IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Alps ETF TR

Q4 2016 vs Q1 2017

Comparing institutional holders between quarters

Quarters

Q1 2017Q4 2016Q3 2016Q2 2016Q1 2016
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Bank of America Corp
DECREASED
Shares170,775 from 200,854
Change-30,079 (-15%)
Value$3.3K (-$581)
Filed 2017-05-15
Susquehanna International Group, LLP
INCREASED
Shares79,162 from 56,005
Change+23,157 (+41%)
Value$1.5K (+$450)
Filed 2017-05-15
Krasney Financial LLC
INCREASED
Shares44,356 from 41,563
Change+2,793 (+7%)
Value$861 (+$54)
Filed 2017-05-12
KCG Holdings, Inc.
INCREASED
Shares41,419 from 11,146
Change+30,273 (+272%)
Value$804 (+$588)
Filed 2017-05-12
LPL Financial LLC
DECREASED
Shares41,124 from 46,705
Change-5,581 (-12%)
Value$798 (-$111)
Filed 2017-05-15
Commonwealth Equity Services, Inc
DECREASED
Shares37,291 from 38,448
Change-1,157 (-3%)
Value$724 (-$22)
Filed 2018-02-16
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares32,600 from 16,900
Change+15,700 (+93%)
Value$633 (+$305)
Filed 2017-05-15
Cetera Advisors LLC
INCREASED
Shares24,087 from 10,052
Change+14,035 (+140%)
Value$468 (+$273)
Filed 2017-05-15
Rothschild Investment Corp
INCREASED
Shares15,891 from 10,775
Change+5,116 (+47%)
Value$309 (+$100)
Filed 2017-04-20
Colony Group LLC
NEW
Shares12,061
Change+12,061
Value$234
Filed 2017-05-16
JPMorgan Chase & Co
UNCHANGED
Shares9,294 from 9,294
Change0 (0%)
Value$180 ($0)
Filed 2017-05-10
Cordasco Financial Network
UNCHANGED
Shares4,500 from 4,500
Change0 (0%)
Value$87 ($0)
Filed 2017-04-07
Steward Partners Investment Advisory, LLC
UNCHANGED
Shares3,047 from 3,047
Change0 (0%)
Value$59 ($0)
Filed 2017-11-22
UBS Group AG
DECREASED
Shares2,390 from 4,986
Change-2,596 (-52%)
Value$46 (-$51)
Filed 2017-11-14
Creative Planning
NEW
Shares2,167
Change+2,167
Value$42
Filed 2017-04-07
Royal Bank of Canada
INCREASED
Shares1,080 from 613
Change+467 (+76%)
Value$21 (+$9)
Filed 2017-05-15
Morgan Stanley
UNCHANGED
Shares175 from 175
Change0 (0%)
Value$3 ($0)
Filed 2017-05-22
Advisor Group, Inc.
DECREASED
Shares94 from 256
Change-162 (-63%)
Value$2 (-$3)
Filed 2017-11-02
Wells Fargo & Company
UNCHANGED
Shares80 from 80
Change0 (0%)
Value$2 ($0)
Filed 2017-04-28
Newfound Research LLC
DECREASED
Shares72 from 774
Change-702 (-91%)
Value$1 (-$14)
Filed 2017-05-02
Transamerica Financial Advisors, LLC
DECREASED
Shares61 from 3,855
Change-3,794 (-98%)
Value$2 (-$73)
Filed 2017-05-10
Parallax Volatility Advisers, L.P.
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$0 ($0)
Filed 2017-05-15
Raymond James & Associates
CLOSED
Shares0 from 32,020
Change-32,020 (-100%)
Value$0 (-$621)
Filed 2017-05-15
Jane Street Group, LLC
CLOSED
Shares0 from 31,840
Change-31,840 (-100%)
Value$0 (-$618)
Filed 2017-05-15
Citadel Advisors LLC
CLOSED
Shares0 from 12,739
Change-12,739 (-100%)
Value$0 (-$247)
Filed 2017-05-12
Burt Wealth Advisors
CLOSED
Shares0 from 270
Change-270 (-100%)
Value$0 (-$5)
Filed 2017-04-28
Status
Bank of America Corp
DECREASED170,775200,854-30,079-15%$3.9K$3.3K-$5812017-05-15
Susquehanna International Group, LLP
INCREASED79,16256,005+23,157+41%$1.1K$1.5K+$4502017-05-15
Krasney Financial LLC
INCREASED44,35641,563+2,793+7%$807$861+$542017-05-12
KCG Holdings, Inc.
INCREASED41,41911,146+30,273+272%$216$804+$5882017-05-12
LPL Financial LLC
DECREASED41,12446,705-5,581-12%$909$798-$1112017-05-15
Commonwealth Equity Services, Inc
DECREASED37,29138,448-1,157-3%$746$724-$222018-02-16
Ladenburg Thalmann Financial Services Inc
INCREASED32,60016,900+15,700+93%$328$633+$3052017-05-15
Cetera Advisors LLC
INCREASED24,08710,052+14,035+140%$195$468+$2732017-05-15
Rothschild Investment Corp
INCREASED15,89110,775+5,116+47%$209$309+$1002017-04-20
Colony Group LLC
NEW12,061—+12,061——$234—2017-05-16
JPMorgan Chase & Co
UNCHANGED9,2949,29400%$180$180$02017-05-10
Cordasco Financial Network
UNCHANGED4,5004,50000%$87$87$02017-04-07
Steward Partners Investment Advisory, LLC
UNCHANGED3,0473,04700%$59$59$02017-11-22
UBS Group AG
DECREASED2,3904,986-2,596-52%$97$46-$512017-11-14
Creative Planning
NEW2,167—+2,167——$42—2017-04-07
Royal Bank of Canada
INCREASED1,080613+467+76%$12$21+$92017-05-15
Morgan Stanley
UNCHANGED17517500%$3$3$02017-05-22
Advisor Group, Inc.
DECREASED94256-162-63%$5$2-$32017-11-02
Wells Fargo & Company
UNCHANGED808000%$2$2$02017-04-28
Newfound Research LLC
DECREASED72774-702-91%$15$1-$142017-05-02
Transamerica Financial Advisors, LLC
DECREASED613,855-3,794-98%$75$2-$732017-05-10
Parallax Volatility Advisers, L.P.
UNCHANGED1100%$0$0$02017-05-15
Raymond James & Associates
CLOSED032,020-32,020-100%$621$0-$6212017-05-15
Jane Street Group, LLC
CLOSED031,840-31,840-100%$618$0-$6182017-05-15
Citadel Advisors LLC
CLOSED012,739-12,739-100%$247$0-$2472017-05-12
Burt Wealth Advisors
CLOSED0270-270-100%$5$0-$52017-04-28
Showing 26 of 26 institutions