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Apollo Tactical Income FD in

Q1 2024 vs Q2 2024

Comparing institutional holders between quarters

Quarters

Q2 2024Q1 2024Q4 2023Q3 2023Q2 2023
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Pathstone Holdings, LLC
DECREASED
Shares621,557 from 894,929
Change-273,372 (-31%)
Value$9.1M (-$3.7M)
Filed 2024-08-14
Wells Fargo & Company
INCREASED
Shares324,609 from 313,443
Change+11,166 (+4%)
Value$4.8M (+$270.0K)
Filed 2024-08-13
Morgan Stanley
DECREASED
Shares320,189 from 376,884
Change-56,695 (-15%)
Value$4.7M (-$701.9K)
Filed 2025-05-14
Foundations Investment Advisors, LLC
INCREASED
Shares282,552 from 259,221
Change+23,331 (+9%)
Value$4.1M (+$429.7K)
Filed 2024-08-02
Guggenheim Capital LLC
INCREASED
Shares240,525 from 179,446
Change+61,079 (+34%)
Value$3.5M (+$955.2K)
Filed 2024-08-14
Invesco Ltd.
DECREASED
Shares217,662 from 229,155
Change-11,493 (-5%)
Value$3.2M (-$90.3K)
Filed 2024-08-13
LPL Financial LLC
DECREASED
Shares175,288 from 215,813
Change-40,525 (-19%)
Value$2.6M (-$519.9K)
Filed 2024-08-07
Bank of America Corp
NEW
Shares134,109
Change+134,109
Value$2.0M
Filed 2024-08-14
Royal Bank of Canada
INCREASED
Shares122,205 from 105,137
Change+17,068 (+16%)
Value$1.8M (+$287.0K)
Filed 2024-11-06
Cetera Investment Advisers
INCREASED
Shares121,518 from 114,653
Change+6,865 (+6%)
Value$1.8M (+$139.5K)
Filed 2024-08-22
Stephens Inc
INCREASED
Shares87,514 from 85,414
Change+2,100 (+2%)
Value$1.3M (+$59.8K)
Filed 2024-08-06
Commonwealth Equity Services, LLC
DECREASED
Shares52,810 from 53,079
Change-269 (-1%)
Value$773 (+$14)
Filed 2024-07-31
Capital Investment Advisors, LLC
INCREASED
Shares52,640 from 52,624
Change+16 (+0%)
Value$770.7K (+$18.1K)
Filed 2024-07-12
Independent Financial Group, LLC
UNCHANGED
Shares38,100 from 38,100
Change0 (0%)
Value$557.8K (+$13.0K)
Filed 2026-06-12
Nottingham Advisors, Inc.
INCREASED
Shares31,021 from 28,155
Change+2,866 (+10%)
Value$454.1K (+$51.5K)
Filed 2024-08-02
Kestra Advisory Services, LLC
INCREASED
Shares30,265 from 29,950
Change+315 (+1%)
Value$443.1K (+$14.8K)
Filed 2024-08-14
Raymond James & Associates
DECREASED
Shares29,067 from 33,913
Change-4,846 (-14%)
Value$425.5K (-$59.4K)
Filed 2024-07-19
Osaic Holdings, Inc.
DECREASED
Shares28,018 from 46,769
Change-18,751 (-40%)
Value$410.2K (-$258.6K)
Filed 2024-08-13
Envestnet Asset Management Inc
INCREASED
Shares25,759 from 22,582
Change+3,177 (+14%)
Value$377.1K (+$54.2K)
Filed 2024-08-08
Principal Securities, Inc.
