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Alger AI Enable & Adopt ETF (ALAI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Imc-Chicago, LLC
NEW
Shares4,603,400
Change+4,603,400
Value$213.9M
Filed 2026-11-05
Traphagen Investment Advisors LLC
INCREASED
Shares519,214 from 413,367
Change+105,847 (+26%)
Value$24.1M (+$5.3M)
Filed 2026-10-14
Goldstein Advisors, LLC
DECREASED
Shares470,273 from 638,243
Change-167,970 (-26%)
Value$21.9M (-$7.3M)
Filed 2026-10-15
Commonwealth Equity Services, LLC
DECREASED
Shares177,012 from 204,869
Change-27,857 (-14%)
Value$8.2M (-$1.1M)
Filed 2026-11-02
Colonial River Investments, LLC
INCREASED
Shares166,185 from 134,688
Change+31,497 (+23%)
Value$7.7M (+$1.6M)
Filed 2026-10-19
Sunrise Financial Services, LLC
INCREASED
Shares130,369 from 117,333
Change+13,036 (+11%)
Value$6.1M (+$703.2K)
Filed 2026-10-21
Onyx Bridge Wealth Group LLC
INCREASED
Shares101,127 from 101,124
Change+3 (0%)
Value$4.7M (+$84.1K)
Filed 2026-10-16
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares92,327 from 54,510
Change+37,817 (+69%)
Value$4.3M (+$1.8M)
Filed 2026-11-02
Noble Wealth Management PBC
INCREASED
Shares67,522 from 66,568
Change+954 (+1%)
Value$3.1M (+$99.6K)
Filed 2026-10-01
Apollon Financial, LLC
INCREASED
Shares62,056 from 59,706
Change+2,350 (+4%)
Value$2.9M (+$158.8K)
Filed 2026-10-23
Berbice Capital Management LLC
INCREASED
Shares50,714 from 49,514
Change+1,200 (+2%)
Value$2.4M (+$96.9K)
Filed 2026-10-13
Western Pacific Wealth Management, LP
INCREASED
Shares49,169 from 10,815
Change+38,354 (+355%)
Value$2.3M (+$1.8M)
Filed 2026-10-16
Moneco Advisors, LLC
DECREASED
Shares34,306 from 34,649
Change-343 (-1%)
Value$1.6M (+$12.8K)
Filed 2026-11-05
Grove Bank & Trust
INCREASED
Shares32,751 from 1,264
Change+31,487 (+2491%)
Value$1.5M (+$1.5M)
Filed 2026-10-08
SAX Wealth Advisors, LLC
NEW
Shares28,260
Change+28,260
Value$1.3M
Filed 2026-10-13
Oppenheimer & Co Inc
INCREASED
Shares21,431 from 16,073
Change+5,358 (+33%)
Value$995.9K (+$262.3K)
Filed 2026-10-26
Aurora Private Wealth, Inc.
DECREASED
Shares20,602 from 34,561
Change-13,959 (-40%)
Value$957.0K (-$620.0K)
Filed 2026-10-20
Rational Advisors, Inc.
