Alps Medical Breakthroughs (SBIO)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Moran Wealth Management, LLC

INCREASED

Shares36,110 from 34,030

Change+2,080 (+6%)

Value$2.1M (-$94.8K)

Filed 2026-10-22

FIG Financial Advisory Services Inc

INCREASED

Shares30,165 from 25,106

Change+5,059 (+20%)

Value$1.8M (+$135.5K)

Filed 2026-10-07

Sterling Investment Advisors, Ltd.

INCREASED

Shares25,595 from 23,800

Change+1,795 (+8%)

Value$1.5M (-$46.5K)

Filed 2026-10-27

NTV Asset Management LLC

INCREASED

Shares17,283 from 17,083

Change+200 (+1%)

Value$1.0M (-$96.8K)

Filed 2026-10-23

Commonwealth Equity Services, LLC

DECREASED

Shares11,802 from 13,057

Change-1,255 (-10%)

Value$688.0K (-$156.1K)

Filed 2026-11-02

Phoenix Wealth Advisors

INCREASED

Shares11,212 from 8,390

Change+2,822 (+34%)

Value$653.7K (+$111.2K)

Filed 2026-11-03

Elevation Point Wealth Partners, LLC

DECREASED

Shares10,952 from 11,225

Change-273 (-2%)

Value$638.5K (-$87.2K)

Filed 2026-11-05

Davenport & Co LLC

DECREASED

Shares10,500 from 11,100

Change-600 (-5%)

Value$612.2K (-$105.5K)

Filed 2026-10-14

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares8,751 from 8,774

Change-23 (0%)

Value$510.0K (-$57.0K)

Filed 2026-11-02

Kestra Advisory Services, LLC

DECREASED

Shares7,998 from 8,282

Change-284 (-3%)

Value$466.3K (-$69.1K)

Filed 2026-11-02

McGuire Investment Group, LLC

UNCHANGED

Shares7,550 from 7,550

Change0 (0%)

Value$440.2K (-$47.9K)

Filed 2026-10-23

Sowell Financial Services LLC

NEW

Shares7,479

Change+7,479

Value$436.0K

Filed 2026-10-23

Carlson Financial, Inc.

DECREASED

Shares7,297 from 7,448

Change-151 (-2%)

Value$425.4K (-$56.3K)

Filed 2026-11-05

Independent Financial Group, LLC

INCREASED

Shares6,665 from 6,190

Change+475 (+8%)

Value$388.6K (-$11.6K)

Filed 2026-10-13

Cherry Creek Investment Advisors, Inc.

INCREASED

Shares5,003 from 3,447

Change+1,556 (+45%)

Value$291.7K (+$68.8K)

Filed 2026-10-14

Farther Finance Advisors, LLC

UNCHANGED

Shares4,978 from 4,978

Change0 (0%)

Value$290.2K (-$31.6K)

Filed 2026-10-08

Rhodes Investment Advisors Inc

NEW

Shares4,555

Change+4,555

Value$265.6K

Filed 2026-10-07

Retirement Planning Co of New England, Inc.

DECREASED

Shares4,399 from 4,438

Change-39 (-1%)

Value$256.4K (-$30.5K)

Filed 2026-10-15

Fulcrum Equity Management

INCREASED

Shares4,315 from 4,074

Change+241 (+6%)

Value$251.6K (-$11.8K)

Filed 2026-10-21

Cdkv Holdings LLC

UNCHANGED

Shares2,580 from 2,580

Change0 (0%)

Value$150.4K (-$16.4K)

Filed 2026-10-28

US Bancorp \de\

INCREASED

Shares1,587 from 1,000

Change+587 (+59%)

Value$92.5K (+$27.9K)

Filed 2026-11-05

Ashton Thomas Private Wealth, LLC

UNCHANGED

Shares1,086 from 1,086

Change0 (0%)

Value$63.3K (-$6.9K)

Filed 2026-11-03

Harbor Investment Advisory, LLC

UNCHANGED

Shares450 from 450

Change0 (0%)

Value$26.2K (-$2.9K)

Filed 2026-10-13

Silver Grove Financial Group, Inc.

