AB Shrt Duration HGH YLD ETF (SYFI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

LPL Financial LLC

INCREASED

Shares1,488,707 from 1,341,796

Change+146,911 (+11%)

Value$52.0M (+$4.1M)

Filed 2026-11-06

Wagner Wealth Management, LLC

INCREASED

Shares1,351,377 from 1,243,510

Change+107,867 (+9%)

Value$47.2M (+$2.8M)

Filed 2026-10-21

Huntleigh Advisors, Inc.

INCREASED

Shares375,288 from 372,347

Change+2,941 (+1%)

Value$13.1M (-$189.6K)

Filed 2026-11-03

Focused Alpha, LLC

INCREASED

Shares291,297 from 290,618

Change+679 (+0%)

Value$10.2M (-$204.4K)

Filed 2026-10-20

Next Level Private LLC

INCREASED

Shares271,571 from 254,563

Change+17,008 (+7%)

Value$9.5M (+$394.3K)

Filed 2026-10-20

Commonwealth Equity Services, LLC

INCREASED

Shares269,986 from 229,630

Change+40,356 (+18%)

Value$9.4M (+$1.2M)

Filed 2026-11-02

Truist Financial Corp

INCREASED

Shares167,881 from 159,483

Change+8,398 (+5%)

Value$5.9M (+$168.2K)

Filed 2026-10-30

MGO One Seven LLC

DECREASED

Shares131,676 from 137,527

Change-5,851 (-4%)

Value$4.6M (-$312.4K)

Filed 2026-10-28

RMR Capital Management, LLC

INCREASED

Shares126,624 from 123,615

Change+3,009 (+2%)

Value$4.4M (+$8.1K)

Filed 2026-10-23

Wedbush Securities Inc

INCREASED

Shares114,207 from 32,992

Change+81,215 (+246%)

Value$4.0M (+$2.8M)

Filed 2026-10-22

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares107,321 from 107,577

Change-256 (0%)

Value$3.7M (-$84.2K)

Filed 2026-10-13

Solano Wealth Investment Advisors LLC

DECREASED

Shares105,245 from 361,666

Change-256,421 (-71%)

Value$3.7M (-$9.2M)

Filed 2026-11-06

Vise Technologies, Inc.

INCREASED

Shares92,857 from 67,927

Change+24,930 (+37%)

Value$3.2M (+$817.5K)

Filed 2026-10-29

Advisory Resource Group

INCREASED

Shares79,905 from 78,415

Change+1,490 (+2%)

Value$2.8M (-$9.5K)

Filed 2026-10-26

EverSource Wealth Advisors, LLC

DECREASED

Shares56,656 from 57,057

Change-401 (-1%)

Value$2.0M (-$58.8K)

Filed 2026-11-04

Capital Investment Advisory Services, LLC

DECREASED

Shares45,875 from 48,426

Change-2,551 (-5%)

Value$1.6M (-$127.1K)

Filed 2026-10-30

Fifth Third Bancorp

DECREASED

Shares44,114 from 45,290

Change-1,176 (-3%)

Value$1.5M (-$76.6K)

Filed 2026-11-05

Kestra Advisory Services, LLC

INCREASED

Shares42,606 from 37,640

Change+4,966 (+13%)

Value$1.5M (+$143.9K)

Filed 2026-11-02

Farther Finance Advisors, LLC

INCREASED

Shares37,116 from 37,104

Change+12 (+0%)

Value$1.3M (-$28.7K)

Filed 2026-10-08

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares26,087 from 25,190

Change+897 (+4%)

Value$911.0K (+$11.0K)

Filed 2026-11-02

TME Financial, Inc.

INCREASED

Shares25,391 from 24,256

Change+1,135 (+5%)

Value$886.9K (+$20.6K)

Filed 2026-10-14

Encompass More Asset Management

INCREASED

Shares25,370 from 15,133

Change+10,237 (+68%)

Value$886.2K (+$345.7K)

Filed 2026-10-16

Kennedy Investment Group, Inc.

INCREASED

Shares21,861 from 18,392

Change+3,469 (+19%)

Value$763.6K (+$106.7K)

Filed 2026-10-21

Quantum Private Wealth, LLC

UNCHANGED

Shares18,366 from 18,366

Change0 (0%)

Value$641.5K (-$14.4K)

Filed 2026-10-20

D.A. Davidson & Co.

