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Alger Mid Cap 40 ETF (FRTY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares508,137 from 481,597
Change+26,540 (+6%)
Value$12.0M (+$88.7K)
Filed 2026-11-06
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares494,270 from 471,613
Change+22,657 (+5%)
Value$11.3M (+$310.1K)
Filed 2026-10-13
Truist Financial Corp
INCREASED
Shares297,309 from 291,608
Change+5,701 (+2%)
Value$7.0M (-$192.0K)
Filed 2026-10-30
Commonwealth Equity Services, LLC
INCREASED
Shares291,328 from 245,461
Change+45,867 (+19%)
Value$6.9M (+$811.5K)
Filed 2026-11-02
Castle Rock Wealth Management, LLC
DECREASED
Shares123,991 from 133,065
Change-9,074 (-7%)
Value$3.0M (-$271.8K)
Filed 2026-10-09
Flagship Harbor Advisors, LLC
DECREASED
Shares72,014 from 74,974
Change-2,960 (-4%)
Value$1.7M (-$154.2K)
Filed 2026-10-26
Advisory Advocates, LLC
INCREASED
Shares70,318 from 68,973
Change+1,345 (+2%)
Value$1.7M (-$45.5K)
Filed 2026-11-05
Creative Financial Designs Inc
DECREASED
Shares65,139 from 66,754
Change-1,615 (-2%)
Value$1.5M (-$113.1K)
Filed 2026-11-04
Worth Financial Advisory Group, LLC
INCREASED
Shares61,512 from 57,555
Change+3,957 (+7%)
Value$1.5M (+$29.2K)
Filed 2026-10-19
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares45,709 from 41,369
Change+4,340 (+10%)
Value$1.1M (+$56.0K)
Filed 2026-11-02
Davenport & Co LLC
UNCHANGED
Shares33,433 from 33,433
Change0 (0%)
Value$792.2K (-$37.5K)
Filed 2026-10-14
Balentine LLC
UNCHANGED
Shares30,510 from 30,510
Change0 (0%)
Value$722.9K (-$34.2K)
Filed 2026-11-03
Kestra Advisory Services, LLC
NEW
Shares14,365
Change+14,365
Value$340.4K
Filed 2026-11-02
Moneco Advisors, LLC
NEW
Shares11,649
Change+11,649
Value$276.0K
Filed 2026-11-05
Ascentis Independent Advisors
NEW
Shares9,607
Change+9,607
Value$227.6K
Filed 2026-11-03
IFP Advisors, Inc
UNCHANGED
Shares3,782 from 3,782
Change0 (0%)
Value$89.6K (-$4.2K)
Filed 2026-10-16
Catherine Avery Investment Management LLC
UNCHANGED
Shares721 from 721
Change0 (0%)
Value$17.1K (-$808)
Filed 2026-10-14
Savant Capital, LLC
CLOSED
Shares0 from 14,690
Change-14,690 (-100%)
Value$0 (-$325.4K)
Filed 2026-11-06
Prosperity Financial Group, Inc.
CLOSED
Shares0 from 11,690
Change-11,690 (-100%)
Value$0 (-$290.1K)
Filed 2026-10-29
Whipplewood Advisors, LLC
CLOSED
Shares0 from 1,226
Change-1,226 (-100%)
Value$0 (-$30.4K)
Filed 2026-10-20
Farther Finance Advisors, LLC
CLOSED
Shares0 from 209
Change-209 (-100%)
Value$0 (-$5.2K)
Filed 2026-10-08
UBS Group AG
N/A
Shares— from 1,093,822
Change-1,093,822 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 294,352
Change-294,352 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 264,920
Change-264,920 (-100%)
Value—
Proactive Wealth Strategies LLC
N/A
Shares— from 86,330
Change-86,330 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 69,998
Change-69,998 (-100%)
Value—
Keystone Financial Services, LLC
N/A
Shares— from 62,148
Change-62,148 (-100%)
Value—
Sargent Investment Group, LLC
N/A
Shares— from 60,628
Change-60,628 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 51,678
Change-51,678 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 48,276
Change-48,276 (-100%)
Value—
&partners
N/A
Shares— from 41,615
Change-41,615 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 35,235
Change-35,235 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 20,632
Change-20,632 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 13,040
Change-13,040 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 12,813
Change-12,813 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 12,381
Change-12,381 (-100%)
Value—
Stonebridge Financial Group, LLC / MO
N/A
Shares— from 11,644
Change-11,644 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 11,543
Change-11,543 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 11,004
Change-11,004 (-100%)
Value—
Tradition Wealth Management, LLC
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 1,500
Change-1,500 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 481
Change-481 (-100%)
Value—
Ritter Daniher Financial Advisory LLC / de
N/A
Shares— from 150
Change-150 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 3
Change-3 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LPL Financial LLC
INCREASED508,137481,597+26,540+6%$12.0M$12.0M+$88.7K2026-11-06
Wealth Enhancement Advisory Services, LLC
INCREASED494,270471,613+22,657+5%$11.0M$11.3M+$310.1K2026-10-13
Truist Financial Corp
INCREASED297,309291,608+5,701+2%$7.2M$7.0M-$192.0K2026-10-30
Commonwealth Equity Services, LLC
INCREASED291,328245,461+45,867+19%$6.1M$6.9M+$811.5K2026-11-02
Castle Rock Wealth Management, LLC
DECREASED123,991133,065-9,074-7%$3.2M$3.0M-$271.8K2026-10-09
Flagship Harbor Advisors, LLC
DECREASED72,01474,974-2,960-4%$1.9M$1.7M-$154.2K2026-10-26
Advisory Advocates, LLC
INCREASED70,31868,973+1,345+2%$1.7M$1.7M-$45.5K2026-11-05
Creative Financial Designs Inc
DECREASED65,13966,754-1,615-2%$1.7M$1.5M-$113.1K2026-11-04
Worth Financial Advisory Group, LLC
INCREASED61,51257,555+3,957+7%$1.4M$1.5M+$29.2K2026-10-19
Cambridge Investment Research Advisors, Inc.
