AGF US Market Neutral Anti (BTAL)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Carrera Capital Advisors

INCREASED

Shares1,635,648 from 1,539,121

Change+96,527 (+6%)

Value$19.6M (+$2.5M)

Filed 2026-11-03

Krilogy Financial LLC

INCREASED

Shares942,778 from 822,619

Change+120,159 (+15%)

Value$11.6M (+$2.5M)

Filed 2026-10-13

Crescent Grove Advisors, LLC

UNCHANGED

Shares473,811 from 473,811

Change0 (0%)

Value$5.7M (+$402.7K)

Filed 2026-10-21

Kestra Advisory Services, LLC

INCREASED

Shares439,254 from 407,856

Change+31,398 (+8%)

Value$5.3M (+$723.5K)

Filed 2026-11-02

IFG Advisory, LLC

DECREASED

Shares400,105 from 409,162

Change-9,057 (-2%)

Value$4.8M (+$239.1K)

Filed 2026-11-09

WealthPlan Investment Management, LLC

INCREASED

Shares305,184 from 257,710

Change+47,474 (+18%)

Value$3.7M (+$788.7K)

Filed 2026-10-15

PMV Capital Advisers, LLC

INCREASED

Shares205,068 from 188,303

Change+16,765 (+9%)

Value$2.5M (+$361.2K)

Filed 2026-11-09

Collaborative Fund Advisors, LLC

NEW

Shares149,474

Change+149,474

Value$1.8M

Filed 2026-11-02

Good Steward Wealth Advisors,LLC

INCREASED

Shares112,143 from 104,503

Change+7,640 (+7%)

Value$1.3M (+$180.5K)

Filed 2026-11-06

Avestar Capital, LLC

INCREASED

Shares110,740 from 79,403

Change+31,337 (+39%)

Value$1.3M (+$443.5K)

Filed 2026-10-28

LPL Financial LLC

DECREASED

Shares105,874 from 108,802

Change-2,928 (-3%)

Value$1.3M (+$57.3K)

Filed 2026-11-06

Latitude Advisors, LLC

DECREASED

Shares98,316 from 100,681

Change-2,365 (-2%)

Value$1.2M (+$57.2K)

Filed 2026-10-27

Greenwood Capital Associates LLC

INCREASED

Shares95,744 from 82,706

Change+13,038 (+16%)

Value$1.1M (+$226.8K)

Filed 2026-10-27

Arete Wealth Advisors, LLC

INCREASED

Shares65,220 from 64,770

Change+450 (+1%)

Value$781.9K (+$59.7K)

Filed 2026-11-09

Lanark Financial, Inc.

INCREASED

Shares64,692 from 60,086

Change+4,606 (+8%)

Value$776.3K (+$106.3K)

Filed 2026-10-26

Integrity Alliance, Llc.

INCREASED

Shares51,645 from 47,278

Change+4,367 (+9%)

Value$619.7K (+$92.6K)

Filed 2026-10-29

Bank of New York Mellon Corp

INCREASED

Shares51,308 from 39,025

Change+12,283 (+31%)

Value$615.7K (+$180.6K)

Filed 2026-11-05

IFP Advisors, Inc

INCREASED

Shares50,062 from 44,633

Change+5,429 (+12%)

Value$600.7K (+$103.1K)

Filed 2026-10-16

Flagship Harbor Advisors, LLC

DECREASED

Shares49,977 from 52,181

Change-2,204 (-4%)

Value$599.7K (+$17.9K)

Filed 2026-10-26

Dynamic Advisor Solutions LLC

DECREASED

Shares45,963 from 48,129

Change-2,166 (-4%)

Value$551.6K (+$14.9K)

Filed 2026-10-13

Farther Finance Advisors, LLC

INCREASED

Shares42,356 from 4,074

Change+38,282 (+940%)

Value$508.3K (+$462.8K)

Filed 2026-10-08

Bison Wealth, LLC

INCREASED

Shares39,948 from 19,211

Change+20,737 (+108%)

Value$493.4K (+$272.6K)

Filed 2026-10-13

Invested Advisors

INCREASED

Shares37,954 from 28,329

Change+9,625 (+34%)

