IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Allianzgi Conv & Income FD I

Q4 2020 vs Q4 2023

Comparing institutional holders between quarters

Quarters

Q4 2023Q4 2020Q3 2020Q2 2020Q1 2020
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Waters Parkerson & Co., LLC
NEW
Shares45,880
Change+45,880
Value$137
Filed 2024-02-14
Rivernorth Capital Management, LLC
CLOSED
Shares0 from 3,252,471
Change-3,252,471 (-100%)
Value$0 (-$16.6K)
Filed 2024-02-14
Advisors Asset Management, Inc.
CLOSED
Shares0 from 3,053,268
Change-3,053,268 (-100%)
Value$0 (-$15.5K)
Filed 2026-08-26
Saba Capital Management, L.P.A
CLOSED
Shares0 from 2,022,633
Change-2,022,633 (-100%)
Value$0 (-$10.3K)
Filed 2024-02-14
Cohen & Steers, Inc.
CLOSED
Shares0 from 1,774,157
Change-1,774,157 (-100%)
Value$0 (-$9.0K)
Filed 2024-02-14
Landscape Capital Management, L.L.C.
CLOSED
Shares0 from 1,163,334
Change-1,163,334 (-100%)
Value$0 (-$5.9K)
Filed 2024-02-05
Heron Bay Capital Management
CLOSED
Shares0 from 1,153,440
Change-1,153,440 (-100%)
Value$0 (-$5.9K)
Filed 2024-01-12
Morgan Stanley
CLOSED
Shares0 from 1,081,554
Change-1,081,554 (-100%)
Value$0 (-$5.5K)
Filed 2024-08-16
Royal Bank of Canada
CLOSED
Shares0 from 945,783
Change-945,783 (-100%)
Value$0 (-$4.8K)
Filed 2024-02-14
Guggenheim Capital LLC
CLOSED
Shares0 from 735,088
Change-735,088 (-100%)
Value$0 (-$3.7K)
Filed 2024-02-14
Bank of America Corp
CLOSED
Shares0 from 648,158
Change-648,158 (-100%)
Value$0 (-$3.3K)
Filed 2024-02-14
LPL Financial LLC
CLOSED
Shares0 from 343,126
Change-343,126 (-100%)
Value$0 (-$1.7K)
Filed 2024-02-14
Congress Park Capital LLC
CLOSED
Shares0 from 288,942
Change-288,942 (-100%)
Value$0 (-$1.5K)
Filed 2024-01-19
Osaic Holdings, Inc.
CLOSED
Shares0 from 287,827
Change-287,827 (-100%)
Value$0 (-$1.5K)
Filed 2024-02-12
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 276,487
Change-276,487 (-100%)
Value$0 (-$1.4K)
Filed 2024-02-06
Curi Capital, LLC
CLOSED
Shares0 from 194,408
Change-194,408 (-100%)
Value$0 (-$990)
Filed 2024-02-14
Matisse Capital
CLOSED
Shares0 from 170,010
Change-170,010 (-100%)
Value$0 (-$865)
Filed 2024-02-08
Raymond James & Associates
CLOSED
Shares0 from 163,561
Change-163,561 (-100%)
Value$0 (-$833)
Filed 2024-01-16
Cerity Partners LLC
CLOSED
Shares0 from 140,884
Change-140,884 (-100%)
Value$0 (-$717)
Filed 2024-01-26
UBS Group AG
CLOSED
Shares0 from 130,790
Change-130,790 (-100%)
Value$0 (-$666)
Filed 2024-02-09
Wolverine Asset Management LLC
CLOSED
Shares0 from 125,194
Change-125,194 (-100%)
Value$0 (-$637)
Filed 2024-02-01
Bramshill Investments, LLC
CLOSED
Shares0 from 124,554
Change-124,554 (-100%)
Value$0 (-$634)
Filed 2024-02-14
Thrivent Financial for Lutherans
CLOSED
Shares0 from 92,881
Change-92,881 (-100%)
Value$0 (-$473)
Filed 2024-02-14
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 87,425
Change-87,425 (-100%)
Value$0 (-$445)
