American Strategic Incm Ptfl

CUSIP: 030098107 | 40 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Institutional Holders — Q2 2014

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SIT Investment Associates Inc727,912

0.0% of portfolio$7.5K

Garrison Bradford & Associates Inc226,041

0.0% of portfolio$2.3K

Financial & Investment Management Group LTD150,980

0.0% of portfolio$1.5K

Relative Value Partners, LLC136,776

0.1% of portfolio$1.4K

Raymond James & Associates113,748

0.0% of portfolio$1.2K

Mariner Investment Group LLC71,713

0.0% of portfolio$736

Stifel Financial Corp59,668

0.0% of portfolio$612

Wells Fargo & Company56,000

0.0% of portfolio$575

National Planning Corp35,678

0.0% of portfolio$366

MetLife Securities, Inc32,815

0.0% of portfolio$337

Rivernorth Capital Management, LLC30,605

0.0% of portfolio$314

0.0% of portfolio$293

Windsor Capital Management, LLC28,395

0.0% of portfolio$291

Baird Robert W & Co Inc23,600

0.0% of portfolio$242

Doliver Advisors, LP18,375

0.1% of portfolio$189

0.0% of portfolio$58

Morgan Stanley4,583

0.0% of portfolio$47

Thomas J. Herzfeld Advisors, Inc.3,301

0.0% of portfolio$34

Citigroup Inc3,101

0.0% of portfolio$32

Royal Bank of Canada2,200

0.0% of portfolio$23

Next Financial Group, Inc1,725

0.0% of portfolio$18

D.A. Davidson & Co.1,000

0.0% of portfolio$10

Ladenburg Thalmann Financial Services Inc647

0.0% of portfolio$7

WFG Advisors, LP600

0.0% of portfolio$6

American International Group, Inc.145

0.0% of portfolio$1.5K

				Style	Turnover	Location	Filed
SIT Investment Associates Inc	727,912	$7.5K	0.0%	Yield	Low	Minneapolis, MN	2014-08-13
Garrison Bradford & Associates Inc	226,041	$2.3K	0.0%	Growth	Medium	New York, NY	2014-07-14
Financial & Investment Management Group LTD	150,980	$1.5K	0.0%	N/A	N/A	Traverse City, MI	2014-07-10
Relative Value Partners, LLC	136,776	$1.4K	0.1%	N/A	N/A	Northbrook, IL	2014-08-13
Raymond James & Associates	113,748	$1.2K	0.0%	N/A	N/A	St Petersburg, FL	2014-08-13
Mariner Investment Group LLC	71,713	$736	0.0%	ETF	High	New York, NY	2014-08-12
Stifel Financial Corp	59,668	$612	0.0%	Core	Low	St. Louis, MO	2014-08-14
Wells Fargo & Company	56,000	$575	0.0%	Core	Low	San Francisco, CA	2014-08-29
National Planning Corp	35,678	$366	0.0%	N/A	N/A	Santa Monica, CA	2014-07-16
MetLife Securities, Inc	32,815	$337	0.0%	N/A	N/A	New York, NY	2014-08-04
Rivernorth Capital Management, LLC	30,605	$314	0.0%	Yield	High	West Palm Beach, FL	2014-08-14
Nwam LLC	28,533	$293	0.0%	Growth	Low	Mercer Island, WA	2016-09-09
Windsor Capital Management, LLC	28,395	$291	0.0%	ETF	Very Low	Phoenix, AZ	2014-07-08
Baird Robert W & Co Inc	23,600	$242	0.0%	N/A	N/A	Milwaukee, WI	2014-08-08
Doliver Advisors, LP	18,375	$189	0.1%	GARP	Low	Houston, TX	2014-08-15
UBS AG	5,629	$58	0.0%	N/A	N/A	Stamford, CT	2014-08-14
Morgan Stanley	4,583	$47	0.0%	Core	Low	New York, NY	2014-08-12
Thomas J. Herzfeld Advisors, Inc.	3,301	$34	0.0%	Yield	High	Miami Beach, FL	2014-08-14
Citigroup Inc	3,101	$32	0.0%	Core	Medium	New York, NY	2014-08-14
Royal Bank of Canada	2,200	$23	0.0%	Core	Low	Toronto, Australia	2014-08-14
Next Financial Group, Inc	1,725	$18	0.0%	N/A	N/A	Houston, TX	2014-08-14
D.A. Davidson & Co.	1,000	$10	0.0%	Core	Low	Great Falls, MT	2014-07-29
Ladenburg Thalmann Financial Services Inc	647	$7	0.0%	N/A	N/A	Miami, FL	2014-08-14
WFG Advisors, LP	600	$6	0.0%	N/A	N/A	Dallas, TX	2014-08-12
American International Group, Inc.	145	$1.5K	0.0%	Agg Growth	Very Low	New York, NY	2014-08-08