Apollo Endosurgery Inc (HQ8F)

Q4 2022 vs Q1 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Cpmg Inc

UNCHANGED

Shares6,183,603 from 6,183,603

Change0 (0%)

Value$61.3M (-$309.2K)

Filed 2023-05-15

Nantahala Capital Management, LLC

INCREASED

Shares4,575,021 from 4,056,627

Change+518,394 (+13%)

Value$45.4M (+$4.9M)

Filed 2023-05-15

Nexpoint Asset Management, L.P.

INCREASED

Shares3,613,419 from 13,900

Change+3,599,519 (+25896%)

Value$35.8M (+$35.7M)

Filed 2023-05-15

Citigroup Inc

DECREASED

Shares2,000,000 from 2,386,557

Change-386,557 (-16%)

Value$19.8M (-$4.0M)

Filed 2023-05-11

Millennium Management LLC

INCREASED

Shares1,851,473 from 439,913

Change+1,411,560 (+321%)

Value$18.4K (+$14.0K)

Filed 2023-05-15

Woodline Partners LP

INCREASED

Shares1,809,001 from 762,800

Change+1,046,201 (+137%)

Value$17.9M (+$10.3M)

Filed 2023-05-15

Vanguard Group Inc

INCREASED

Shares1,794,761 from 1,467,367

Change+327,394 (+22%)

Value$17.8M (+$3.2M)

Filed 2023-07-14

Schonfeld Strategic Advisors LLC

INCREASED

Shares1,739,807 from 26,931

Change+1,712,876 (+6360%)

Value$17.3M (+$17.0M)

Filed 2023-05-15

Gardner Lewis Asset Management L P

NEW

Shares1,428,884

Change+1,428,884

Value$14.2M

Filed 2023-05-12

Ergoteles LLC

NEW

Shares1,414,792

Change+1,414,792

Value$14.0M

Filed 2023-05-10

JPMorgan Chase & Co

INCREASED

Shares1,338,150 from 1,074,350

Change+263,800 (+25%)

Value$13.3M (+$13.3M)

Filed 2023-05-18

Gabelli Funds LLC

INCREASED

Shares1,221,882 from 277,274

Change+944,608 (+341%)

Value$12.1M (+$9.4M)

Filed 2023-05-12

Man Group plc

NEW

Shares1,000,000

Change+1,000,000

Value$9.9M

Filed 2023-05-15

Trium Capital LLP

INCREASED

Shares992,046 from 32,488

Change+959,558 (+2954%)

Value$9.8K (+$9.5K)

Filed 2023-05-16

Gabelli & Co Investment Advisers, Inc.

INCREASED

Shares791,772 from 191,850

Change+599,922 (+313%)

Value$7.9M (+$5.9M)

Filed 2023-05-12

Federated Hermes, Inc.

INCREASED

Shares721,000 from 308,000

Change+413,000 (+134%)

Value$7.2M (+$4.1M)

Filed 2023-05-08

BlackRock Inc.

INCREASED

Shares671,529 from 512,741

Change+158,788 (+31%)

Value$6.7M (+$1.5M)

Filed 2023-05-12

Flow State Investments, L.P.

NEW

Shares550,520

Change+550,520

Value$5.5M

Filed 2023-05-15

Capula Management Ltd

NEW

Shares546,965

Change+546,965

Value$5.4M

Filed 2023-05-10

Qube Research & Technologies Ltd

INCREASED

Shares536,288 from 286,040

Change+250,248 (+87%)

Value$5.3M (+$2.5M)

Filed 2023-05-15

AWM Investment Company, Inc.

DECREASED

Shares486,761 from 786,809

Change-300,048 (-38%)

Value$4.8M (-$3.0M)

Filed 2023-05-12

First Trust Capital Management L.P.

UNCHANGED

Shares474,664 from 474,664

Change0 (0%)

Value$4.7M (-$23.7K)

Filed 2023-05-12

Bardin Hill Management Partners LP

INCREASED

Shares443,848 from 257,312

Change+186,536 (+72%)

Value$4.4K (+$1.8K)

Filed 2023-05-12

New York Life Investment Management LLC

NEW

Shares430,063

Change+430,063

Value$4.3M

Filed 2023-05-08

Vazirani Asset Management LLC

NEW

Shares425,000

Change+425,000

Value$4.2M

Filed 2023-05-15

Susquehanna International Group, LLP

INCREASED

Shares420,511 from 162,525

Change+257,986 (+159%)

Value$4.2M (+$2.6M)

Filed 2023-05-16

Prelude Capital Management, LLC

NEW

Shares420,413

Change+420,413

Value$4.2M

Filed 2023-06-01

Magnetar Financial LLC

INCREASED

Shares417,191 from 415,194

Change+1,997 (+0%)