Filed 2024-02-09
B. Riley Wealth Advisors, Inc.
CLOSED
Shares0 from 60,644
Change-60,644 (-100%)
Value$0 (-$309)
Filed 2024-03-15
Quantedge Capital Pte Ltd
CLOSED
Shares0 from 58,554
Change-58,554 (-100%)
Value$0 (-$298)
Filed 2024-02-13
Comerica Bank
CLOSED
Shares0 from 51,055
Change-51,055 (-100%)
Value$0 (-$259)
Filed 2024-02-14
Shaker Financial Services, LLC
CLOSED
Shares0 from 48,772
Change-48,772 (-100%)
Value$0 (-$248)
Filed 2024-02-07
Doliver Advisors, LP
CLOSED
Shares0 from 45,144
Change-45,144 (-100%)
Value$0 (-$230)
Filed 2024-01-03
Arcus Capital Partners, LLC
CLOSED
Shares0 from 36,707
Change-36,707 (-100%)
Value$0 (-$187)
Filed 2024-01-23
FNY Investment Advisers, LLC
CLOSED
Shares0 from 31,247
Change-31,247 (-100%)
Value$0 (-$159)
Filed 2024-01-12
Samalin Investment Counsel, LLC
CLOSED
Shares0 from 31,029
Change-31,029 (-100%)
Value$0 (-$158)
Filed 2024-02-14
Townsend & Associates, Inc
CLOSED
Shares0 from 29,191
Change-29,191 (-100%)
Value$0 (-$149)
Filed 2024-02-07
MRA Advisory Group
CLOSED
Shares0 from 24,819
Change-24,819 (-100%)
Value$0 (-$126)
Filed 2024-02-12
Cary Street Partners Investment Advisory LLC
CLOSED
Shares0 from 22,565
Change-22,565 (-100%)
Value$0 (-$115)
Filed 2024-02-07
Cooper Financial Group
CLOSED
Shares0 from 19,725
Change-19,725 (-100%)
Value$0 (-$100)
Filed 2024-01-16
Moneta Group Investment Advisors LLC
CLOSED
Shares0 from 14,735
Change-14,735 (-100%)
Value$0 (-$75)
Filed 2024-02-15
Capital Investment Advisors, LLC
CLOSED
Shares0 from 14,095
Change-14,095 (-100%)
Value$0 (-$72)
Filed 2024-01-05
NewEdge Advisors, LLC
CLOSED
Shares0 from 13,097
Change-13,097 (-100%)
Value$0 (-$67)
Filed 2024-02-13
Private Advisor Group, LLC
CLOSED
Shares0 from 13,000
Change-13,000 (-100%)
Value$0 (-$66)
Filed 2024-02-06
Truist Financial Corp
CLOSED
Shares0 from 12,341
Change-12,341 (-100%)
Value$0 (-$63)
Filed 2024-02-02
Ameriprise Financial Inc
CLOSED
Shares0 from 11,531
Change-11,531 (-100%)
Value$0 (-$59)
Filed 2024-02-14
Patten & Patten Inc
CLOSED
Shares0 from 10,500
Change-10,500 (-100%)
Value$0 (-$53)
Filed 2024-01-23
Cetera Advisor Networks LLC
CLOSED
Shares0 from 10,405
Change-10,405 (-100%)
Value$0 (-$53)
Filed 2024-02-13
Certuity, LLC
CLOSED
Shares0 from 10,394
Change-10,394 (-100%)
Value$0 (-$53)
Filed 2024-02-05
IHT Wealth Management, LLC
CLOSED
Shares0 from 10,330
Change-10,330 (-100%)
Value$0 (-$53)
Filed 2024-02-14
Kestra Private Wealth Services, LLC
CLOSED
Shares0 from 10,270
Change-10,270 (-100%)
Value$0 (-$52)
Filed 2024-02-05
Proequities, Inc.