UNCHANGED

Shares13,851 from 13,851

Change0 (0%)

Value$483.8K (-$10.9K)

Filed 2026-10-28

First Heartland Consultants, Inc.

INCREASED

Shares10,587 from 10,061

Change+526 (+5%)

Value$369.8K (+$10.5K)

Filed 2026-10-08

Tortuga Wealth Management, Inc

INCREASED

Shares9,196 from 8,994

Change+202 (+2%)

Value$321.4K (+$108)

Filed 2026-10-27

Cornerstone Wealth Management, LLC

INCREASED

Shares8,644 from 8,599

Change+45 (+1%)

Value$301.9K (-$5.2K)

Filed 2026-11-04

SkyOak Wealth, LLC

UNCHANGED

Shares6,400 from 6,400

Change0 (0%)

Value$223.6K (-$5.0K)

Filed 2026-10-28

Centerpoint Advisory Group

DECREASED

Shares6,370 from 6,520

Change-150 (-2%)

Value$222.5K (-$10.4K)

Filed 2026-10-23

Private Trust Co NA

INCREASED

Shares5,610 from 575

Change+5,035 (+876%)

Value$196.0K (+$175.4K)

Filed 2026-10-20

WPG Advisers, LLC

UNCHANGED

Shares5,211 from 5,211

Change0 (0%)

Value$182.0K (-$4.1K)

Filed 2026-10-27

PNC Financial Services Group, Inc.

DECREASED

Shares4,137 from 5,306

Change-1,169 (-22%)

Value$144.5K (-$45.0K)

Filed 2026-11-06

Westside Investment Management, Inc.

UNCHANGED

Shares1,164 from 1,164

Change0 (0%)

Value$40.7K (-$913)

Filed 2026-11-02

Parallel Advisors, LLC

INCREASED

Shares1,149 from 1,132

Change+17 (+2%)

Value$40.1K (-$341)

Filed 2026-11-03

Hazlett, Burt & Watson, Inc.

UNCHANGED

Shares889 from 889

Change0 (0%)

Value$31 (-$7.0K)

Filed 2026-11-04

Lanark Financial, Inc.

NEW

Shares840

Change+840

Value$29.3K

Filed 2026-10-26

Allworth Financial LP

UNCHANGED

Shares838 from 838

Change0 (0%)

Value$29.9K ($0)

Filed 2026-11-06

Root Financial Partners, LLC

NEW

Shares815

Change+815

Value$28.5K

Filed 2026-10-21

Signature Equity Partners, LLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$3.5K (-$79)

Filed 2026-10-29

Assetmark, Inc

UNCHANGED

Shares38 from 38

Change0 (0%)

Value$1.3K (-$30)

Filed 2026-10-21

KPP Advisory Services LLC

CLOSED

Shares0 from 85,891

Change-85,891 (-100%)

Value$0 (-$3.1M)

Filed 2026-10-26

Flagship Harbor Advisors, LLC

CLOSED

Shares0 from 24,914

Change-24,914 (-100%)

Value$0 (-$889.8K)

Filed 2026-10-26

Alliancebernstein L.P.

N/A

Shares— from 4,751,552

Change-4,751,552 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 1,772,714

Change-1,772,714 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,665,488

Change-1,665,488 (-100%)

Value—

UBS Group AG

N/A

Shares— from 1,642,456

Change-1,642,456 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 1,184,979

Change-1,184,979 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 1,097,338

Change-1,097,338 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 957,335

Change-957,335 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 810,059

Change-810,059 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 491,963

Change-491,963 (-100%)

Value—

Great Valley Advisor Group, Inc.

N/A

Shares— from 259,476

Change-259,476 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 239,517

Change-239,517 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 166,286

Change-166,286 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 121,524

Change-121,524 (-100%)

Value—

SageGuard Financial Group, LLC

N/A

Shares— from 121,014

Change-121,014 (-100%)

Value—

Stonebridge Financial Group, LLC / MO

N/A

Shares— from 101,721

Change-101,721 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 93,166

Change-93,166 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 76,628

Change-76,628 (-100%)

Value—

Arkadios Wealth Advisors

N/A

Shares— from 73,641

Change-73,641 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 71,366

Change-71,366 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 69,969

Change-69,969 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 52,926

Change-52,926 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 50,677

Change-50,677 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 42,047

Change-42,047 (-100%)

Value—

Magnolia Capital Advisors LLC

N/A

Shares— from 34,108

Change-34,108 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 21,520

Change-21,520 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 21,019

Change-21,019 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 20,032

Change-20,032 (-100%)

Value—

Panoramic Investment Advisors, LLC

N/A

Shares— from 15,956

Change-15,956 (-100%)

Value—

PMG Wealth Management, Inc.

