Apollo Invt Corp

Q3 2015 vs Q4 2015

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Radcliffe Capital Management, L.P.

INCREASED

Shares58,394,000 from 37,755,000

Change+20,639,000 (+55%)

Value$58.4K (+$20.2K)

Filed 2016-02-16

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

INCREASED

Shares20,815,000 from 16,525,000

Change+4,290,000 (+26%)

Value$20.8K (+$4.2K)

Filed 2016-02-09

Steelhead Partners LLC

DECREASED

Shares15,682,000 from 18,682,000

Change-3,000,000 (-16%)

Value$15.7K (-$3.2K)

Filed 2016-02-12

UBS Asset Management Americas LLC

DECREASED

Shares10,070,000 from 11,070,000

Change-1,000,000 (-9%)

Value$10.0K (-$1.1K)

Filed 2016-02-12

Morgan Stanley

INCREASED

Shares8,492,000 from 5,749,000

Change+2,743,000 (+48%)

Value$8.5K (+$2.7K)

Filed 2016-02-09

Oaktree Capital Management LP

INCREASED

Shares5,834,000 from 3,810,000

Change+2,024,000 (+53%)

Value$5.8K (+$2.0K)

Filed 2016-02-12

Invesco Ltd.

UNCHANGED

Shares5,525,000 from 5,525,000

Change0 (0%)

Value$5.5K (-$42)

Filed 2016-02-16

Credit Suisse AG/

INCREASED

Shares5,425,000 from 5,245,000

Change+180,000 (+3%)

Value$5.4K (+$141)

Filed 2016-02-16

Royal Bank of Canada

UNCHANGED

Shares5,225,000 from 5,225,000

Change0 (0%)

Value$5.2K (-$53)

Filed 2016-06-08

TD Asset Management Inc

UNCHANGED

Shares4,991,000 from 4,991,000

Change0 (0%)

Value$5.0K (-$38)

Filed 2016-02-04

Pinnacle Holdings, LLC

NEW

Shares1,465,000

Change+1,465,000

Value$1.5M

Filed 2016-02-11

Advisors Capital Management, LLC

DECREASED

Shares1,134,000 from 1,159,000

Change-25,000 (-2%)

Value$1.1K (-$34)

Filed 2016-02-12

Cetera Advisors LLC

DECREASED

Shares1,080,000 from 1,094,000

Change-14,000 (-1%)

Value$1.1K (-$14)

Filed 2016-03-23

Basso Capital Management, L.P.

NEW

Shares1,078,000

Change+1,078,000

Value$1.1K

Filed 2016-02-12

Pioneer Investment Management Inc

UNCHANGED

Shares520,000 from 520,000

Change0 (0%)

Value$519 (-$4)

Filed 2016-03-07

Mackay Shields LLC

DECREASED

Shares385,000 from 9,709,000

Change-9,324,000 (-96%)

Value$386 (-$9.4K)

Filed 2016-01-19

Wells Fargo & Company

DECREASED

Shares325,000 from 1,570,000

Change-1,245,000 (-79%)

Value$324 (-$1.3K)

Filed 2016-02-09

Stifel Financial Corp

DECREASED

Shares184,538 from 185,925

Change-1,387 (-1%)

Value$185 (-$1)

Filed 2016-03-21

Cambridge Investment Research Advisors, Inc.

UNCHANGED

Shares140,000 from 140,000

Change0 (0%)

Value$140 (-$1)

Filed 2016-02-10

Piper Sandler & Co.

NEW

Shares125,000

Change+125,000

Value$125

Filed 2016-02-16

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares125,000 from 10,000

Change+115,000 (+1150%)

Value$125 (+$115)

Filed 2016-02-16

Sigma Planning Corp

UNCHANGED

Shares95,000 from 95,000

Change0 (0%)

Value$95 ($0)

Filed 2016-01-20

M&T Bank Corp

UNCHANGED

Shares75,000 from 75,000

Change0 (0%)

Value$75 ($0)

Filed 2016-02-12

Bank of America Corp

INCREASED

Shares62,000 from 22,000

Change+40,000 (+182%)

Value$62 (+$40)

Filed 2016-02-16

PNC Financial Services Group, Inc.

