Alger CE ETF (CNEQ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Imc-Chicago, LLC

NEW

Shares11,700,000

Change+11,700,000

Value$475.4M

Filed 2026-11-05

Flagship Harbor Advisors, LLC

INCREASED

Shares434,004 from 429,140

Change+4,864 (+1%)

Value$17.6M (-$77.0K)

Filed 2026-10-26

KWB Wealth

NEW

Shares332,219

Change+332,219

Value$13.5M

Filed 2026-10-16

Truist Financial Corp

INCREASED

Shares318,398 from 314,257

Change+4,141 (+1%)

Value$12.9M (-$32.9K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

INCREASED

Shares257,384 from 248,912

Change+8,472 (+3%)

Value$10.5M (+$184.9K)

Filed 2026-11-02

MGO One Seven LLC

NEW

Shares227,885

Change+227,885

Value$9.3M

Filed 2026-10-28

Embree Financial Group

INCREASED

Shares208,952 from 181,678

Change+27,274 (+15%)

Value$8.5M (+$991.8K)

Filed 2026-10-22

WPG Advisers, LLC

INCREASED

Shares162,283 from 153,165

Change+9,118 (+6%)

Value$6.6M (+$272.4K)

Filed 2026-10-27

Prosperity Financial Group, Inc.

INCREASED

Shares159,750 from 13,621

Change+146,129 (+1073%)

Value$6.5M (+$5.9M)

Filed 2026-10-29

Colonial River Investments, LLC

INCREASED

Shares155,610 from 125,590

Change+30,020 (+24%)

Value$6.3M (+$1.1M)

Filed 2026-10-19

Cora Capital Advisors LLC

INCREASED

Shares105,360 from 93,724

Change+11,636 (+12%)

Value$4.3M (+$412.8K)

Filed 2026-11-02

Wealth Management Partners, LLC

INCREASED

Shares103,527 from 92,852

Change+10,675 (+12%)

Value$4.2M (+$374.3K)

Filed 2026-10-21

Castle Rock Wealth Management, LLC

DECREASED

Shares94,905 from 118,358

Change-23,453 (-20%)

Value$4.0M (-$822.2K)

Filed 2026-10-09

Onyx Bridge Wealth Group LLC

INCREASED

Shares72,786 from 65,537

Change+7,249 (+11%)

Value$3.0M (+$252.6K)

Filed 2026-10-16

Worth Financial Advisory Group, LLC

INCREASED

Shares60,979 from 53,445

Change+7,534 (+14%)

Value$2.5M (+$271.9K)

Filed 2026-10-19

Sacks & Associates, LLC

UNCHANGED

Shares48,172 from 48,172

Change0 (0%)

Value$2.0M (+$106.0K)

Filed 2026-10-09

SAX Wealth Advisors, LLC

NEW

Shares43,957

Change+43,957

Value$1.8M

Filed 2026-10-13

Kestra Advisory Services, LLC

INCREASED

Shares34,664 from 23,324

Change+11,340 (+49%)

Value$1.4M (+$445.8K)

Filed 2026-11-02

Grove Bank & Trust

NEW

Shares31,997

Change+31,997

Value$1.3M

Filed 2026-10-08

Sugar Maple Asset Management, LLC

INCREASED

Shares30,541 from 16,869

Change+13,672 (+81%)

Value$1.2M (+$544.7K)

Filed 2026-10-13

Oppenheimer & Co Inc

INCREASED

Shares29,716 from 16,715

Change+13,001 (+78%)

Value$1.2M (+$517.5K)

Filed 2026-10-26

Ascentis Independent Advisors

NEW

Shares23,690

Change+23,690

Value$962.5K

Filed 2026-11-03

Three Magnolias Financial Advisors, LLC

INCREASED

Shares20,819 from 18,771

Change+2,048 (+11%)

Value$845.9K (+$71.2K)

Filed 2026-10-14

Sanchez Wealth Management Group

DECREASED

Shares17,170 from 225,303

Change-208,133 (-92%)

Value$697.6K (-$8.6M)

Filed 2026-11-02

Apollon Financial, LLC

UNCHANGED

Shares15,960 from 15,960

Change0 (0%)

Value$648.5K (-$10.2K)