Value$455.4K (+$139.6K)

Filed 2026-10-23

RHS Financial, LLC

INCREASED

Shares33,344 from 16,902

Change+16,442 (+97%)

Value$400.1K (+$211.7K)

Filed 2026-10-13

Zega Investments, LLC

DECREASED

Shares31,582 from 32,066

Change-484 (-2%)

Value$379.0K (+$21.4K)

Filed 2026-11-04

Ignite Planners, LLC

INCREASED

Shares27,880 from 10,764

Change+17,116 (+159%)

Value$334.6K (+$214.1K)

Filed 2026-10-14

WealthPLAN Partners, LLC

INCREASED

Shares27,812 from 19,532

Change+8,280 (+42%)

Value$333.7K (+$116.0K)

Filed 2026-10-15

Sankala Group LLC

INCREASED

Shares24,329 from 17,211

Change+7,118 (+41%)

Value$291.3K (+$82.7K)

Filed 2026-11-09

Innovative Wealth Building LLC

INCREASED

Shares19,145 from 17,542

Change+1,603 (+9%)

Value$229.7K (+$34.1K)

Filed 2026-10-14

StoneX Group Inc.

INCREASED

Shares16,477 from 11,754

Change+4,723 (+40%)

Value$198.3K (+$67.2K)

Filed 2026-11-03

HUB Investment Partners, LLC

UNCHANGED

Shares15,818 from 15,818

Change0 (0%)

Value$189.8K (+$13.4K)

Filed 2026-11-03

IPG Investment Advisors LLC

UNCHANGED

Shares15,176 from 15,176

Change0 (0%)

Value$182.1K (+$12.9K)

Filed 2026-10-30

Able Wealth Management LLC

INCREASED

Shares14,658 from 14,315

Change+343 (+2%)

Value$174.6K (+$15.0K)

Filed 2026-10-13

Reap Financial Group, LLC

DECREASED

Shares13,961 from 14,559

Change-598 (-4%)

Value$167.5K (+$5.2K)

Filed 2026-11-02

Trek Financial, LLC

DECREASED

Shares13,332 from 152,514

Change-139,182 (-91%)

Value$160.0K (-$1.5M)

Filed 2026-10-29

Nwam LLC

DECREASED

Shares13,100 from 14,360

Change-1,260 (-9%)

Value$157.2K (-$2.9K)

Filed 2026-11-09

J.Safra Asset Management Corp

INCREASED

Shares9,116 from 8,943

Change+173 (+2%)

Value$109.4K (+$9.7K)

Filed 2026-11-03

Creative Financial Designs Inc

DECREASED

Shares7,698 from 26,205

Change-18,507 (-71%)

Value$92.4K (-$199.8K)

Filed 2026-11-04

Heritage Family Offices, LLP

NEW

Shares5,203

Change+5,203

Value$62.4K

Filed 2026-11-02

CoreCap Advisors, LLC

INCREASED

Shares3,901 from 3,273

Change+628 (+19%)

Value$46.8K (+$10.3K)

Filed 2026-10-08

Triumph Capital Management

UNCHANGED

Shares3,220 from 3,220

Change0 (0%)

Value$38.6K (+$2.7K)

Filed 2026-10-14

Simplex Trading, LLC

DECREASED

Shares2,896 from 10,151

Change-7,255 (-71%)

Value$34.8K (-$78.4K)

Filed 2026-11-04

Barclays PLC

NEW

Shares1,797

Change+1,797

Value$21.6K

Filed 2026-11-06

Highland Investment Advisors LLC

UNCHANGED

Shares728 from 728

Change0 (0%)

Value$8.7K (+$619)

Filed 2026-11-09

Buck Wealth Strategies, LLC

UNCHANGED

Shares203 from 203

Change0 (0%)

Value$2.4K (+$173)

Filed 2026-10-28

Evolution Wealth Management Inc.

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$2.4K (+$170)

Filed 2026-10-28

Mosley Wealth Management

UNCHANGED

Shares79 from 79

Change0 (0%)

Value$1.0K (+$126)

Filed 2026-10-16

Harbour Investments, Inc.

