IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Shoc US Semicon Equity ETF (SHOC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares45,424 from 41,655
Change+3,769 (+9%)
Value$5.1M (+$2.8K)
Filed 2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares34,408 from 37,187
Change-2,779 (-7%)
Value$3.9M (-$686.0K)
Filed 2026-11-02
Demars Financial Group, LLC
INCREASED
Shares24,216 from 22,977
Change+1,239 (+5%)
Value$2.7M (-$92.5K)
Filed 2026-10-22
Dynamic Advisor Solutions LLC
INCREASED
Shares16,322 from 14,256
Change+2,066 (+14%)
Value$1.8M (+$87.8K)
Filed 2026-10-13
Uptick Partners, LLC
INCREASED
Shares10,621 from 10,584
Change+37 (+0%)
Value$1.2M (-$102.4K)
Filed 2026-11-04
Birch Financial Group, LLC
DECREASED
Shares9,491 from 9,502
Change-11 (0%)
Value$1.1M (-$96.9K)
Filed 2026-10-27
Simplicity Wealth,LLC
NEW
Shares8,116
Change+8,116
Value$908.4K
Filed 2026-10-23
Brookstone Capital Management
DECREASED
Shares6,438 from 13,538
Change-7,100 (-52%)
Value$720.6K (-$930.9K)
Filed 2026-10-22
Commonwealth Equity Services, LLC
INCREASED
Shares5,883 from 5,875
Change+8 (+0%)
Value$658.5K (-$58.2K)
Filed 2026-11-02
Visionary Wealth Advisors
INCREASED
Shares5,504 from 5,395
Change+109 (+2%)
Value$616.0K (-$42.1K)
Filed 2026-11-04
D'Orazio & Associates, Inc.
INCREASED
Shares5,427 from 5,425
Change+2 (+0%)
Value$607.4K (-$54.4K)
Filed 2026-11-04
Independent Wealth Network Inc.
INCREASED
Shares2,802 from 2,800
Change+2 (+0%)
Value$313.6K (-$28.0K)
Filed 2026-10-19
Kestra Advisory Services, LLC
DECREASED
Shares2,616 from 3,583
Change-967 (-27%)
Value$292.8K (-$144.3K)
Filed 2026-11-02
PW Nova Financial Services LLC
DECREASED
Shares2,524 from 3,187
Change-663 (-21%)
Value$282.5K (-$106.3K)
Filed 2026-10-15
Lauterbach Financial Advisors, LLC
UNCHANGED
Shares2,315 from 2,315
Change0 (0%)
Value$259.1K (-$23.2K)
Filed 2026-10-21
Parallel Advisors, LLC
UNCHANGED
Shares2,239 from 2,239
Change0 (0%)
Value$250.6K (-$22.5K)
Filed 2026-11-03
International Assets Investment Management, LLC
NEW
Shares1,785
Change+1,785
Value$203.0K
Filed 2026-11-02
Russell Investments Group, Ltd.
UNCHANGED
Shares1,170 from 1,170
Change0 (0%)
Value$130.9K (-$11.8K)
Filed 2026-11-06
Kingdom Financial Group Llc.
UNCHANGED
Shares565 from 565
Change0 (0%)
Value$63.3K (-$5.7K)
Filed 2026-11-04
Balance Wealth Partners LLC
NEW
Shares374
Change+374
Value$41.8K
Filed 2026-10-27
IFP Advisors, Inc
UNCHANGED
Shares361 from 361
Change0 (0%)
Value$40.4K (-$3.6K)
Filed 2026-10-16
Allworth Financial LP
UNCHANGED
Shares207 from 207
Change0 (0%)
Value$25.3K ($0)
Filed 2026-11-06
IMG Wealth Management, Inc.
