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Alps Smth COR BD Plus ETF (SMTH)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares73,099,748 from 49,724,983
Change+23,374,765 (+47%)
Value$1.8B (+$537.2M)
Filed 2026-10-13
Annex Advisory Services, LLC
DECREASED
Shares8,018,448 from 9,237,012
Change-1,218,564 (-13%)
Value$196.8M (-$41.0M)
Filed 2026-10-16
Trilogy Capital Inc.
INCREASED
Shares4,503,953 from 4,184,387
Change+319,566 (+8%)
Value$110.5M (+$2.8M)
Filed 2026-10-20
Bank of New York Mellon Corp
INCREASED
Shares2,259,498 from 2,257,775
Change+1,723 (+0%)
Value$55.4M (-$2.7M)
Filed 2026-11-05
Thrivent Financial for Lutherans
INCREASED
Shares1,933,740 from 976,388
Change+957,352 (+98%)
Value$47.5M (+$22.4M)
Filed 2026-11-05
Lineweaver Wealth Advisors, LLC
INCREASED
Shares1,616,963 from 1,579,639
Change+37,324 (+2%)
Value$39.7M (-$979.6K)
Filed 2026-10-13
Level Four Advisory Services, LLC
DECREASED
Shares1,212,075 from 1,255,537
Change-43,462 (-3%)
Value$29.7M (-$2.6M)
Filed 2026-11-06
Meridian Wealth Management, LLC
INCREASED
Shares993,088 from 923,625
Change+69,463 (+8%)
Value$24.4M (+$596.3K)
Filed 2026-11-05
Vise Technologies, Inc.
INCREASED
Shares816,863 from 790,997
Change+25,866 (+3%)
Value$20.0M (-$314.4K)
Filed 2026-10-29
Principle Wealth Partners LLC
DECREASED
Shares616,470 from 642,470
Change-26,000 (-4%)
Value$15.1M (-$1.4M)
Filed 2026-11-02
Guardian Financial Partners, LLC
INCREASED
Shares578,093 from 529,672
Change+48,421 (+9%)
Value$14.2M (+$552.6K)
Filed 2026-11-04
Sentinel Pension Advisors, LLC
INCREASED
Shares499,734 from 481,227
Change+18,507 (+4%)
Value$12.3M (-$19.9K)
Filed 2026-11-02
Old Port Advisors
INCREASED
Shares455,260 from 431,023
Change+24,237 (+6%)
Value$11.2M (+$77.6K)
Filed 2026-10-23
Nixon Peabody Trust Co
INCREASED
Shares313,275 from 306,809
Change+6,466 (+2%)
Value$7.7M (-$209.5K)
Filed 2026-10-23
Tenzing Financial LLC
INCREASED
Shares301,509 from 291,152
Change+10,357 (+4%)
Value$7.4M (-$53.1K)
Filed 2026-11-03
SBE LLC DBA Cedar Cove Wealth Partners
INCREASED
Shares293,601 from 284,270
Change+9,331 (+3%)
Value$7.2M (-$112.2K)
Filed 2026-10-15
Gallacher Capital Management LLC
DECREASED
Shares224,089 from 309,268
Change-85,179 (-28%)
Value$5.5M (-$2.5M)
Filed 2026-10-30
Riverbend Wealth Management, LLC
DECREASED
Shares166,861 from 169,716
Change-2,855 (-2%)
Value$4.1M (-$273.7K)
Filed 2026-10-15
Alps Advisors Inc
INCREASED
Shares154,652 from 131,117
Change+23,535 (+18%)
Value$3.8M (+$420.2K)
Filed 2026-11-03
Wealth Enhancement Trust Services, Inc.