NEW
Shares19,500
Change+19,500
Value$906.2K
Filed 2026-11-02
Triton Wealth Management, Pllc
INCREASED
Shares14,599 from 13,633
Change+966 (+7%)
Value$598.9K (-$8.3K)
Filed 2026-11-04
Flagship Harbor Advisors, LLC
DECREASED
Shares13,165 from 17,701
Change-4,536 (-26%)
Value$611.8K (-$196.1K)
Filed 2026-10-26
Truist Financial Corp
INCREASED
Shares12,333 from 6,955
Change+5,378 (+77%)
Value$573.1K (+$255.7K)
Filed 2026-10-30
Trek Financial, LLC
INCREASED
Shares11,569 from 7,226
Change+4,343 (+60%)
Value$537.6K (+$207.8K)
Filed 2026-10-29
Wealth Effects LLC
DECREASED
Shares9,576 from 9,701
Change-125 (-1%)
Value$445.0K (+$2.2K)
Filed 2026-10-23
Hibernia Wealth Partners, LLC
UNCHANGED
Shares9,561 from 9,561
Change0 (0%)
Value$444.3K (+$7.9K)
Filed 2026-10-29
Three Magnolias Financial Advisors, LLC
INCREASED
Shares9,269 from 7,505
Change+1,764 (+24%)
Value$430.7K (+$88.2K)
Filed 2026-10-14
Capital Investment Advisory Services, LLC
INCREASED
Shares9,206 from 6,900
Change+2,306 (+33%)
Value$427.8K (+$112.9K)
Filed 2026-10-30
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares8,289 from 7,823
Change+466 (+6%)
Value$385.4K (+$30.4K)
Filed 2026-10-13
Presilium Private Wealth, LLC
DECREASED
Shares6,875 from 11,990
Change-5,115 (-43%)
Value$319.5K (-$227.7K)
Filed 2026-10-26
XML Financial, LLC
INCREASED
Shares6,845 from 6,625
Change+220 (+3%)
Value$318.1K (+$15.7K)
Filed 2026-10-29
Private Trust Co NA
INCREASED
Shares6,829 from 3,819
Change+3,010 (+79%)
Value$317.3K (+$143.0K)
Filed 2026-10-20
Kestra Advisory Services, LLC
NEW
Shares6,216
Change+6,216
Value$288.9K
Filed 2026-11-02
United Advisor Group, LLC
NEW
Shares6,007
Change+6,007
Value$279.1K
Filed 2026-11-03
Spire Wealth Management
NEW
Shares5,640
Change+5,640
Value$262.1K
Filed 2026-10-30
Sheets Smith Wealth Management
INCREASED
Shares5,389 from 4,801
Change+588 (+12%)
Value$250.4K (+$31.3K)
Filed 2026-10-16
Concurrent Investment Advisors, LLC
NEW
Shares5,341
Change+5,341
Value$248.2K
Filed 2026-10-16
WealthBridge Capital Management, LLC
NEW
Shares5,334
Change+5,334
Value$247.9K
Filed 2026-10-16
Creative Financial Designs Inc
INCREASED
Shares4,956 from 4,816
Change+140 (+3%)
Value$230.3K (+$10.5K)
Filed 2026-11-04
Farther Finance Advisors, LLC
INCREASED
Shares3,343 from 1,283
Change+2,060 (+161%)
Value$155.4K (+$96.8K)
Filed 2026-10-08
Essential Investment Partners LLC
DECREASED
Shares3,175 from 3,210
Change-35 (-1%)
Value$147.5K (+$1.0K)
Filed 2026-10-27
WPG Advisers, LLC
DECREASED
Shares2,170 from 2,360
Change-190 (-8%)
Value$100.8K (-$6.9K)
Filed 2026-10-27
Whipplewood Advisors, LLC
DECREASED
Shares1,818 from 6,157
Change-4,339 (-70%)
Value$84.5K (-$196.5K)
Filed 2026-10-20
Hilton Head Capital Partners, LLC
UNCHANGED
Shares706 from 706
Change0 (0%)
Value$32.8K (+$586)
Filed 2026-10-23
US Bancorp \de\
UNCHANGED
Shares138 from 138
Change0 (0%)
Value$6.4K (+$115)
Filed 2026-11-05
Tradewinds Capital Management, LLC
UNCHANGED
Shares101 from 101
Change0 (0%)
Value$4.7K (+$84)
Filed 2026-10-23
Lanark Financial, Inc.
DECREASED
Shares75 from 100
Change-25 (-25%)
Value$3.5K (-$1.1K)
Filed 2026-10-26
Ocean Park Asset Management, LLC
CLOSED
Shares0 from 140,332
Change-140,332 (-100%)
Value$0 (-$6.4M)
Filed 2026-10-21
Prosperity Financial Group, Inc.
CLOSED
Shares0 from 115,559
Change-115,559 (-100%)
Value$0 (-$5.3M)
Filed 2026-10-29
Atria Investments, Inc
CLOSED
Shares0 from 7,536
Change-7,536 (-100%)
Value$0 (-$344.0K)
Filed 2026-10-15
Arkadios Wealth Advisors
N/A
Shares— from 1,339,871
Change-1,339,871 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 1,061,213
Change-1,061,213 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 398,395
Change-398,395 (-100%)
Value—
Great Valley Advisor Group, Inc.
