American Select Portfolio

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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SIT Investment Associates Inc

INCREASED

Shares580,566 from 497,897

Change+82,669 (+17%)

Value$6.2K (+$1.3K)

Filed 2014-08-13

Relative Value Partners, LLC

NEW

Shares538,648

Change+538,648

Value$5.8K

Filed 2014-08-13

Mariner Investment Group LLC

INCREASED

Shares513,883 from 258,465

Change+255,418 (+99%)

Value$5.5K (+$2.9K)

Filed 2014-08-12

Financial & Investment Management Group LTD

DECREASED

Shares427,263 from 495,112

Change-67,849 (-14%)

Value$4.6K (-$347)

Filed 2014-07-10

Rivernorth Capital Management, LLC

INCREASED

Shares303,499 from 107,498

Change+196,001 (+182%)

Value$3.2K (+$2.2K)

Filed 2014-08-14

Commonwealth Equity Services, Inc

DECREASED

Shares298,448 from 313,020

Change-14,572 (-5%)

Value$3.2K (+$83)

Filed 2014-07-23

Thomas J. Herzfeld Advisors, Inc.

INCREASED

Shares194,605 from 186,010

Change+8,595 (+5%)

Value$2.1K (+$234)

Filed 2014-08-14

Raymond James & Associates

INCREASED

Shares121,534 from 105,170

Change+16,364 (+16%)

Value$1.3K (+$255)

Filed 2014-08-13

Windsor Capital Management, LLC

DECREASED

Shares92,446 from 93,929

Change-1,483 (-2%)

Value$989 (+$56)

Filed 2014-07-08

Advisors Asset Management, Inc.

DECREASED

Shares70,401 from 311,341

Change-240,940 (-77%)

Value$753 (-$2.3K)

Filed 2014-08-14

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares58,478 from 59,233

Change-755 (-1%)

Value$626 (+$38)

Filed 2014-08-14

Doliver Advisors, LP

DECREASED

Shares56,781 from 85,936

Change-29,155 (-34%)

Value$608 (-$246)

Filed 2014-08-15

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares37,798 from 37,849

Change-51 (0%)

Value$404 (+$28)

Filed 2014-07-25

Royal Bank of Canada

DECREASED

Shares28,651 from 29,659

Change-1,008 (-3%)

Value$307 (+$12)

Filed 2014-08-14

MetLife Securities, Inc

INCREASED

Shares26,521 from 26,206

Change+315 (+1%)

Value$284 (+$24)

Filed 2014-08-04

UBS AG

DECREASED

Shares24,181 from 33,236

Change-9,055 (-27%)

Value$259 (-$71)

Filed 2014-08-14

Independence Trust Co

NEW

Shares21,892

Change+21,892

Value$234

Filed 2014-07-15

Morgan Stanley

DECREASED

Shares18,702 from 19,777

Change-1,075 (-5%)

Value$200 (+$4)

Filed 2014-08-12

Wells Fargo & Company

DECREASED

Shares15,201 from 15,301

Change-100 (-1%)

Value$163 (+$11)

Filed 2014-08-29

Bank of America Corp

DECREASED

Shares15,130 from 16,230

Change-1,100 (-7%)

Value$162 (+$1)

Filed 2014-08-14

Shepherd Kaplan Krochuk, LLC

UNCHANGED

Shares13,020 from 13,020

Change0 (0%)

Value$139 (+$10)

Filed 2014-08-14

Signaturefd, LLC

UNCHANGED

Shares4,730 from 4,730

Change0 (0%)

Value$51 (+$4)

Filed 2014-08-14

American International Group, Inc.

UNCHANGED

Shares3,377 from 3,377

Change0 (0%)

Value$36.1K (+$2.6K)

Filed 2014-08-08

Partnervest Advisory Services LLC

UNCHANGED

Shares2,719 from 2,719

Change0 (0%)

Value$29 (+$2)

Filed 2014-08-14

D.A. Davidson & Co.

UNCHANGED

Shares2,100 from 2,100

Change0 (0%)

Value$22 (+$2)

Filed 2014-07-29

People's United Financial, Inc.

UNCHANGED

Shares1,500 from 1,500

Change0 (0%)

Value$16 (+$1)

Filed 2014-08-12

Next Financial Group, Inc

NEW

Shares1,475

Change+1,475

Value$15

Filed 2014-08-14

Cordasco Financial Network

UNCHANGED

Shares1,125 from 1,125

Change0 (0%)

Value$12 (+$1)

Filed 2014-08-11

Ameriprise Financial Inc

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$11 (+$1)

Filed 2014-08-13

Waverly Advisors, LLC

UNCHANGED

Shares555 from 555

Change0 (0%)

Value$6 ($0)

Filed 2014-07-29

Tower Research Capital LLC (TRC)

DECREASED

Shares79 from 379

Change-300 (-79%)

Value$1 (-$3)

Filed 2014-08-14

Bulldog Investors, LLPA

CLOSED

Shares0 from 433,772

Change-433,772 (-100%)

Value$0 (-$4.3K)

Filed 2016-01-11

TFS Capital LLC

CLOSED

Shares0 from 45,260

Change-45,260 (-100%)

Value$0 (-$450)

Filed 2014-07-21

Landscape Capital Management, L.L.C.

