Apollo SR Floating Rate FD I

Q2 2024 vs Q3 2024

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Shufro Rose & Co LLC

UNCHANGED

Shares52,200 from 52,200

Change0 (0%)

Value$759.0K ($0)

Filed 2024-11-12

Advisory Services Network, LLC

UNCHANGED

Shares23,394 from 23,394

Change0 (0%)

Value$340.1K ($0)

Filed 2024-11-14

Morgan Stanley

CLOSED

Shares0 from 1,058,161

Change-1,058,161 (-100%)

Value$0 (-$15.4M)

Filed 2025-05-14

Guggenheim Capital LLC

CLOSED

Shares0 from 331,759

Change-331,759 (-100%)

Value$0 (-$4.8M)

Filed 2024-11-13

Advisors Asset Management, Inc.

CLOSED

Shares0 from 302,779

Change-302,779 (-100%)

Value$0 (-$4.4M)

Filed 2026-08-21

Invesco Ltd.

CLOSED

Shares0 from 263,267

Change-263,267 (-100%)

Value$0 (-$3.8M)

Filed 2024-11-12

Pathstone Holdings, LLC

CLOSED

Shares0 from 211,034

Change-211,034 (-100%)

Value$0 (-$3.1M)

Filed 2024-11-07

Next Capital Management LLC

CLOSED

Shares0 from 202,529

Change-202,529 (-100%)

Value$0 (-$2.9M)

Filed 2024-11-07

OneDigital Investment Advisors LLC

CLOSED

Shares0 from 189,649

Change-189,649 (-100%)

Value$0 (-$2.8M)

Filed 2024-11-06

Wells Fargo & Company

CLOSED

Shares0 from 182,591

Change-182,591 (-100%)

Value$0 (-$2.7M)

Filed 2024-11-13

LPL Financial LLC

CLOSED

Shares0 from 175,608

Change-175,608 (-100%)

Value$0 (-$2.6M)

Filed 2024-11-08

Stifel Financial Corp

CLOSED

Shares0 from 161,778

Change-161,778 (-100%)

Value$0 (-$2.4M)

Filed 2024-11-14

Bank of America Corp

CLOSED

Shares0 from 160,310

Change-160,310 (-100%)

Value$0 (-$2.3M)

Filed 2025-03-18

Apollo Management Holdings, L.P.

CLOSED

Shares0 from 105,236

Change-105,236 (-100%)

Value$0 (-$1.5M)

Filed 2024-11-14

Garner Asset Management Corp

CLOSED

Shares0 from 74,449

Change-74,449 (-100%)

Value$0 (-$1.1K)

Filed 2024-11-12

UBS Group AG

CLOSED

Shares0 from 61,788

Change-61,788 (-100%)

Value$0 (-$898.4K)

Filed 2024-11-14

Bramshill Investments, LLC

CLOSED

Shares0 from 59,137

Change-59,137 (-100%)

Value$0 (-$859.9K)

Filed 2024-11-13

Royal Bank of Canada

CLOSED

Shares0 from 45,930

Change-45,930 (-100%)

Value$0 (-$668.0K)

Filed 2024-11-14

United Advisor Group, LLC

CLOSED

Shares0 from 43,397

Change-43,397 (-100%)

Value$0 (-$631.0K)

Filed 2024-10-30

Capital Investment Advisors, LLC

CLOSED

Shares0 from 38,623

Change-38,623 (-100%)

Value$0 (-$561.6K)

Filed 2024-10-17

Janney Montgomery Scott LLC

CLOSED

Shares0 from 35,801

Change-35,801 (-100%)

Value$0 (-$521)

Filed 2024-10-29

Compound Planning, Inc.

CLOSED

Shares0 from 24,988

Change-24,988 (-100%)

Value$0 (-$363.3K)

Filed 2024-10-08

Alpine Global Management, LLC

CLOSED

Shares0 from 17,000

Change-17,000 (-100%)

Value$0 (-$247.2K)

Filed 2024-11-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 15,076

Change-15,076 (-100%)

Value$0 (-$219.2K)

Filed 2024-11-14

Hennion & Walsh Asset Management, Inc.

CLOSED

Shares0 from 13,020

Change-13,020 (-100%)

Value$0 (-$189.3K)

Filed 2024-10-22

Melfa Wealth Management, Inc.

CLOSED

Shares0 from 12,399

Change-12,399 (-100%)

Value$0 (-$180.3K)

Filed 2024-10-16

Virtu Financial LLC

CLOSED

Shares0 from 12,231

Change-12,231 (-100%)

Value$0 (-$178)

Filed 2024-11-20

Envestnet Asset Management Inc

CLOSED

Shares0 from 12,083

Change-12,083 (-100%)

Value$0 (-$175.7K)

Filed 2024-11-07

Williams Jones Wealth Management, Llc.

