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AB TAX Aware Short DUR Muni (TAFI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares3,560,505 from 3,858,906
Change-298,401 (-8%)
Value$87.5M (-$9.8M)
Filed 2026-11-06
Sagespring Wealth Partners, LLC
DECREASED
Shares422,177 from 436,590
Change-14,413 (-3%)
Value$10.4M (-$633.7K)
Filed 2026-10-22
Kestra Private Wealth Services, LLC
INCREASED
Shares291,194 from 273,525
Change+17,669 (+6%)
Value$7.2M (+$259.2K)
Filed 2026-11-06
SevenBridge Financial Group, LLC
DECREASED
Shares219,885 from 227,262
Change-7,377 (-3%)
Value$5.4M (-$251.0K)
Filed 2026-10-26
Fluent Financial, LLC
INCREASED
Shares216,410 from 158,224
Change+58,186 (+37%)
Value$5.3M (+$1.3M)
Filed 2026-10-13
Concurrent Investment Advisors, LLC
INCREASED
Shares204,839 from 176,204
Change+28,635 (+16%)
Value$5.0M (+$591.1K)
Filed 2026-10-16
Perigon Wealth Management, LLC
DECREASED
Shares190,322 from 209,540
Change-19,218 (-9%)
Value$4.7M (-$606.5K)
Filed 2026-10-22
Commonwealth Equity Services, LLC
INCREASED
Shares134,871 from 107,871
Change+27,000 (+25%)
Value$3.3M (+$594.6K)
Filed 2026-11-02
TD Private Client Wealth LLC
INCREASED
Shares125,407 from 99,473
Change+25,934 (+26%)
Value$3.1M (+$573.8K)
Filed 2026-10-28
Wedbush Securities Inc
NEW
Shares121,200
Change+121,200
Value$3.0M
Filed 2026-10-22
Truist Financial Corp
DECREASED
Shares117,919 from 170,722
Change-52,803 (-31%)
Value$2.9M (-$1.4M)
Filed 2026-10-30
VestGen Advisors, LLC
INCREASED
Shares104,735 from 42,049
Change+62,686 (+149%)
Value$2.6M (+$1.5M)
Filed 2026-10-27
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares97,440 from 81,665
Change+15,775 (+19%)
Value$2.4M (+$335.0K)
Filed 2026-11-02
Asset One Wealth Management LLC
NEW
Shares89,068
Change+89,068
Value$2.2M
Filed 2026-11-02
Whipplewood Advisors, LLC
DECREASED
Shares84,926 from 86,368
Change-1,442 (-2%)
Value$2.1M (-$90.7K)
Filed 2026-10-20
Platform Technology Partners
DECREASED
Shares71,715 from 72,675
Change-960 (-1%)
Value$1.8M (-$70.1K)
Filed 2026-11-02
Cornerstone Wealth Group, LLC
INCREASED
Shares62,005 from 61,619
Change+386 (+1%)
Value$1.5M (-$29.9K)
Filed 2026-11-02
Juno Financial Group LLC
DECREASED
Shares58,365 from 60,639
Change-2,274 (-4%)
Value$1.4M (-$94.7K)
Filed 2026-10-27
Aprio Wealth Management, LLC
NEW
Shares54,836
Change+54,836
Value$1.3M
Filed 2026-10-28
Schear Investment Advisers, LLC
NEW
Shares51,266
Change+51,266
Value$1.3M
Filed 2026-10-14
Tempo Wealth, LLC
INCREASED
Shares51,266 from 14,461
Change+36,805 (+255%)
Value$1.3M (+$895.4K)
Filed 2026-10-14
Kennedy Investment Group, Inc.
DECREASED
Shares47,372 from 51,044
Change-3,672 (-7%)
Value$1.2M (-$122.9K)
Filed 2026-10-21
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares44,972 from 52,122
Change-7,150 (-14%)
Value$1.1M (-$207.0K)
Filed 2026-10-13
Davenport & Co LLC
DECREASED
Shares44,565 from 69,337
Change-24,772 (-36%)
Value$1.1M (-$653.3K)
Filed 2026-10-14
Kestra Advisory Services, LLC
DECREASED
Shares37,971 from 46,790
Change-8,819 (-19%)
Value$933.3K (-$246.7K)
Filed 2026-11-02
Encompass Wealth Advisors, LLC
INCREASED
Shares35,400 from 17,700
Change+17,700 (+100%)
Value$870.1K (+$423.7K)
Filed 2026-10-15
TME Financial, Inc.