NEW

Shares270

Change+270

Value$15.7K

Filed 2026-11-05

Asset Dedication, LLC

UNCHANGED

Shares167 from 167

Change0 (0%)

Value$9.7K (-$1.1K)

Filed 2026-11-03

Salomon & Ludwin, LLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$5.8K (-$505)

Filed 2026-10-29

Pinnacle Wealth Planning Services, Inc.

UNCHANGED

Shares59 from 59

Change0 (0%)

Value$3.4K (-$374)

Filed 2026-10-27

Spire Wealth Management

INCREASED

Shares57 from 53

Change+4 (+8%)

Value$3.3K (-$103)

Filed 2026-10-30

Blue Trust, Inc.

NEW

Shares15

Change+15

Value$872

Filed 2026-10-15

Physician Wealth Advisors, Inc.

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$577 (-$63)

Filed 2026-10-20

Triumph Capital Management

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$583 (-$63)

Filed 2026-10-14

Griffin Asset Management, Inc.

CLOSED

Shares0 from 28,699

Change-28,699 (-100%)

Value$0 (-$1.9M)

Filed 2026-10-22

Prospera Financial Services Inc

CLOSED

Shares0 from 8,872

Change-8,872 (-100%)

Value$0 (-$573.5K)

Filed 2026-11-04

MSH Capital Advisors LLC

CLOSED

Shares0 from 7,140

Change-7,140 (-100%)

Value$0 (-$461.6K)

Filed 2026-11-03

Axiom Investment Management LLC

CLOSED

Shares0 from 180

Change-180 (-100%)

Value$0 (-$11.6K)

Filed 2026-11-03

Bank of America Corp

N/A

Shares— from 419,459

Change-419,459 (-100%)

Value—

UBS Group AG

N/A

Shares— from 178,799

Change-178,799 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 65,540

Change-65,540 (-100%)

Value—

Connors Investor Services Inc

N/A

Shares— from 48,137

Change-48,137 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 39,956

Change-39,956 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 37,700

Change-37,700 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 27,244

Change-27,244 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 25,648

Change-25,648 (-100%)

Value—

Silver OAK Securities, Incorporated

N/A

Shares— from 20,680

Change-20,680 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 15,327

Change-15,327 (-100%)

Value—

BOK Financial Private Wealth, Inc.

N/A

Shares— from 13,000

Change-13,000 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 11,571

Change-11,571 (-100%)

Value—

Vestmark Advisory Solutions, Inc.

N/A

Shares— from 8,898

Change-8,898 (-100%)

Value—

Range Advisory, LLC

N/A

Shares— from 8,464

Change-8,464 (-100%)

Value—

Savant Capital, LLC

N/A

Shares— from 8,035

Change-8,035 (-100%)

Value—

Jaffetilchin Investment Partners, LLC

N/A

Shares— from 7,690

Change-7,690 (-100%)

Value—

Brown Advisory Inc

N/A

Shares— from 7,250

Change-7,250 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 7,090

Change-7,090 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 6,000

Change-6,000 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 5,468

Change-5,468 (-100%)

Value—

BlackDiamond Wealth Management, LLC

N/A

Shares— from 5,082

Change-5,082 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 4,949

Change-4,949 (-100%)

Value—

Intrepid Financial Planning Group LLC

N/A

Shares— from 4,139

Change-4,139 (-100%)

Value—

Keystone Financial Group

N/A

Shares— from 4,000

Change-4,000 (-100%)

Value—

Ally Invest Advisors Inc.

N/A

Shares— from 3,581

Change-3,581 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 1,034

Change-1,034 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 350

Change-350 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 265

Change-265 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 210

Change-210 (-100%)

Value—

Aptus Capital Advisors, LLC

N/A

Shares— from 180

Change-180 (-100%)

Value—

First Command Advisory Services, Inc.

N/A

Shares— from 100

Change-100 (-100%)

Value—

Bank of Montreal

N/A

Shares— from 100

Change-100 (-100%)

Value—

Institute for Wealth Management, Llc.