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$174.5K)

Filed 2024-11-14

Comerica Bank

CLOSED

Shares0 from 11,410

Change-11,410 (-100%)

Value$0 (-$165.9K)

Filed 2024-11-14

Wealthcare Advisory Partners LLC

CLOSED

Shares0 from 10,028

Change-10,028 (-100%)

Value$0 (-$145.8K)

Filed 2024-11-04

Carolinas Wealth Consulting LLC

CLOSED

Shares0 from 9,803

Change-9,803 (-100%)

Value$0 (-$142.5K)

Filed 2024-11-12

Osaic Holdings, Inc.

CLOSED

Shares0 from 9,417

Change-9,417 (-100%)

Value$0 (-$136.9K)

Filed 2024-11-13

Westchester Capital Management, LLC

CLOSED

Shares0 from 8,068

Change-8,068 (-100%)

Value$0 (-$117.3K)

Filed 2024-11-14

JPMorgan Chase & Co

CLOSED

Shares0 from 6,126

Change-6,126 (-100%)

Value$0 (-$89.1K)

Filed 2024-12-26

Avior Wealth Management, LLC

CLOSED

Shares0 from 3,112

Change-3,112 (-100%)

Value$0 (-$45.2K)

Filed 2024-11-08

Steward Partners Investment Advisory, LLC

CLOSED

Shares0 from 3,048

Change-3,048 (-100%)

Value$0 (-$44.3K)

Filed 2024-11-14

Anchor Investment Management, LLC

CLOSED

Shares0 from 2,700

Change-2,700 (-100%)

Value$0 (-$39.3K)

Filed 2024-11-21

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$29.1K)

Filed 2024-11-08

Cape Investment Advisory, Inc.

CLOSED

Shares0 from 1,870

Change-1,870 (-100%)

Value$0 (-$27.2K)

Filed 2024-11-14

Atlantic Trust Group, LLC

CLOSED

Shares0 from 1,850

Change-1,850 (-100%)

Value$0 (-$27.6K)

Filed 2024-11-13

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 1,340

Change-1,340 (-100%)

Value$0 (-$19.5K)

Filed 2024-11-12

Allworth Financial LP

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 (-$13.4K)

Filed 2024-10-23

NewEdge Advisors, LLC

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$4.4K)

Filed 2024-11-14

Assetmark, Inc

CLOSED

Shares0 from 39

Change-39 (-100%)

Value$0 (-$567)

Filed 2024-11-01

Principal Securities, Inc.

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 (-$145)

Filed 2024-10-28

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2024-10-10

Benjamin F. Edwards & Company, Inc.

N/A

Shares— from 9,100

Change-9,100 (-100%)