INCREASED
Shares25,575 from 22,758
Change+2,817 (+12%)
Value$374.4K (+$49.0K)
Filed 2024-07-31
Walled Lake Planning & Wealth Management, LLC
UNCHANGED
Shares23,590 from 23,590
Change0 (0%)
Value$345.4K (+$8.0K)
Filed 2024-08-12
Tyche Wealth Partners LLC
NEW
Shares22,487
Change+22,487
Value$329.2K
Filed 2024-07-18
Capital Market Strategies LLC
INCREASED
Shares21,563 from 21,547
Change+16 (+0%)
Value$315.7K (+$7.6K)
Filed 2024-07-01
UBS Group AG
DECREASED
Shares21,453 from 26,697
Change-5,244 (-20%)
Value$314.1K (-$67.7K)
Filed 2024-08-14
Regions Financial Corp
INCREASED
Shares20,000 from 15,000
Change+5,000 (+33%)
Value$292.8K (+$78.3K)
Filed 2024-07-31
Ausdal Financial Partners, Inc.
INCREASED
Shares19,226 from 16,285
Change+2,941 (+18%)
Value$281.5K (+$48.6K)
Filed 2024-08-06
Stifel Financial Corp
INCREASED
Shares18,388 from 18,234
Change+154 (+1%)
Value$269.2K (+$8.5K)
Filed 2024-08-13
Alpine Global Management, LLC
NEW
Shares17,000
Change+17,000
Value$248.9K
Filed 2024-08-14
Virtu Financial LLC
NEW
Shares13,968
Change+13,968
Value$204
Filed 2024-08-09
Redmont Wealth Advisors LLC
DECREASED
Shares13,828 from 16,040
Change-2,212 (-14%)
Value$202.4K (-$26.9K)
Filed 2024-07-10
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
INCREASED
Shares13,768 from 13,496
Change+272 (+2%)
Value$201.6K (+$8.6K)
Filed 2024-07-24
Sanctuary Advisors, LLC
NEW
Shares12,743
Change+12,743
Value$181.2K
Filed 2024-09-05
PFG Investments, LLC
NEW
Shares10,481
Change+10,481
Value$153.4K
Filed 2024-08-07
Susquehanna International Group, LLP
NEW
Shares10,347
Change+10,347
Value$151.5K
Filed 2024-08-15
Sovereign Financial Group, Inc.
INCREASED
Shares10,305 from 10,293
Change+12 (+0%)
Value$150.9K (+$3.7K)
Filed 2024-07-15
Avior Wealth Management, LLC
DECREASED
Shares7,360 from 10,231
Change-2,871 (-28%)
Value$107.8K (-$38.6K)
Filed 2024-08-13
Apollo Management Holdings, L.P.
UNCHANGED
Shares5,236 from 5,236
Change0 (0%)
Value$76.7K (+$1.8K)
Filed 2024-08-14
Anfield Capital Management, LLC
INCREASED
Shares4,380 from 4,205
Change+175 (+4%)
Value$64.1K (+$4.0K)
Filed 2024-07-31
FinTrust Capital Advisors, LLC
UNCHANGED
Shares2,635 from 2,635
Change0 (0%)
Value$38.6K (+$896)
Filed 2024-07-24
GPS Wealth Strategies Group, LLC
DECREASED
Shares2,415 from 3,022
Change-607 (-20%)
Value$35.4K (-$7.9K)
Filed 2024-07-16
NewEdge Advisors, LLC
UNCHANGED
Shares2,299 from 2,299
Change0 (0%)
Value$33.7K (+$780)
Filed 2024-08-16
PNC Financial Services Group, Inc.
NEW
Shares2,212
Change+2,212
Value$32.4K
Filed 2024-08-09
Fifth Third Bancorp
NEW
Shares1,959
Change+1,959
Value$28.7K
Filed 2024-07-22
Larson Financial Group LLC
UNCHANGED
Shares417 from 417
Change0 (0%)
Value$6.1K (+$142)
Filed 2024-08-02
Farther Finance Advisors, LLC
NEW
Shares115
Change+115
Value$1.7K
Filed 2024-07-31
Comerica Bank
DECREASED
Shares52 from 74
Change-22 (-30%)
Value$767 (-$288)
Filed 2024-08-15
Assetmark, Inc
UNCHANGED
Shares23 from 23
Change0 (0%)
Value$337 (+$8)
Filed 2024-08-13
Citizens Business Bank
CLOSED
Shares0 from 80,000
Change-80,000 (-100%)
Value$0 (-$1.1M)
Filed 2024-08-05
Qube Research & Technologies Ltd
CLOSED
Shares0 from 42,634
Change-42,634 (-100%)
Value$0 (-$609.7K)
Filed 2024-08-14
Moors & Cabot, Inc.