DECREASED
Shares33,930 from 36,200
Change-2,270 (-6%)
Value$834.0K (-$79.0K)
Filed 2026-10-14
Embree Financial Group
DECREASED
Shares31,708 from 42,650
Change-10,942 (-26%)
Value$779.4K (-$296.3K)
Filed 2026-10-22
Certified Advisory Corp
INCREASED
Shares30,130 from 23,563
Change+6,567 (+28%)
Value$740.6K (+$146.3K)
Filed 2026-10-29
Legacy Capital Wealth Partners, LLC
UNCHANGED
Shares29,931 from 29,931
Change0 (0%)
Value$735.7K (-$19.2K)
Filed 2026-10-21
Farmers & Merchants Trust Co of Long Beach
DECREASED
Shares29,316 from 29,602
Change-286 (-1%)
Value$720.6K (-$26.0K)
Filed 2026-10-22
HB Wealth Management, LLC
INCREASED
Shares29,079 from 28,971
Change+108 (+0%)
Value$714.8K (-$15.9K)
Filed 2026-10-23
Nilsine Partners, LLC
NEW
Shares25,500
Change+25,500
Value$626.8K
Filed 2026-11-02
Mather Group, Llc.
INCREASED
Shares24,002 from 21,580
Change+2,422 (+11%)
Value$590.0K (+$45.7K)
Filed 2026-10-14
RFG Advisory, LLC
INCREASED
Shares23,414 from 23,373
Change+41 (+0%)
Value$575.5K (-$14.0K)
Filed 2026-11-03
Dynamic Advisor Solutions LLC
NEW
Shares23,100
Change+23,100
Value$567.8K
Filed 2026-10-13
Orba Wealth Advisors, L.L.C.
INCREASED
Shares21,500 from 21,320
Change+180 (+1%)
Value$528.5K (-$9.2K)
Filed 2026-10-23
Integras Partners LLC
INCREASED
Shares20,664 from 18,514
Change+2,150 (+12%)
Value$507.9K (+$41.0K)
Filed 2026-10-30
AlphaStar Capital Management, LLC
UNCHANGED
Shares20,000 from 20,000
Change0 (0%)
Value$491.6K (-$12.8K)
Filed 2026-10-16
Bank of New York Mellon Corp
NEW
Shares19,445
Change+19,445
Value$478.0K
Filed 2026-11-05
Lido Advisors, LLC
NEW
Shares18,602
Change+18,602
Value$457.2K
Filed 2026-11-04
StoneX Group Inc.
NEW
Shares17,778
Change+17,778
Value$437.0K
Filed 2026-11-03
HUB Investment Partners, LLC
NEW
Shares16,484
Change+16,484
Value$405.2K
Filed 2026-11-03
Three Magnolias Financial Advisors, LLC
NEW
Shares12,999
Change+12,999
Value$319.5K
Filed 2026-10-14
Fifth Third Bancorp
DECREASED
Shares12,898 from 16,794
Change-3,896 (-23%)
Value$317.0K (-$106.5K)
Filed 2026-11-05
Worth Financial Advisory Group, LLC
UNCHANGED
Shares11,228 from 11,228
Change0 (0%)
Value$276.0K (-$7.2K)
Filed 2026-10-19
CoreCap Advisors, LLC
NEW
Shares10,983
Change+10,983
Value$270.0K
Filed 2026-10-08
Hapanowicz & Associates Financial Services, Inc
UNCHANGED
Shares9,827 from 9,827
Change0 (0%)
Value$241.5K (-$6.3K)
Filed 2026-10-29
Alliance Wealth Advisors, LLC
UNCHANGED
Shares9,800 from 9,800
Change0 (0%)
Value$240.9K (-$6.3K)
Filed 2026-10-14
Cornerstone Wealth Management, LLC
NEW
Shares9,720
Change+9,720
Value$238.9K
Filed 2026-11-04
Rockport Wealth LLC
UNCHANGED
Shares9,603 from 9,603
Change0 (0%)
Value$236.0K (-$6.1K)
Filed 2026-11-03
Atria Investments, Inc
DECREASED
Shares8,725 from 16,354
Change-7,629 (-47%)
Value$214.5K (-$198.0K)
Filed 2026-10-15
Farther Finance Advisors, LLC
NEW
Shares5,293
Change+5,293
Value$130.1K
Filed 2026-10-08
Private Trust Co NA
DECREASED
Shares5,154 from 5,918
Change-764 (-13%)
Value$126.7K (-$22.6K)
Filed 2026-10-20
Princeton Global Asset Management LLC
UNCHANGED
Shares4,518 from 4,518
Change0 (0%)
Value$111.1K (-$2.9K)
Filed 2026-10-21
United Community Bank
INCREASED
Shares3,960 from 3,880
Change+80 (+2%)
Value$97.3K (-$517)
Filed 2026-10-28
Cdkv Holdings LLC
UNCHANGED
Shares3,250 from 3,250