UNCHANGED
Shares187 from 187
Change0 (0%)
Value$20.9K (-$1.9K)
Filed 2026-10-27
Main Street Group, LTD
UNCHANGED
Shares180 from 180
Change0 (0%)
Value$20.1K (-$1.8K)
Filed 2026-10-28
CoreCap Advisors, LLC
UNCHANGED
Shares50 from 50
Change0 (0%)
Value$5.6K (-$503)
Filed 2026-10-08
Montag A & Associates Inc
NEW
Shares31
Change+31
Value$3.4K
Filed 2026-10-29
Fortis Group Advisors, LLC
CLOSED
Shares0 from 1,961
Change-1,961 (-100%)
Value$0 (-$239.2K)
Filed 2026-11-06
Lido Advisors, LLC
CLOSED
Shares0 from 1,752
Change-1,752 (-100%)
Value$0 (-$213.8K)
Filed 2026-11-04
Lanark Financial, Inc.
CLOSED
Shares0 from 111
Change-111 (-100%)
Value$0 (-$13.5K)
Filed 2026-10-26
GWN Securities Inc.
N/A
Shares— from 14,496
Change-14,496 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 13,703
Change-13,703 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 11,465
Change-11,465 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 9,193
Change-9,193 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 8,733
Change-8,733 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 8,450
Change-8,450 (-100%)
Value—
Global Endowment Management, LP
N/A
Shares— from 7,000
Change-7,000 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 6,622
Change-6,622 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 6,260
Change-6,260 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 5,875
Change-5,875 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 4,797
Change-4,797 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 4,494
Change-4,494 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 2,135
Change-2,135 (-100%)
Value—
CIBC Bancorp USA Inc.
N/A
Shares— from 2,004
Change-2,004 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 2,004
Change-2,004 (-100%)
Value—
Hilltop Holdings Inc.
N/A
Shares— from 1,950
Change-1,950 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 1,199
Change-1,199 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 1,036
Change-1,036 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 817
Change-817 (-100%)
Value—
UBS Group AG
N/A
Shares— from 617
Change-617 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 550
Change-550 (-100%)
Value—
O'shaughnessy Asset Management, LLC
N/A
Shares— from 500
Change-500 (-100%)
Value—
FMR LLC
N/A
Shares— from 475
Change-475 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 267
Change-267 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 200
Change-200 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LPL Financial LLC
INCREASED45,42441,655+3,769+9%$5.1M$5.1M+$2.8K2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED34,40837,187-2,779-7%$4.5M$3.9M-$686.0K2026-11-02
Demars Financial Group, LLC
INCREASED24,21622,977+1,239+5%$2.8M$2.7M-$92.5K2026-10-22
Dynamic Advisor Solutions LLC
INCREASED16,32214,256+2,066+14%$1.7M$1.8M+$87.8K2026-10-13
Uptick Partners, LLC
INCREASED10,62110,584+37+0%$1.3M$1.2M-$102.4K2026-11-04
Birch Financial Group, LLC
DECREASED9,4919,502-110%$1.2M$1.1M-$96.9K2026-10-27
Simplicity Wealth,LLC
NEW8,116—+8,116——$908.4K—2026-10-23
Brookstone Capital Management
DECREASED6,43813,538-7,100-52%$1.7M$720.6K-$930.9K2026-10-22
Commonwealth Equity Services, LLC
INCREASED5,8835,875+8+0%$716.7K$658.5K-$58.2K2026-11-02
Visionary Wealth Advisors
INCREASED5,5045,395+109+2%$658.2K$616.0K-$42.1K2026-11-04
D'Orazio & Associates, Inc.
INCREASED5,4275,425+2+0%$661.8K$607.4K-$54.4K2026-11-04
Independent Wealth Network Inc.