CLOSED
Shares0 from 17,825
Change-17,825 (-100%)
Value$0 (-$254.9K)
Filed 2024-08-09
Hartline Investment Corp/
CLOSED
Shares0 from 13,496
Change-13,496 (-100%)
Value$0 (-$193.0K)
Filed 2024-08-09
Congress Park Capital LLC
CLOSED
Shares0 from 12,500
Change-12,500 (-100%)
Value$0 (-$178.8K)
Filed 2024-07-12
CoreCap Advisors, LLC
CLOSED
Shares0 from 7,400
Change-7,400 (-100%)
Value$0 (-$105.8K)
Filed 2024-08-08
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2024-07-23
Status
Pathstone Holdings, LLC
DECREASED621,557894,929-273,372-31%$12.8M$9.1M-$3.7M2024-08-14
Wells Fargo & Company
INCREASED324,609313,443+11,166+4%$4.5M$4.8M+$270.0K2024-08-13
Morgan Stanley
DECREASED320,189376,884-56,695-15%$5.4M$4.7M-$701.9K2025-05-14
Foundations Investment Advisors, LLC
INCREASED282,552259,221+23,331+9%$3.7M$4.1M+$429.7K2024-08-02
Guggenheim Capital LLC
INCREASED240,525179,446+61,079+34%$2.6M$3.5M+$955.2K2024-08-14
Invesco Ltd.
DECREASED217,662229,155-11,493-5%$3.3M$3.2M-$90.3K2024-08-13
LPL Financial LLC
DECREASED175,288215,813-40,525-19%$3.1M$2.6M-$519.9K2024-08-07
Bank of America Corp
NEW134,109—+134,109——$2.0M—2024-08-14
Royal Bank of Canada
INCREASED122,205105,137+17,068+16%$1.5M$1.8M+$287.0K2024-11-06
Cetera Investment Advisers
INCREASED121,518114,653+6,865+6%$1.6M$1.8M+$139.5K2024-08-22
Stephens Inc
INCREASED87,51485,414+2,100+2%$1.2M$1.3M+$59.8K2024-08-06
Commonwealth Equity Services, LLC
DECREASED52,81053,079-269-1%$759$773+$142024-07-31
Capital Investment Advisors, LLC
INCREASED52,64052,624+16+0%$752.5K$770.7K+$18.1K2024-07-12
Independent Financial Group, LLC
UNCHANGED38,10038,10000%$544.8K$557.8K+$13.0K2026-06-12
Nottingham Advisors, Inc.
INCREASED31,02128,155+2,866+10%$402.6K$454.1K+$51.5K2024-08-02
Kestra Advisory Services, LLC
INCREASED30,26529,950+315+1%$428.3K$443.1K+$14.8K2024-08-14
Raymond James & Associates
DECREASED29,06733,913-4,846-14%$485.0K$425.5K-$59.4K2024-07-19
Osaic Holdings, Inc.
DECREASED28,01846,769-18,751-40%$668.8K$410.2K-$258.6K2024-08-13
Envestnet Asset Management Inc
INCREASED25,75922,582+3,177+14%$322.9K$377.1K+$54.2K2024-08-08
Principal Securities, Inc.