N/A
Shares— from 273,286
Change-273,286 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 135,742
Change-135,742 (-100%)
Value—
Proactive Wealth Strategies LLC
N/A
Shares— from 113,128
Change-113,128 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 96,338
Change-96,338 (-100%)
Value—
NWM Advisors, LLC
N/A
Shares— from 79,266
Change-79,266 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 78,737
Change-78,737 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 75,386
Change-75,386 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 58,777
Change-58,777 (-100%)
Value—
&partners
N/A
Shares— from 57,701
Change-57,701 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 50,636
Change-50,636 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 47,494
Change-47,494 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 39,870
Change-39,870 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 39,501
Change-39,501 (-100%)
Value—
PCG Wealth Advisors, LLC
N/A
Shares— from 35,845
Change-35,845 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 32,301
Change-32,301 (-100%)
Value—
Fred Alger Management, LLC
N/A
Shares— from 28,104
Change-28,104 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 27,182
Change-27,182 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 26,169
Change-26,169 (-100%)
Value—
Thoroughbred Financial Services, LLC
N/A
Shares— from 25,829
Change-25,829 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 25,710
Change-25,710 (-100%)
Value—
Sankala Group LLC
N/A
Shares— from 20,879
Change-20,879 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 19,483
Change-19,483 (-100%)
Value—
PMG Wealth Management, Inc.
N/A
Shares— from 18,529
Change-18,529 (-100%)
Value—
HighPoint Advisor Group LLC
N/A
Shares— from 17,892
Change-17,892 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 14,952
Change-14,952 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 13,059
Change-13,059 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,925
Change-12,925 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 11,430
Change-11,430 (-100%)
Value—
National Philanthropic Trust
N/A
Shares— from 10,693
Change-10,693 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 10,125
Change-10,125 (-100%)
Value—
Perennial Investment Advisors, LLC
N/A
Shares— from 10,108
Change-10,108 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 8,063
Change-8,063 (-100%)
Value—
Prospect Financial Services LLC
N/A
Shares— from 7,945
Change-7,945 (-100%)
Value—
Snowden Capital Advisors LLC
N/A
Shares— from 5,085
Change-5,085 (-100%)
Value—
Impact Partnership Wealth, LLC
N/A
Shares— from 4,582
Change-4,582 (-100%)
Value—
Ritter Daniher Financial Advisory LLC / de
N/A
Shares— from 940
Change-940 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 500
Change-500 (-100%)
Value—
FMR LLC
N/A
Shares— from 408
Change-408 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 253
Change-253 (-100%)
Value—
Vision Retirement, LLC
N/A
Shares— from 226
Change-226 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 222
Change-222 (-100%)
Value—
Mpwm Advisory Solutions, LLC
N/A
Shares— from 200
Change-200 (-100%)
Value—
Status
Imc-Chicago, LLC
NEW4,603,400—+4,603,400——$213.9M—2026-11-05
Traphagen Investment Advisors LLC
INCREASED519,214413,367+105,847+26%$18.9M$24.1M+$5.3M2026-10-14
Goldstein Advisors, LLC
DECREASED470,273638,243-167,970-26%$29.1M$21.9M-$7.3M2026-10-15
Commonwealth Equity Services, LLC
DECREASED177,012204,869-27,857-14%$9.4M$8.2M-$1.1M2026-11-02
Colonial River Investments, LLC
INCREASED166,185134,688+31,497+23%$6.1M$7.7M+$1.6M2026-10-19
Sunrise Financial Services, LLC
INCREASED130,369117,333+13,036+11%$5.4M$6.1M+$703.2K2026-10-21
Onyx Bridge Wealth Group LLC
INCREASED101,127101,124+30%$4.6M$4.7M+$84.1K2026-10-16
Cambridge Investment Research Advisors, Inc.