N/A

Shares— from 66

Change-66 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 60

Change-60 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 15

Change-15 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 4

Change-4 (-100%)

Value—

	Status
Moran Wealth Management, LLC	INCREASED	36,110	34,030	+2,080	+6%	$2.2M	$2.1M	-$94.8K	2026-10-22
FIG Financial Advisory Services Inc	INCREASED	30,165	25,106	+5,059	+20%	$1.6M	$1.8M	+$135.5K	2026-10-07
Sterling Investment Advisors, Ltd.	INCREASED	25,595	23,800	+1,795	+8%	$1.5M	$1.5M	-$46.5K	2026-10-27
NTV Asset Management LLC	INCREASED	17,283	17,083	+200	+1%	$1.1M	$1.0M	-$96.8K	2026-10-23
Commonwealth Equity Services, LLC	DECREASED	11,802	13,057	-1,255	-10%	$844.1K	$688.0K	-$156.1K	2026-11-02
Phoenix Wealth Advisors	INCREASED	11,212	8,390	+2,822	+34%	$542.4K	$653.7K	+$111.2K	2026-11-03
Elevation Point Wealth Partners, LLC	DECREASED	10,952	11,225	-273	-2%	$725.7K	$638.5K	-$87.2K	2026-11-05
Davenport & Co LLC	DECREASED	10,500	11,100	-600	-5%	$717.6K	$612.2K	-$105.5K	2026-10-14
Cambridge Investment Research Advisors, Inc.	DECREASED	8,751	8,774	-23	0%	$567.0K	$510.0K	-$57.0K	2026-11-02
Kestra Advisory Services, LLC	DECREASED	7,998	8,282	-284	-3%	$535.4K	$466.3K	-$69.1K	2026-11-02
McGuire Investment Group, LLC	UNCHANGED	7,550	7,550	0	0%	$488.1K	$440.2K	-$47.9K	2026-10-23
Sowell Financial Services LLC	NEW	7,479	—	+7,479	—	—	$436.0K	—	2026-10-23
Carlson Financial, Inc.	DECREASED	7,297	7,448	-151	-2%	$481.7K	$425.4K	-$56.3K	2026-11-05
Independent Financial Group, LLC	INCREASED	6,665	6,190	+475	+8%	$400.2K	$388.6K	-$11.6K	2026-10-13
Cherry Creek Investment Advisors, Inc.	INCREASED	5,003	3,447	+1,556	+45%	$222.8K	$291.7K	+$68.8K	2026-10-14
Farther Finance Advisors, LLC	UNCHANGED	4,978	4,978	0	0%	$321.8K	$290.2K	-$31.6K	2026-10-08
Rhodes Investment Advisors Inc	NEW	4,555	—	+4,555	—	—	$265.6K	—	2026-10-07
Retirement Planning Co of New England, Inc.	DECREASED	4,399	4,438	-39	-1%	$286.9K	$256.4K	-$30.5K	2026-10-15
Fulcrum Equity Management	INCREASED	4,315	4,074	+241	+6%	$263.4K	$251.6K	-$11.8K	2026-10-21
Cdkv Holdings LLC	UNCHANGED	2,580	2,580	0	0%	$166.8K	$150.4K	-$16.4K	2026-10-28
US Bancorp \de\	INCREASED	1,587	1,000	+587	+59%	$64.7K	$92.5K	+$27.9K	2026-11-05
Ashton Thomas Private Wealth, LLC	UNCHANGED	1,086	1,086	0	0%	$70.2K	$63.3K	-$6.9K	2026-11-03
Harbor Investment Advisory, LLC	UNCHANGED	450	450	0	0%	$29.1K	$26.2K	-$2.9K	2026-10-13
Silver Grove Financial Group, Inc.	NEW	270	—	+270	—	—	$15.7K	—	2026-11-05
Asset Dedication, LLC	UNCHANGED	167	167	0	0%	$10.8K	$9.7K	-$1.1K	2026-11-03
Salomon & Ludwin, LLC	UNCHANGED	100	100	0	0%	$6.3K	$5.8K	-$505	2026-10-29
Pinnacle Wealth Planning Services, Inc.	UNCHANGED	59	59	0	0%	$3.8K	$3.4K	-$374	2026-10-27
Spire Wealth Management	INCREASED	57	53	+4	+8%	$3.4K	$3.3K	-$103	2026-10-30
Blue Trust, Inc.	NEW	15	—	+15	—	—	$872	—	2026-10-15
