American Intl Group Inc

Q4 2020 vs Q1 2021

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Huntington National Bank

UNCHANGED

Shares27 from 27

Change0 (0%)

Value$0 ($0)

Filed 2021-04-12

Capital Research Global Investors

CLOSED

Shares0 from 3,152,474

Change-3,152,474 (-100%)

Value$0 (-$378)

Filed 2021-05-14

Hosking Partners LLP

CLOSED

Shares0 from 2,981,990

Change-2,981,990 (-100%)

Value$0 (-$358)

Filed 2021-05-10

Susquehanna International Group, LLP

CLOSED

Shares0 from 1,125,109

Change-1,125,109 (-100%)

Value$0 (-$135)

Filed 2021-05-17

Richmond Hill Investments, LLC

CLOSED

Shares0 from 594,000

Change-594,000 (-100%)

Value$0 (-$22.5K)

Filed 2021-05-17

Stanley Capital Management, LLC

CLOSED

Shares0 from 476,982

Change-476,982 (-100%)

Value$0 (-$57)

Filed 2021-05-17

Equitec Specialists, LLC

CLOSED

Shares0 from 470,590

Change-470,590 (-100%)

Value$0 (-$56)

Filed 2021-04-19

Royal Bank of Canada

CLOSED

Shares0 from 386,849

Change-386,849 (-100%)

Value$0 (-$47)

Filed 2021-07-20

Creative Planning

CLOSED

Shares0 from 324,997

Change-324,997 (-100%)

Value$0 (-$39)

Filed 2021-04-30

Ionic Capital Management LLC

CLOSED

Shares0 from 299,738

Change-299,738 (-100%)

Value$0 (-$36)

Filed 2021-05-17

SOL Capital Management Co

CLOSED

Shares0 from 270,376

Change-270,376 (-100%)

Value$0 (-$32)

Filed 2021-04-22

Segantii Capital Management Ltd

CLOSED

Shares0 from 260,000

Change-260,000 (-100%)

Value$0 (-$31)

Filed 2021-05-11

D.A. Davidson & Co.

CLOSED

Shares0 from 198,569

Change-198,569 (-100%)

Value$0 (-$24)

Filed 2021-05-07

Russell Investments Group, Ltd.

CLOSED

Shares0 from 159,108

Change-159,108 (-100%)

Value$0 (-$19)

Filed 2021-05-10

United Capital Financial Advisors, LLC

CLOSED

Shares0 from 153,543

Change-153,543 (-100%)

Value$0 (-$18)

Filed 2021-05-14

Hotchkis & Wiley Capital Management LLC

CLOSED

Shares0 from 151,500

Change-151,500 (-100%)

Value$0 (-$18)

Filed 2021-05-14

Wolverine Asset Management LLC

CLOSED

Shares0 from 104,101

Change-104,101 (-100%)

Value$0 (-$12)

Filed 2021-05-13

Cidel Asset Management Inc

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$12)

Filed 2021-05-12

Dalton Investments, Inc.

CLOSED

Shares0 from 94,882

Change-94,882 (-100%)

Value$0 (-$11)

Filed 2021-05-17

Jane Street Group, LLC

CLOSED

Shares0 from 60,039

Change-60,039 (-100%)

Value$0 (-$7)

Filed 2021-05-18

HUB Investment Partners, LLC

CLOSED

Shares0 from 47,013

Change-47,013 (-100%)

Value$0 (-$8)

Filed 2021-05-14

Ameriprise Financial Inc

CLOSED

Shares0 from 44,527

Change-44,527 (-100%)

Value$0 (-$5)

Filed 2021-05-17

UBS Group AG

CLOSED

Shares0 from 44,360

Change-44,360 (-100%)

Value$0 (-$5)

Filed 2021-05-12

Morgan Stanley

CLOSED

Shares0 from 43,846

Change-43,846 (-100%)

Value$0 (-$6)

Filed 2021-05-17

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 41,284

Change-41,284 (-100%)

Value$0 (-$4)

Filed 2021-05-17

JPMorgan Chase & Co

CLOSED

Shares0 from 32,779

Change-32,779 (-100%)

Value$0 (-$4)

Filed 2021-05-12

Eubel Brady & Suttman Asset Management Inc

CLOSED

Shares0 from 27,800

Change-27,800 (-100%)

Value$0 (-$3)

Filed 2021-05-14

Goldman Sachs Group Inc

CLOSED

Shares0 from 27,483

Change-27,483 (-100%)

Value$0 (-$4)

Filed 2021-05-17

Avenir Corp

CLOSED

Shares0 from 22,230

Change-22,230 (-100%)

Value$0 (-$3)

Filed 2021-05-14

Levin Capital Strategies, L.P.

