American Strategic Incm Ptfl

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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SIT Investment Associates Inc

UNCHANGED

Shares727,912 from 727,912

Change0 (0%)

Value$7.5K (+$284)

Filed 2014-08-13

Garrison Bradford & Associates Inc

INCREASED

Shares226,041 from 225,975

Change+66 (+0%)

Value$2.3K (+$89)

Filed 2014-07-14

Financial & Investment Management Group LTD

DECREASED

Shares150,980 from 173,780

Change-22,800 (-13%)

Value$1.5K (-$166)

Filed 2014-07-10

Relative Value Partners, LLC

NEW

Shares136,776

Change+136,776

Value$1.4K

Filed 2014-08-13

Raymond James & Associates

DECREASED

Shares113,748 from 127,496

Change-13,748 (-11%)

Value$1.2K (-$91)

Filed 2014-08-13

Mariner Investment Group LLC

INCREASED

Shares71,713 from 35,418

Change+36,295 (+102%)

Value$736 (+$386)

Filed 2014-08-12

Stifel Financial Corp

DECREASED

Shares59,668 from 60,093

Change-425 (-1%)

Value$612 (+$19)

Filed 2014-08-14

Wells Fargo & Company

DECREASED

Shares56,000 from 60,533

Change-4,533 (-7%)

Value$575 (-$22)

Filed 2014-08-29

National Planning Corp

DECREASED

Shares35,678 from 41,411

Change-5,733 (-14%)

Value$366 (-$41)

Filed 2014-07-16

MetLife Securities, Inc

INCREASED

Shares32,815 from 31,511

Change+1,304 (+4%)

Value$337 (+$26)

Filed 2014-08-04

Rivernorth Capital Management, LLC

NEW

Shares30,605

Change+30,605

Value$314

Filed 2014-08-14

Nwam LLC

INCREASED

Shares28,533 from 24,783

Change+3,750 (+15%)

Value$293 (+$48)

Filed 2016-09-09

Windsor Capital Management, LLC

DECREASED

Shares28,395 from 32,771

Change-4,376 (-13%)

Value$291 (-$32)

Filed 2014-07-08

Baird Robert W & Co Inc

INCREASED

Shares23,600 from 12,900

Change+10,700 (+83%)

Value$242 (+$115)

Filed 2014-08-08

Doliver Advisors, LP

DECREASED

Shares18,375 from 20,694

Change-2,319 (-11%)

Value$189 (-$15)

Filed 2014-08-15

UBS AG

DECREASED

Shares5,629 from 8,969

Change-3,340 (-37%)

Value$58 (-$31)

Filed 2014-08-14

Morgan Stanley

DECREASED

Shares4,583 from 5,868

Change-1,285 (-22%)

Value$47 (-$11)

Filed 2014-08-12

Thomas J. Herzfeld Advisors, Inc.

NEW

Shares3,301

Change+3,301

Value$34

Filed 2014-08-14

Citigroup Inc

DECREASED

Shares3,101 from 23,298

Change-20,197 (-87%)

Value$32 (-$198)

Filed 2014-08-14

Royal Bank of Canada

UNCHANGED

Shares2,200 from 2,200

Change0 (0%)

Value$23 (+$1)

Filed 2014-08-14

Next Financial Group, Inc

NEW

Shares1,725

Change+1,725

Value$18

Filed 2014-08-14

D.A. Davidson & Co.

DECREASED

Shares1,000 from 1,543

Change-543 (-35%)

Value$10 (-$5)

Filed 2014-07-29

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares647 from 636

Change+11 (+2%)

Value$7 (+$1)

Filed 2014-08-14

WFG Advisors, LP

UNCHANGED

Shares600 from 600

Change0 (0%)

Value$6 ($0)

Filed 2014-08-12

American International Group, Inc.