INCREASED
Shares119,649 from 31,194
Change+88,455 (+284%)
Value$2.9M (+$2.1M)
Filed 2026-10-07
NorthCrest Asset Manangement, LLC
DECREASED
Shares116,373 from 557,618
Change-441,245 (-79%)
Value$2.9M (-$11.4M)
Filed 2026-10-13
Crestwood Advisors Group, LLC
INCREASED
Shares115,556 from 107,036
Change+8,520 (+8%)
Value$2.8M (+$80.6K)
Filed 2026-10-27
Blue Line Capital, LLC / IL
INCREASED
Shares112,011 from 107,187
Change+4,824 (+5%)
Value$2.7M (-$10.2K)
Filed 2026-11-04
LPL Financial LLC
DECREASED
Shares102,501 from 131,627
Change-29,126 (-22%)
Value$2.5M (-$872.7K)
Filed 2026-11-06
MGO One Seven LLC
INCREASED
Shares70,205 from 64,514
Change+5,691 (+9%)
Value$1.7M (+$62.2K)
Filed 2026-10-28
Daymark Wealth Partners, LLC
NEW
Shares67,210
Change+67,210
Value$1.6M
Filed 2026-11-04
Arsenal Capital Advisors LLC
DECREASED
Shares66,717 from 69,082
Change-2,365 (-3%)
Value$1.6M (-$140.9K)
Filed 2026-11-02
Fermata Advisors, LLC
DECREASED
Shares45,306 from 80,196
Change-34,890 (-44%)
Value$1.1M (-$952.4K)
Filed 2026-10-13
Legacy Capital Wealth Partners, LLC
INCREASED
Shares35,528 from 33,627
Change+1,901 (+6%)
Value$871.9K (+$6.3K)
Filed 2026-10-21
Integras Partners LLC
INCREASED
Shares32,376 from 28,913
Change+3,463 (+12%)
Value$794.5K (+$50.3K)
Filed 2026-10-30
G&S Capital LLC
INCREASED
Shares31,704 from 28,910
Change+2,794 (+10%)
Value$778.0K (+$33.9K)
Filed 2026-10-23
Apollon Wealth Management, LLC
INCREASED
Shares25,771 from 25,700
Change+71 (+0%)
Value$632.4K (-$29.1K)
Filed 2026-10-23
Commonwealth Equity Services, LLC
INCREASED
Shares25,411 from 23,260
Change+2,151 (+9%)
Value$623.6K (+$24.9K)
Filed 2026-11-02
Triumph Capital Management
DECREASED
Shares16,240 from 20,996
Change-4,756 (-23%)
Value$398.5K (-$141.9K)
Filed 2026-10-14
Kestra Advisory Services, LLC
INCREASED
Shares13,496 from 13,180
Change+316 (+2%)
Value$331.2K (-$8.1K)
Filed 2026-11-02
Andrew Hill Investment Advisors, Inc.
NEW
Shares12,022
Change+12,022
Value$295.0K
Filed 2026-10-22
Magnus Financial Group LLC
NEW
Shares11,270
Change+11,270
Value$276.6K
Filed 2026-10-21
Signal Advisors Wealth, LLC
DECREASED
Shares9,600 from 22,444
Change-12,844 (-57%)
Value$235.6K (-$342.1K)
Filed 2026-10-13
Postrock Partners LLC
NEW
Shares9,123
Change+9,123
Value$223.9K
Filed 2026-11-02
Fifth Third Bancorp
DECREASED
Shares5,047 from 7,486
Change-2,439 (-33%)
Value$123.9K (-$68.8K)
Filed 2026-11-05
Cassaday & Co Wealth Management LLC
NEW
Shares4,068
Change+4,068
Value$99.8K
Filed 2026-10-27
IAG Wealth Partners, LLC
NEW
Shares2,553
Change+2,553
Value$62.7K
Filed 2026-11-06
Family Capital Trust Co
UNCHANGED
Shares633 from 633
Change0 (0%)
Value$15.5K (-$755)
Filed 2026-10-22
Signature Resources Capital Management, LLC
UNCHANGED
Shares414 from 414
Change0 (0%)
Value$10.2K (-$496)
Filed 2026-10-16
Vermillion Wealth Management, Inc.