Change0 (0%)
Value$79.9K (-$2.1K)
Filed 2026-10-28
Strid Group, LLC
CLOSED
Shares0 from 390,620
Change-390,620 (-100%)
Value$0 (-$9.9M)
Filed 2026-10-28
Choreo, LLC
CLOSED
Shares0 from 14,688
Change-14,688 (-100%)
Value$0 (-$370.4K)
Filed 2026-10-28
Detalus Advisors, LLC
CLOSED
Shares0 from 9,805
Change-9,805 (-100%)
Value$0 (-$247.3K)
Filed 2026-10-15
Assetmark, Inc
CLOSED
Shares0 from 13
Change-13 (-100%)
Value$0 (-$328)
Filed 2026-10-21
Alliancebernstein L.P.
N/A
Shares— from 25,635,884
Change-25,635,884 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 3,126,607
Change-3,126,607 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 1,393,076
Change-1,393,076 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 1,241,641
Change-1,241,641 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 847,767
Change-847,767 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 646,462
Change-646,462 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 641,682
Change-641,682 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 601,752
Change-601,752 (-100%)
Value—
UBS Group AG
N/A
Shares— from 492,980
Change-492,980 (-100%)
Value—
Quotient Wealth Partners, LLC
N/A
Shares— from 343,887
Change-343,887 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 312,151
Change-312,151 (-100%)
Value—
Aptus Capital Advisors, LLC
N/A
Shares— from 277,115
Change-277,115 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 266,019
Change-266,019 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 238,583
Change-238,583 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 206,620
Change-206,620 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 205,614
Change-205,614 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 200,998
Change-200,998 (-100%)
Value—
Adapt Wealth Advisors, LLC
N/A
Shares— from 191,528
Change-191,528 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 191,159
Change-191,159 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 143,429
Change-143,429 (-100%)
Value—
Legacy Wealth Advisors, LLC
N/A
Shares— from 133,481
Change-133,481 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 131,764
Change-131,764 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 128,346
Change-128,346 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 113,662
Change-113,662 (-100%)
Value—
Perspective Wealth Advisors LLC
N/A
Shares— from 98,187
Change-98,187 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 97,715
Change-97,715 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 85,453
Change-85,453 (-100%)
Value—
Nuveen, LLC
N/A
Shares— from 79,703
Change-79,703 (-100%)
Value—
Elequin Capital, LP
N/A
Shares— from 64,454
Change-64,454 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 60,551
Change-60,551 (-100%)
Value—
URS Advisory LLC
N/A
Shares— from 55,939
Change-55,939 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 43,052
Change-43,052 (-100%)
Value—
Modern Wealth Management, LLC
N/A
Shares— from 40,735
Change-40,735 (-100%)
Value—
Fourth Dimension Wealth, LLC
N/A
Shares— from 35,728
Change-35,728 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 34,075
Change-34,075 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 27,659
Change-27,659 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 27,090