UNCHANGED

Shares145 from 145

Change0 (0%)

Value$1.5K (+$57)

Filed 2014-08-08

TFS Capital LLC

CLOSED

Shares0 from 18,257

Change-18,257 (-100%)

Value$0 (-$180)

Filed 2014-07-21

Envestnet Asset Management Inc

CLOSED

Shares0 from 1,860

Change-1,860 (-100%)

Value$0 (-$18)

Filed 2014-08-14

	Status
SIT Investment Associates Inc	UNCHANGED	727,912	727,912	0	0%	$7.2K	$7.5K	+$284	2014-08-13
Garrison Bradford & Associates Inc	INCREASED	226,041	225,975	+66	+0%	$2.2K	$2.3K	+$89	2014-07-14
Financial & Investment Management Group LTD	DECREASED	150,980	173,780	-22,800	-13%	$1.7K	$1.5K	-$166	2014-07-10
Relative Value Partners, LLC	NEW	136,776	—	+136,776	—	—	$1.4K	—	2014-08-13
Raymond James & Associates	DECREASED	113,748	127,496	-13,748	-11%	$1.3K	$1.2K	-$91	2014-08-13
Mariner Investment Group LLC	INCREASED	71,713	35,418	+36,295	+102%	$350	$736	+$386	2014-08-12
Stifel Financial Corp	DECREASED	59,668	60,093	-425	-1%	$593	$612	+$19	2014-08-14
Wells Fargo & Company	DECREASED	56,000	60,533	-4,533	-7%	$597	$575	-$22	2014-08-29
National Planning Corp	DECREASED	35,678	41,411	-5,733	-14%	$407	$366	-$41	2014-07-16
MetLife Securities, Inc	INCREASED	32,815	31,511	+1,304	+4%	$311	$337	+$26	2014-08-04
Rivernorth Capital Management, LLC	NEW	30,605	—	+30,605	—	—	$314	—	2014-08-14
Nwam LLC	INCREASED	28,533	24,783	+3,750	+15%	$245	$293	+$48	2016-09-09
Windsor Capital Management, LLC	DECREASED	28,395	32,771	-4,376	-13%	$323	$291	-$32	2014-07-08
Baird Robert W & Co Inc	INCREASED	23,600	12,900	+10,700	+83%	$127	$242	+$115	2014-08-08
Doliver Advisors, LP	DECREASED	18,375	20,694	-2,319	-11%	$204	$189	-$15	2014-08-15
UBS AG	DECREASED	5,629	8,969	-3,340	-37%	$89	$58	-$31	2014-08-14
Morgan Stanley	DECREASED	4,583	5,868	-1,285	-22%	$58	$47	-$11	2014-08-12
Thomas J. Herzfeld Advisors, Inc.	NEW	3,301	—	+3,301	—	—	$34	—	2014-08-14
Citigroup Inc	DECREASED	3,101	23,298	-20,197	-87%	$230	$32	-$198	2014-08-14
Royal Bank of Canada	UNCHANGED	2,200	2,200	0	0%	$22	$23	+$1	2014-08-14
Next Financial Group, Inc	NEW	1,725	—	+1,725	—	—	$18	—	2014-08-14
D.A. Davidson & Co.	DECREASED	1,000	1,543	-543	-35%	$15	$10	-$5	2014-07-29
Ladenburg Thalmann Financial Services Inc	INCREASED	647	636	+11	+2%	$6	$7	+$1	2014-08-14
WFG Advisors, LP	UNCHANGED	600	600	0	0%	$6	$6	$0	2014-08-12
American International Group, Inc.	UNCHANGED	145	145	0	0%	$1.4K	$1.5K	+$57	2014-08-08
TFS Capital LLC	CLOSED	0	18,257	-18,257	-100%	$180	$0	-$180	2014-07-21
Envestnet Asset Management Inc	CLOSED	0	1,860	-1,860	-100%	$18	$0	-$18	2014-08-14

Showing 27 of 27 institutions