NEW
Shares218
Change+218
Value$5.4K
Filed 2026-10-26
Golden State Wealth Management, LLC
UNCHANGED
Shares72 from 72
Change0 (0%)
Value$1.8K (-$86)
Filed 2026-11-02
Allworth Financial LP
UNCHANGED
Shares36 from 36
Change0 (0%)
Value$927 ($0)
Filed 2026-11-06
Concurrent Investment Advisors, LLC
CLOSED
Shares0 from 24,278
Change-24,278 (-100%)
Value$0 (-$624.9K)
Filed 2026-10-16
Appleton Partners Inc
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$257.0K)
Filed 2026-10-30
Farther Finance Advisors, LLC
CLOSED
Shares0 from 1,095
Change-1,095 (-100%)
Value$0 (-$28.2K)
Filed 2026-10-08
Assetmark, Inc
CLOSED
Shares0 from 56
Change-56 (-100%)
Value$0 (-$1.4K)
Filed 2026-10-21
Shufro Rose & Co LLC
N/A
Shares— from 5,299,519
Change-5,299,519 (-100%)
Value—
Stratos Investment Management, LLC
N/A
Shares— from 3,279,310
Change-3,279,310 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 1,441,110
Change-1,441,110 (-100%)
Value—
Hamilton Wealth, LLC
N/A
Shares— from 1,336,672
Change-1,336,672 (-100%)
Value—
Adapt Wealth Advisors, LLC
N/A
Shares— from 682,887
Change-682,887 (-100%)
Value—
Traction Financial Partners, LLC
N/A
Shares— from 677,300
Change-677,300 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 436,043
Change-436,043 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 424,943
Change-424,943 (-100%)
Value—
Prasad Wealth Partners, LLC
N/A
Shares— from 378,849
Change-378,849 (-100%)
Value—
Sovereign Investment Advisors, LLC
N/A
Shares— from 373,742
Change-373,742 (-100%)
Value—
Spectrum Investment Advisors, Inc.
N/A
Shares— from 246,241
Change-246,241 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 159,183
Change-159,183 (-100%)
Value—
First Foundation Advisors
N/A
Shares— from 104,582
Change-104,582 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 96,686
Change-96,686 (-100%)
Value—
Tidal Investments LLC
N/A
Shares— from 66,900
Change-66,900 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 56,672
Change-56,672 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 34,679
Change-34,679 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 34,290
Change-34,290 (-100%)
Value—
Coastal Bridge Advisors, LLC
N/A
Shares— from 24,048
Change-24,048 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 23,410
Change-23,410 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 22,263
Change-22,263 (-100%)
Value—
AQR Capital Management LLC
N/A
Shares— from 21,198
Change-21,198 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 19,942
Change-19,942 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 16,772
Change-16,772 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 16,142
Change-16,142 (-100%)
Value—
Tribridge Partners Financial LLC
N/A
Shares— from 12,791
Change-12,791 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 11,396
Change-11,396 (-100%)
Value—
Strategic Financial Concepts, LLC
N/A
Shares— from 9,259
Change-9,259 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 8,821
Change-8,821 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 8,048
Change-8,048 (-100%)
Value—
Two Sigma Securities, LLC
N/A
Shares— from 7,953
Change-7,953 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 4,796
Change-4,796 (-100%)
Value—
Johnson Financial Group, Inc.
N/A
Shares— from 2,087
Change-2,087 (-100%)
Value—
Franklin Resources Inc
N/A
Shares— from 934
Change-934 (-100%)
Value—
Security National Bank of Sioux City Iowa
N/A
Shares— from 680
Change-680 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 630
Change-630 (-100%)
Value—
Meramec Financial Planners, LLC
N/A
Shares— from 624
Change-624 (-100%)
Value—
Operose Advisors LLC
N/A
Shares— from 256
Change-256 (-100%)
Value—
FWL Investment Management, LLC
N/A
Shares— from 178
Change-178 (-100%)
Value—
Smartleaf Asset Management LLC
N/A
Shares— from 5
Change-5 (-100%)
Value—
Status
Wealth Enhancement Advisory Services, LLC
INCREASED73,099,74849,724,983+23,374,765+47%$1.3B$1.8B+$537.2M2026-10-13
Annex Advisory Services, LLC
DECREASED8,018,4489,237,012-1,218,564-13%$237.8M$196.8M-$41.0M2026-10-16
Trilogy Capital Inc.
INCREASED4,503,9534,184,387+319,566+8%$107.7M$110.5M+$2.8M2026-10-20
Bank of New York Mellon Corp
INCREASED2,259,4982,257,775+1,723+0%$58.1M$55.4M-$2.7M2026-11-05
Thrivent Financial for Lutherans
INCREASED1,933,740976,388+957,352+98%$25.1M$47.5M+$22.4M2026-11-05
Lineweaver Wealth Advisors, LLC
INCREASED1,616,9631,579,639+37,324+2%$40.7M$39.7M-$979.6K2026-10-13
Level Four Advisory Services, LLC
DECREASED1,212,0751,255,537-43,462-3%$32.3M$29.7M-$2.6M2026-11-06
Meridian Wealth Management, LLC
INCREASED993,088923,625+69,463+8%$23.8M$24.4M+$596.3K2026-11-05
Vise Technologies, Inc.