UNCHANGED

Shares58 from 58

Change0 (0%)

Value$696 (+$49)

Filed 2026-11-09

POM Investment Strategies, LLC

NEW

Shares20

Change+20

Value$240

Filed 2026-10-20

Axim Planning & Wealth

CLOSED

Shares0 from 76,602

Change-76,602 (-100%)

Value$0 (-$854.1K)

Filed 2026-10-28

Persium Advisors, LLC

CLOSED

Shares0 from 57,600

Change-57,600 (-100%)

Value$0 (-$642.2K)

Filed 2026-10-07

Geneos Wealth Management Inc.

CLOSED

Shares0 from 2,250

Change-2,250 (-100%)

Value$0 (-$25.1K)

Filed 2026-11-09

Signature Resources Capital Management, LLC

CLOSED

Shares0 from 1,546

Change-1,546 (-100%)

Value$0 (-$17.2K)

Filed 2026-10-16

FMR LLC

N/A

Shares— from 1,944,444

Change-1,944,444 (-100%)

Value—

Federation des caisses Desjardins du Quebec

N/A

Shares— from 1,758,251

Change-1,758,251 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 1,537,923

Change-1,537,923 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 927,590

Change-927,590 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 797,480

Change-797,480 (-100%)

Value—

CIBC World Market Inc.

N/A

Shares— from 783,771

Change-783,771 (-100%)

Value—

OneDigital Investment Advisors LLC

N/A

Shares— from 606,507

Change-606,507 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 342,385

Change-342,385 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 239,792

Change-239,792 (-100%)

Value—

Purpose Unlimited Inc.

N/A

Shares— from 201,503

Change-201,503 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 193,580

Change-193,580 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 189,200

Change-189,200 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 124,237

Change-124,237 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 114,285

Change-114,285 (-100%)

Value—

Maridea Wealth Management LLC

N/A

Shares— from 105,600

Change-105,600 (-100%)

Value—

Hudson Bay Capital Management LP

N/A

Shares— from 60,170

Change-60,170 (-100%)

Value—

Town & Country Bank & Trust Co dba First Bankers Trust Co

N/A

Shares— from 44,597

Change-44,597 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 35,341

Change-35,341 (-100%)

Value—

Ethos Financial Group, LLC

N/A

Shares— from 26,455

Change-26,455 (-100%)

Value—

Advyzon Investment Management, LLC

N/A

Shares— from 26,347

Change-26,347 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 26,288

Change-26,288 (-100%)

Value—

Wealthedge Investment Advisors, LLC

N/A

Shares— from 20,453

Change-20,453 (-100%)

Value—

Comprehensive Money Management Services LLC

N/A

Shares— from 19,855

Change-19,855 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 17,463

Change-17,463 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 14,720

Change-14,720 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 14,210

Change-14,210 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 13,844

Change-13,844 (-100%)

Value—

Two Sigma Securities, LLC

N/A

Shares— from 12,936

Change-12,936 (-100%)

Value—

Empirical Asset Management, LLC

N/A

Shares— from 12,897

Change-12,897 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 12,755

Change-12,755 (-100%)

Value—

Tidal Investments LLC

N/A

Shares— from 11,791

Change-11,791 (-100%)

Value—

Entelevest, LLC

N/A

Shares— from 10,260

Change-10,260 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 10,100

Change-10,100 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 4,225

Change-4,225 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 796

Change-796 (-100%)

Value—

Continuum Advisory, LLC

N/A

Shares— from 628

Change-628 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 306

Change-306 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 121

Change-121 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 120

Change-120 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 90

Change-90 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 70

Change-70 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 63

Change-63 (-100%)

Value—

UBS Group AG

N/A

Shares— from 51

Change-51 (-100%)

Value—

Capital Advisor Network LLC

N/A

Shares— from 8

Change-8 (-100%)