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$3.0K (-$22)

Filed 2016-02-05

Waverly Advisors, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 ($0)

Filed 2016-02-08

Great Lakes Advisors, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 ($0)

Filed 2016-02-12

IFP Advisors, Inc

NEW

Shares22,000

Change+22,000

Value$22

Filed 2016-02-11

Commonwealth Equity Services, Inc

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15 ($0)

Filed 2016-01-19

Rand Wealth, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$10 ($0)

Filed 2016-01-27

Wedbush Securities Inc

UNCHANGED

Shares5,000 from 5,000

Change0 (0%)

Value$499 (-$4)

Filed 2016-02-03

Laffer Tengler Investments, Inc.

DECREASED

Shares1,472 from 1,678

Change-206 (-12%)

Value$1.6M (-$184.4K)

Filed 2016-02-16

Thompson Davis & Co., Inc.

DECREASED

Shares1,000 from 3,000

Change-2,000 (-67%)

Value$1 (-$2)

Filed 2016-02-01

Oxbow Advisors, LLC

INCREASED

Shares730 from 715

Change+15 (+2%)

Value$730 (+$13)

Filed 2016-02-01

Thrivent Financial for Lutherans

CLOSED

Shares0 from 2,844,000

Change-2,844,000 (-100%)

Value$0 (-$2.9K)

Filed 2016-02-16

Carnegie Investment Counsel

CLOSED

Shares0 from 675,000

Change-675,000 (-100%)

Value$0 (-$673)

Filed 2016-02-03

Barclays PLC

CLOSED

Shares0 from 122,000

Change-122,000 (-100%)

Value$0 (-$122)

Filed 2016-02-12

Citigroup Inc

CLOSED

Shares0 from 66,000

Change-66,000 (-100%)

Value$0 (-$66)

Filed 2016-02-12

King Investment Advisors Inc

CLOSED

Shares0 from 15,000

Change-15,000 (-100%)

Value$0 (-$15)

Filed 2016-01-29

United Capital Financial Advisors, LLC

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$298)