Value—

	Status
Shufro Rose & Co LLC	UNCHANGED	52,200	52,200	0	0%	$759.0K	$759.0K	$0	2024-11-12
Advisory Services Network, LLC	UNCHANGED	23,394	23,394	0	0%	$340.1K	$340.1K	$0	2024-11-14
Morgan Stanley	CLOSED	0	1,058,161	-1,058,161	-100%	$15.4M	$0	-$15.4M	2025-05-14
Guggenheim Capital LLC	CLOSED	0	331,759	-331,759	-100%	$4.8M	$0	-$4.8M	2024-11-13
Advisors Asset Management, Inc.	CLOSED	0	302,779	-302,779	-100%	$4.4M	$0	-$4.4M	2026-08-21
Invesco Ltd.	CLOSED	0	263,267	-263,267	-100%	$3.8M	$0	-$3.8M	2024-11-12
Pathstone Holdings, LLC	CLOSED	0	211,034	-211,034	-100%	$3.1M	$0	-$3.1M	2024-11-07
Next Capital Management LLC	CLOSED	0	202,529	-202,529	-100%	$2.9M	$0	-$2.9M	2024-11-07
OneDigital Investment Advisors LLC	CLOSED	0	189,649	-189,649	-100%	$2.8M	$0	-$2.8M	2024-11-06
Wells Fargo & Company	CLOSED	0	182,591	-182,591	-100%	$2.7M	$0	-$2.7M	2024-11-13
LPL Financial LLC	CLOSED	0	175,608	-175,608	-100%	$2.6M	$0	-$2.6M	2024-11-08
Stifel Financial Corp	CLOSED	0	161,778	-161,778	-100%	$2.4M	$0	-$2.4M	2024-11-14
Bank of America Corp	CLOSED	0	160,310	-160,310	-100%	$2.3M	$0	-$2.3M	2025-03-18
Apollo Management Holdings, L.P.	CLOSED	0	105,236	-105,236	-100%	$1.5M	$0	-$1.5M	2024-11-14
Garner Asset Management Corp	CLOSED	0	74,449	-74,449	-100%	$1.1K	$0	-$1.1K	2024-11-12
UBS Group AG	CLOSED	0	61,788	-61,788	-100%	$898.4K	$0	-$898.4K	2024-11-14
Bramshill Investments, LLC	CLOSED	0	59,137	-59,137	-100%	$859.9K	$0	-$859.9K	2024-11-13
Royal Bank of Canada	CLOSED	0	45,930	-45,930	-100%	$668.0K	$0	-$668.0K	2024-11-14
United Advisor Group, LLC	CLOSED	0	43,397	-43,397	-100%	$631.0K	$0	-$631.0K	2024-10-30
Capital Investment Advisors, LLC	CLOSED	0	38,623	-38,623	-100%	$561.6K	$0	-$561.6K	2024-10-17
Janney Montgomery Scott LLC	CLOSED	0	35,801	-35,801	-100%	$521	$0	-$521	2024-10-29
Compound Planning, Inc.	CLOSED	0	24,988	-24,988	-100%	$363.3K	$0	-$363.3K	2024-10-08
Alpine Global Management, LLC	CLOSED	0	17,000	-17,000	-100%	$247.2K	$0	-$247.2K	2024-11-14
Susquehanna International Group, LLP	CLOSED	0	15,076	-15,076	-100%	$219.2K	$0	-$219.2K	2024-11-14
Hennion & Walsh Asset Management, Inc.	CLOSED	0	13,020	-13,020	-100%	$189.3K	$0	-$189.3K	2024-10-22
Melfa Wealth Management, Inc.	CLOSED	0	12,399	-12,399	-100%	$180.3K	$0	-$180.3K	2024-10-16
Virtu Financial LLC	CLOSED	0	12,231	-12,231	-100%	$178	$0	-$178	2024-11-20
Envestnet Asset Management Inc	CLOSED	0	12,083	-12,083	-100%	$175.7K	$0	-$175.7K	2024-11-07
Williams Jones Wealth Management, Llc.	CLOSED	0	12,000	-12,000	-100%	$174.5K	$0	-$174.5K	2024-11-14
Comerica Bank	CLOSED	0	11,410	-11,410	-100%	$165.9K	$0	-$165.9K	2024-11-14
Wealthcare Advisory Partners LLC	CLOSED	0	10,028	-10,028	-100%	$145.8K	$0	-$145.8K	2024-11-04
Carolinas Wealth Consulting LLC	CLOSED	0	9,803	-9,803	-100%	$142.5K	$0	-$142.5K	2024-11-12
Osaic Holdings, Inc.	CLOSED	0	9,417	-9,417	-100%	$136.9K	$0	-$136.9K	2024-11-13
Westchester Capital Management, LLC	CLOSED	0	8,068	-8,068	-100%	$117.3K	$0	-$117.3K	2024-11-14
JPMorgan Chase & Co	CLOSED	0	6,126	-6,126	-100%	$89.1K	$0	-$89.1K	2024-12-26
Avior Wealth Management, LLC	CLOSED	0	3,112	-3,112	-100%	$45.2K	$0	-$45.2K	2024-11-08
Steward Partners Investment Advisory, LLC	CLOSED	0	3,048	-3,048	-100%	$44.3K	$0	-$44.3K	2024-11-14
Anchor Investment Management, LLC	CLOSED	0	2,700	-2,700	-100%	$39.3K	$0	-$39.3K	2024-11-21
PNC Financial Services Group, Inc.	CLOSED	0	2,000	-2,000	-100%	$29.1K	$0	-$29.1K	2024-11-08
Cape Investment Advisory, Inc.	CLOSED	0	1,870	-1,870	-100%	$27.2K	$0	-$27.2K	2024-11-14
Atlantic Trust Group, LLC	CLOSED	0	1,850	-1,850	-100%	$27.6K	$0	-$27.6K	2024-11-13
Northwestern Mutual Wealth Management Co	CLOSED	0	1,340	-1,340	-100%	$19.5K	$0	-$19.5K	2024-11-12
Allworth Financial LP	CLOSED	0	900	-900	-100%	$13.4K	$0	-$13.4K	2024-10-23
NewEdge Advisors, LLC	CLOSED	0	300	-300	-100%	$4.4K	$0	-$4.4K	2024-11-14
Assetmark, Inc	CLOSED	0	39	-39	-100%	$567	$0	-$567	2024-11-01
Principal Securities, Inc.	CLOSED	0	10	-10	-100%	$145	$0	-$145	2024-10-28
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2024-10-10
Benjamin F. Edwards & Company, Inc.	N/A	—	9,100	-9,100	-100%	$132	—	—	—

Showing 48 of 48 institutions