Filed 2026-10-23

Roman Butler Fullerton & Co

DECREASED

Shares14,957 from 15,682

Change-725 (-5%)

Value$580.0K (-$41.0K)

Filed 2026-10-27

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares13,975 from 5,112

Change+8,863 (+173%)

Value$568.0K (+$357.0K)

Filed 2026-11-02

Atria Investments, Inc

DECREASED

Shares13,505 from 26,826

Change-13,321 (-50%)

Value$548.7K (-$558.4K)

Filed 2026-10-15

Baker Tilly Wealth Management, LLC

NEW

Shares12,500

Change+12,500

Value$507.9K

Filed 2026-10-05

Compass Financial Management LLC

DECREASED

Shares11,533 from 41,224

Change-29,691 (-72%)

Value$468.6K (-$1.2M)

Filed 2026-10-30

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares9,743 from 6,770

Change+2,973 (+44%)

Value$395.9K (+$121.3K)

Filed 2026-10-13

Narus Financial Partners, LLC

NEW

Shares8,948

Change+8,948

Value$363.6K

Filed 2026-10-19

Ashton Thomas Private Wealth, LLC

INCREASED

Shares8,731 from 8,525

Change+206 (+2%)

Value$354.7K (+$2.9K)

Filed 2026-11-03

Wavvest Wealth LLC

NEW

Shares7,483

Change+7,483

Value$304.0K

Filed 2026-10-21

Capital Investment Advisory Services, LLC

INCREASED

Shares7,351 from 6,638

Change+713 (+11%)

Value$298.7K (+$24.7K)

Filed 2026-10-30

Chemistry Wealth Management LLC

NEW

Shares7,225

Change+7,225

Value$293.6K

Filed 2026-10-16

Weaver Consulting Group

NEW

Shares6,938

Change+6,938

Value$281.9K

Filed 2026-10-07

Davenport & Co LLC

NEW

Shares6,469

Change+6,469

Value$262.8K

Filed 2026-10-14

Private Trust Co NA

INCREASED

Shares4,703 from 4,628

Change+75 (+2%)

Value$191.1K (+$85)

Filed 2026-10-20

Fifth Third Bancorp

NEW

Shares2,000

Change+2,000

Value$81.3K

Filed 2026-11-05

IFP Advisors, Inc

UNCHANGED

Shares1,881 from 1,881

Change0 (0%)

Value$76.4K (-$1.2K)

Filed 2026-10-16

CoreCap Advisors, LLC

DECREASED

Shares1,844 from 6,087

Change-4,243 (-70%)

Value$74.9K (-$176.3K)

Filed 2026-10-08

Berbice Capital Management LLC

INCREASED

Shares1,800 from 1,200

Change+600 (+50%)

Value$73.1K (+$23.6K)

Filed 2026-10-13

Kingdom Financial Group Llc.

NEW

Shares1,357

Change+1,357

Value$55.1K

Filed 2026-11-04

NorthAvenue LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$20.3K (-$320)

Filed 2026-10-29

Creative Financial Designs Inc

DECREASED

Shares438 from 1,352

Change-914 (-68%)

Value$17.8K (-$38.0K)

Filed 2026-11-04

Farther Finance Advisors, LLC

INCREASED

Shares400 from 158

Change+242 (+153%)

Value$16.3K (+$9.7K)

Filed 2026-10-08

EverSource Wealth Advisors, LLC

NEW

Shares73

Change+73

Value$3.0K

Filed 2026-11-04

R. W. Roge & Company, Inc.

CLOSED

Shares0 from 12,268

Change-12,268 (-100%)

Value$0 (-$506.0K)

Filed 2026-11-04

Rubicon Advisors, GP

CLOSED

Shares0 from 4,868

Change-4,868 (-100%)

Value$0 (-$200.9K)

Filed 2026-10-23

Plante Moran Financial Advisors, LLC

CLOSED

Shares0 from 2,470

Change-2,470 (-100%)

Value$0 (-$101.9K)

Filed 2026-11-04

AdvisorNet Financial, Inc

CLOSED

Shares0 from 1,146

Change-1,146 (-100%)

Value$0 (-$47.3K)

Filed 2026-10-15

RWA Wealth Partners, LLC

N/A

Shares— from 5,537,339

Change-5,537,339 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 1,992,964

Change-1,992,964 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 984,120

Change-984,120 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 863,886

Change-863,886 (-100%)

Value—

Great Valley Advisor Group, Inc.

