Allianzim Buffer20 Alloc (SPBW)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

NEW

Shares259,712

Change+259,712

Value$7.6M

Filed 2026-11-06

Kestra Advisory Services, LLC

INCREASED

Shares253,673 from 235,838

Change+17,835 (+8%)

Value$7.4M (+$664.2K)

Filed 2026-11-02

Independent Financial Group, LLC

INCREASED

Shares194,068 from 192,604

Change+1,464 (+1%)

Value$5.7M (+$158.5K)

Filed 2026-10-13

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares171,035 from 164,259

Change+6,776 (+4%)

Value$5.0M (+$297.0K)

Filed 2026-11-02

Evolution Wealth Management Inc.

INCREASED

Shares156,456 from 145,350

Change+11,106 (+8%)

Value$4.6M (+$412.7K)

Filed 2026-10-28

Commonwealth Equity Services, LLC

INCREASED

Shares62,598 from 44,343

Change+18,255 (+41%)

Value$1.8M (+$561.6K)

Filed 2026-11-02

Compound Planning, Inc.

UNCHANGED

Shares20,929 from 20,929

Change0 (0%)

Value$613.3K (+$12.6K)

Filed 2026-11-05

Castle Rock Wealth Management, LLC

INCREASED

Shares20,083 from 19,999

Change+84 (+0%)

Value$593.9K (+$20.1K)

Filed 2026-10-09

Carmel Capital Partners, LLC

INCREASED

Shares19,580 from 9,790

Change+9,790 (+100%)

Value$573.8K (+$292.8K)

Filed 2026-11-03

BIP Wealth, LLC

NEW

Shares18,612

Change+18,612

Value$545.4K

Filed 2026-10-22

BridgePort Financial Solutions, LLC

INCREASED

Shares16,210 from 14,842

Change+1,368 (+9%)

Value$475.0K (+$49.0K)

Filed 2026-11-02

Fortis Group Advisors, LLC

NEW

Shares13,912

Change+13,912

Value$407.7K

Filed 2026-11-06

Mosley Wealth Management

DECREASED

Shares12,814 from 13,159

Change-345 (-3%)

Value$377.8K (+$141)

Filed 2026-10-16

Diversify Advisory Services, LLC

UNCHANGED

Shares10,850 from 10,850

Change0 (0%)

Value$319.9K (+$8.1K)

Filed 2026-10-20

Diversify Wealth Management, LLC

UNCHANGED

Shares10,850 from 10,850

Change0 (0%)

Value$319.9K (+$8.1K)

Filed 2026-10-20

Patriot Financial Group Insurance Agency, LLC

UNCHANGED

Shares7,536 from 7,536

Change0 (0%)

Value$220.8K (+$4.5K)

Filed 2026-10-14

Grantvest Financial Group LLC

NEW

Shares6,833

Change+6,833

Value$200.2K

Filed 2026-10-21

Lloyd Advisory Services, Llc.

INCREASED

Shares3,670 from 3,460

Change+210 (+6%)

Value$107.5K (+$8.2K)

Filed 2026-11-02

Fifth Third Bancorp

NEW

Shares3,500

Change+3,500

Value$102.6K

Filed 2026-11-05

IFP Advisors, Inc

INCREASED

Shares2,651 from 2,596

Change+55 (+2%)

Value$77.7K (+$3.2K)

Filed 2026-10-16

Key Capital Management, Inc

INCREASED

Shares486 from 386

Change+100 (+26%)

Value$14.2K (+$3.2K)

Filed 2026-11-03

Allianz SE

N/A

Shares— from 197,080

Change-197,080 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 129,064

Change-129,064 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 92,383

Change-92,383 (-100%)

Value—

Huntington National Bank

N/A

Shares— from 79,673

Change-79,673 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 73,137

Change-73,137 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 40,404

Change-40,404 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 39,423

Change-39,423 (-100%)

Value—

Centaurus Financial, Inc.

N/A

Shares— from 29,295

Change-29,295 (-100%)

Value—

World Investment Advisors

N/A

Shares— from 25,504

Change-25,504 (-100%)

Value—

Old Mission Capital LLC

N/A

Shares— from 19,728

Change-19,728 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 17,652

Change-17,652 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 10,750

Change-10,750 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 10,471

Change-10,471 (-100%)

Value—

Strategic Financial Concepts, LLC

N/A

Shares— from 8,353

Change-8,353 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 8,050

Change-8,050 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 5,436

Change-5,436 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 5,436

Change-5,436 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 4,964

Change-4,964 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 732

Change-732 (-100%)