INCREASED816,863790,997+25,866+3%$20.4M$20.0M-$314.4K2026-10-29
Principle Wealth Partners LLC
DECREASED616,470642,470-26,000-4%$16.5M$15.1M-$1.4M2026-11-02
Guardian Financial Partners, LLC
INCREASED578,093529,672+48,421+9%$13.6M$14.2M+$552.6K2026-11-04
Sentinel Pension Advisors, LLC
INCREASED499,734481,227+18,507+4%$12.3M$12.3M-$19.9K2026-11-02
Old Port Advisors
INCREASED455,260431,023+24,237+6%$11.1M$11.2M+$77.6K2026-10-23
Nixon Peabody Trust Co
INCREASED313,275306,809+6,466+2%$7.9M$7.7M-$209.5K2026-10-23
Tenzing Financial LLC
INCREASED301,509291,152+10,357+4%$7.5M$7.4M-$53.1K2026-11-03
SBE LLC DBA Cedar Cove Wealth Partners
INCREASED293,601284,270+9,331+3%$7.3M$7.2M-$112.2K2026-10-15
Gallacher Capital Management LLC
DECREASED224,089309,268-85,179-28%$8.0M$5.5M-$2.5M2026-10-30
Riverbend Wealth Management, LLC
DECREASED166,861169,716-2,855-2%$4.4M$4.1M-$273.7K2026-10-15
Alps Advisors Inc
INCREASED154,652131,117+23,535+18%$3.4M$3.8M+$420.2K2026-11-03
Wealth Enhancement Trust Services, Inc.
INCREASED119,64931,194+88,455+284%$802.9K$2.9M+$2.1M2026-10-07
NorthCrest Asset Manangement, LLC
DECREASED116,373557,618-441,245-79%$14.3M$2.9M-$11.4M2026-10-13
Crestwood Advisors Group, LLC
INCREASED115,556107,036+8,520+8%$2.8M$2.8M+$80.6K2026-10-27
Blue Line Capital, LLC / IL
INCREASED112,011107,187+4,824+5%$2.8M$2.7M-$10.2K2026-11-04
LPL Financial LLC
DECREASED102,501131,627-29,126-22%$3.4M$2.5M-$872.7K2026-11-06
MGO One Seven LLC
INCREASED70,20564,514+5,691+9%$1.7M$1.7M+$62.2K2026-10-28
Daymark Wealth Partners, LLC
NEW67,210—+67,210——$1.6M—2026-11-04
Arsenal Capital Advisors LLC
DECREASED66,71769,082-2,365-3%$1.8M$1.6M-$140.9K2026-11-02
Fermata Advisors, LLC
DECREASED45,30680,196-34,890-44%$2.1M$1.1M-$952.4K2026-10-13
Legacy Capital Wealth Partners, LLC
INCREASED35,52833,627+1,901+6%$865.6K$871.9K+$6.3K2026-10-21
Integras Partners LLC
INCREASED32,37628,913+3,463+12%$744.2K$794.5K+$50.3K2026-10-30
G&S Capital LLC
INCREASED31,70428,910+2,794+10%$744.1K$778.0K+$33.9K2026-10-23
Apollon Wealth Management, LLC
INCREASED25,77125,700+71+0%$661.5K$632.4K-$29.1K2026-10-23
Commonwealth Equity Services, LLC
INCREASED25,41123,260+2,151+9%$598.7K$623.6K+$24.9K2026-11-02
Triumph Capital Management
DECREASED16,24020,996-4,756-23%$540.4K$398.5K-$141.9K2026-10-14
Kestra Advisory Services, LLC
INCREASED13,49613,180+316+2%$339.3K$331.2K-$8.1K2026-11-02
Andrew Hill Investment Advisors, Inc.
NEW12,022—+12,022——$295.0K—2026-10-22
Magnus Financial Group LLC
NEW11,270—+11,270——$276.6K—2026-10-21
Signal Advisors Wealth, LLC
DECREASED9,60022,444-12,844-57%$577.7K$235.6K-$342.1K2026-10-13
Postrock Partners LLC
NEW9,123—+9,123——$223.9K—2026-11-02
Fifth Third Bancorp
DECREASED5,0477,486-2,439-33%$192.7K$123.9K-$68.8K2026-11-05
Cassaday & Co Wealth Management LLC
NEW4,068—+4,068——$99.8K—2026-10-27
IAG Wealth Partners, LLC
NEW2,553—+2,553——$62.7K—2026-11-06
Family Capital Trust Co
UNCHANGED63363300%$16.3K$15.5K-$7552026-10-22
Signature Resources Capital Management, LLC
UNCHANGED41441400%$10.7K$10.2K-$4962026-10-16
Vermillion Wealth Management, Inc.