N/A

Shares— from 14,700

Change-14,700 (-100%)

Value—

Gotham Asset Management, LLC

N/A

Shares— from 14,603

Change-14,603 (-100%)

Value—

Brown Brothers Harriman & Co

N/A

Shares— from 13,559

Change-13,559 (-100%)

Value—

Kingsview Wealth Management, LLC

N/A

Shares— from 12,106

Change-12,106 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 10,586

Change-10,586 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 9,174

Change-9,174 (-100%)

Value—

N.E.W. Advisory Services LLC

N/A

Shares— from 7,742

Change-7,742 (-100%)

Value—

Insigneo Advisory Services, LLC

N/A

Shares— from 6,461

Change-6,461 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 6,289

Change-6,289 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 6,016

Change-6,016 (-100%)

Value—

Colonial Trust Advisors

N/A

Shares— from 3,100

Change-3,100 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1,715

Change-1,715 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 995

Change-995 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 611

Change-611 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 269

Change-269 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 60

Change-60 (-100%)

Value—

FMR LLC

N/A

Shares— from 14

Change-14 (-100%)

Value—

	Status
LPL Financial LLC	INCREASED	1,488,707	1,341,796	+146,911	+11%	$47.9M	$52.0M	+$4.1M	2026-11-06
Wagner Wealth Management, LLC	INCREASED	1,351,377	1,243,510	+107,867	+9%	$44.4M	$47.2M	+$2.8M	2026-10-21
Huntleigh Advisors, Inc.	INCREASED	375,288	372,347	+2,941	+1%	$13.3M	$13.1M	-$189.6K	2026-11-03
Focused Alpha, LLC	INCREASED	291,297	290,618	+679	+0%	$10.4M	$10.2M	-$204.4K	2026-10-20
Next Level Private LLC	INCREASED	271,571	254,563	+17,008	+7%	$9.1M	$9.5M	+$394.3K	2026-10-20
Commonwealth Equity Services, LLC	INCREASED	269,986	229,630	+40,356	+18%	$8.2M	$9.4M	+$1.2M	2026-11-02
Truist Financial Corp	INCREASED	167,881	159,483	+8,398	+5%	$5.7M	$5.9M	+$168.2K	2026-10-30
MGO One Seven LLC	DECREASED	131,676	137,527	-5,851	-4%	$4.9M	$4.6M	-$312.4K	2026-10-28
RMR Capital Management, LLC	INCREASED	126,624	123,615	+3,009	+2%	$4.4M	$4.4M	+$8.1K	2026-10-23
Wedbush Securities Inc	INCREASED	114,207	32,992	+81,215	+246%	$1.2M	$4.0M	+$2.8M	2026-10-22
Wealth Enhancement Advisory Services, LLC	DECREASED	107,321	107,577	-256	0%	$3.8M	$3.7M	-$84.2K	2026-10-13
Solano Wealth Investment Advisors LLC	DECREASED	105,245	361,666	-256,421	-71%	$12.9M	$3.7M	-$9.2M	2026-11-06
Vise Technologies, Inc.	INCREASED	92,857	67,927	+24,930	+37%	$2.4M	$3.2M	+$817.5K	2026-10-29
Advisory Resource Group	INCREASED	79,905	78,415	+1,490	+2%	$2.8M	$2.8M	-$9.5K	2026-10-26
EverSource Wealth Advisors, LLC	DECREASED	56,656	57,057	-401	-1%	$2.0M	$2.0M	-$58.8K	2026-11-04