CLOSED

Shares0 from 19,018

Change-19,018 (-100%)

Value$0 (-$2)

Filed 2021-05-05

Bank of America Corp

CLOSED

Shares0 from 16,040

Change-16,040 (-100%)

Value$0 (-$1)

Filed 2021-05-14

SG Americas Securities, LLC

CLOSED

Shares0 from 15,483

Change-15,483 (-100%)

Value$0 (-$2)

Filed 2021-05-13

Storebrand Asset Management AS

CLOSED

Shares0 from 11,883

Change-11,883 (-100%)

Value$0 (-$1.4K)

Filed 2026-06-18

M&T Bank Corp

CLOSED

Shares0 from 10,415

Change-10,415 (-100%)

Value$0 (-$1)

Filed 2021-05-06

Royal London Asset Management LTD

CLOSED

Shares0 from 10,403

Change-10,403 (-100%)

Value$0 (-$1)

Filed 2022-10-17

Inlet Private Wealth, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$1)

Filed 2021-05-05

Gifford Fong Associates

CLOSED

Shares0 from 8,516

Change-8,516 (-100%)

Value$0 (-$1)

Filed 2021-05-12

Retirement Group, LLC

CLOSED

Shares0 from 8,000

Change-8,000 (-100%)

Value$0 ($0)

Filed 2021-05-04

Barclays PLC

CLOSED

Shares0 from 6,668

Change-6,668 (-100%)

Value$0 (-$1)

Filed 2021-05-13

Bank of Montreal

CLOSED

Shares0 from 5,644

Change-5,644 (-100%)

Value$0 ($0)

Filed 2021-05-13

Blair William & Co

CLOSED

Shares0 from 4,771

Change-4,771 (-100%)

Value$0 (-$1)

Filed 2021-05-13

Sonora Investment Management, LLC

CLOSED

Shares0 from 3,410

Change-3,410 (-100%)

Value$0 ($0)

Filed 2021-04-28

Osaic Holdings, Inc.

CLOSED

Shares0 from 3,097

Change-3,097 (-100%)

Value$0 ($0)

Filed 2021-05-13

Deutsche Bank Ag\

CLOSED

Shares0 from 3,021

Change-3,021 (-100%)

Value$0 ($0)

Filed 2021-05-13

BNP Paribas Financial Markets

CLOSED

Shares0 from 2,213

Change-2,213 (-100%)

Value$0 (-$266)

Filed 2021-05-07

Wells Fargo & Company

CLOSED

Shares0 from 2,055

Change-2,055 (-100%)

Value$0 ($0)

Filed 2021-05-13

Fifth Third Bancorp

CLOSED

Shares0 from 1,421

Change-1,421 (-100%)

Value$0 ($0)

Filed 2021-05-07

Brown Brothers Harriman & Co

CLOSED

Shares0 from 1,389

Change-1,389 (-100%)

Value$0 ($0)

Filed 2021-05-13

SIT Investment Associates Inc

CLOSED

Shares0 from 1,021

Change-1,021 (-100%)

Value$0 ($0)

Filed 2021-05-13

S.A. Mason LLC

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 ($0)

Filed 2021-04-20

DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

CLOSED

Shares0 from 855

Change-855 (-100%)

Value$0 (-$115)

Filed 2026-05-04

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 760

Change-760 (-100%)

Value$0 ($0)

Filed 2021-05-07

Loring Wolcott & Coolidge Fiduciary Advisors LLP

CLOSED

Shares0 from 640

Change-640 (-100%)

Value$0 ($0)

Filed 2021-04-14

First Manhattan Co. Llc.

CLOSED

Shares0 from 547

Change-547 (-100%)

Value$0 ($0)

Filed 2021-05-14

Brewin Dolphin LTD

CLOSED

Shares0 from 531

Change-531 (-100%)

Value$0 (-$64)

Filed 2023-11-09

Psagot Investment House Ltd.

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 ($0)

Filed 2021-05-18

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 427

Change-427 (-100%)

Value$0 ($0)

Filed 2021-05-14

Assetmark, Inc

CLOSED

Shares0 from 401

Change-401 (-100%)

Value$0 ($0)

Filed 2021-05-14

Trustcore Financial Services, LLC

CLOSED

Shares0 from 298

Change-298 (-100%)

Value$0 ($0)

Filed 2021-04-30

Global Retirement Partners, LLC

CLOSED

Shares0 from 283

Change-283 (-100%)

Value$0 ($0)

Filed 2021-04-14

Pathstone Family Office, LLC

CLOSED

Shares0 from 235

Change-235 (-100%)

Value$0 ($0)

Filed 2021-05-14

Federation des caisses Desjardins du Quebec

CLOSED

Shares0 from 221

Change-221 (-100%)

Value$0 (-$27)

Filed 2024-08-30

Captrust Financial Advisors

CLOSED

Shares0 from 211

Change-211 (-100%)

Value$0 ($0)

Filed 2021-05-17

Clearstead Advisors, LLC

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 ($0)

Filed 2021-05-14

Covington Capital Management

CLOSED

Shares0 from 192

Change-192 (-100%)

Value$0 ($0)

Filed 2021-05-14

Arlington Partners LLC

CLOSED

Shares0 from 186

Change-186 (-100%)

Value$0 ($0)

Filed 2021-04-19

Asset Dedication, LLC

CLOSED

Shares0 from 160

Change-160 (-100%)

Value$0 ($0)

Filed 2021-05-03

US Bancorp \de\

CLOSED

Shares0 from 158

Change-158 (-100%)

Value$0 ($0)

Filed 2021-04-28

Bay Harbor Wealth Management, LLC

CLOSED

Shares0 from 155

Change-155 (-100%)

Value$0 ($0)

Filed 2021-05-05

HM Payson & Co

CLOSED

Shares0 from 140

Change-140 (-100%)

Value$0 ($0)

Filed 2021-06-15

Allworth Financial LP

CLOSED

Shares0 from 136

Change-136 (-100%)

Value$0 ($0)

Filed 2021-04-29

Truehand, Inc

CLOSED

Shares0 from 131

Change-131 (-100%)

Value$0 ($0)

Filed 2021-04-06

Endurance Wealth Management, Inc.