CLOSED
Shares0 from 7,000
Change-7,000 (-100%)
Value$0 (-$36)
Filed 2024-02-07
Wells Fargo & Company
CLOSED
Shares0 from 6,579
Change-6,579 (-100%)
Value$0 (-$33)
Filed 2024-02-09
Nfsg Corp
CLOSED
Shares0 from 4,774
Change-4,774 (-100%)
Value$0 (-$24)
Filed 2024-03-28
HighMark Wealth Management LLC
CLOSED
Shares0 from 4,453
Change-4,453 (-100%)
Value$0 (-$23)
Filed 2024-01-23
Sowell Financial Services LLC
CLOSED
Shares0 from 4,336
Change-4,336 (-100%)
Value$0 (-$22)
Filed 2024-01-24
Citigroup Inc
CLOSED
Shares0 from 3,601
Change-3,601 (-100%)
Value$0 (-$19)
Filed 2024-02-09
Atlas Private Wealth Advisors
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$10)
Filed 2024-01-10
Advisory Services Network, LLC
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$10)
Filed 2024-02-09
Bank of Montreal
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$10)
Filed 2024-02-08
US Bancorp \de\
CLOSED
Shares0 from 1,556
Change-1,556 (-100%)
Value$0 (-$8)
Filed 2024-02-09
Focused Wealth Management, Inc
CLOSED
Shares0 from 935
Change-935 (-100%)
Value$0 (-$5)
Filed 2024-01-10
Panagora Asset Management Inc
CLOSED
Shares0 from 248
Change-248 (-100%)
Value$0 (-$1)
Filed 2024-02-08
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 152
Change-152 (-100%)
Value$0 (-$1)
Filed 2024-02-13
Arkadios Wealth Advisors
CLOSED
Shares0 from 7
Change-7 (-100%)
Value$0 ($0)
Filed 2024-01-24
Mid Atlantic Financial Management Inc
N/A
Shares— from 220,000
Change-220,000 (-100%)
Value—
First Horizon Corp
N/A
Shares— from 1,946
Change-1,946 (-100%)
Value—
Status
Waters Parkerson & Co., LLC
NEW45,880—+45,880——$137—2024-02-14
Rivernorth Capital Management, LLC
CLOSED03,252,471-3,252,471-100%$16.6K$0-$16.6K2024-02-14
Advisors Asset Management, Inc.
CLOSED03,053,268-3,053,268-100%$15.5K$0-$15.5K2026-08-26
Saba Capital Management, L.P.A
CLOSED02,022,633-2,022,633-100%$10.3K$0-$10.3K2024-02-14
Cohen & Steers, Inc.
CLOSED01,774,157-1,774,157-100%$9.0K$0-$9.0K2024-02-14
Landscape Capital Management, L.L.C.
CLOSED01,163,334-1,163,334-100%$5.9K$0-$5.9K2024-02-05
Heron Bay Capital Management
CLOSED01,153,440-1,153,440-100%$5.9K$0-$5.9K2024-01-12
Morgan Stanley
CLOSED01,081,554-1,081,554-100%$5.5K$0-$5.5K2024-08-16
Royal Bank of Canada
CLOSED0945,783-945,783-100%$4.8K$0-$4.8K2024-02-14
Guggenheim Capital LLC
CLOSED0735,088-735,088-100%$3.7K$0-$3.7K2024-02-14
Bank of America Corp
CLOSED0648,158-648,158-100%$3.3K$0-$3.3K2024-02-14
LPL Financial LLC
CLOSED0343,126-343,126-100%$1.7K$0-$1.7K2024-02-14
Congress Park Capital LLC
CLOSED0288,942-288,942-100%$1.5K$0-$1.5K2024-01-19
Osaic Holdings, Inc.
CLOSED0287,827-287,827-100%$1.5K$0-$1.5K2024-02-12
Commonwealth Equity Services, LLC
CLOSED0276,487-276,487-100%$1.4K$0-$1.4K2024-02-06
Curi Capital, LLC
CLOSED0194,408-194,408-100%$990$0-$9902024-02-14
Matisse Capital
CLOSED0170,010-170,010-100%$865$0-$8652024-02-08
Raymond James & Associates
CLOSED0163,561-163,561-100%$833$0-$8332024-01-16
Cerity Partners LLC
CLOSED0140,884-140,884-100%$717$0-$7172024-01-26
UBS Group AG
CLOSED0130,790-130,790-100%$666$0-$6662024-02-09
Wolverine Asset Management LLC
CLOSED0125,194-125,194-100%$637$0-$6372024-02-01
Bramshill Investments, LLC
CLOSED0124,554-124,554-100%$634$0-$6342024-02-14
Thrivent Financial for Lutherans
CLOSED092,881-92,881-100%$473$0-$4732024-02-14
Cambridge Investment Research Advisors, Inc.