INCREASED25,57522,758+2,817+12%$325.4K$374.4K+$49.0K2024-07-31
Walled Lake Planning & Wealth Management, LLC
UNCHANGED23,59023,59000%$337.3K$345.4K+$8.0K2024-08-12
Tyche Wealth Partners LLC
NEW22,487—+22,487——$329.2K—2024-07-18
Capital Market Strategies LLC
INCREASED21,56321,547+16+0%$308.1K$315.7K+$7.6K2024-07-01
UBS Group AG
DECREASED21,45326,697-5,244-20%$381.8K$314.1K-$67.7K2024-08-14
Regions Financial Corp
INCREASED20,00015,000+5,000+33%$214.5K$292.8K+$78.3K2024-07-31
Ausdal Financial Partners, Inc.
INCREASED19,22616,285+2,941+18%$232.9K$281.5K+$48.6K2024-08-06
Stifel Financial Corp
INCREASED18,38818,234+154+1%$260.7K$269.2K+$8.5K2024-08-13
Alpine Global Management, LLC
NEW17,000—+17,000——$248.9K—2024-08-14
Virtu Financial LLC
NEW13,968—+13,968——$204—2024-08-09
Redmont Wealth Advisors LLC
DECREASED13,82816,040-2,212-14%$229.4K$202.4K-$26.9K2024-07-10
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
INCREASED13,76813,496+272+2%$193.0K$201.6K+$8.6K2024-07-24
Sanctuary Advisors, LLC
NEW12,743—+12,743——$181.2K—2024-09-05
PFG Investments, LLC
NEW10,481—+10,481——$153.4K—2024-08-07
Susquehanna International Group, LLP
NEW10,347—+10,347——$151.5K—2024-08-15
Sovereign Financial Group, Inc.
INCREASED10,30510,293+12+0%$147.2K$150.9K+$3.7K2024-07-15
Avior Wealth Management, LLC
DECREASED7,36010,231-2,871-28%$146.3K$107.8K-$38.6K2024-08-13
Apollo Management Holdings, L.P.
UNCHANGED5,2365,23600%$74.9K$76.7K+$1.8K2024-08-14
Anfield Capital Management, LLC
INCREASED4,3804,205+175+4%$60.1K$64.1K+$4.0K2024-07-31
FinTrust Capital Advisors, LLC
UNCHANGED2,6352,63500%$37.7K$38.6K+$8962024-07-24
GPS Wealth Strategies Group, LLC
DECREASED2,4153,022-607-20%$43.2K$35.4K-$7.9K2024-07-16
NewEdge Advisors, LLC
UNCHANGED2,2992,29900%$32.9K$33.7K+$7802024-08-16
PNC Financial Services Group, Inc.
NEW2,212—+2,212——$32.4K—2024-08-09
Fifth Third Bancorp
NEW1,959—+1,959——$28.7K—2024-07-22
Larson Financial Group LLC
UNCHANGED41741700%$6.0K$6.1K+$1422024-08-02
Farther Finance Advisors, LLC
NEW115—+115——$1.7K—2024-07-31
Comerica Bank
DECREASED5274-22-30%$1.1K$767-$2882024-08-15
Assetmark, Inc
UNCHANGED232300%$329$337+$82024-08-13
Citizens Business Bank
CLOSED080,000-80,000-100%$1.1M$0-$1.1M2024-08-05
Qube Research & Technologies Ltd
CLOSED042,634-42,634-100%$609.7K$0-$609.7K2024-08-14
Moors & Cabot, Inc.
CLOSED017,825-17,825-100%$254.9K$0-$254.9K2024-08-09
Hartline Investment Corp/
CLOSED013,496-13,496-100%$193.0K$0-$193.0K2024-08-09
Congress Park Capital LLC
CLOSED012,500-12,500-100%$178.8K$0-$178.8K2024-07-12
CoreCap Advisors, LLC
CLOSED07,400-7,400-100%$105.8K$0-$105.8K2024-08-08
Proequities, Inc.
UNCHANGED000—$0$0$02024-07-23
Showing 54 of 54 institutions