N/A

Shares— from 236,030

Change-236,030 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 216,912

Change-216,912 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 170,409

Change-170,409 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 137,329

Change-137,329 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 128,209

Change-128,209 (-100%)

Value—

Gladstone Institutional Advisory LLC

N/A

Shares— from 113,744

Change-113,744 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 113,015

Change-113,015 (-100%)

Value—

&partners

N/A

Shares— from 109,643

Change-109,643 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 100,000

Change-100,000 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 71,740

Change-71,740 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 64,930

Change-64,930 (-100%)

Value—

Harvest Investment Services, LLC

N/A

Shares— from 55,514

Change-55,514 (-100%)

Value—

Proactive Wealth Strategies LLC

N/A

Shares— from 49,598

Change-49,598 (-100%)

Value—

MAI Capital Management

N/A

Shares— from 42,008

Change-42,008 (-100%)

Value—

Mutual Advisors, LLC

N/A

Shares— from 37,252

Change-37,252 (-100%)

Value—

GWN Securities Inc.

N/A

Shares— from 35,736

Change-35,736 (-100%)

Value—

CIBC Bancorp USA Inc.

N/A

Shares— from 35,652

Change-35,652 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 33,346

Change-33,346 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 32,252

Change-32,252 (-100%)

Value—

Western Wealth Management, LLC

N/A

Shares— from 31,052

Change-31,052 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 27,034

Change-27,034 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 25,757

Change-25,757 (-100%)

Value—

Stonebridge Financial Group, LLC / MO

N/A

Shares— from 25,729

Change-25,729 (-100%)

Value—

Flow Traders U.S. LLC

N/A

Shares— from 24,426

Change-24,426 (-100%)

Value—

American Alpha Advisors, LLC

N/A

Shares— from 24,216

Change-24,216 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 19,510

Change-19,510 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 19,430

Change-19,430 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 15,563

Change-15,563 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 15,496

Change-15,496 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 14,991

Change-14,991 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 11,516

Change-11,516 (-100%)

Value—

National Philanthropic Trust

N/A

Shares— from 10,795

Change-10,795 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 8,137

Change-8,137 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 7,259

Change-7,259 (-100%)

Value—

Thoroughbred Financial Services, LLC

N/A

Shares— from 7,066

Change-7,066 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 6,757

Change-6,757 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 6,725

Change-6,725 (-100%)

Value—

Quantinno Capital Management LP

N/A

Shares— from 6,535

Change-6,535 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 6,504

Change-6,504 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 6,278

Change-6,278 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 5,422

Change-5,422 (-100%)

Value—

Garden State Investment Advisory Services LLC

N/A

Shares— from 5,412

Change-5,412 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 5,280

Change-5,280 (-100%)

Value—

HighPoint Advisor Group LLC

N/A

Shares— from 5,260

Change-5,260 (-100%)

Value—

Marshall Investment Management, LLC

N/A

Shares— from 3,048

Change-3,048 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 2,454

Change-2,454 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 1,133

Change-1,133 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 580

Change-580 (-100%)

Value—

UBS Group AG

N/A

Shares— from 399

Change-399 (-100%)

Value—

Continuum Advisory, LLC

N/A

Shares— from 136

Change-136 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 65

Change-65 (-100%)