Capital Investment Advisory Services, LLC	DECREASED	45,875	48,426	-2,551	-5%	$1.7M	$1.6M	-$127.1K	2026-10-30
Fifth Third Bancorp	DECREASED	44,114	45,290	-1,176	-3%	$1.6M	$1.5M	-$76.6K	2026-11-05
Kestra Advisory Services, LLC	INCREASED	42,606	37,640	+4,966	+13%	$1.3M	$1.5M	+$143.9K	2026-11-02
Farther Finance Advisors, LLC	INCREASED	37,116	37,104	+12	+0%	$1.3M	$1.3M	-$28.7K	2026-10-08
Cambridge Investment Research Advisors, Inc.	INCREASED	26,087	25,190	+897	+4%	$900.0K	$911.0K	+$11.0K	2026-11-02
TME Financial, Inc.	INCREASED	25,391	24,256	+1,135	+5%	$866.3K	$886.9K	+$20.6K	2026-10-14
Encompass More Asset Management	INCREASED	25,370	15,133	+10,237	+68%	$540.5K	$886.2K	+$345.7K	2026-10-16
Kennedy Investment Group, Inc.	INCREASED	21,861	18,392	+3,469	+19%	$656.9K	$763.6K	+$106.7K	2026-10-21
Quantum Private Wealth, LLC	UNCHANGED	18,366	18,366	0	0%	$655.9K	$641.5K	-$14.4K	2026-10-20
D.A. Davidson & Co.	UNCHANGED	13,851	13,851	0	0%	$494.7K	$483.8K	-$10.9K	2026-10-28
First Heartland Consultants, Inc.	INCREASED	10,587	10,061	+526	+5%	$359.3K	$369.8K	+$10.5K	2026-10-08
Tortuga Wealth Management, Inc	INCREASED	9,196	8,994	+202	+2%	$321.3K	$321.4K	+$108	2026-10-27
Cornerstone Wealth Management, LLC	INCREASED	8,644	8,599	+45	+1%	$307.1K	$301.9K	-$5.2K	2026-11-04
SkyOak Wealth, LLC	UNCHANGED	6,400	6,400	0	0%	$228.6K	$223.6K	-$5.0K	2026-10-28
Centerpoint Advisory Group	DECREASED	6,370	6,520	-150	-2%	$232.9K	$222.5K	-$10.4K	2026-10-23
Private Trust Co NA	INCREASED	5,610	575	+5,035	+876%	$20.5K	$196.0K	+$175.4K	2026-10-20
WPG Advisers, LLC	UNCHANGED	5,211	5,211	0	0%	$186.1K	$182.0K	-$4.1K	2026-10-27
PNC Financial Services Group, Inc.	DECREASED	4,137	5,306	-1,169	-22%	$189.5K	$144.5K	-$45.0K	2026-11-06
Westside Investment Management, Inc.	UNCHANGED	1,164	1,164	0	0%	$41.6K	$40.7K	-$913	2026-11-02
Parallel Advisors, LLC	INCREASED	1,149	1,132	+17	+2%	$40.5K	$40.1K	-$341	2026-11-03
Hazlett, Burt & Watson, Inc.	UNCHANGED	889	889	0	0%	$7.0K	$31	-$7.0K	2026-11-04
Lanark Financial, Inc.	NEW	840	—	+840	—	—	$29.3K	—	2026-10-26
Allworth Financial LP	UNCHANGED	838	838	0	0%	$29.9K	$29.9K	$0	2026-11-06
Root Financial Partners, LLC	NEW	815	—	+815	—	—	$28.5K	—	2026-10-21
Signature Equity Partners, LLC	UNCHANGED	100	100	0	0%	$3.6K	$3.5K	-$79	2026-10-29
Assetmark, Inc	UNCHANGED	38	38	0	0%	$1.4K	$1.3K	-$30	2026-10-21
KPP Advisory Services LLC	CLOSED	0	85,891	-85,891	-100%	$3.1M	$0	-$3.1M	2026-10-26
Flagship Harbor Advisors, LLC	CLOSED	0	24,914	-24,914	-100%	$889.8K	$0	-$889.8K	2026-10-26
Alliancebernstein L.P.	N/A	—	4,751,552	-4,751,552	-100%	$168.8M	—	—	—
Bank of America Corp	N/A	—	1,772,714	-1,772,714	-100%	$63.3M	—	—	—
Morgan Stanley	N/A	—	1,665,488	-1,665,488	-100%	$59.5M	—	—	—
UBS Group AG	N/A	—	1,642,456	-1,642,456	-100%	$58.7M	—	—	—
Royal Bank of Canada	N/A	—	1,184,979	-1,184,979	-100%	$42.3M	—	—	—
