Alcentra Capital Corp (ABDCUSD)

Q4 2019 vs Q1 2020

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Stilwell Value LLCA

CLOSED

Shares0 from 1,101,491

Change-1,101,491 (-100%)

Value$0 (-$10.0K)

Filed 2020-05-08

Caxton Corp

CLOSED

Shares0 from 1,005,000

Change-1,005,000 (-100%)

Value$0 (-$9.1K)

Filed 2020-05-15

Morgan Stanley

CLOSED

Shares0 from 455,004

Change-455,004 (-100%)

Value$0 (-$4.1K)

Filed 2020-05-26

Bulldog Investors, LLPA

CLOSED

Shares0 from 255,479

Change-255,479 (-100%)

Value$0 (-$2.3K)

Filed 2020-05-12

Putnam Investments LLC

CLOSED

Shares0 from 251,063

Change-251,063 (-100%)

Value$0 (-$2.3K)

Filed 2020-05-15

Virtus Advisers, LLC

CLOSED

Shares0 from 241,654

Change-241,654 (-100%)

Value$0 (-$2.2K)

Filed 2020-05-14

UBS Group AG

CLOSED

Shares0 from 200,732

Change-200,732 (-100%)

Value$0 (-$1.8K)

Filed 2020-05-01

Confluence Investment Management LLC

CLOSED

Shares0 from 172,787

Change-172,787 (-100%)

Value$0 (-$1.4K)

Filed 2020-06-03

Price Michael F

CLOSED

Shares0 from 139,742

Change-139,742 (-100%)

Value$0 (-$1.3K)

Filed 2020-05-14

Salzhauer Michael

CLOSED

Shares0 from 132,374

Change-132,374 (-100%)

Value$0 (-$1.2K)

Filed 2020-05-05

Almitas Capital LLC

CLOSED

Shares0 from 77,561

Change-77,561 (-100%)

Value$0 (-$702)

Filed 2020-05-14

Cliffwater LLC

CLOSED

Shares0 from 66,687

Change-66,687 (-100%)

Value$0 (-$604)

Filed 2020-05-13

Advisors Asset Management, Inc.

CLOSED

Shares0 from 64,452

Change-64,452 (-100%)

Value$0 (-$583.6K)

Filed 2026-08-21

Millennium Management LLC

CLOSED

Shares0 from 57,600

Change-57,600 (-100%)

Value$0 (-$521)

Filed 2020-05-14

Ares Management LLC

CLOSED

Shares0 from 50,411

Change-50,411 (-100%)

Value$0 (-$456)

Filed 2021-08-20

Raymond James & Associates

CLOSED

Shares0 from 46,253

Change-46,253 (-100%)

Value$0 (-$419)

Filed 2020-04-21

Oppenheimer & Co Inc

CLOSED

Shares0 from 27,862

Change-27,862 (-100%)

Value$0 (-$252)

Filed 2020-05-08

Susquehanna International Group, LLP

CLOSED

Shares0 from 27,113

Change-27,113 (-100%)

Value$0 (-$245)

Filed 2020-05-15

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 22,019

Change-22,019 (-100%)

Value$0 (-$199)

Filed 2020-05-11

Belpointe Asset Management LLC

CLOSED

Shares0 from 17,928

Change-17,928 (-100%)

Value$0 (-$162)

Filed 2020-07-20

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 17,636

Change-17,636 (-100%)

Value$0 (-$160)

Filed 2020-04-21

Squarepoint Ops LLC

CLOSED

Shares0 from 17,530

Change-17,530 (-100%)

Value$0 (-$159)

Filed 2020-05-15

Coldstream Capital Management Inc

CLOSED

Shares0 from 14,509

Change-14,509 (-100%)

Value$0 (-$131)

Filed 2020-05-27

LSV Asset Management

CLOSED

Shares0 from 10,200

Change-10,200 (-100%)

Value$0 (-$92)

Filed 2020-05-07

Stephens Inc

CLOSED

Shares0 from 10,118

Change-10,118 (-100%)

Value$0 (-$92)

Filed 2020-05-14

Acadian Asset Management LLC

CLOSED

Shares0 from 9,172

Change-9,172 (-100%)

Value$0 (-$83)

Filed 2020-05-11

Royal Bank of Canada

CLOSED

Shares0 from 7,688

Change-7,688 (-100%)

Value$0 (-$69)

Filed 2020-06-16

Citigroup Inc

CLOSED

Shares0 from 3,714

Change-3,714 (-100%)

Value$0 (-$34)

Filed 2020-05-12

Wells Fargo & Company

CLOSED

Shares0 from 2,159

Change-2,159 (-100%)

Value$0 (-$20)

Filed 2020-05-14

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 2,064

Change-2,064 (-100%)

Value$0 (-$19)

Filed 2020-05-15

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 1,500

Change-1,500 (-100%)

Value$0 (-$14)

Filed 2020-05-08

Sargent Bickham Lagudis LLC

CLOSED

Shares0 from 400

Change-400 (-100%)

Value$0 (-$4)

Filed 2021-09-07

Simplex Trading, LLC

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$1)

Filed 2020-04-29

Toronto Dominion Bank

CLOSED

Shares0 from 30

Change-30 (-100%)

Value$0 ($0)

Filed 2020-05-13

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2020-05-13

Advisor Group, Inc.