Value—

	Status
Carrera Capital Advisors	INCREASED	1,635,648	1,539,121	+96,527	+6%	$17.2M	$19.6M	+$2.5M	2026-11-03
Krilogy Financial LLC	INCREASED	942,778	822,619	+120,159	+15%	$9.2M	$11.6M	+$2.5M	2026-10-13
Crescent Grove Advisors, LLC	UNCHANGED	473,811	473,811	0	0%	$5.3M	$5.7M	+$402.7K	2026-10-21
Kestra Advisory Services, LLC	INCREASED	439,254	407,856	+31,398	+8%	$4.5M	$5.3M	+$723.5K	2026-11-02
IFG Advisory, LLC	DECREASED	400,105	409,162	-9,057	-2%	$4.6M	$4.8M	+$239.1K	2026-11-09
WealthPlan Investment Management, LLC	INCREASED	305,184	257,710	+47,474	+18%	$2.9M	$3.7M	+$788.7K	2026-10-15
PMV Capital Advisers, LLC	INCREASED	205,068	188,303	+16,765	+9%	$2.1M	$2.5M	+$361.2K	2026-11-09
Collaborative Fund Advisors, LLC	NEW	149,474	—	+149,474	—	—	$1.8M	—	2026-11-02
Good Steward Wealth Advisors,LLC	INCREASED	112,143	104,503	+7,640	+7%	$1.2M	$1.3M	+$180.5K	2026-11-06
Avestar Capital, LLC	INCREASED	110,740	79,403	+31,337	+39%	$885.3K	$1.3M	+$443.5K	2026-10-28
LPL Financial LLC	DECREASED	105,874	108,802	-2,928	-3%	$1.2M	$1.3M	+$57.3K	2026-11-06
Latitude Advisors, LLC	DECREASED	98,316	100,681	-2,365	-2%	$1.1M	$1.2M	+$57.2K	2026-10-27
Greenwood Capital Associates LLC	INCREASED	95,744	82,706	+13,038	+16%	$922.2K	$1.1M	+$226.8K	2026-10-27
Arete Wealth Advisors, LLC	INCREASED	65,220	64,770	+450	+1%	$722.2K	$781.9K	+$59.7K	2026-11-09
Lanark Financial, Inc.	INCREASED	64,692	60,086	+4,606	+8%	$670.0K	$776.3K	+$106.3K	2026-10-26
Integrity Alliance, Llc.	INCREASED	51,645	47,278	+4,367	+9%	$527.2K	$619.7K	+$92.6K	2026-10-29
Bank of New York Mellon Corp	INCREASED	51,308	39,025	+12,283	+31%	$435.1K	$615.7K	+$180.6K	2026-11-05
IFP Advisors, Inc	INCREASED	50,062	44,633	+5,429	+12%	$497.7K	$600.7K	+$103.1K	2026-10-16
Flagship Harbor Advisors, LLC	DECREASED	49,977	52,181	-2,204	-4%	$581.8K	$599.7K	+$17.9K	2026-10-26
Dynamic Advisor Solutions LLC	DECREASED	45,963	48,129	-2,166	-4%	$536.6K	$551.6K	+$14.9K	2026-10-13
Farther Finance Advisors, LLC	INCREASED	42,356	4,074	+38,282	+940%	$45.4K	$508.3K	+$462.8K	2026-10-08
Bison Wealth, LLC	INCREASED	39,948	19,211	+20,737	+108%	$220.7K	$493.4K	+$272.6K	2026-10-13
Invested Advisors	INCREASED	37,954	28,329	+9,625	+34%	$315.9K	$455.4K	+$139.6K	2026-10-23
RHS Financial, LLC	INCREASED	33,344	16,902	+16,442	+97%	$188.5K	$400.1K	+$211.7K	2026-10-13
Zega Investments, LLC	DECREASED	31,582	32,066	-484	-2%	$357.5K	$379.0K	+$21.4K	2026-11-04
Ignite Planners, LLC	INCREASED	27,880	10,764	+17,116	+159%	$120.5K	$334.6K	+$214.1K	2026-10-14
WealthPLAN Partners, LLC	INCREASED	27,812	19,532	+8,280	+42%	$217.8K	$333.7K	+$116.0K	2026-10-15