CLOSED

Shares0 from 109

Change-109 (-100%)

Value$0 ($0)

Filed 2021-05-05

First Horizon Corp

CLOSED

Shares0 from 109

Change-109 (-100%)

Value$0 ($0)

Filed 2021-05-11

Delta Asset Management LLC

CLOSED

Shares0 from 106

Change-106 (-100%)

Value$0 ($0)

Filed 2021-04-28

Parallel Advisors, LLC

CLOSED

Shares0 from 97

Change-97 (-100%)

Value$0 ($0)

Filed 2021-04-23

Atwood & Palmer Inc

CLOSED

Shares0 from 97

Change-97 (-100%)

Value$0 ($0)

Filed 2021-04-26

ShoreHaven Wealth Partners, LLC

CLOSED

Shares0 from 88

Change-88 (-100%)

Value$0 (-$1)

Filed 2021-05-13

Howe & Rusling Inc

CLOSED

Shares0 from 82

Change-82 (-100%)

Value$0 ($0)

Filed 2021-05-13

Next Financial Group, Inc

CLOSED

Shares0 from 81

Change-81 (-100%)

Value$0 ($0)

Filed 2021-04-16

RMR Wealth Builders

CLOSED

Shares0 from 80

Change-80 (-100%)

Value$0 ($0)

Filed 2021-05-13

Whittier Trust Co

CLOSED

Shares0 from 71

Change-71 (-100%)

Value$0 ($0)

Filed 2021-04-26

Valley National Advisers Inc

CLOSED

Shares0 from 68

Change-68 (-100%)

Value$0 ($0)

Filed 2021-05-07

M&R Capital Management Inc

CLOSED

Shares0 from 64

Change-64 (-100%)

Value$0 ($0)

Filed 2021-04-01

Baron Financial Group, LLC

CLOSED

Shares0 from 62

Change-62 (-100%)

Value$0 (-$7)

Filed 2021-09-01

American Portfolios Advisors

CLOSED

Shares0 from 60

Change-60 (-100%)

Value$0 (-$7)

Filed 2023-03-22

Kistler-Tiffany Companies, LLC

CLOSED

Shares0 from 59

Change-59 (-100%)

Value$0 ($0)

Filed 2021-05-07

D'Orazio & Associates, Inc.

CLOSED

Shares0 from 58

Change-58 (-100%)

Value$0 ($0)

Filed 2021-05-05

Harris Associates L P

CLOSED

Shares0 from 58

Change-58 (-100%)

Value$0 ($0)

Filed 2021-05-17

Edmond de Rothschild Holding S.A.

CLOSED

Shares0 from 56

Change-56 (-100%)

Value$0 ($0)

Filed 2021-05-17

Westside Investment Management, Inc.

CLOSED

Shares0 from 53

Change-53 (-100%)

Value$0 ($0)

Filed 2021-04-14

Avior Wealth Management, LLC

CLOSED

Shares0 from 53

Change-53 (-100%)

Value$0 ($0)

Filed 2021-05-11

Arkadios Wealth Advisors

CLOSED

Shares0 from 53

Change-53 (-100%)

Value$0 ($0)

Filed 2021-04-26

Compagnie Lombard Odier SCmA

CLOSED

Shares0 from 48

Change-48 (-100%)

Value$0 ($0)

Filed 2021-04-23

Central Trust Co

CLOSED

Shares0 from 48

Change-48 (-100%)

Value$0 ($0)

Filed 2021-04-23

Motco

CLOSED

Shares0 from 46

Change-46 (-100%)

Value$0 ($0)

Filed 2021-04-16

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 45

Change-45 (-100%)

Value$0 ($0)

Filed 2021-04-06

Franklin Resources Inc

CLOSED

Shares0 from 41

Change-41 (-100%)

Value$0 ($0)

Filed 2021-05-13

Tradition Wealth Management, LLC

CLOSED

Shares0 from 36

Change-36 (-100%)

Value$0 ($0)

Filed 2021-05-14

Jacobi Capital Management LLC

CLOSED

Shares0 from 33

Change-33 (-100%)

Value$0 ($0)

Filed 2021-05-11

Toth Financial Advisory Corp

CLOSED

Shares0 from 28

Change-28 (-100%)

Value$0 ($0)

Filed 2021-04-20

Montag A & Associates Inc

CLOSED

Shares0 from 28

Change-28 (-100%)

Value$0 ($0)

Filed 2021-05-14

Sittner & Nelson, LLC

CLOSED

Shares0 from 27

Change-27 (-100%)

Value$0 ($0)

Filed 2021-05-06

BDO Wealth Advisors, LLC

CLOSED

Shares0 from 27

Change-27 (-100%)

Value$0 ($0)

Filed 2021-05-14

NewSquare Capital LLC

CLOSED

Shares0 from 26

Change-26 (-100%)

Value$0 ($0)

Filed 2021-05-10

Firestone Capital Management

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 ($0)

Filed 2021-04-28

Highlander Capital Management, LLC

CLOSED

Shares0 from 23

Change-23 (-100%)

Value$0 ($0)

Filed 2021-05-14

1832 Asset Management L.P.

CLOSED

Shares0 from 23

Change-23 (-100%)

Value$0 ($0)

Filed 2021-05-17

Financial Avengers, Inc.