Value—

	Status
Imc-Chicago, LLC	NEW	11,700,000	—	+11,700,000	—	—	$475.4M	—	2026-11-05
Flagship Harbor Advisors, LLC	INCREASED	434,004	429,140	+4,864	+1%	$17.7M	$17.6M	-$77.0K	2026-10-26
KWB Wealth	NEW	332,219	—	+332,219	—	—	$13.5M	—	2026-10-16
Truist Financial Corp	INCREASED	318,398	314,257	+4,141	+1%	$13.0M	$12.9M	-$32.9K	2026-10-30
Commonwealth Equity Services, LLC	INCREASED	257,384	248,912	+8,472	+3%	$10.3M	$10.5M	+$184.9K	2026-11-02
MGO One Seven LLC	NEW	227,885	—	+227,885	—	—	$9.3M	—	2026-10-28
Embree Financial Group	INCREASED	208,952	181,678	+27,274	+15%	$7.5M	$8.5M	+$991.8K	2026-10-22
WPG Advisers, LLC	INCREASED	162,283	153,165	+9,118	+6%	$6.3M	$6.6M	+$272.4K	2026-10-27
Prosperity Financial Group, Inc.	INCREASED	159,750	13,621	+146,129	+1073%	$562.2K	$6.5M	+$5.9M	2026-10-29
Colonial River Investments, LLC	INCREASED	155,610	125,590	+30,020	+24%	$5.2M	$6.3M	+$1.1M	2026-10-19
Cora Capital Advisors LLC	INCREASED	105,360	93,724	+11,636	+12%	$3.9M	$4.3M	+$412.8K	2026-11-02
Wealth Management Partners, LLC	INCREASED	103,527	92,852	+10,675	+12%	$3.8M	$4.2M	+$374.3K	2026-10-21
Castle Rock Wealth Management, LLC	DECREASED	94,905	118,358	-23,453	-20%	$4.8M	$4.0M	-$822.2K	2026-10-09
Onyx Bridge Wealth Group LLC	INCREASED	72,786	65,537	+7,249	+11%	$2.7M	$3.0M	+$252.6K	2026-10-16
Worth Financial Advisory Group, LLC	INCREASED	60,979	53,445	+7,534	+14%	$2.2M	$2.5M	+$271.9K	2026-10-19
Sacks & Associates, LLC	UNCHANGED	48,172	48,172	0	0%	$1.9M	$2.0M	+$106.0K	2026-10-09
SAX Wealth Advisors, LLC	NEW	43,957	—	+43,957	—	—	$1.8M	—	2026-10-13
Kestra Advisory Services, LLC	INCREASED	34,664	23,324	+11,340	+49%	$962.6K	$1.4M	+$445.8K	2026-11-02
Grove Bank & Trust	NEW	31,997	—	+31,997	—	—	$1.3M	—	2026-10-08
Sugar Maple Asset Management, LLC	INCREASED	30,541	16,869	+13,672	+81%	$696.2K	$1.2M	+$544.7K	2026-10-13
Oppenheimer & Co Inc	INCREASED	29,716	16,715	+13,001	+78%	$689.8K	$1.2M	+$517.5K	2026-10-26
Ascentis Independent Advisors	NEW	23,690	—	+23,690	—	—	$962.5K	—	2026-11-03
Three Magnolias Financial Advisors, LLC	INCREASED	20,819	18,771	+2,048	+11%	$774.7K	$845.9K	+$71.2K	2026-10-14
Sanchez Wealth Management Group	DECREASED	17,170	225,303	-208,133	-92%	$9.3M	$697.6K	-$8.6M	2026-11-02
Apollon Financial, LLC	UNCHANGED	15,960	15,960	0	0%	$658.7K	$648.5K	-$10.2K	2026-10-23
Roman Butler Fullerton & Co	DECREASED	14,957	15,682	-725	-5%	$621.0K	$580.0K	-$41.0K	2026-10-27
Cambridge Investment Research Advisors, Inc.	INCREASED	13,975	5,112	+8,863	+173%	$211.0K	$568.0K	+$357.0K	2026-11-02
Atria Investments, Inc	DECREASED	13,505	26,826	-13,321	-50%	$1.1M	$548.7K	-$558.4K	2026-10-15
Baker Tilly Wealth Management, LLC	NEW	12,500	—	+12,500	—	—	$507.9K	—	2026-10-05
Compass Financial Management LLC	DECREASED	11,533	41,224	-29,691	-72%	$1.7M	$468.6K	-$1.2M	2026-10-30
