Change-5,807 (-100%)
Value$0 (-$292.3K)
Filed 2026-11-02
Alliancebernstein L.P.
N/A
Shares— from 13,020,755
Change-13,020,755 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 925,699
Change-925,699 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 906,812
Change-906,812 (-100%)
Value—
Kensington Asset Management, LLC
N/A
Shares— from 869,794
Change-869,794 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 751,307
Change-751,307 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 374,925
Change-374,925 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 271,547
Change-271,547 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 203,416
Change-203,416 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 198,666
Change-198,666 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 178,264
Change-178,264 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 167,519
Change-167,519 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 155,835
Change-155,835 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 155,773
Change-155,773 (-100%)
Value—
HighPoint Advisor Group LLC
N/A
Shares— from 133,419
Change-133,419 (-100%)
Value—
PMG Wealth Management, Inc.
N/A
Shares— from 98,583
Change-98,583 (-100%)
Value—
&partners
N/A
Shares— from 81,864
Change-81,864 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 74,680
Change-74,680 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 70,889
Change-70,889 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 66,876
Change-66,876 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 50,405
Change-50,405 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 42,633
Change-42,633 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 29,910
Change-29,910 (-100%)
Value—
Warner Group LLC
N/A
Shares— from 29,534
Change-29,534 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 25,391
Change-25,391 (-100%)
Value—
Legacy Wealth Advisors, LLC
N/A
Shares— from 19,687
Change-19,687 (-100%)
Value—
MAI Capital Management
N/A
Shares— from 17,946
Change-17,946 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 16,372
Change-16,372 (-100%)
Value—
Davis Wealth Advisors, LLC
N/A
Shares— from 14,818
Change-14,818 (-100%)
Value—
Alteri Wealth LLC
N/A
Shares— from 14,546
Change-14,546 (-100%)
Value—
Cozad Asset Management Inc
N/A
Shares— from 13,560
Change-13,560 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 12,563
Change-12,563 (-100%)
Value—
Laraway Financial Advisors Inc
N/A
Shares— from 11,358
Change-11,358 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 9,915
Change-9,915 (-100%)
Value—
Great Valley Advisor Group, Inc.
N/A
Shares— from 9,812
Change-9,812 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 9,751
Change-9,751 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 9,291
Change-9,291 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 7,575
Change-7,575 (-100%)
Value—
Leavell Investment Management, Inc.
N/A
Shares— from 6,396
Change-6,396 (-100%)
Value—
Rothschild Investment LLC
N/A
Shares— from 5,450
Change-5,450 (-100%)
Value—
Compton Financial Group, LLC
N/A
Shares— from 4,374
Change-4,374 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 4,032
Change-4,032 (-100%)
Value—
Colonial Trust Advisors
N/A
Shares— from 2,675
Change-2,675 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 2,042
Change-2,042 (-100%)
Value—
N.E.W. Advisory Services LLC
N/A
Shares— from 1,444
Change-1,444 (-100%)
Value—
1015 Capital Partners, LLC
N/A
Shares— from 445
Change-445 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 270
Change-270 (-100%)
Value—
Bank of Montreal
N/A
Shares— from 200
Change-200 (-100%)
Value—
UBS Group AG
N/A
Shares— from 4
Change-4 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1
Change-1 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 0
Change0
Value—
Status
LPL Financial LLC
INCREASED3,331,4693,046,221+285,248+9%$153.3M$166.8M+$13.5M2026-11-06
BOS Asset Management, LLC
DECREASED912,006943,059-31,053-3%$47.5M$45.7M-$1.8M2026-10-09
D.A. Davidson & Co.