CLOSED

Shares0 from 21

Change-21 (-100%)

Value$0 ($0)

Filed 2021-05-14

Reilly Financial Advisors, LLC

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 ($0)

Filed 2021-04-22

Investors Research Corp

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 ($0)

Filed 2021-04-28

Estabrook Capital Management

CLOSED

Shares0 from 19

Change-19 (-100%)

Value$0 (-$2)

Filed 2021-05-14

Princeton Global Asset Management LLC

CLOSED

Shares0 from 18

Change-18 (-100%)

Value$0 ($0)

Filed 2021-05-11

Farmers & Merchants Investments Inc

CLOSED

Shares0 from 17

Change-17 (-100%)

Value$0 ($0)

Filed 2021-04-14

Rockefeller Capital Management L.P.

CLOSED

Shares0 from 17

Change-17 (-100%)

Value$0 ($0)

Filed 2021-05-11

Centerpoint Advisors, LLC

CLOSED

Shares0 from 16

Change-16 (-100%)

Value$0 ($0)

Filed 2021-04-23

Manchester Capital Management LLC

CLOSED

Shares0 from 15

Change-15 (-100%)

Value$0 ($0)

Filed 2021-05-13

Washington Trust Co

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 ($0)

Filed 2021-04-28

Gemmer Asset Management LLC

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 ($0)

Filed 2021-04-20

FinTrust Capital Advisors, LLC

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 ($0)

Filed 2021-05-17

CoreFirst Bank & Trust

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 ($0)

Filed 2021-05-18

Glassman Wealth Services

CLOSED

Shares0 from 12

Change-12 (-100%)

Value$0 ($0)

Filed 2021-05-05

Sowell Financial Services LLC

CLOSED

Shares0 from 11

Change-11 (-100%)

Value$0 ($0)

Filed 2021-05-07

Tctc Holdings, LLC

CLOSED

Shares0 from 11

Change-11 (-100%)

Value$0 ($0)

Filed 2021-05-12

Atlas Private Wealth Advisors

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 ($0)

Filed 2021-04-28

Community Bank, N.A.

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 ($0)

Filed 2021-05-04

Ancora Advisors LLCA

CLOSED

Shares0 from 9

Change-9 (-100%)

Value$0 ($0)

Filed 2021-11-12

Bedel Financial Consulting, Inc.

CLOSED

Shares0 from 9

Change-9 (-100%)

Value$0 ($0)

Filed 2021-04-26

Lee Financial Co

CLOSED

Shares0 from 9

Change-9 (-100%)

Value$0 ($0)

Filed 2021-05-13

Advisory Services Network, LLC

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2021-05-24

Glen Eagle Advisors, LLC

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 (-$1)

Filed 2024-08-13

North Star Investment Management Corp.

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2021-04-19

Peoples Financial Services Corp.

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2021-04-15

Financial Perspectives, Inc

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 (-$1)

Filed 2024-01-10

Thompson Siegel & Walmsley LLC

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2021-05-07

Duncker Streett & Co Inc

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2021-04-28

Unionbancal Corp

CLOSED

Shares0 from 7

Change-7 (-100%)

Value$0 ($0)

Filed 2022-12-01

Patriot Financial Group Insurance Agency, LLC

CLOSED

Shares0 from 6

Change-6 (-100%)

Value$0 ($0)

Filed 2021-04-29

Oakworth Capital, Inc.

CLOSED

Shares0 from 6

Change-6 (-100%)

Value$0 ($0)

Filed 2021-04-30

Gradient Investments LLC

CLOSED

Shares0 from 6

Change-6 (-100%)

Value$0 ($0)

Filed 2021-04-21

NWK Group, Inc.

CLOSED

Shares0 from 6

Change-6 (-100%)

Value$0 ($0)

Filed 2021-05-14

Nvwm, LLC

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-05-11

1834 Investment Advisors Co

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-05-14

Versant Capital Management, Inc

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-04-27

Pacific Center for Financial Services

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-05-17

Cribstone Capital Management, LLC

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-04-23

First Premier Bank

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 ($0)

Filed 2021-04-12

Prestige Wealth Management Group LLC

CLOSED

Shares0 from 3

Change-3 (-100%)

Value$0 ($0)

Filed 2021-05-13

Plante Moran Financial Advisors, LLC

CLOSED

Shares0 from 3

Change-3 (-100%)

Value$0 ($0)

Filed 2021-05-13

Planned Solutions, Inc.

CLOSED

Shares0 from 3

Change-3 (-100%)

Value$0 ($0)

Filed 2021-04-29

Pinnacle Bancorp, Inc.