Wealth Enhancement Advisory Services, LLC	INCREASED	9,743	6,770	+2,973	+44%	$274.7K	$395.9K	+$121.3K	2026-10-13
Narus Financial Partners, LLC	NEW	8,948	—	+8,948	—	—	$363.6K	—	2026-10-19
Ashton Thomas Private Wealth, LLC	INCREASED	8,731	8,525	+206	+2%	$351.8K	$354.7K	+$2.9K	2026-11-03
Wavvest Wealth LLC	NEW	7,483	—	+7,483	—	—	$304.0K	—	2026-10-21
Capital Investment Advisory Services, LLC	INCREASED	7,351	6,638	+713	+11%	$274.0K	$298.7K	+$24.7K	2026-10-30
Chemistry Wealth Management LLC	NEW	7,225	—	+7,225	—	—	$293.6K	—	2026-10-16
Weaver Consulting Group	NEW	6,938	—	+6,938	—	—	$281.9K	—	2026-10-07
Davenport & Co LLC	NEW	6,469	—	+6,469	—	—	$262.8K	—	2026-10-14
Private Trust Co NA	INCREASED	4,703	4,628	+75	+2%	$191.0K	$191.1K	+$85	2026-10-20
Fifth Third Bancorp	NEW	2,000	—	+2,000	—	—	$81.3K	—	2026-11-05
IFP Advisors, Inc	UNCHANGED	1,881	1,881	0	0%	$77.6K	$76.4K	-$1.2K	2026-10-16
CoreCap Advisors, LLC	DECREASED	1,844	6,087	-4,243	-70%	$251.2K	$74.9K	-$176.3K	2026-10-08
Berbice Capital Management LLC	INCREASED	1,800	1,200	+600	+50%	$49.5K	$73.1K	+$23.6K	2026-10-13
Kingdom Financial Group Llc.	NEW	1,357	—	+1,357	—	—	$55.1K	—	2026-11-04
NorthAvenue LLC	UNCHANGED	500	500	0	0%	$20.6K	$20.3K	-$320	2026-10-29
Creative Financial Designs Inc	DECREASED	438	1,352	-914	-68%	$55.8K	$17.8K	-$38.0K	2026-11-04
Farther Finance Advisors, LLC	INCREASED	400	158	+242	+153%	$6.5K	$16.3K	+$9.7K	2026-10-08
EverSource Wealth Advisors, LLC	NEW	73	—	+73	—	—	$3.0K	—	2026-11-04
R. W. Roge & Company, Inc.	CLOSED	0	12,268	-12,268	-100%	$506.0K	$0	-$506.0K	2026-11-04
Rubicon Advisors, GP	CLOSED	0	4,868	-4,868	-100%	$200.9K	$0	-$200.9K	2026-10-23
Plante Moran Financial Advisors, LLC	CLOSED	0	2,470	-2,470	-100%	$101.9K	$0	-$101.9K	2026-11-04
AdvisorNet Financial, Inc	CLOSED	0	1,146	-1,146	-100%	$47.3K	$0	-$47.3K	2026-10-15
RWA Wealth Partners, LLC	N/A	—	5,537,339	-5,537,339	-100%	$228.5M	—	—	—
LPL Financial LLC	N/A	—	1,992,964	-1,992,964	-100%	$82.2M	—	—	—
Raymond James Financial Inc	N/A	—	984,120	-984,120	-100%	$40.6M	—	—	—
Wells Fargo & Company	N/A	—	863,886	-863,886	-100%	$35.7M	—	—	—
Great Valley Advisor Group, Inc.	N/A	—	236,030	-236,030	-100%	$9.7M	—	—	—
Envestnet Asset Management Inc	N/A	—	216,912	-216,912	-100%	$9.0M	—	—	—
NewEdge Advisors, LLC	N/A	—	170,409	-170,409	-100%	$7.0M	—	—	—
Stifel Financial Corp	N/A	—	137,329	-137,329	-100%	$5.7M	—	—	—
Sanctuary Advisors, LLC	N/A	—	128,209	-128,209	-100%	$5.3M	—	—	—
Gladstone Institutional Advisory LLC	N/A	—	113,744	-113,744	-100%	$4.7M	—	—	—
HighTower Advisors, LLC	N/A	—	113,015	-113,015	-100%	$4.7M	—	—	—
&partners	N/A	—	109,643	-109,643	-100%	$4.5M	—	—	—
Susquehanna International Group, LLP	N/A	—	100,000	-100,000	-100%	$4.1M	—	—	—
Janney Montgomery Scott LLC	N/A	—	71,740	-71,740	-100%	$3.0M	—	—	—