INCREASED287,007277,632+9,375+3%$14.0M$14.4M+$397.3K2026-10-28
Truist Financial Corp
DECREASED255,132256,100-9680%$12.9M$12.8M-$115.0K2026-10-30
Commonwealth Equity Services, LLC
DECREASED108,476125,809-17,333-14%$6.3M$5.4M-$900.8K2026-11-02
Creative Planning
DECREASED93,419107,777-14,358-13%$5.4M$4.7M-$747.1K2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED89,86073,056+16,804+23%$3.7M$4.5M+$822.0K2026-11-02
Wedbush Securities Inc
DECREASED75,90881,728-5,820-7%$4.1M$3.8M-$313.0K2026-10-22
Cooper Financial Group
DECREASED61,59772,257-10,660-15%$3.6M$3.1M-$552.6K2026-10-07
Kestra Advisory Services, LLC
INCREASED60,81457,731+3,083+5%$2.9M$3.0M+$139.4K2026-11-02
Wagner Wealth Management, LLC
INCREASED60,62724,394+36,233+149%$1.2M$3.0M+$1.8M2026-10-21
Concurrent Investment Advisors, LLC
INCREASED56,86654,582+2,284+4%$2.7M$2.8M+$100.2K2026-10-16
Flagship Harbor Advisors, LLC
INCREASED47,33443,643+3,691+8%$2.2M$2.4M+$173.5K2026-10-26
Atlas Private Wealth Advisors
DECREASED38,18540,077-1,892-5%$2.0M$1.9M-$105.2K2026-10-23
Horizon Wealth Management, LLC
INCREASED32,93431,250+1,684+5%$1.6M$1.6M+$76.2K2026-11-02
Fifth Third Bancorp
INCREASED29,1849,445+19,739+209%$475.5K$1.5M+$986.1K2026-11-05
Encompass Wealth Advisors, LLC
INCREASED28,09413,747+14,347+104%$692.0K$1.4M+$714.9K2026-10-15
Wealth Enhancement Advisory Services, LLC
DECREASED25,48428,639-3,155-11%$1.4M$1.3M-$163.3K2026-10-13
Tortuga Wealth Management, Inc
DECREASED23,19324,193-1,000-4%$1.2M$1.2M-$56.4K2026-10-27
Wealthcare Advisory Partners LLC
DECREASED20,94624,071-3,125-13%$1.2M$1.0M-$162.8K2026-10-21
Cdkv Holdings LLC
INCREASED20,36120,057+304+2%$1.0M$1.0M+$10.0K2026-10-28
TME Financial, Inc.
INCREASED19,46218,889+573+3%$950.9K$974.6K+$23.8K2026-10-14
USAdvisors Wealth Management, LLC
DECREASED19,28320,995-1,712-8%$1.1M$965.0K-$91.0K2026-10-21
Trilogy Capital Inc.
INCREASED18,32418,307+17+0%$921.6K$917.7K-$3.9K2026-10-20
Lido Advisors, LLC
INCREASED18,2356,101+12,134+199%$307.1K$913.2K+$606.1K2026-11-04
Next Level Private LLC
INCREASED17,9989,421+8,577+91%$474.2K$901.3K+$427.1K2026-10-20
MGO One Seven LLC
DECREASED17,95023,050-5,100-22%$1.2M$898.9K-$261.4K2026-10-28
Private Trust Co NA
UNCHANGED16,20016,20000%$815.5K$811.3K-$4.2K2026-10-20
Quantum Private Wealth, LLC
DECREASED15,97916,257-278-2%$818.4K$800.2K-$18.2K2026-10-20
Independent Financial Group, LLC
DECREASED8,81410,408-1,594-15%$523.9K$441.4K-$82.5K2026-10-13
Welch Financial Planning, LLC
DECREASED7,22432,683-25,459-78%$1.6M$361.8K-$1.3M2026-11-06
Cornerstone Wealth Management, LLC
DECREASED7,0827,248-166-2%$364.9K$354.6K-$10.2K2026-11-04
StoneX Group Inc.
NEW6,585—+6,585——$330.4K—2026-11-03
MMA Asset Management LLC
DECREASED6,3337,306-973-13%$367.8K$317.2K-$50.6K2026-11-02
Oppenheimer & Co Inc
UNCHANGED6,0456,04500%$304.3K$302.7K-$1.6K2026-10-26
Ellsworth Advisors, LLC
DECREASED5,8386,064-226-4%$304.8K$292.4K-$12.4K2026-10-15
Merit Financial Group, LLC
INCREASED5,6005,559+41+1%$279.8K$280.5K+$6212026-11-06
RFG Advisory, LLC
INCREASED5,3485,314+34+1%$267.5K$267.9K+$3472026-11-03
Rose Capital Advisors LLC
NEW5,191—+5,191——$260.0K—2026-11-04
Centerpoint Advisory Group
NEW4,350—+4,350——$217.8K—2026-10-23
WPG Advisers, LLC
DECREASED3,82413,786-9,962-72%$694.0K$191.5K-$502.5K2026-10-27
Capital Investment Advisory Services, LLC
INCREASED264262+2+1%$13.2K$13.2K+$562026-10-30
Westside Investment Management, Inc.
UNCHANGED18018000%$9.1K$9.0K-$472026-11-02
EverSource Wealth Advisors, LLC
CLOSED020,782-20,782-100%$1.0M$0-$1.0M2026-11-04
Brighton Jones LLC
CLOSED012,267-12,267-100%$617.5K$0-$617.5K2026-11-03
Claro Advisors Inc.