CLOSED

Shares0 from 3

Change-3 (-100%)

Value$0 (-$1)

Filed 2021-04-26

Atlas Private Wealth Management

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-06

Bartlett & Co. Wealth Management LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2024-02-14

Webster Bank, N. A.

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-07

Concord Wealth Partners

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-13

Pinnacle Wealth Planning Services, Inc.

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-04-29

Cranbrook Wealth Management, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-06

True Private Wealth Advisors

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-12

Red Cedar Capital, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-10

Bartlett & Co. LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-04-19

BlackRock Inc.

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-07

Tortoise Investment Management, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-05

Tsfg, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 (-$1)

Filed 2021-04-14

Carolinas Wealth Consulting LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2021-05-17

Sound Income Strategies, LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-04-14

Glenmede Trust Co NA

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-18

TCI Wealth Advisors, Inc.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-04-29

Benjamin F. Edwards & Company, Inc.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-14

FTB Advisors, Inc.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-11

Larson Financial Group LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-06

Cypress Point Wealth Management, LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-07

Aspire Private Capital, LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-26

Macroview Investment Management LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2021-05-03

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-05-13

TD Capital Management LLC

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-05-10

Triad Investment Management

N/A

Shares— from 329,251

Change-329,251 (-100%)

Value—

CWH Capital Management, Inc.

N/A

Shares— from 12,840

Change-12,840 (-100%)

Value—

Reby Advisors, LLC

N/A

Shares— from 242

Change-242 (-100%)

Value—

Winslow, Evans & Crocker, Inc.

N/A

Shares— from 59

Change-59 (-100%)