INCREASED92,32754,510+37,817+69%$2.5M$4.3M+$1.8M2026-11-02
Noble Wealth Management PBC
INCREASED67,52266,568+954+1%$3.0M$3.1M+$99.6K2026-10-01
Apollon Financial, LLC
INCREASED62,05659,706+2,350+4%$2.7M$2.9M+$158.8K2026-10-23
Berbice Capital Management LLC
INCREASED50,71449,514+1,200+2%$2.3M$2.4M+$96.9K2026-10-13
Western Pacific Wealth Management, LP
INCREASED49,16910,815+38,354+355%$493.6K$2.3M+$1.8M2026-10-16
Moneco Advisors, LLC
DECREASED34,30634,649-343-1%$1.6M$1.6M+$12.8K2026-11-05
Grove Bank & Trust
INCREASED32,7511,264+31,487+2491%$57.7K$1.5M+$1.5M2026-10-08
SAX Wealth Advisors, LLC
NEW28,260—+28,260——$1.3M—2026-10-13
Oppenheimer & Co Inc
INCREASED21,43116,073+5,358+33%$733.6K$995.9K+$262.3K2026-10-26
Aurora Private Wealth, Inc.
DECREASED20,60234,561-13,959-40%$1.6M$957.0K-$620.0K2026-10-20
Rational Advisors, Inc.
NEW19,500—+19,500——$906.2K—2026-11-02
Triton Wealth Management, Pllc
INCREASED14,59913,633+966+7%$607.2K$598.9K-$8.3K2026-11-04
Flagship Harbor Advisors, LLC
DECREASED13,16517,701-4,536-26%$807.9K$611.8K-$196.1K2026-10-26
Truist Financial Corp
INCREASED12,3336,955+5,378+77%$317.4K$573.1K+$255.7K2026-10-30
Trek Financial, LLC
INCREASED11,5697,226+4,343+60%$329.8K$537.6K+$207.8K2026-10-29
Wealth Effects LLC
DECREASED9,5769,701-125-1%$442.7K$445.0K+$2.2K2026-10-23
Hibernia Wealth Partners, LLC
UNCHANGED9,5619,56100%$436.4K$444.3K+$7.9K2026-10-29
Three Magnolias Financial Advisors, LLC
INCREASED9,2697,505+1,764+24%$342.5K$430.7K+$88.2K2026-10-14
Capital Investment Advisory Services, LLC
INCREASED9,2066,900+2,306+33%$314.9K$427.8K+$112.9K2026-10-30
Wealth Enhancement Advisory Services, LLC
INCREASED8,2897,823+466+6%$354.9K$385.4K+$30.4K2026-10-13
Presilium Private Wealth, LLC
DECREASED6,87511,990-5,115-43%$547.2K$319.5K-$227.7K2026-10-26
XML Financial, LLC
INCREASED6,8456,625+220+3%$302.4K$318.1K+$15.7K2026-10-29
Private Trust Co NA
INCREASED6,8293,819+3,010+79%$174.3K$317.3K+$143.0K2026-10-20
Kestra Advisory Services, LLC
NEW6,216—+6,216——$288.9K—2026-11-02
United Advisor Group, LLC
NEW6,007—+6,007——$279.1K—2026-11-03
Spire Wealth Management
NEW5,640—+5,640——$262.1K—2026-10-30
Sheets Smith Wealth Management
INCREASED5,3894,801+588+12%$219.1K$250.4K+$31.3K2026-10-16
Concurrent Investment Advisors, LLC
NEW5,341—+5,341——$248.2K—2026-10-16
WealthBridge Capital Management, LLC
NEW5,334—+5,334——$247.9K—2026-10-16
Creative Financial Designs Inc
INCREASED4,9564,816+140+3%$219.8K$230.3K+$10.5K2026-11-04
Farther Finance Advisors, LLC
INCREASED3,3431,283+2,060+161%$58.6K$155.4K+$96.8K2026-10-08
Essential Investment Partners LLC
DECREASED3,1753,210-35-1%$146.5K$147.5K+$1.0K2026-10-27
WPG Advisers, LLC
DECREASED2,1702,360-190-8%$107.7K$100.8K-$6.9K2026-10-27
Whipplewood Advisors, LLC
DECREASED1,8186,157-4,339-70%$281.0K$84.5K-$196.5K2026-10-20
Hilton Head Capital Partners, LLC
UNCHANGED70670600%$32.2K$32.8K+$5862026-10-23
US Bancorp \de\
UNCHANGED13813800%$6.3K$6.4K+$1152026-11-05
Tradewinds Capital Management, LLC
UNCHANGED10110100%$4.6K$4.7K+$842026-10-23
Lanark Financial, Inc.