Value—

	Status
LPL Financial LLC	NEW	259,712	—	+259,712	—	—	$7.6M	—	2026-11-06
Kestra Advisory Services, LLC	INCREASED	253,673	235,838	+17,835	+8%	$6.8M	$7.4M	+$664.2K	2026-11-02
Independent Financial Group, LLC	INCREASED	194,068	192,604	+1,464	+1%	$5.5M	$5.7M	+$158.5K	2026-10-13
Cambridge Investment Research Advisors, Inc.	INCREASED	171,035	164,259	+6,776	+4%	$4.7M	$5.0M	+$297.0K	2026-11-02
Evolution Wealth Management Inc.	INCREASED	156,456	145,350	+11,106	+8%	$4.2M	$4.6M	+$412.7K	2026-10-28
Commonwealth Equity Services, LLC	INCREASED	62,598	44,343	+18,255	+41%	$1.3M	$1.8M	+$561.6K	2026-11-02
Compound Planning, Inc.	UNCHANGED	20,929	20,929	0	0%	$600.7K	$613.3K	+$12.6K	2026-11-05
Castle Rock Wealth Management, LLC	INCREASED	20,083	19,999	+84	+0%	$573.8K	$593.9K	+$20.1K	2026-10-09
Carmel Capital Partners, LLC	INCREASED	19,580	9,790	+9,790	+100%	$281.0K	$573.8K	+$292.8K	2026-11-03
BIP Wealth, LLC	NEW	18,612	—	+18,612	—	—	$545.4K	—	2026-10-22
BridgePort Financial Solutions, LLC	INCREASED	16,210	14,842	+1,368	+9%	$426.0K	$475.0K	+$49.0K	2026-11-02
Fortis Group Advisors, LLC	NEW	13,912	—	+13,912	—	—	$407.7K	—	2026-11-06
Mosley Wealth Management	DECREASED	12,814	13,159	-345	-3%	$377.7K	$377.8K	+$141	2026-10-16
Diversify Advisory Services, LLC	UNCHANGED	10,850	10,850	0	0%	$311.9K	$319.9K	+$8.1K	2026-10-20
Diversify Wealth Management, LLC	UNCHANGED	10,850	10,850	0	0%	$311.9K	$319.9K	+$8.1K	2026-10-20
Patriot Financial Group Insurance Agency, LLC	UNCHANGED	7,536	7,536	0	0%	$216.3K	$220.8K	+$4.5K	2026-10-14
Grantvest Financial Group LLC	NEW	6,833	—	+6,833	—	—	$200.2K	—	2026-10-21
Lloyd Advisory Services, Llc.	INCREASED	3,670	3,460	+210	+6%	$99.3K	$107.5K	+$8.2K	2026-11-02
Fifth Third Bancorp	NEW	3,500	—	+3,500	—	—	$102.6K	—	2026-11-05
IFP Advisors, Inc	INCREASED	2,651	2,596	+55	+2%	$74.5K	$77.7K	+$3.2K	2026-10-16
Key Capital Management, Inc	INCREASED	486	386	+100	+26%	$11.1K	$14.2K	+$3.2K	2026-11-03
Allianz SE	N/A	—	197,080	-197,080	-100%	$5.7M	—	—	—
NewEdge Advisors, LLC	N/A	—	129,064	-129,064	-100%	$3.7M	—	—	—
AE Wealth Management LLC	N/A	—	92,383	-92,383	-100%	$2.7M	—	—	—
Huntington National Bank	N/A	—	79,673	-79,673	-100%	$2.3M	—	—	—
Cetera Investment Advisers	N/A	—	73,137	-73,137	-100%	$2.1M	—	—	—
Osaic Holdings, Inc.	N/A	—	40,404	-40,404	-100%	$1.2M	—	—	—
Envestnet Asset Management Inc	N/A	—	39,423	-39,423	-100%	$1.1M	—	—	—
Centaurus Financial, Inc.	N/A	—	29,295	-29,295	-100%	$841.0K	—	—	—
World Investment Advisors	N/A	—	25,504	-25,504	-100%	$732.1K	—	—	—
Old Mission Capital LLC	N/A	—	19,728	-19,728	-100%	$566.3K	—	—	—
CreativeOne Wealth, LLC	N/A	—	17,652	-17,652	-100%	$506.7K	—	—	—
Goldman Sachs Group Inc	N/A	—	10,750	-10,750	-100%	$308.6K	—	—	—
Raymond James Financial Inc	N/A	—	10,471	-10,471	-100%	$300.6K	—	—	—
Strategic Financial Concepts, LLC	N/A	—	8,353	-8,353	-100%	$239.8K	—	—	—
MML Investors Services, LLC	N/A	—	8,050	-8,050	-100%	$231.1K	—	—	—
BFC Planning, Inc.	N/A	—	5,436	-5,436	-100%	$156.0K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	5,436	-5,436	-100%	$156.0K	—	—	—
Harbour Investments, Inc.	N/A	—	4,964	-4,964	-100%	$142.5K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	732	-732	-100%	$21.0K	—	—	—

Showing 40 of 40 institutions