Value—

	Status
Huntington National Bank	UNCHANGED	27	27	0	0%	$0	$0	$0	2021-04-12
Capital Research Global Investors	CLOSED	0	3,152,474	-3,152,474	-100%	$378	$0	-$378	2021-05-14
Hosking Partners LLP	CLOSED	0	2,981,990	-2,981,990	-100%	$358	$0	-$358	2021-05-10
Susquehanna International Group, LLP	CLOSED	0	1,125,109	-1,125,109	-100%	$135	$0	-$135	2021-05-17
Richmond Hill Investments, LLC	CLOSED	0	594,000	-594,000	-100%	$22.5K	$0	-$22.5K	2021-05-17
Stanley Capital Management, LLC	CLOSED	0	476,982	-476,982	-100%	$57	$0	-$57	2021-05-17
Equitec Specialists, LLC	CLOSED	0	470,590	-470,590	-100%	$56	$0	-$56	2021-04-19
Royal Bank of Canada	CLOSED	0	386,849	-386,849	-100%	$47	$0	-$47	2021-07-20
Creative Planning	CLOSED	0	324,997	-324,997	-100%	$39	$0	-$39	2021-04-30
Ionic Capital Management LLC	CLOSED	0	299,738	-299,738	-100%	$36	$0	-$36	2021-05-17
SOL Capital Management Co	CLOSED	0	270,376	-270,376	-100%	$32	$0	-$32	2021-04-22
Segantii Capital Management Ltd	CLOSED	0	260,000	-260,000	-100%	$31	$0	-$31	2021-05-11
D.A. Davidson & Co.	CLOSED	0	198,569	-198,569	-100%	$24	$0	-$24	2021-05-07
Russell Investments Group, Ltd.	CLOSED	0	159,108	-159,108	-100%	$19	$0	-$19	2021-05-10
United Capital Financial Advisors, LLC	CLOSED	0	153,543	-153,543	-100%	$18	$0	-$18	2021-05-14
Hotchkis & Wiley Capital Management LLC	CLOSED	0	151,500	-151,500	-100%	$18	$0	-$18	2021-05-14
Wolverine Asset Management LLC	CLOSED	0	104,101	-104,101	-100%	$12	$0	-$12	2021-05-13
Cidel Asset Management Inc	CLOSED	0	100,000	-100,000	-100%	$12	$0	-$12	2021-05-12
Dalton Investments, Inc.	CLOSED	0	94,882	-94,882	-100%	$11	$0	-$11	2021-05-17
Jane Street Group, LLC	CLOSED	0	60,039	-60,039	-100%	$7	$0	-$7	2021-05-18
HUB Investment Partners, LLC	CLOSED	0	47,013	-47,013	-100%	$8	$0	-$8	2021-05-14
Ameriprise Financial Inc	CLOSED	0	44,527	-44,527	-100%	$5	$0	-$5	2021-05-17
UBS Group AG	CLOSED	0	44,360	-44,360	-100%	$5	$0	-$5	2021-05-12
Morgan Stanley	CLOSED	0	43,846	-43,846	-100%	$6	$0	-$6	2021-05-17
D. E. Shaw & Co., Inc.	CLOSED	0	41,284	-41,284	-100%	$4	$0	-$4	2021-05-17
JPMorgan Chase & Co	CLOSED	0	32,779	-32,779	-100%	$4	$0	-$4	2021-05-12
Eubel Brady & Suttman Asset Management Inc	CLOSED	0	27,800	-27,800	-100%	$3	$0	-$3	2021-05-14
Goldman Sachs Group Inc	CLOSED	0	27,483	-27,483	-100%	$4	$0	-$4	2021-05-17
Avenir Corp	CLOSED	0	22,230	-22,230	-100%	$3	$0	-$3	2021-05-14
Levin Capital Strategies, L.P.	CLOSED	0	19,018	-19,018	-100%	$2	$0	-$2	2021-05-05
Bank of America Corp	CLOSED	0	16,040	-16,040	-100%	$1	$0	-$1	2021-05-14
SG Americas Securities, LLC	CLOSED	0	15,483	-15,483	-100%	$2	$0	-$2	2021-05-13
Storebrand Asset Management AS	CLOSED	0	11,883	-11,883	-100%	$1.4K	$0	-$1.4K	2026-06-18
M&T Bank Corp	CLOSED	0	10,415	-10,415	-100%	$1	$0	-$1	2021-05-06
Royal London Asset Management LTD	CLOSED	0	10,403	-10,403	-100%	$1	$0	-$1	2022-10-17
Inlet Private Wealth, LLC	CLOSED	0	10,000	-10,000	-100%	$1	$0	-$1	2021-05-05
Gifford Fong Associates	CLOSED	0	8,516	-8,516	-100%	$1	$0	-$1	2021-05-12
Retirement Group, LLC	CLOSED	0	8,000	-8,000	-100%	$0	$0	$0	2021-05-04
Barclays PLC	CLOSED	0	6,668	-6,668	-100%	$1	$0	-$1	2021-05-13
Bank of Montreal	CLOSED	0	5,644	-5,644	-100%	$0	$0	$0	2021-05-13
Blair William & Co	CLOSED	0	4,771	-4,771	-100%	$1	$0	-$1	2021-05-13
Sonora Investment Management, LLC	CLOSED	0	3,410	-3,410	-100%	$0	$0	$0	2021-04-28
Osaic Holdings, Inc.	CLOSED	0	3,097	-3,097	-100%	$0	$0	$0	2021-05-13
Deutsche Bank Ag\	CLOSED	0	3,021	-3,021	-100%	$0	$0	$0	2021-05-13
BNP Paribas Financial Markets	CLOSED	0	2,213	-2,213	-100%	$266	$0	-$266	2021-05-07
Wells Fargo & Company	CLOSED	0	2,055	-2,055	-100%	$0	$0	$0	2021-05-13
Fifth Third Bancorp	CLOSED	0	1,421	-1,421	-100%	$0	$0	$0	2021-05-07
Brown Brothers Harriman & Co	CLOSED	0	1,389	-1,389	-100%	$0	$0	$0	2021-05-13
SIT Investment Associates Inc	CLOSED	0	1,021	-1,021	-100%	$0	$0	$0	2021-05-13
S.A. Mason LLC	CLOSED	0	900	-900	-100%	$0	$0	$0	2021-04-20
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	CLOSED	0	855	-855	-100%	$115	$0	-$115	2026-05-04
PNC Financial Services Group, Inc.	CLOSED	0	760	-760	-100%	$0	$0	$0	2021-05-07
Loring Wolcott & Coolidge Fiduciary Advisors LLP	CLOSED	0	640	-640	-100%	$0	$0	$0	2021-04-14
First Manhattan Co. Llc.	CLOSED	0	547	-547	-100%	$0	$0	$0	2021-05-14
Brewin Dolphin LTD	CLOSED	0	531	-531	-100%	$64	$0	-$64	2023-11-09
Psagot Investment House Ltd.	CLOSED	0	500	-500	-100%	$0	$0	$0	2021-05-18
Northwestern Mutual Wealth Management Co	CLOSED	0	427	-427	-100%	$0	$0	$0	2021-05-14