INCREASED2,8022,800+2+0%$341.6K$313.6K-$28.0K2026-10-19
Kestra Advisory Services, LLC
DECREASED2,6163,583-967-27%$437.1K$292.8K-$144.3K2026-11-02
PW Nova Financial Services LLC
DECREASED2,5243,187-663-21%$388.8K$282.5K-$106.3K2026-10-15
Lauterbach Financial Advisors, LLC
UNCHANGED2,3152,31500%$282.4K$259.1K-$23.2K2026-10-21
Parallel Advisors, LLC
UNCHANGED2,2392,23900%$273.1K$250.6K-$22.5K2026-11-03
International Assets Investment Management, LLC
NEW1,785—+1,785——$203.0K—2026-11-02
Russell Investments Group, Ltd.
UNCHANGED1,1701,17000%$142.7K$130.9K-$11.8K2026-11-06
Kingdom Financial Group Llc.
UNCHANGED56556500%$68.9K$63.3K-$5.7K2026-11-04
Balance Wealth Partners LLC
NEW374—+374——$41.8K—2026-10-27
IFP Advisors, Inc
UNCHANGED36136100%$44.0K$40.4K-$3.6K2026-10-16
Allworth Financial LP
UNCHANGED20720700%$25.3K$25.3K$02026-11-06
IMG Wealth Management, Inc.
UNCHANGED18718700%$22.8K$20.9K-$1.9K2026-10-27
Main Street Group, LTD
UNCHANGED18018000%$22.0K$20.1K-$1.8K2026-10-28
CoreCap Advisors, LLC
UNCHANGED505000%$6.1K$5.6K-$5032026-10-08
Montag A & Associates Inc
NEW31—+31——$3.4K—2026-10-29
Fortis Group Advisors, LLC
CLOSED01,961-1,961-100%$239.2K$0-$239.2K2026-11-06
Lido Advisors, LLC
CLOSED01,752-1,752-100%$213.8K$0-$213.8K2026-11-04
Lanark Financial, Inc.
CLOSED0111-111-100%$13.5K$0-$13.5K2026-10-26
GWN Securities Inc.
N/A—14,496-14,496-100%$1.8M———
HighTower Advisors, LLC
N/A—13,703-13,703-100%$1.7M———
GTS Securities LLC
N/A—11,465-11,465-100%$1.4M———
Cetera Investment Advisers
N/A—9,193-9,193-100%$1.1M———
Jones Financial Companies Lllp
N/A—8,733-8,733-100%$997.2K———
Citadel Advisors LLC
N/A—8,450-8,450-100%$1.0M———
Global Endowment Management, LP
N/A—7,000-7,000-100%$854.0K———
Harbour Investments, Inc.
N/A—6,622-6,622-100%$807.8K———
Mariner, LLC
N/A—6,260-6,260-100%$763.6K———
Osaic Holdings, Inc.
N/A—5,875-5,875-100%$716.5K———
Equitable Holdings, Inc.
N/A—4,797-4,797-100%$585.2K———
HRT Financial LP
N/A—4,494-4,494-100%$548.0K———
Goldman Sachs Group Inc
N/A—2,135-2,135-100%$260.4K———
CIBC Bancorp USA Inc.
N/A—2,004-2,004-100%$244.5K———
JPMorgan Chase & Co
N/A—2,004-2,004-100%$235.9K———
Hilltop Holdings Inc.
N/A—1,950-1,950-100%$237.9K———
AE Wealth Management LLC
N/A—1,199-1,199-100%$146.3K———
Royal Bank of Canada
N/A—1,036-1,036-100%$126.0K———
IFG Advisory, LLC
N/A—817-817-100%$99.7K———
UBS Group AG
N/A—617-617-100%$75.3K———
Global Retirement Partners, LLC
N/A—550-550-100%$67.1K———
O'shaughnessy Asset Management, LLC
N/A—500-500-100%$61.0K———
FMR LLC
N/A—475-475-100%$57.9K———
Morgan Stanley
N/A—267-267-100%$32.7K———
Geneos Wealth Management Inc.
N/A—200-200-100%$24.4K———
Wells Fargo & Company
N/A—1-1-100%$157———
Showing 55 of 55 institutions