CLOSED087,425-87,425-100%$445$0-$4452024-02-09
B. Riley Wealth Advisors, Inc.
CLOSED060,644-60,644-100%$309$0-$3092024-03-15
Quantedge Capital Pte Ltd
CLOSED058,554-58,554-100%$298$0-$2982024-02-13
Comerica Bank
CLOSED051,055-51,055-100%$259$0-$2592024-02-14
Shaker Financial Services, LLC
CLOSED048,772-48,772-100%$248$0-$2482024-02-07
Doliver Advisors, LP
CLOSED045,144-45,144-100%$230$0-$2302024-01-03
Arcus Capital Partners, LLC
CLOSED036,707-36,707-100%$187$0-$1872024-01-23
FNY Investment Advisers, LLC
CLOSED031,247-31,247-100%$159$0-$1592024-01-12
Samalin Investment Counsel, LLC
CLOSED031,029-31,029-100%$158$0-$1582024-02-14
Townsend & Associates, Inc
CLOSED029,191-29,191-100%$149$0-$1492024-02-07
MRA Advisory Group
CLOSED024,819-24,819-100%$126$0-$1262024-02-12
Cary Street Partners Investment Advisory LLC
CLOSED022,565-22,565-100%$115$0-$1152024-02-07
Cooper Financial Group
CLOSED019,725-19,725-100%$100$0-$1002024-01-16
Moneta Group Investment Advisors LLC
CLOSED014,735-14,735-100%$75$0-$752024-02-15
Capital Investment Advisors, LLC
CLOSED014,095-14,095-100%$72$0-$722024-01-05
NewEdge Advisors, LLC
CLOSED013,097-13,097-100%$67$0-$672024-02-13
Private Advisor Group, LLC
CLOSED013,000-13,000-100%$66$0-$662024-02-06
Truist Financial Corp
CLOSED012,341-12,341-100%$63$0-$632024-02-02
Ameriprise Financial Inc
CLOSED011,531-11,531-100%$59$0-$592024-02-14
Patten & Patten Inc
CLOSED010,500-10,500-100%$53$0-$532024-01-23
Cetera Advisor Networks LLC
CLOSED010,405-10,405-100%$53$0-$532024-02-13
Certuity, LLC
CLOSED010,394-10,394-100%$53$0-$532024-02-05
IHT Wealth Management, LLC
CLOSED010,330-10,330-100%$53$0-$532024-02-14
Kestra Private Wealth Services, LLC
CLOSED010,270-10,270-100%$52$0-$522024-02-05
Proequities, Inc.
CLOSED07,000-7,000-100%$36$0-$362024-02-07
Wells Fargo & Company
CLOSED06,579-6,579-100%$33$0-$332024-02-09
Nfsg Corp
CLOSED04,774-4,774-100%$24$0-$242024-03-28
HighMark Wealth Management LLC
CLOSED04,453-4,453-100%$23$0-$232024-01-23
Sowell Financial Services LLC
CLOSED04,336-4,336-100%$22$0-$222024-01-24
Citigroup Inc
CLOSED03,601-3,601-100%$19$0-$192024-02-09
Atlas Private Wealth Advisors
CLOSED02,000-2,000-100%$10$0-$102024-01-10
Advisory Services Network, LLC
CLOSED02,000-2,000-100%$10$0-$102024-02-09
Bank of Montreal
CLOSED02,000-2,000-100%$10$0-$102024-02-08
US Bancorp \de\
CLOSED01,556-1,556-100%$8$0-$82024-02-09
Focused Wealth Management, Inc
CLOSED0935-935-100%$5$0-$52024-01-10
Panagora Asset Management Inc
CLOSED0248-248-100%$1$0-$12024-02-08
Tower Research Capital LLC (TRC)
CLOSED0152-152-100%$1$0-$12024-02-13
Arkadios Wealth Advisors
CLOSED07-7-100%$0$0$02024-01-24
Mid Atlantic Financial Management Inc
N/A—220,000-220,000-100%$1.1K———
First Horizon Corp
N/A—1,946-1,946-100%$9———
Showing 63 of 63 institutions