Assetmark, Inc	CLOSED	0	401	-401	-100%	$0	$0	$0	2021-05-14
Trustcore Financial Services, LLC	CLOSED	0	298	-298	-100%	$0	$0	$0	2021-04-30
Global Retirement Partners, LLC	CLOSED	0	283	-283	-100%	$0	$0	$0	2021-04-14
Pathstone Family Office, LLC	CLOSED	0	235	-235	-100%	$0	$0	$0	2021-05-14
Federation des caisses Desjardins du Quebec	CLOSED	0	221	-221	-100%	$27	$0	-$27	2024-08-30
Captrust Financial Advisors	CLOSED	0	211	-211	-100%	$0	$0	$0	2021-05-17
Clearstead Advisors, LLC	CLOSED	0	200	-200	-100%	$0	$0	$0	2021-05-14
Covington Capital Management	CLOSED	0	192	-192	-100%	$0	$0	$0	2021-05-14
Arlington Partners LLC	CLOSED	0	186	-186	-100%	$0	$0	$0	2021-04-19
Asset Dedication, LLC	CLOSED	0	160	-160	-100%	$0	$0	$0	2021-05-03
US Bancorp \de\	CLOSED	0	158	-158	-100%	$0	$0	$0	2021-04-28
Bay Harbor Wealth Management, LLC	CLOSED	0	155	-155	-100%	$0	$0	$0	2021-05-05
HM Payson & Co	CLOSED	0	140	-140	-100%	$0	$0	$0	2021-06-15
Allworth Financial LP	CLOSED	0	136	-136	-100%	$0	$0	$0	2021-04-29
Truehand, Inc	CLOSED	0	131	-131	-100%	$0	$0	$0	2021-04-06
Endurance Wealth Management, Inc.	CLOSED	0	109	-109	-100%	$0	$0	$0	2021-05-05
First Horizon Corp	CLOSED	0	109	-109	-100%	$0	$0	$0	2021-05-11
Delta Asset Management LLC	CLOSED	0	106	-106	-100%	$0	$0	$0	2021-04-28
Parallel Advisors, LLC	CLOSED	0	97	-97	-100%	$0	$0	$0	2021-04-23
Atwood & Palmer Inc	CLOSED	0	97	-97	-100%	$0	$0	$0	2021-04-26
ShoreHaven Wealth Partners, LLC	CLOSED	0	88	-88	-100%	$1	$0	-$1	2021-05-13
Howe & Rusling Inc	CLOSED	0	82	-82	-100%	$0	$0	$0	2021-05-13
Next Financial Group, Inc	CLOSED	0	81	-81	-100%	$0	$0	$0	2021-04-16
RMR Wealth Builders	CLOSED	0	80	-80	-100%	$0	$0	$0	2021-05-13
Whittier Trust Co	CLOSED	0	71	-71	-100%	$0	$0	$0	2021-04-26
Valley National Advisers Inc	CLOSED	0	68	-68	-100%	$0	$0	$0	2021-05-07
M&R Capital Management Inc	CLOSED	0	64	-64	-100%	$0	$0	$0	2021-04-01
Baron Financial Group, LLC	CLOSED	0	62	-62	-100%	$7	$0	-$7	2021-09-01
American Portfolios Advisors	CLOSED	0	60	-60	-100%	$7	$0	-$7	2023-03-22
Kistler-Tiffany Companies, LLC	CLOSED	0	59	-59	-100%	$0	$0	$0	2021-05-07
D'Orazio & Associates, Inc.	CLOSED	0	58	-58	-100%	$0	$0	$0	2021-05-05
Harris Associates L P	CLOSED	0	58	-58	-100%	$0	$0	$0	2021-05-17
Edmond de Rothschild Holding S.A.	CLOSED	0	56	-56	-100%	$0	$0	$0	2021-05-17
Westside Investment Management, Inc.	CLOSED	0	53	-53	-100%	$0	$0	$0	2021-04-14
Avior Wealth Management, LLC	CLOSED	0	53	-53	-100%	$0	$0	$0	2021-05-11
Arkadios Wealth Advisors	CLOSED	0	53	-53	-100%	$0	$0	$0	2021-04-26
Compagnie Lombard Odier SCmA	CLOSED	0	48	-48	-100%	$0	$0	$0	2021-04-23
Central Trust Co	CLOSED	0	48	-48	-100%	$0	$0	$0	2021-04-23
Motco	CLOSED	0	46	-46	-100%	$0	$0	$0	2021-04-16
Carroll Financial Associates, Inc.	CLOSED	0	45	-45	-100%	$0	$0	$0	2021-04-06
Franklin Resources Inc	CLOSED	0	41	-41	-100%	$0	$0	$0	2021-05-13
Tradition Wealth Management, LLC	CLOSED	0	36	-36	-100%	$0	$0	$0	2021-05-14
Jacobi Capital Management LLC	CLOSED	0	33	-33	-100%	$0	$0	$0	2021-05-11
Toth Financial Advisory Corp	CLOSED	0	28	-28	-100%	$0	$0	$0	2021-04-20
Montag A & Associates Inc	CLOSED	0	28	-28	-100%	$0	$0	$0	2021-05-14
Sittner & Nelson, LLC	CLOSED	0	27	-27	-100%	$0	$0	$0	2021-05-06
BDO Wealth Advisors, LLC	CLOSED	0	27	-27	-100%	$0	$0	$0	2021-05-14
NewSquare Capital LLC	CLOSED	0	26	-26	-100%	$0	$0	$0	2021-05-10
Firestone Capital Management	CLOSED	0	25	-25	-100%	$0	$0	$0	2021-04-28
Highlander Capital Management, LLC	CLOSED	0	23	-23	-100%	$0	$0	$0	2021-05-14
1832 Asset Management L.P.	CLOSED	0	23	-23	-100%	$0	$0	$0	2021-05-17
Financial Avengers, Inc.	CLOSED	0	21	-21	-100%	$0	$0	$0	2021-05-14
Reilly Financial Advisors, LLC	CLOSED	0	20	-20	-100%	$0	$0	$0	2021-04-22
Investors Research Corp	CLOSED	0	20	-20	-100%	$0	$0	$0	2021-04-28
Estabrook Capital Management	CLOSED	0	19	-19	-100%	$2	$0	-$2	2021-05-14
Princeton Global Asset Management LLC	CLOSED	0	18	-18	-100%	$0	$0	$0	2021-05-11
Farmers & Merchants Investments Inc	CLOSED	0	17	-17	-100%	$0	$0	$0	2021-04-14
Rockefeller Capital Management L.P.	CLOSED	0	17	-17	-100%	$0	$0	$0	2021-05-11
Centerpoint Advisors, LLC	CLOSED	0	16	-16	-100%	$0	$0	$0	2021-04-23
Manchester Capital Management LLC	CLOSED	0	15	-15	-100%	$0	$0	$0	2021-05-13
Washington Trust Co	CLOSED	0	13	-13	-100%	$0	$0	$0	2021-04-28
Gemmer Asset Management LLC	CLOSED	0	13	-13	-100%	$0	$0	$0	2021-04-20
FinTrust Capital Advisors, LLC	CLOSED	0	13	-13	-100%	$0	$0	$0	2021-05-17
