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Allianzim 6M Buffer10 Alloc (SPBX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Commonwealth Equity Services, LLC
INCREASED
Shares278,485 from 90,516
Change+187,969 (+208%)
Value$8.3M (+$5.7M)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares186,763 from 176,710
Change+10,053 (+6%)
Value$5.6M (+$419.0K)
Filed 2026-11-02
LPL Financial LLC
INCREASED
Shares171,194 from 23,858
Change+147,336 (+618%)
Value$5.1M (+$4.4M)
Filed 2026-11-06
Comprehensive Financial Consultants Institutional, Inc.
INCREASED
Shares36,059 from 9,905
Change+26,154 (+264%)
Value$1.1M (+$787.2K)
Filed 2026-10-15
Mosley Wealth Management
DECREASED
Shares24,979 from 25,713
Change-734 (-3%)
Value$751.1K (+$1.2K)
Filed 2026-10-16
BridgePort Financial Solutions, LLC
INCREASED
Shares12,773 from 12,269
Change+504 (+4%)
Value$381.2K (+$23.3K)
Filed 2026-11-02
Integrated Wealth Management
NEW
Shares10,976
Change+10,976
Value$327.6K
Filed 2026-10-19
Diversify Advisory Services, LLC
UNCHANGED
Shares9,330 from 9,330
Change0 (0%)
Value$280.6K (+$7.9K)
Filed 2026-10-20
Diversify Wealth Management, LLC
UNCHANGED
Shares9,330 from 9,330
Change0 (0%)
Value$280.6K (+$7.9K)
Filed 2026-10-20
Wellment Financial
NEW
Shares7,670
Change+7,670
Value$228.9K
Filed 2026-10-28
Lloyd Advisory Services, Llc.
INCREASED
Shares7,350 from 6,970
Change+380 (+5%)
Value$219.3K (+$16.1K)
Filed 2026-11-02
Smart Wealth LLC
NEW
Shares6,816
Change+6,816
Value$203.4K
Filed 2026-11-04
IFP Advisors, Inc
DECREASED
Shares1,806 from 1,841
Change-35 (-2%)
Value$53.9K (+$199)
Filed 2026-10-16
Key Capital Management, Inc
INCREASED
Shares971 from 776
Change+195 (+25%)
Value$29.0K (+$6.3K)
Filed 2026-11-03
Harbour Investments, Inc.
INCREASED
Shares295 from 91
Change+204 (+224%)
Value$8.8K (+$6.2K)
Filed 2026-11-09
Independent Financial Group, LLC
CLOSED
Shares0 from 7,607
Change-7,607 (-100%)
Value$0 (-$221.9K)
Filed 2026-10-13
Allianz SE
N/A
Shares— from 345,540
Change-345,540 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 184,436
Change-184,436 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 89,417
Change-89,417 (-100%)
Value—
Huntington National Bank
N/A
Shares— from 65,491
Change-65,491 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 41,577
Change-41,577 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 15,224
Change-15,224 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,971
Change-12,971 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 11,210
Change-11,210 (-100%)
Value—
Stephens Inc
N/A
Shares— from 10,221
Change-10,221 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 8,931
Change-8,931 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 8,519
Change-8,519 (-100%)
Value—
Strategic Financial Concepts, LLC
N/A
Shares— from 7,301
Change-7,301 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 5,613
Change-5,613 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 5,613
Change-5,613 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 3,275
Change-3,275 (-100%)
Value—
UBS Group AG
N/A
Shares— from 201
Change-201 (-100%)
Value—
Status
Commonwealth Equity Services, LLC
INCREASED278,48590,516+187,969+208%$2.6M$8.3M+$5.7M2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED186,763176,710+10,053+6%$5.2M$5.6M+$419.0K2026-11-02
LPL Financial LLC
INCREASED171,19423,858+147,336+618%$695.9K$5.1M+$4.4M2026-11-06
Comprehensive Financial Consultants Institutional, Inc.
INCREASED36,0599,905+26,154+264%$288.9K$1.1M+$787.2K2026-10-15
Mosley Wealth Management
DECREASED24,97925,713-734-3%$750.0K$751.1K+$1.2K2026-10-16
BridgePort Financial Solutions, LLC
INCREASED12,77312,269+504+4%$357.8K$381.2K+$23.3K2026-11-02
Integrated Wealth Management
NEW10,976—+10,976——$327.6K—2026-10-19
Diversify Advisory Services, LLC
UNCHANGED9,3309,33000%$272.7K$280.6K+$7.9K2026-10-20
Diversify Wealth Management, LLC
UNCHANGED9,3309,33000%$272.7K$280.6K+$7.9K2026-10-20
Wellment Financial
NEW7,670—+7,670——$228.9K—2026-10-28
Lloyd Advisory Services, Llc.
INCREASED7,3506,970+380+5%$203.3K$219.3K+$16.1K2026-11-02
Smart Wealth LLC
NEW6,816—+6,816——$203.4K—2026-11-04
IFP Advisors, Inc
DECREASED1,8061,841-35-2%$53.7K$53.9K+$1992026-10-16
Key Capital Management, Inc
INCREASED971776+195+25%$22.6K$29.0K+$6.3K2026-11-03
Harbour Investments, Inc.
INCREASED29591+204+224%$2.7K$8.8K+$6.2K2026-11-09
Independent Financial Group, LLC
CLOSED07,607-7,607-100%$221.9K$0-$221.9K2026-10-13
Allianz SE
N/A—345,540-345,540-100%$10.1M———
AE Wealth Management LLC
N/A—184,436-184,436-100%$5.4M———
Envestnet Asset Management Inc
N/A—89,417-89,417-100%$2.6M———
Huntington National Bank
N/A—65,491-65,491-100%$1.9M———
Osaic Holdings, Inc.
N/A—41,577-41,577-100%$1.2M———
Old Mission Capital LLC
N/A—15,224-15,224-100%$444.0K———
Cetera Investment Advisers
N/A—12,971-12,971-100%$378.3K———
MML Investors Services, LLC
N/A—11,210-11,210-100%$327.0K———
Stephens Inc
N/A—10,221-10,221-100%$298.1K———
Raymond James Financial Inc
N/A—8,931-8,931-100%$260.5K———
Centaurus Financial, Inc.
N/A—8,519-8,519-100%$248.0K———
Strategic Financial Concepts, LLC
N/A—7,301-7,301-100%$212.9K———
BFC Planning, Inc.
N/A—5,613-5,613-100%$163.7K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—5,613-5,613-100%$163.7K———
Steward Partners Investment Advisory, LLC
N/A—3,275-3,275-100%$95.5K———
UBS Group AG
N/A—201-201-100%$5.9K———
Showing 32 of 32 institutions