Osaic Holdings, Inc.	N/A	—	64,930	-64,930	-100%	$2.7M	—	—	—
Harvest Investment Services, LLC	N/A	—	55,514	-55,514	-100%	$2.3M	—	—	—
Proactive Wealth Strategies LLC	N/A	—	49,598	-49,598	-100%	$2.0M	—	—	—
MAI Capital Management	N/A	—	42,008	-42,008	-100%	$1.7M	—	—	—
Mutual Advisors, LLC	N/A	—	37,252	-37,252	-100%	$1.5M	—	—	—
GWN Securities Inc.	N/A	—	35,736	-35,736	-100%	$1.5M	—	—	—
CIBC Bancorp USA Inc.	N/A	—	35,652	-35,652	-100%	$1.5M	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	33,346	-33,346	-100%	$1.4M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	32,252	-32,252	-100%	$1.3M	—	—	—
Western Wealth Management, LLC	N/A	—	31,052	-31,052	-100%	$1.3M	—	—	—
Equitable Holdings, Inc.	N/A	—	27,034	-27,034	-100%	$1.1M	—	—	—
Royal Bank of Canada	N/A	—	25,757	-25,757	-100%	$1.1M	—	—	—
Stonebridge Financial Group, LLC / MO	N/A	—	25,729	-25,729	-100%	$1.1M	—	—	—
Flow Traders U.S. LLC	N/A	—	24,426	-24,426	-100%	$1.0M	—	—	—
American Alpha Advisors, LLC	N/A	—	24,216	-24,216	-100%	$999.4K	—	—	—
Bank of America Corp	N/A	—	19,510	-19,510	-100%	$805.2K	—	—	—
Cetera Investment Advisers	N/A	—	19,430	-19,430	-100%	$801.9K	—	—	—
Citadel Advisors LLC	N/A	—	15,563	-15,563	-100%	$642.3K	—	—	—
Integrated Wealth Concepts LLC	N/A	—	15,496	-15,496	-100%	$639.5K	—	—	—
Advisory Services Network, LLC	N/A	—	14,991	-14,991	-100%	$618.7K	—	—	—
Private Advisor Group, LLC	N/A	—	11,516	-11,516	-100%	$475.3K	—	—	—
National Philanthropic Trust	N/A	—	10,795	-10,795	-100%	$445.5K	—	—	—
Mariner, LLC	N/A	—	8,137	-8,137	-100%	$335.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	7,259	-7,259	-100%	$299.6K	—	—	—
Thoroughbred Financial Services, LLC	N/A	—	7,066	-7,066	-100%	$291.0K	—	—	—
XTX Topco Ltd	N/A	—	6,757	-6,757	-100%	$278.9K	—	—	—
CreativeOne Wealth, LLC	N/A	—	6,725	-6,725	-100%	$277.5K	—	—	—
Quantinno Capital Management LP	N/A	—	6,535	-6,535	-100%	$269.7K	—	—	—
Morgan Stanley	N/A	—	6,504	-6,504	-100%	$268.4K	—	—	—
Allworth Financial LP	N/A	—	6,278	-6,278	-100%	$259.1K	—	—	—
Focus Partners Wealth	N/A	—	5,422	-5,422	-100%	$223.8K	—	—	—
Garden State Investment Advisory Services LLC	N/A	—	5,412	-5,412	-100%	$223.4K	—	—	—
Cerity Partners LLC	N/A	—	5,280	-5,280	-100%	$217.9K	—	—	—
HighPoint Advisor Group LLC	N/A	—	5,260	-5,260	-100%	$217.1K	—	—	—
Marshall Investment Management, LLC	N/A	—	3,048	-3,048	-100%	$125.8K	—	—	—
Fiduciary Financial Advisors	N/A	—	2,454	-2,454	-100%	$101.2K	—	—	—
Geneos Wealth Management Inc.	N/A	—	1,133	-1,133	-100%	$46.8K	—	—	—
IFG Advisory, LLC	N/A	—	580	-580	-100%	$23.9K	—	—	—
UBS Group AG	N/A	—	399	-399	-100%	$16.5K	—	—	—
Continuum Advisory, LLC	N/A	—	136	-136	-100%	$5.6K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	65	-65	-100%	$2.7K	—	—	—

Showing 107 of 107 institutions