Filed 2016-02-11

	Status
Radcliffe Capital Management, L.P.	INCREASED	58,394,000	37,755,000	+20,639,000	+55%	$38.2K	$58.4K	+$20.2K	2016-02-16
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	INCREASED	20,815,000	16,525,000	+4,290,000	+26%	$16.6K	$20.8K	+$4.2K	2016-02-09
Steelhead Partners LLC	DECREASED	15,682,000	18,682,000	-3,000,000	-16%	$18.9K	$15.7K	-$3.2K	2016-02-12
UBS Asset Management Americas LLC	DECREASED	10,070,000	11,070,000	-1,000,000	-9%	$11.2K	$10.0K	-$1.1K	2016-02-12
Morgan Stanley	INCREASED	8,492,000	5,749,000	+2,743,000	+48%	$5.8K	$8.5K	+$2.7K	2016-02-09
Oaktree Capital Management LP	INCREASED	5,834,000	3,810,000	+2,024,000	+53%	$3.9K	$5.8K	+$2.0K	2016-02-12
Invesco Ltd.	UNCHANGED	5,525,000	5,525,000	0	0%	$5.6K	$5.5K	-$42	2016-02-16
Credit Suisse AG/	INCREASED	5,425,000	5,245,000	+180,000	+3%	$5.3K	$5.4K	+$141	2016-02-16
Royal Bank of Canada	UNCHANGED	5,225,000	5,225,000	0	0%	$5.3K	$5.2K	-$53	2016-06-08
TD Asset Management Inc	UNCHANGED	4,991,000	4,991,000	0	0%	$5.0K	$5.0K	-$38	2016-02-04
Pinnacle Holdings, LLC	NEW	1,465,000	—	+1,465,000	—	—	$1.5M	—	2016-02-11
Advisors Capital Management, LLC	DECREASED	1,134,000	1,159,000	-25,000	-2%	$1.2K	$1.1K	-$34	2016-02-12
Cetera Advisors LLC	DECREASED	1,080,000	1,094,000	-14,000	-1%	$1.1K	$1.1K	-$14	2016-03-23
Basso Capital Management, L.P.	NEW	1,078,000	—	+1,078,000	—	—	$1.1K	—	2016-02-12
Pioneer Investment Management Inc	UNCHANGED	520,000	520,000	0	0%	$523	$519	-$4	2016-03-07
Mackay Shields LLC	DECREASED	385,000	9,709,000	-9,324,000	-96%	$9.8K	$386	-$9.4K	2016-01-19
Wells Fargo & Company	DECREASED	325,000	1,570,000	-1,245,000	-79%	$1.6K	$324	-$1.3K	2016-02-09
Stifel Financial Corp	DECREASED	184,538	185,925	-1,387	-1%	$186	$185	-$1	2016-03-21
Cambridge Investment Research Advisors, Inc.	UNCHANGED	140,000	140,000	0	0%	$141	$140	-$1	2016-02-10
Piper Sandler & Co.	NEW	125,000	—	+125,000	—	—	$125	—	2016-02-16
Ladenburg Thalmann Financial Services Inc	INCREASED	125,000	10,000	+115,000	+1150%	$10	$125	+$115	2016-02-16
Sigma Planning Corp	UNCHANGED	95,000	95,000	0	0%	$95	$95	$0	2016-01-20
M&T Bank Corp	UNCHANGED	75,000	75,000	0	0%	$75	$75	$0	2016-02-12
Bank of America Corp	INCREASED	62,000	22,000	+40,000	+182%	$22	$62	+$40	2016-02-16
PNC Financial Services Group, Inc.	UNCHANGED	30,000	30,000	0	0%	$3.0K	$3.0K	-$22	2016-02-05
Waverly Advisors, LLC	UNCHANGED	25,000	25,000	0	0%	$25	$25	$0	2016-02-08
Great Lakes Advisors, LLC	UNCHANGED	25,000	25,000	0	0%	$25	$25	$0	2016-02-12
IFP Advisors, Inc	NEW	22,000	—	+22,000	—	—	$22	—	2016-02-11
Commonwealth Equity Services, Inc	UNCHANGED	15,000	15,000	0	0%	$15	$15	$0	2016-01-19
Rand Wealth, LLC	UNCHANGED	10,000	10,000	0	0%	$10	$10	$0	2016-01-27
Wedbush Securities Inc	UNCHANGED	5,000	5,000	0	0%	$503	$499	-$4	2016-02-03
Laffer Tengler Investments, Inc.	DECREASED	1,472	1,678	-206	-12%	$1.7M	$1.6M	-$184.4K	2016-02-16
Thompson Davis & Co., Inc.	DECREASED	1,000	3,000	-2,000	-67%	$3	$1	-$2	2016-02-01
Oxbow Advisors, LLC	INCREASED	730	715	+15	+2%	$717	$730	+$13	2016-02-01
Thrivent Financial for Lutherans	CLOSED	0	2,844,000	-2,844,000	-100%	$2.9K	$0	-$2.9K	2016-02-16
Carnegie Investment Counsel	CLOSED	0	675,000	-675,000	-100%	$673	$0	-$673	2016-02-03
Barclays PLC	CLOSED	0	122,000	-122,000	-100%	$122	$0	-$122	2016-02-12
Citigroup Inc	CLOSED	0	66,000	-66,000	-100%	$66	$0	-$66	2016-02-12
King Investment Advisors Inc	CLOSED	0	15,000	-15,000	-100%	$15	$0	-$15	2016-01-29
United Capital Financial Advisors, LLC	CLOSED	0	3,000	-3,000	-100%	$298	$0	-$298	2016-02-11

Showing 40 of 40 institutions