Sankala Group LLC	INCREASED	24,329	17,211	+7,118	+41%	$208.7K	$291.3K	+$82.7K	2026-11-09
Innovative Wealth Building LLC	INCREASED	19,145	17,542	+1,603	+9%	$195.6K	$229.7K	+$34.1K	2026-10-14
StoneX Group Inc.	INCREASED	16,477	11,754	+4,723	+40%	$131.1K	$198.3K	+$67.2K	2026-11-03
HUB Investment Partners, LLC	UNCHANGED	15,818	15,818	0	0%	$176.4K	$189.8K	+$13.4K	2026-11-03
IPG Investment Advisors LLC	UNCHANGED	15,176	15,176	0	0%	$169.2K	$182.1K	+$12.9K	2026-10-30
Able Wealth Management LLC	INCREASED	14,658	14,315	+343	+2%	$159.6K	$174.6K	+$15.0K	2026-10-13
Reap Financial Group, LLC	DECREASED	13,961	14,559	-598	-4%	$162.3K	$167.5K	+$5.2K	2026-11-02
Trek Financial, LLC	DECREASED	13,332	152,514	-139,182	-91%	$1.7M	$160.0K	-$1.5M	2026-10-29
Nwam LLC	DECREASED	13,100	14,360	-1,260	-9%	$160.1K	$157.2K	-$2.9K	2026-11-09
J.Safra Asset Management Corp	INCREASED	9,116	8,943	+173	+2%	$99.7K	$109.4K	+$9.7K	2026-11-03
Creative Financial Designs Inc	DECREASED	7,698	26,205	-18,507	-71%	$292.2K	$92.4K	-$199.8K	2026-11-04
Heritage Family Offices, LLP	NEW	5,203	—	+5,203	—	—	$62.4K	—	2026-11-02
CoreCap Advisors, LLC	INCREASED	3,901	3,273	+628	+19%	$36.5K	$46.8K	+$10.3K	2026-10-08
Triumph Capital Management	UNCHANGED	3,220	3,220	0	0%	$35.9K	$38.6K	+$2.7K	2026-10-14
Simplex Trading, LLC	DECREASED	2,896	10,151	-7,255	-71%	$113.2K	$34.8K	-$78.4K	2026-11-04
Barclays PLC	NEW	1,797	—	+1,797	—	—	$21.6K	—	2026-11-06
Highland Investment Advisors LLC	UNCHANGED	728	728	0	0%	$8.1K	$8.7K	+$619	2026-11-09
Buck Wealth Strategies, LLC	UNCHANGED	203	203	0	0%	$2.3K	$2.4K	+$173	2026-10-28
Evolution Wealth Management Inc.	UNCHANGED	200	200	0	0%	$2.2K	$2.4K	+$170	2026-10-28
Mosley Wealth Management	UNCHANGED	79	79	0	0%	$881	$1.0K	+$126	2026-10-16
Harbour Investments, Inc.	UNCHANGED	58	58	0	0%	$647	$696	+$49	2026-11-09
POM Investment Strategies, LLC	NEW	20	—	+20	—	—	$240	—	2026-10-20
Axim Planning & Wealth	CLOSED	0	76,602	-76,602	-100%	$854.1K	$0	-$854.1K	2026-10-28
Persium Advisors, LLC	CLOSED	0	57,600	-57,600	-100%	$642.2K	$0	-$642.2K	2026-10-07
Geneos Wealth Management Inc.	CLOSED	0	2,250	-2,250	-100%	$25.1K	$0	-$25.1K	2026-11-09
Signature Resources Capital Management, LLC	CLOSED	0	1,546	-1,546	-100%	$17.2K	$0	-$17.2K	2026-10-16
FMR LLC	N/A	—	1,944,444	-1,944,444	-100%	$21.7M	—	—	—
Federation des caisses Desjardins du Quebec	N/A	—	1,758,251	-1,758,251	-100%	$19.6M	—	—	—
Focus Partners Wealth	N/A	—	1,537,923	-1,537,923	-100%	$17.1M	—	—	—
AE Wealth Management LLC	N/A	—	927,590	-927,590	-100%	$10.3M	—	—	—
HighTower Advisors, LLC	N/A	—	797,480	-797,480	-100%	$8.9M	—	—	—
CIBC World Market Inc.	N/A	—	783,771	-783,771	-100%	$8.7M	—	—	—