CLOSED05,807-5,807-100%$292.3K$0-$292.3K2026-11-02
Alliancebernstein L.P.
N/A—13,020,755-13,020,755-100%$657.2M———
Raymond James Financial Inc
N/A—925,699-925,699-100%$46.6M———
Wells Fargo & Company
N/A—906,812-906,812-100%$45.6M———
Kensington Asset Management, LLC
N/A—869,794-869,794-100%$43.8M———
IHT Wealth Management, LLC
N/A—751,307-751,307-100%$37.8M———
Bank of America Corp
N/A—374,925-374,925-100%$18.9M———
Global Retirement Partners, LLC
N/A—271,547-271,547-100%$13.7M———
Private Advisor Group, LLC
N/A—203,416-203,416-100%$10.2M———
Stifel Financial Corp
N/A—198,666-198,666-100%$10.0M———
Kingsview Wealth Management, LLC
N/A—178,264-178,264-100%$9.0M———
Ausdal Financial Partners, Inc.
N/A—167,519-167,519-100%$8.4M———
Osaic Holdings, Inc.
N/A—155,835-155,835-100%$7.8M———
Envestnet Asset Management Inc
N/A—155,773-155,773-100%$7.8M———
HighPoint Advisor Group LLC
N/A—133,419-133,419-100%$6.7M———
PMG Wealth Management, Inc.
N/A—98,583-98,583-100%$4.9M———
&partners
N/A—81,864-81,864-100%$4.1M———
Goldman Sachs Group Inc
N/A—74,680-74,680-100%$3.8M———
Mariner, LLC
N/A—70,889-70,889-100%$3.6M———
Cetera Investment Advisers
N/A—66,876-66,876-100%$3.4M———
Sanctuary Advisors, LLC
N/A—50,405-50,405-100%$2.5M———
Citadel Advisors LLC
N/A—42,633-42,633-100%$2.1M———
Equitable Holdings, Inc.
N/A—29,910-29,910-100%$1.5M———
Warner Group LLC
N/A—29,534-29,534-100%$1.5M———
NewEdge Advisors, LLC
N/A—25,391-25,391-100%$1.3M———
Legacy Wealth Advisors, LLC
N/A—19,687-19,687-100%$991.0K———
MAI Capital Management
N/A—17,946-17,946-100%$903.4K———
Steward Partners Investment Advisory, LLC
N/A—16,372-16,372-100%$824.1K———
Davis Wealth Advisors, LLC
N/A—14,818-14,818-100%$745.9K———
Alteri Wealth LLC
N/A—14,546-14,546-100%$732.2K———
Cozad Asset Management Inc
N/A—13,560-13,560-100%$682.6K———
Arkadios Wealth Advisors
N/A—12,563-12,563-100%$632.4K———
Laraway Financial Advisors Inc
N/A—11,358-11,358-100%$571.8K———
Jones Financial Companies Lllp
N/A—9,915-9,915-100%$499.2K———
Great Valley Advisor Group, Inc.
N/A—9,812-9,812-100%$493.9K———
Susquehanna International Group, LLP
N/A—9,751-9,751-100%$490.9K———
MML Investors Services, LLC
N/A—9,291-9,291-100%$467.7K———
Integrated Wealth Concepts LLC
N/A—7,575-7,575-100%$381.3K———
Leavell Investment Management, Inc.
N/A—6,396-6,396-100%$322.0K———
Rothschild Investment LLC
N/A—5,450-5,450-100%$274.4K———
Compton Financial Group, LLC
N/A—4,374-4,374-100%$220.2K———
Cresset Asset Management, LLC
N/A—4,032-4,032-100%$203.0K———
Colonial Trust Advisors
N/A—2,675-2,675-100%$134.7K———
Rockefeller Capital Management L.P.
N/A—2,042-2,042-100%$102.8K———
N.E.W. Advisory Services LLC
N/A—1,444-1,444-100%$72.7K———
1015 Capital Partners, LLC
N/A—445-445-100%$22.4K———
Royal Bank of Canada
N/A—270-270-100%$14.0K———
Bank of Montreal
N/A—200-200-100%$10.1K———
UBS Group AG
N/A—4-4-100%$201———
Morgan Stanley
N/A—1-1-100%$97———
JPMorgan Chase & Co
N/A—00—$8———
Showing 96 of 96 institutions