INCREASED45,70941,369+4,340+10%$1.0M$1.1M+$56.0K2026-11-02
Davenport & Co LLC
UNCHANGED33,43333,43300%$829.7K$792.2K-$37.5K2026-10-14
Balentine LLC
UNCHANGED30,51030,51000%$757.2K$722.9K-$34.2K2026-11-03
Kestra Advisory Services, LLC
NEW14,365—+14,365——$340.4K—2026-11-02
Moneco Advisors, LLC
NEW11,649—+11,649——$276.0K—2026-11-05
Ascentis Independent Advisors
NEW9,607—+9,607——$227.6K—2026-11-03
IFP Advisors, Inc
UNCHANGED3,7823,78200%$93.9K$89.6K-$4.2K2026-10-16
Catherine Avery Investment Management LLC
UNCHANGED72172100%$17.9K$17.1K-$8082026-10-14
Savant Capital, LLC
CLOSED014,690-14,690-100%$325.4K$0-$325.4K2026-11-06
Prosperity Financial Group, Inc.
CLOSED011,690-11,690-100%$290.1K$0-$290.1K2026-10-29
Whipplewood Advisors, LLC
CLOSED01,226-1,226-100%$30.4K$0-$30.4K2026-10-20
Farther Finance Advisors, LLC
CLOSED0209-209-100%$5.2K$0-$5.2K2026-10-08
UBS Group AG
N/A—1,093,822-1,093,822-100%$27.1M———
Raymond James Financial Inc
N/A—294,352-294,352-100%$7.3M———
Brookwood Investment Group LLC
N/A—264,920-264,920-100%$6.6M———
Proactive Wealth Strategies LLC
N/A—86,330-86,330-100%$2.1M———
Envestnet Asset Management Inc
N/A—69,998-69,998-100%$1.7M———
Keystone Financial Services, LLC
N/A—62,148-62,148-100%$1.5M———
Sargent Investment Group, LLC
N/A—60,628-60,628-100%$1.5M———
Western Wealth Management, LLC
N/A—51,678-51,678-100%$1.3M———
Jones Financial Companies Lllp
N/A—48,276-48,276-100%$1.1M———
&partners
N/A—41,615-41,615-100%$1.0M———
Royal Bank of Canada
N/A—35,235-35,235-100%$874.0K———
Cetera Investment Advisers
N/A—20,632-20,632-100%$512.0K———
Stifel Financial Corp
N/A—13,040-13,040-100%$323.6K———
Integrated Wealth Concepts LLC
N/A—12,813-12,813-100%$318.0K———
HighTower Advisors, LLC
N/A—12,381-12,381-100%$307.3K———
Stonebridge Financial Group, LLC / MO
N/A—11,644-11,644-100%$289.0K———
Janney Montgomery Scott LLC
N/A—11,543-11,543-100%$286.0K———
Kovack Advisors, Inc.
N/A—11,004-11,004-100%$267.6K———
Tradition Wealth Management, LLC
N/A—10,000-10,000-100%$248.2K———
NewEdge Advisors, LLC
N/A—1,500-1,500-100%$37.2K———
Steward Partners Investment Advisory, LLC
N/A—481-481-100%$11.9K———
Ritter Daniher Financial Advisory LLC / de
N/A—150-150-100%$3.7K———
Osaic Holdings, Inc.
N/A—3-3-100%$83———
Morgan Stanley
N/A—1-1-100%$36———
Showing 45 of 45 institutions