CoreFirst Bank & Trust	CLOSED	0	13	-13	-100%	$0	$0	$0	2021-05-18
Glassman Wealth Services	CLOSED	0	12	-12	-100%	$0	$0	$0	2021-05-05
Sowell Financial Services LLC	CLOSED	0	11	-11	-100%	$0	$0	$0	2021-05-07
Tctc Holdings, LLC	CLOSED	0	11	-11	-100%	$0	$0	$0	2021-05-12
Atlas Private Wealth Advisors	CLOSED	0	10	-10	-100%	$0	$0	$0	2021-04-28
Community Bank, N.A.	CLOSED	0	10	-10	-100%	$0	$0	$0	2021-05-04
Ancora Advisors LLCA	CLOSED	0	9	-9	-100%	$0	$0	$0	2021-11-12
Bedel Financial Consulting, Inc.	CLOSED	0	9	-9	-100%	$0	$0	$0	2021-04-26
Lee Financial Co	CLOSED	0	9	-9	-100%	$0	$0	$0	2021-05-13
Advisory Services Network, LLC	CLOSED	0	8	-8	-100%	$0	$0	$0	2021-05-24
Glen Eagle Advisors, LLC	CLOSED	0	8	-8	-100%	$1	$0	-$1	2024-08-13
North Star Investment Management Corp.	CLOSED	0	8	-8	-100%	$0	$0	$0	2021-04-19
Peoples Financial Services Corp.	CLOSED	0	8	-8	-100%	$0	$0	$0	2021-04-15
Financial Perspectives, Inc	CLOSED	0	8	-8	-100%	$1	$0	-$1	2024-01-10
Thompson Siegel & Walmsley LLC	CLOSED	0	8	-8	-100%	$0	$0	$0	2021-05-07
Duncker Streett & Co Inc	CLOSED	0	8	-8	-100%	$0	$0	$0	2021-04-28
Unionbancal Corp	CLOSED	0	7	-7	-100%	$0	$0	$0	2022-12-01
Patriot Financial Group Insurance Agency, LLC	CLOSED	0	6	-6	-100%	$0	$0	$0	2021-04-29
Oakworth Capital, Inc.	CLOSED	0	6	-6	-100%	$0	$0	$0	2021-04-30
Gradient Investments LLC	CLOSED	0	6	-6	-100%	$0	$0	$0	2021-04-21
NWK Group, Inc.	CLOSED	0	6	-6	-100%	$0	$0	$0	2021-05-14
Nvwm, LLC	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-05-11
1834 Investment Advisors Co	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-05-14
Versant Capital Management, Inc	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-04-27
Pacific Center for Financial Services	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-05-17
Cribstone Capital Management, LLC	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-04-23
First Premier Bank	CLOSED	0	5	-5	-100%	$0	$0	$0	2021-04-12
Prestige Wealth Management Group LLC	CLOSED	0	3	-3	-100%	$0	$0	$0	2021-05-13
Plante Moran Financial Advisors, LLC	CLOSED	0	3	-3	-100%	$0	$0	$0	2021-05-13
Planned Solutions, Inc.	CLOSED	0	3	-3	-100%	$0	$0	$0	2021-04-29
Pinnacle Bancorp, Inc.	CLOSED	0	3	-3	-100%	$1	$0	-$1	2021-04-26
Atlas Private Wealth Management	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-06
Bartlett & Co. Wealth Management LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2024-02-14
Webster Bank, N. A.	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-07
Concord Wealth Partners	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-13
Pinnacle Wealth Planning Services, Inc.	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-04-29
Cranbrook Wealth Management, LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-06
True Private Wealth Advisors	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-12
Red Cedar Capital, LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-10
Bartlett & Co. LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-04-19
BlackRock Inc.	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-07
Tortoise Investment Management, LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-05
Tsfg, LLC	CLOSED	0	2	-2	-100%	$1	$0	-$1	2021-04-14
Carolinas Wealth Consulting LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2021-05-17
Sound Income Strategies, LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-04-14
Glenmede Trust Co NA	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-18
TCI Wealth Advisors, Inc.	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-04-29
Benjamin F. Edwards & Company, Inc.	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-14
FTB Advisors, Inc.	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-11
Larson Financial Group LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-06
Cypress Point Wealth Management, LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-07
Aspire Private Capital, LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-26
Macroview Investment Management LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2021-05-03
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2021-05-13
TD Capital Management LLC	CLOSED	0	0	0	—	$0	$0	$0	2021-05-10
Triad Investment Management	N/A	—	329,251	-329,251	-100%	$40	—	—	—
CWH Capital Management, Inc.	N/A	—	12,840	-12,840	-100%	$2	—	—	—
Reby Advisors, LLC	N/A	—	242	-242	-100%	$0	—	—	—
Winslow, Evans & Crocker, Inc.	N/A	—	59	-59	-100%	$0	—	—	—

Showing 179 of 179 institutions