N/A

Shares— from 2,500

Change-2,500 (-100%)

Value—

	Status
Stilwell Value LLCA	CLOSED	0	1,101,491	-1,101,491	-100%	$10.0K	$0	-$10.0K	2020-05-08
Caxton Corp	CLOSED	0	1,005,000	-1,005,000	-100%	$9.1K	$0	-$9.1K	2020-05-15
Morgan Stanley	CLOSED	0	455,004	-455,004	-100%	$4.1K	$0	-$4.1K	2020-05-26
Bulldog Investors, LLPA	CLOSED	0	255,479	-255,479	-100%	$2.3K	$0	-$2.3K	2020-05-12
Putnam Investments LLC	CLOSED	0	251,063	-251,063	-100%	$2.3K	$0	-$2.3K	2020-05-15
Virtus Advisers, LLC	CLOSED	0	241,654	-241,654	-100%	$2.2K	$0	-$2.2K	2020-05-14
UBS Group AG	CLOSED	0	200,732	-200,732	-100%	$1.8K	$0	-$1.8K	2020-05-01
Confluence Investment Management LLC	CLOSED	0	172,787	-172,787	-100%	$1.4K	$0	-$1.4K	2020-06-03
Price Michael F	CLOSED	0	139,742	-139,742	-100%	$1.3K	$0	-$1.3K	2020-05-14
Salzhauer Michael	CLOSED	0	132,374	-132,374	-100%	$1.2K	$0	-$1.2K	2020-05-05
Almitas Capital LLC	CLOSED	0	77,561	-77,561	-100%	$702	$0	-$702	2020-05-14
Cliffwater LLC	CLOSED	0	66,687	-66,687	-100%	$604	$0	-$604	2020-05-13
Advisors Asset Management, Inc.	CLOSED	0	64,452	-64,452	-100%	$583.6K	$0	-$583.6K	2026-08-21
Millennium Management LLC	CLOSED	0	57,600	-57,600	-100%	$521	$0	-$521	2020-05-14
Ares Management LLC	CLOSED	0	50,411	-50,411	-100%	$456	$0	-$456	2021-08-20
Raymond James & Associates	CLOSED	0	46,253	-46,253	-100%	$419	$0	-$419	2020-04-21
Oppenheimer & Co Inc	CLOSED	0	27,862	-27,862	-100%	$252	$0	-$252	2020-05-08
Susquehanna International Group, LLP	CLOSED	0	27,113	-27,113	-100%	$245	$0	-$245	2020-05-15
Commonwealth Equity Services, LLC	CLOSED	0	22,019	-22,019	-100%	$199	$0	-$199	2020-05-11
Belpointe Asset Management LLC	CLOSED	0	17,928	-17,928	-100%	$162	$0	-$162	2020-07-20
Raymond James Financial Services Advisors, Inc.	CLOSED	0	17,636	-17,636	-100%	$160	$0	-$160	2020-04-21
Squarepoint Ops LLC	CLOSED	0	17,530	-17,530	-100%	$159	$0	-$159	2020-05-15
Coldstream Capital Management Inc	CLOSED	0	14,509	-14,509	-100%	$131	$0	-$131	2020-05-27
LSV Asset Management	CLOSED	0	10,200	-10,200	-100%	$92	$0	-$92	2020-05-07
Stephens Inc	CLOSED	0	10,118	-10,118	-100%	$92	$0	-$92	2020-05-14
Acadian Asset Management LLC	CLOSED	0	9,172	-9,172	-100%	$83	$0	-$83	2020-05-11
Royal Bank of Canada	CLOSED	0	7,688	-7,688	-100%	$69	$0	-$69	2020-06-16
Citigroup Inc	CLOSED	0	3,714	-3,714	-100%	$34	$0	-$34	2020-05-12
Wells Fargo & Company	CLOSED	0	2,159	-2,159	-100%	$20	$0	-$20	2020-05-14
Tower Research Capital LLC (TRC)	CLOSED	0	2,064	-2,064	-100%	$19	$0	-$19	2020-05-15
Northwestern Mutual Wealth Management Co	CLOSED	0	1,500	-1,500	-100%	$14	$0	-$14	2020-05-08
Sargent Bickham Lagudis LLC	CLOSED	0	400	-400	-100%	$4	$0	-$4	2021-09-07
Simplex Trading, LLC	CLOSED	0	200	-200	-100%	$1	$0	-$1	2020-04-29
Toronto Dominion Bank	CLOSED	0	30	-30	-100%	$0	$0	$0	2020-05-13
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2020-05-13
Advisor Group, Inc.	N/A	—	2,500	-2,500	-100%	$23	—	—	—

Showing 36 of 36 institutions