Change-27,090 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 23,829
Change-23,829 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 15,687
Change-15,687 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 15,000
Change-15,000 (-100%)
Value—
&partners
N/A
Shares— from 14,920
Change-14,920 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 14,524
Change-14,524 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 13,174
Change-13,174 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 12,748
Change-12,748 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 11,980
Change-11,980 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 10,559
Change-10,559 (-100%)
Value—
Evolve Private Wealth, LLC
N/A
Shares— from 8,949
Change-8,949 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 6,533
Change-6,533 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 5,147
Change-5,147 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,500
Change-1,500 (-100%)
Value—
Status
LPL Financial LLC
DECREASED3,560,5053,858,906-298,401-8%$97.3M$87.5M-$9.8M2026-11-06
Sagespring Wealth Partners, LLC
DECREASED422,177436,590-14,413-3%$11.0M$10.4M-$633.7K2026-10-22
Kestra Private Wealth Services, LLC
INCREASED291,194273,525+17,669+6%$6.9M$7.2M+$259.2K2026-11-06
SevenBridge Financial Group, LLC
DECREASED219,885227,262-7,377-3%$5.7M$5.4M-$251.0K2026-10-26
Fluent Financial, LLC
INCREASED216,410158,224+58,186+37%$4.0M$5.3M+$1.3M2026-10-13
Concurrent Investment Advisors, LLC
INCREASED204,839176,204+28,635+16%$4.4M$5.0M+$591.1K2026-10-16
Perigon Wealth Management, LLC
DECREASED190,322209,540-19,218-9%$5.3M$4.7M-$606.5K2026-10-22
Commonwealth Equity Services, LLC
INCREASED134,871107,871+27,000+25%$2.7M$3.3M+$594.6K2026-11-02
TD Private Client Wealth LLC
INCREASED125,40799,473+25,934+26%$2.5M$3.1M+$573.8K2026-10-28
Wedbush Securities Inc
NEW121,200—+121,200——$3.0M—2026-10-22
Truist Financial Corp
DECREASED117,919170,722-52,803-31%$4.3M$2.9M-$1.4M2026-10-30
VestGen Advisors, LLC
INCREASED104,73542,049+62,686+149%$1.1M$2.6M+$1.5M2026-10-27
Cambridge Investment Research Advisors, Inc.
INCREASED97,44081,665+15,775+19%$2.1M$2.4M+$335.0K2026-11-02
Asset One Wealth Management LLC
NEW89,068—+89,068——$2.2M—2026-11-02
Whipplewood Advisors, LLC
DECREASED84,92686,368-1,442-2%$2.2M$2.1M-$90.7K2026-10-20
Platform Technology Partners
DECREASED71,71572,675-960-1%$1.8M$1.8M-$70.1K2026-11-02
Cornerstone Wealth Group, LLC
INCREASED62,00561,619+386+1%$1.6M$1.5M-$29.9K2026-11-02
Juno Financial Group LLC
DECREASED58,36560,639-2,274-4%$1.5M$1.4M-$94.7K2026-10-27
Aprio Wealth Management, LLC
NEW54,836—+54,836——$1.3M—2026-10-28
Schear Investment Advisers, LLC
NEW51,266—+51,266——$1.3M—2026-10-14
Tempo Wealth, LLC
INCREASED51,26614,461+36,805+255%$364.7K$1.3M+$895.4K2026-10-14
Kennedy Investment Group, Inc.
DECREASED47,37251,044-3,672-7%$1.3M$1.2M-$122.9K2026-10-21
Wealth Enhancement Advisory Services, LLC
DECREASED44,97252,122-7,150-14%$1.3M$1.1M-$207.0K2026-10-13
Davenport & Co LLC
DECREASED44,56569,337-24,772-36%$1.7M$1.1M-$653.3K2026-10-14
Kestra Advisory Services, LLC
DECREASED37,97146,790-8,819-19%$1.2M$933.3K-$246.7K2026-11-02
Encompass Wealth Advisors, LLC
INCREASED35,40017,700+17,700+100%$446.4K$870.1K+$423.7K2026-10-15
TME Financial, Inc.