NEW218—+218——$5.4K—2026-10-26
Golden State Wealth Management, LLC
UNCHANGED727200%$1.9K$1.8K-$862026-11-02
Allworth Financial LP
UNCHANGED363600%$927$927$02026-11-06
Concurrent Investment Advisors, LLC
CLOSED024,278-24,278-100%$624.9K$0-$624.9K2026-10-16
Appleton Partners Inc
CLOSED010,000-10,000-100%$257.0K$0-$257.0K2026-10-30
Farther Finance Advisors, LLC
CLOSED01,095-1,095-100%$28.2K$0-$28.2K2026-10-08
Assetmark, Inc
CLOSED056-56-100%$1.4K$0-$1.4K2026-10-21
Shufro Rose & Co LLC
N/A—5,299,519-5,299,519-100%$136.4M———
Stratos Investment Management, LLC
N/A—3,279,310-3,279,310-100%$84.4M———
Bank of America Corp
N/A—1,441,110-1,441,110-100%$37.1M———
Hamilton Wealth, LLC
N/A—1,336,672-1,336,672-100%$34.4M———
Adapt Wealth Advisors, LLC
N/A—682,887-682,887-100%$17.6M———
Traction Financial Partners, LLC
N/A—677,300-677,300-100%$17.4M———
World Investment Advisors
N/A—436,043-436,043-100%$11.2M———
Ethos Financial Group, LLC
N/A—424,943-424,943-100%$10.9M———
Prasad Wealth Partners, LLC
N/A—378,849-378,849-100%$9.8M———
Sovereign Investment Advisors, LLC
N/A—373,742-373,742-100%$9.6M———
Spectrum Investment Advisors, Inc.
N/A—246,241-246,241-100%$6.3M———
Raymond James Financial Inc
N/A—159,183-159,183-100%$4.1M———
First Foundation Advisors
N/A—104,582-104,582-100%$2.7M———
Citadel Advisors LLC
N/A—96,686-96,686-100%$2.5M———
Tidal Investments LLC
N/A—66,900-66,900-100%$1.7M———
JPMorgan Chase & Co
N/A—56,672-56,672-100%$1.5M———
Wells Fargo & Company
N/A—34,679-34,679-100%$892.6K———
Envestnet Asset Management Inc
N/A—34,290-34,290-100%$882.6K———
Coastal Bridge Advisors, LLC
N/A—24,048-24,048-100%$619.0K———
Osaic Holdings, Inc.
N/A—23,410-23,410-100%$602.6K———
Royal Bank of Canada
N/A—22,263-22,263-100%$573.0K———
AQR Capital Management LLC
N/A—21,198-21,198-100%$545.6K———
Arax Advisory Partners
N/A—19,942-19,942-100%$513.3K———
Morgan Stanley
N/A—16,772-16,772-100%$431.7K———
Quantinno Capital Management LP
N/A—16,142-16,142-100%$415.5K———
Tribridge Partners Financial LLC
N/A—12,791-12,791-100%$324.4K———
Summit Financial, LLC
N/A—11,396-11,396-100%$293.3K———
Strategic Financial Concepts, LLC
N/A—9,259-9,259-100%$238.3K———
Stifel Financial Corp
N/A—8,821-8,821-100%$227.1K———
Susquehanna International Group, LLP
N/A—8,048-8,048-100%$207.2K———
Two Sigma Securities, LLC
N/A—7,953-7,953-100%$204.7K———
BlackRock, Inc.
N/A—4,796-4,796-100%$123.5K———
Johnson Financial Group, Inc.
N/A—2,087-2,087-100%$53.7K———
Franklin Resources Inc
N/A—934-934-100%$24.0K———
Security National Bank of Sioux City Iowa
N/A—680-680-100%$17.5K———
AE Wealth Management LLC
N/A—630-630-100%$16.2K———
Meramec Financial Planners, LLC
N/A—624-624-100%$15.8K———
Operose Advisors LLC
N/A—256-256-100%$6.6K———
FWL Investment Management, LLC
N/A—178-178-100%$4.6K———
Smartleaf Asset Management LLC
N/A—5-5-100%$129———
Showing 91 of 91 institutions