Physician Wealth Advisors, Inc.	UNCHANGED	10	10	0	0%	$640	$577	-$63	2026-10-20
Triumph Capital Management	UNCHANGED	10	10	0	0%	$646	$583	-$63	2026-10-14
Griffin Asset Management, Inc.	CLOSED	0	28,699	-28,699	-100%	$1.9M	$0	-$1.9M	2026-10-22
Prospera Financial Services Inc	CLOSED	0	8,872	-8,872	-100%	$573.5K	$0	-$573.5K	2026-11-04
MSH Capital Advisors LLC	CLOSED	0	7,140	-7,140	-100%	$461.6K	$0	-$461.6K	2026-11-03
Axiom Investment Management LLC	CLOSED	0	180	-180	-100%	$11.6K	$0	-$11.6K	2026-11-03
Bank of America Corp	N/A	—	419,459	-419,459	-100%	$27.1M	—	—	—
UBS Group AG	N/A	—	178,799	-178,799	-100%	$11.6M	—	—	—
Wells Fargo & Company	N/A	—	65,540	-65,540	-100%	$4.2M	—	—	—
Connors Investor Services Inc	N/A	—	48,137	-48,137	-100%	$3.1M	—	—	—
Morgan Stanley	N/A	—	39,956	-39,956	-100%	$2.6M	—	—	—
LPL Financial LLC	N/A	—	37,700	-37,700	-100%	$2.4M	—	—	—
Raymond James Financial Inc	N/A	—	27,244	-27,244	-100%	$1.8M	—	—	—
Stifel Financial Corp	N/A	—	25,648	-25,648	-100%	$1.7M	—	—	—
Silver OAK Securities, Incorporated	N/A	—	20,680	-20,680	-100%	$1.3M	—	—	—
Equitable Holdings, Inc.	N/A	—	15,327	-15,327	-100%	$990.9K	—	—	—
BOK Financial Private Wealth, Inc.	N/A	—	13,000	-13,000	-100%	$840.5K	—	—	—
Royal Bank of Canada	N/A	—	11,571	-11,571	-100%	$748.0K	—	—	—
Vestmark Advisory Solutions, Inc.	N/A	—	8,898	-8,898	-100%	$575.3K	—	—	—
Range Advisory, LLC	N/A	—	8,464	-8,464	-100%	$547.2K	—	—	—
Savant Capital, LLC	N/A	—	8,035	-8,035	-100%	$526.8K	—	—	—
Jaffetilchin Investment Partners, LLC	N/A	—	7,690	-7,690	-100%	$497.2K	—	—	—
Brown Advisory Inc	N/A	—	7,250	-7,250	-100%	$468.7K	—	—	—
Osaic Holdings, Inc.	N/A	—	7,090	-7,090	-100%	$458.2K	—	—	—
Two Sigma Investments, LP	N/A	—	6,000	-6,000	-100%	$387.9K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	5,468	-5,468	-100%	$353.5K	—	—	—
BlackDiamond Wealth Management, LLC	N/A	—	5,082	-5,082	-100%	$341.1K	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	4,949	-4,949	-100%	$320.0K	—	—	—
Intrepid Financial Planning Group LLC	N/A	—	4,139	-4,139	-100%	$267.6K	—	—	—
Keystone Financial Group	N/A	—	4,000	-4,000	-100%	$258.6K	—	—	—
Ally Invest Advisors Inc.	N/A	—	3,581	-3,581	-100%	$231.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	1,034	-1,034	-100%	$66.9K	—	—	—
UBS Asset Management Americas LLC	N/A	—	350	-350	-100%	$22.6K	—	—	—
PNC Financial Services Group, Inc.	N/A	—	265	-265	-100%	$17.1K	—	—	—
Arax Advisory Partners	N/A	—	210	-210	-100%	$13.6K	—	—	—
Aptus Capital Advisors, LLC	N/A	—	180	-180	-100%	$11.6K	—	—	—
First Command Advisory Services, Inc.	N/A	—	100	-100	-100%	$6.5K	—	—	—
Bank of Montreal	N/A	—	100	-100	-100%	$6.5K	—	—	—
Institute for Wealth Management, Llc.	N/A	—	66	-66	-100%	$4.3K	—	—	—
Global Retirement Partners, LLC	N/A	—	60	-60	-100%	$3.9K	—	—	—
AE Wealth Management LLC	N/A	—	15	-15	-100%	$970	—	—	—
Fiduciary Financial Advisors	N/A	—	4	-4	-100%	$268	—	—	—

Showing 71 of 71 institutions