CLOSED

Shares0 from 21,404

Change-21,404 (-100%)

Value$0 (-$213)

Filed 2014-08-13

Alliancebernstein L.P.

CLOSED

Shares0 from 15,953

Change-15,953 (-100%)

Value$0 (-$158)

Filed 2014-08-13

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 347

Change-347 (-100%)

Value$0 (-$3)

Filed 2014-09-15

	Status
SIT Investment Associates Inc	INCREASED	580,566	497,897	+82,669	+17%	$4.9K	$6.2K	+$1.3K	2014-08-13
Relative Value Partners, LLC	NEW	538,648	—	+538,648	—	—	$5.8K	—	2014-08-13
Mariner Investment Group LLC	INCREASED	513,883	258,465	+255,418	+99%	$2.6K	$5.5K	+$2.9K	2014-08-12
Financial & Investment Management Group LTD	DECREASED	427,263	495,112	-67,849	-14%	$4.9K	$4.6K	-$347	2014-07-10
Rivernorth Capital Management, LLC	INCREASED	303,499	107,498	+196,001	+182%	$1.1K	$3.2K	+$2.2K	2014-08-14
Commonwealth Equity Services, Inc	DECREASED	298,448	313,020	-14,572	-5%	$3.1K	$3.2K	+$83	2014-07-23
Thomas J. Herzfeld Advisors, Inc.	INCREASED	194,605	186,010	+8,595	+5%	$1.8K	$2.1K	+$234	2014-08-14
Raymond James & Associates	INCREASED	121,534	105,170	+16,364	+16%	$1.0K	$1.3K	+$255	2014-08-13
Windsor Capital Management, LLC	DECREASED	92,446	93,929	-1,483	-2%	$933	$989	+$56	2014-07-08
Advisors Asset Management, Inc.	DECREASED	70,401	311,341	-240,940	-77%	$3.1K	$753	-$2.3K	2014-08-14
Ladenburg Thalmann Financial Services Inc	DECREASED	58,478	59,233	-755	-1%	$588	$626	+$38	2014-08-14
Doliver Advisors, LP	DECREASED	56,781	85,936	-29,155	-34%	$854	$608	-$246	2014-08-15
Cambridge Investment Research Advisors, Inc.	DECREASED	37,798	37,849	-51	0%	$376	$404	+$28	2014-07-25
Royal Bank of Canada	DECREASED	28,651	29,659	-1,008	-3%	$295	$307	+$12	2014-08-14
MetLife Securities, Inc	INCREASED	26,521	26,206	+315	+1%	$260	$284	+$24	2014-08-04
UBS AG	DECREASED	24,181	33,236	-9,055	-27%	$330	$259	-$71	2014-08-14
Independence Trust Co	NEW	21,892	—	+21,892	—	—	$234	—	2014-07-15
Morgan Stanley	DECREASED	18,702	19,777	-1,075	-5%	$196	$200	+$4	2014-08-12
Wells Fargo & Company	DECREASED	15,201	15,301	-100	-1%	$152	$163	+$11	2014-08-29
Bank of America Corp	DECREASED	15,130	16,230	-1,100	-7%	$161	$162	+$1	2014-08-14
Shepherd Kaplan Krochuk, LLC	UNCHANGED	13,020	13,020	0	0%	$129	$139	+$10	2014-08-14
Signaturefd, LLC	UNCHANGED	4,730	4,730	0	0%	$47	$51	+$4	2014-08-14
American International Group, Inc.	UNCHANGED	3,377	3,377	0	0%	$33.6K	$36.1K	+$2.6K	2014-08-08
Partnervest Advisory Services LLC	UNCHANGED	2,719	2,719	0	0%	$27	$29	+$2	2014-08-14
D.A. Davidson & Co.	UNCHANGED	2,100	2,100	0	0%	$20	$22	+$2	2014-07-29
People's United Financial, Inc.	UNCHANGED	1,500	1,500	0	0%	$15	$16	+$1	2014-08-12
Next Financial Group, Inc	NEW	1,475	—	+1,475	—	—	$15	—	2014-08-14
Cordasco Financial Network	UNCHANGED	1,125	1,125	0	0%	$11	$12	+$1	2014-08-11
Ameriprise Financial Inc	UNCHANGED	1,000	1,000	0	0%	$10	$11	+$1	2014-08-13
Waverly Advisors, LLC	UNCHANGED	555	555	0	0%	$6	$6	$0	2014-07-29
Tower Research Capital LLC (TRC)	DECREASED	79	379	-300	-79%	$4	$1	-$3	2014-08-14
Bulldog Investors, LLPA	CLOSED	0	433,772	-433,772	-100%	$4.3K	$0	-$4.3K	2016-01-11
TFS Capital LLC	CLOSED	0	45,260	-45,260	-100%	$450	$0	-$450	2014-07-21
Landscape Capital Management, L.L.C.	CLOSED	0	21,404	-21,404	-100%	$213	$0	-$213	2014-08-13
Alliancebernstein L.P.	CLOSED	0	15,953	-15,953	-100%	$158	$0	-$158	2014-08-13
Manufacturers Life Insurance Company, the	CLOSED	0	347	-347	-100%	$3	$0	-$3	2014-09-15

Showing 36 of 36 institutions