DECREASED33,93036,200-2,270-6%$913.0K$834.0K-$79.0K2026-10-14
Embree Financial Group
DECREASED31,70842,650-10,942-26%$1.1M$779.4K-$296.3K2026-10-22
Certified Advisory Corp
INCREASED30,13023,563+6,567+28%$594.3K$740.6K+$146.3K2026-10-29
Legacy Capital Wealth Partners, LLC
UNCHANGED29,93129,93100%$754.9K$735.7K-$19.2K2026-10-21
Farmers & Merchants Trust Co of Long Beach
DECREASED29,31629,602-286-1%$746.6K$720.6K-$26.0K2026-10-22
HB Wealth Management, LLC
INCREASED29,07928,971+108+0%$730.7K$714.8K-$15.9K2026-10-23
Nilsine Partners, LLC
NEW25,500—+25,500——$626.8K—2026-11-02
Mather Group, Llc.
INCREASED24,00221,580+2,422+11%$544.2K$590.0K+$45.7K2026-10-14
RFG Advisory, LLC
INCREASED23,41423,373+41+0%$589.5K$575.5K-$14.0K2026-11-03
Dynamic Advisor Solutions LLC
NEW23,100—+23,100——$567.8K—2026-10-13
Orba Wealth Advisors, L.L.C.
INCREASED21,50021,320+180+1%$537.7K$528.5K-$9.2K2026-10-23
Integras Partners LLC
INCREASED20,66418,514+2,150+12%$466.9K$507.9K+$41.0K2026-10-30
AlphaStar Capital Management, LLC
UNCHANGED20,00020,00000%$504.4K$491.6K-$12.8K2026-10-16
Bank of New York Mellon Corp
NEW19,445—+19,445——$478.0K—2026-11-05
Lido Advisors, LLC
NEW18,602—+18,602——$457.2K—2026-11-04
StoneX Group Inc.
NEW17,778—+17,778——$437.0K—2026-11-03
HUB Investment Partners, LLC
NEW16,484—+16,484——$405.2K—2026-11-03
Three Magnolias Financial Advisors, LLC
NEW12,999—+12,999——$319.5K—2026-10-14
Fifth Third Bancorp
DECREASED12,89816,794-3,896-23%$423.5K$317.0K-$106.5K2026-11-05
Worth Financial Advisory Group, LLC
UNCHANGED11,22811,22800%$283.2K$276.0K-$7.2K2026-10-19
CoreCap Advisors, LLC
NEW10,983—+10,983——$270.0K—2026-10-08
Hapanowicz & Associates Financial Services, Inc
UNCHANGED9,8279,82700%$247.8K$241.5K-$6.3K2026-10-29
Alliance Wealth Advisors, LLC
UNCHANGED9,8009,80000%$247.2K$240.9K-$6.3K2026-10-14
Cornerstone Wealth Management, LLC
NEW9,720—+9,720——$238.9K—2026-11-04
Rockport Wealth LLC
UNCHANGED9,6039,60300%$242.2K$236.0K-$6.1K2026-11-03
Atria Investments, Inc
DECREASED8,72516,354-7,629-47%$412.5K$214.5K-$198.0K2026-10-15
Farther Finance Advisors, LLC
NEW5,293—+5,293——$130.1K—2026-10-08
Private Trust Co NA
DECREASED5,1545,918-764-13%$149.3K$126.7K-$22.6K2026-10-20
Princeton Global Asset Management LLC
UNCHANGED4,5184,51800%$113.9K$111.1K-$2.9K2026-10-21
United Community Bank
INCREASED3,9603,880+80+2%$97.9K$97.3K-$5172026-10-28
Cdkv Holdings LLC
UNCHANGED3,2503,25000%$82.0K$79.9K-$2.1K2026-10-28
Strid Group, LLC
CLOSED0390,620-390,620-100%$9.9M$0-$9.9M2026-10-28
Choreo, LLC
CLOSED014,688-14,688-100%$370.4K$0-$370.4K2026-10-28
Detalus Advisors, LLC
CLOSED09,805-9,805-100%$247.3K$0-$247.3K2026-10-15
Assetmark, Inc
CLOSED013-13-100%$328$0-$3282026-10-21
Alliancebernstein L.P.