DECREASED75100-25-25%$4.6K$3.5K-$1.1K2026-10-26
Ocean Park Asset Management, LLC
CLOSED0140,332-140,332-100%$6.4M$0-$6.4M2026-10-21
Prosperity Financial Group, Inc.
CLOSED0115,559-115,559-100%$5.3M$0-$5.3M2026-10-29
Atria Investments, Inc
CLOSED07,536-7,536-100%$344.0K$0-$344.0K2026-10-15
Arkadios Wealth Advisors
N/A—1,339,871-1,339,871-100%$61.2M———
LPL Financial LLC
N/A—1,061,213-1,061,213-100%$48.4M———
Wells Fargo & Company
N/A—398,395-398,395-100%$18.2M———
Great Valley Advisor Group, Inc.
N/A—273,286-273,286-100%$12.5M———
Stifel Financial Corp
N/A—135,742-135,742-100%$6.2M———
Proactive Wealth Strategies LLC
N/A—113,128-113,128-100%$5.2M———
Raymond James Financial Inc
N/A—96,338-96,338-100%$4.4M———
NWM Advisors, LLC
N/A—79,266-79,266-100%$3.6M———
Stratos Wealth Partners, Ltd.
N/A—78,737-78,737-100%$3.6M———
NewEdge Advisors, LLC
N/A—75,386-75,386-100%$3.4M———
Smith, Moore & Co.
N/A—58,777-58,777-100%$2.7M———
&partners
N/A—57,701-57,701-100%$2.6M———
Royal Bank of Canada
N/A—50,636-50,636-100%$2.3M———
Sanctuary Advisors, LLC
N/A—47,494-47,494-100%$2.2M———
Private Advisor Group, LLC
N/A—39,870-39,870-100%$1.8M———
Envestnet Asset Management Inc
N/A—39,501-39,501-100%$1.8M———
PCG Wealth Advisors, LLC
N/A—35,845-35,845-100%$1.6M———
Osaic Holdings, Inc.
N/A—32,301-32,301-100%$1.5M———
Fred Alger Management, LLC
N/A—28,104-28,104-100%$1.3M———
Western Wealth Management, LLC
N/A—27,182-27,182-100%$1.2M———
Kingsview Wealth Management, LLC
N/A—26,169-26,169-100%$1.2M———
Thoroughbred Financial Services, LLC
N/A—25,829-25,829-100%$1.1K———
HighTower Advisors, LLC
N/A—25,710-25,710-100%$1.2M———
Sankala Group LLC
N/A—20,879-20,879-100%$935.3K———
Brookwood Investment Group LLC
N/A—19,483-19,483-100%$889.2K———
PMG Wealth Management, Inc.
N/A—18,529-18,529-100%$845.7K———
HighPoint Advisor Group LLC
N/A—17,892-17,892-100%$816.6K———
Bank of America Corp
N/A—14,952-14,952-100%$682.4K———
Equitable Holdings, Inc.
N/A—13,059-13,059-100%$596.0K———
Cetera Investment Advisers
N/A—12,925-12,925-100%$589.9K———
Mutual Advisors, LLC
N/A—11,430-11,430-100%$521.7K———
National Philanthropic Trust
N/A—10,693-10,693-100%$488.0K———
Integrated Wealth Concepts LLC
N/A—10,125-10,125-100%$462.1K———
Perennial Investment Advisors, LLC
N/A—10,108-10,108-100%$461.3K———
IHT Wealth Management, LLC
N/A—8,063-8,063-100%$368.0K———
Prospect Financial Services LLC
N/A—7,945-7,945-100%$362.6K———
Snowden Capital Advisors LLC
N/A—5,085-5,085-100%$232.1K———
Impact Partnership Wealth, LLC
N/A—4,582-4,582-100%$209.1K———
Ritter Daniher Financial Advisory LLC / de
N/A—940-940-100%$42.9K———
Global Retirement Partners, LLC
N/A—500-500-100%$22.8K———
FMR LLC
N/A—408-408-100%$18.6K———
Harbour Investments, Inc.
N/A—253-253-100%$11.5K———
Vision Retirement, LLC
N/A—226-226-100%$10.3K———
Morgan Stanley
N/A—222-222-100%$10.1K———
Mpwm Advisory Solutions, LLC
N/A—200-200-100%$9.1K———
Showing 93 of 93 institutions