Raymond James Financial Inc	N/A	—	1,097,338	-1,097,338	-100%	$39.2M	—	—	—
NewEdge Advisors, LLC	N/A	—	957,335	-957,335	-100%	$34.2M	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	810,059	-810,059	-100%	$28.9M	—	—	—
Osaic Holdings, Inc.	N/A	—	491,963	-491,963	-100%	$17.6M	—	—	—
Great Valley Advisor Group, Inc.	N/A	—	259,476	-259,476	-100%	$9.3M	—	—	—
Cerity Partners LLC	N/A	—	239,517	-239,517	-100%	$8.6M	—	—	—
Stifel Financial Corp	N/A	—	166,286	-166,286	-100%	$5.9M	—	—	—
Envestnet Asset Management Inc	N/A	—	121,524	-121,524	-100%	$4.3M	—	—	—
SageGuard Financial Group, LLC	N/A	—	121,014	-121,014	-100%	$4.3M	—	—	—
Stonebridge Financial Group, LLC / MO	N/A	—	101,721	-101,721	-100%	$3.6M	—	—	—
Citadel Advisors LLC	N/A	—	93,166	-93,166	-100%	$3.3M	—	—	—
Jane Street Group, LLC	N/A	—	76,628	-76,628	-100%	$2.7M	—	—	—
Arkadios Wealth Advisors	N/A	—	73,641	-73,641	-100%	$2.6M	—	—	—
Private Advisor Group, LLC	N/A	—	71,366	-71,366	-100%	$2.5M	—	—	—
Cetera Investment Advisers	N/A	—	69,969	-69,969	-100%	$2.5M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	52,926	-52,926	-100%	$1.9M	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	50,677	-50,677	-100%	$1.8M	—	—	—
Advisory Services Network, LLC	N/A	—	42,047	-42,047	-100%	$1.5M	—	—	—
Magnolia Capital Advisors LLC	N/A	—	34,108	-34,108	-100%	$1.2M	—	—	—
MML Investors Services, LLC	N/A	—	21,520	-21,520	-100%	$768.6K	—	—	—
Integrated Wealth Concepts LLC	N/A	—	21,019	-21,019	-100%	$750.7K	—	—	—
Ameriprise Financial Inc	N/A	—	20,032	-20,032	-100%	$715.4K	—	—	—
Panoramic Investment Advisors, LLC	N/A	—	15,956	-15,956	-100%	$569.9K	—	—	—
PMG Wealth Management, Inc.	N/A	—	14,700	-14,700	-100%	$522.6K	—	—	—
Gotham Asset Management, LLC	N/A	—	14,603	-14,603	-100%	$521.5K	—	—	—
Brown Brothers Harriman & Co	N/A	—	13,559	-13,559	-100%	$484.3K	—	—	—
Kingsview Wealth Management, LLC	N/A	—	12,106	-12,106	-100%	$432.4K	—	—	—
Global Retirement Partners, LLC	N/A	—	10,586	-10,586	-100%	$378.1K	—	—	—
Ameritas Advisory Services, LLC	N/A	—	9,174	-9,174	-100%	$327.7K	—	—	—
N.E.W. Advisory Services LLC	N/A	—	7,742	-7,742	-100%	$276.5K	—	—	—
Insigneo Advisory Services, LLC	N/A	—	6,461	-6,461	-100%	$230.8K	—	—	—
Janney Montgomery Scott LLC	N/A	—	6,289	-6,289	-100%	$225.0K	—	—	—
Captrust Financial Advisors	N/A	—	6,016	-6,016	-100%	$214.9K	—	—	—
Colonial Trust Advisors	N/A	—	3,100	-3,100	-100%	$110.7K	—	—	—
Wells Fargo & Company	N/A	—	1,715	-1,715	-100%	$61.3K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	995	-995	-100%	$35.5K	—	—	—
IFG Advisory, LLC	N/A	—	611	-611	-100%	$21.8K	—	—	—
AE Wealth Management LLC	N/A	—	269	-269	-100%	$9.6K	—	—	—
Harbour Investments, Inc.	N/A	—	60	-60	-100%	$2.1K	—	—	—
FMR LLC	N/A	—	14	-14	-100%	$505	—	—	—

Showing 88 of 88 institutions