N/A—25,635,884-25,635,884-100%$645.5M———
Morgan Stanley
N/A—3,126,607-3,126,607-100%$78.9M———
Bank of America Corp
N/A—1,393,076-1,393,076-100%$35.1M———
JPMorgan Chase & Co
N/A—1,241,641-1,241,641-100%$31.3M———
Royal Bank of Canada
N/A—847,767-847,767-100%$21.4M———
Sanctuary Advisors, LLC
N/A—646,462-646,462-100%$16.3M———
Osaic Holdings, Inc.
N/A—641,682-641,682-100%$16.2M———
Envestnet Asset Management Inc
N/A—601,752-601,752-100%$15.2M———
UBS Group AG
N/A—492,980-492,980-100%$12.4M———
Quotient Wealth Partners, LLC
N/A—343,887-343,887-100%$8.7M———
HighTower Advisors, LLC
N/A—312,151-312,151-100%$7.9M———
Aptus Capital Advisors, LLC
N/A—277,115-277,115-100%$7.0M———
Raymond James Financial Inc
N/A—266,019-266,019-100%$6.7M———
Ameriprise Financial Inc
N/A—238,583-238,583-100%$6.0M———
Private Advisor Group, LLC
N/A—206,620-206,620-100%$5.2M———
Integrated Wealth Concepts LLC
N/A—205,614-205,614-100%$5.2M———
Jane Street Group, LLC
N/A—200,998-200,998-100%$5.1M———
Adapt Wealth Advisors, LLC
N/A—191,528-191,528-100%$4.8M———
Ausdal Financial Partners, Inc.
N/A—191,159-191,159-100%$4.8M———
Beacon Pointe Advisors, LLC
N/A—143,429-143,429-100%$3.6M———
Legacy Wealth Advisors, LLC
N/A—133,481-133,481-100%$3.4M———
Cary Street Partners Financial LLC
N/A—131,764-131,764-100%$3.3M———
Rockefeller Capital Management L.P.
N/A—128,346-128,346-100%$3.2M———
MML Investors Services, LLC
N/A—113,662-113,662-100%$2.9M———
Perspective Wealth Advisors LLC
N/A—98,187-98,187-100%$2.5M———
Cresset Asset Management, LLC
N/A—97,715-97,715-100%$2.5M———
Advisory Services Network, LLC
N/A—85,453-85,453-100%$2.2M———
Nuveen, LLC
N/A—79,703-79,703-100%$2.0M———
Elequin Capital, LP
N/A—64,454-64,454-100%$1.6M———
Citadel Advisors LLC
N/A—60,551-60,551-100%$1.5M———
URS Advisory LLC
N/A—55,939-55,939-100%$1.4M———
Summit Financial, LLC
N/A—43,052-43,052-100%$1.1M———
Modern Wealth Management, LLC
N/A—40,735-40,735-100%$1.0M———
Fourth Dimension Wealth, LLC
N/A—35,728-35,728-100%$901.1K———
Stifel Financial Corp
N/A—34,075-34,075-100%$859.4K———
IHT Wealth Management, LLC
N/A—27,659-27,659-100%$697.6K———
Capital Analysts, LLC
N/A—27,090-27,090-100%$684.0K———
Wells Fargo & Company
N/A—23,829-23,829-100%$601.0K———
Harbour Investments, Inc.
N/A—15,687-15,687-100%$395.6K———
Kingsview Wealth Management, LLC
N/A—15,000-15,000-100%$378.3K———
&partners
N/A—14,920-14,920-100%$376.3K———
Tower Research Capital LLC (TRC)
N/A—14,524-14,524-100%$366.3K———
NewEdge Advisors, LLC
N/A—13,174-13,174-100%$332.2K———
Brookwood Investment Group LLC
N/A—12,748-12,748-100%$321.5K———
Quantinno Capital Management LP
N/A—11,980-11,980-100%$302.1K———
Old Mission Capital LLC
N/A—10,559-10,559-100%$266.3K———
Evolve Private Wealth, LLC
N/A—8,949-8,949-100%$225.7K———
Northwestern Mutual Wealth Management Co
N/A—6,533-6,533-100%$164.8K———
AE Wealth Management LLC
N/A—5,147-5,147-100%$129.8K———
Steward Partners Investment Advisory, LLC
N/A—1,500-1,500-100%$37.8K———
Showing 111 of 111 institutions