OneDigital Investment Advisors LLC	N/A	—	606,507	-606,507	-100%	$6.8M	—	—	—
Advisory Services Network, LLC	N/A	—	342,385	-342,385	-100%	$3.8M	—	—	—
Jane Street Group, LLC	N/A	—	239,792	-239,792	-100%	$2.7M	—	—	—
Purpose Unlimited Inc.	N/A	—	201,503	-201,503	-100%	$2.2M	—	—	—
Osaic Holdings, Inc.	N/A	—	193,580	-193,580	-100%	$2.2M	—	—	—
Captrust Financial Advisors	N/A	—	189,200	-189,200	-100%	$2.1M	—	—	—
Susquehanna International Group, LLP	N/A	—	124,237	-124,237	-100%	$1.4M	—	—	—
Citadel Advisors LLC	N/A	—	114,285	-114,285	-100%	$1.3M	—	—	—
Maridea Wealth Management LLC	N/A	—	105,600	-105,600	-100%	$1.2M	—	—	—
Hudson Bay Capital Management LP	N/A	—	60,170	-60,170	-100%	$670.9K	—	—	—
Town & Country Bank & Trust Co dba First Bankers Trust Co	N/A	—	44,597	-44,597	-100%	$497.3K	—	—	—
Morgan Stanley	N/A	—	35,341	-35,341	-100%	$394.1K	—	—	—
Ethos Financial Group, LLC	N/A	—	26,455	-26,455	-100%	$336.0K	—	—	—
Advyzon Investment Management, LLC	N/A	—	26,347	-26,347	-100%	$293.8K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	26,288	-26,288	-100%	$293.1K	—	—	—
Wealthedge Investment Advisors, LLC	N/A	—	20,453	-20,453	-100%	$228.1K	—	—	—
Comprehensive Money Management Services LLC	N/A	—	19,855	-19,855	-100%	$221.4K	—	—	—
Royal Bank of Canada	N/A	—	17,463	-17,463	-100%	$194.0K	—	—	—
Raymond James Financial Inc	N/A	—	14,720	-14,720	-100%	$164.1K	—	—	—
Envestnet Asset Management Inc	N/A	—	14,210	-14,210	-100%	$158.4K	—	—	—
HRT Financial LP	N/A	—	13,844	-13,844	-100%	$154.0K	—	—	—
Two Sigma Securities, LLC	N/A	—	12,936	-12,936	-100%	$144.2K	—	—	—
Empirical Asset Management, LLC	N/A	—	12,897	-12,897	-100%	$143.8K	—	—	—
Cetera Investment Advisers	N/A	—	12,755	-12,755	-100%	$142.2K	—	—	—
Tidal Investments LLC	N/A	—	11,791	-11,791	-100%	$131.5K	—	—	—
Entelevest, LLC	N/A	—	10,260	-10,260	-100%	$114.4K	—	—	—
MML Investors Services, LLC	N/A	—	10,100	-10,100	-100%	$112.6K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	4,225	-4,225	-100%	$47.1K	—	—	—
Jones Financial Companies Lllp	N/A	—	796	-796	-100%	$9.1K	—	—	—
Continuum Advisory, LLC	N/A	—	628	-628	-100%	$7.0K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	306	-306	-100%	$3.4K	—	—	—
Smartleaf Asset Management LLC	N/A	—	121	-121	-100%	$1.4K	—	—	—
SHP Wealth Management	N/A	—	120	-120	-100%	$1.3K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	90	-90	-100%	$1.0K	—	—	—
Group One Trading LLC	N/A	—	70	-70	-100%	$780	—	—	—
Wells Fargo & Company	N/A	—	63	-63	-100%	$700	—	—	—
UBS Group AG	N/A	—	51	-51	-100%	$569	—	—	—
Capital Advisor Network LLC	N/A	—	8	-8	-100%	$89	—	—	—

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