Value$4.1M (+$4.1M)

Filed 2023-05-15

Morgan Stanley

INCREASED

Shares416,826 from 342,647

Change+74,179 (+22%)

Value$4.1M (+$718.7K)

Filed 2023-05-15

Arena Investors LP

NEW

Shares391,467

Change+391,467

Value$3.9M

Filed 2023-05-15

Gilder Gagnon Howe & Co LLC

DECREASED

Shares371,653 from 373,005

Change-1,352 (0%)

Value$3.7M (-$32.1K)

Filed 2023-05-15

Stonepine Capital Management, LLC

DECREASED

Shares370,000 from 3,726,584

Change-3,356,584 (-90%)

Value$3.7M (-$33.5M)

Filed 2023-05-12

Geode Capital Management, LLC

DECREASED

Shares360,480 from 372,329

Change-11,849 (-3%)

Value$3.6M (+$3.6M)

Filed 2023-05-15

Crystalline Management Inc.

INCREASED

Shares308,646 from 37,319

Change+271,327 (+727%)

Value$3.0M (+$2.7M)

Filed 2023-05-09

Syquant Capital SAS

NEW

Shares300,000

Change+300,000

Value$3.0K

Filed 2023-04-12

Goldman Sachs Group Inc

INCREASED

Shares267,308 from 149,233

Change+118,075 (+79%)

Value$2.7M (+$1.2M)

Filed 2024-05-14

Bank of America Corp

INCREASED

Shares257,485 from 40,965

Change+216,520 (+529%)

Value$2.6M (+$2.1M)

Filed 2023-05-12

Verition Fund Management LLC

INCREASED

Shares247,210 from 13,000

Change+234,210 (+1802%)

Value$2.5M (+$2.3M)

Filed 2023-05-15

Yakira Capital Management, Inc.

NEW

Shares196,615

Change+196,615

Value$2.0M

Filed 2023-05-12

Northern Trust Corp

DECREASED

Shares190,420 from 196,589

Change-6,169 (-3%)

Value$1.9M (-$71.0K)

Filed 2023-05-15

Bridgeway Capital Management, LLC

UNCHANGED

Shares175,200 from 175,200

Change0 (0%)

Value$1.7M (-$8.8K)

Filed 2023-05-15

Sagefield Capital LP

NEW

Shares154,500

Change+154,500

Value$1.5M

Filed 2023-05-15

Gamco Investors, Inc. ET AL

INCREASED

Shares150,777 from 44,007

Change+106,770 (+243%)

Value$1.5M (+$1.1M)

Filed 2023-05-12

GAM Holding AG

NEW

Shares147,220

Change+147,220

Value$1.5M

Filed 2023-05-09

Wolverine Asset Management LLC

INCREASED

Shares145,847 from 6,724

Change+139,123 (+2069%)

Value$1.4M (+$1.4M)

Filed 2023-05-08

CSS LLC

INCREASED

Shares141,980 from 50,215

Change+91,765 (+183%)

Value$1.4M (+$907.8K)

Filed 2023-05-15

BCK Capital Management LP

INCREASED

Shares141,222 from 139,000

Change+2,222 (+2%)

Value$1.4M (+$15.1K)

Filed 2023-05-12

State Street Corp

INCREASED

Shares140,566 from 117,966

Change+22,600 (+19%)

Value$1.4M (+$218.3K)

Filed 2023-05-15

NJ State Employees Deferred Compensation Plan

UNCHANGED

Shares130,000 from 130,000

Change0 (0%)

Value$1.3M (-$6.5K)

Filed 2023-04-26

Renaissance Technologies LLC

DECREASED

Shares123,100 from 209,600

Change-86,500 (-41%)

Value$1.2K (-$869)

Filed 2023-05-12

Russell Investments Group, Ltd.

DECREASED

Shares103,124 from 593,805

Change-490,681 (-83%)

Value$1.0M (-$4.9M)

Filed 2023-05-09

Skandinaviska Enskilda Banken AB (publ)

NEW

Shares100,000

Change+100,000

Value$992

Filed 2023-05-11

Jane Street Group, LLC

INCREASED

Shares99,609 from 41,559

Change+58,050 (+140%)

Value$988.1K (+$573.8K)

Filed 2023-05-16

Virtu Financial LLC

NEW

Shares68,454

Change+68,454

Value$679

Filed 2023-05-01

Water Island Capital LLC

DECREASED

Shares67,123 from 449,636

Change-382,513 (-85%)

Value$665.9K (-$3.8M)

Filed 2024-11-14

Gagnon Securities LLC

DECREASED

Shares66,957 from 1,703,175

Change-1,636,218 (-96%)

Value$664.2K (-$16.3M)

Filed 2023-04-10

Maven Securities LTD

INCREASED

Shares58,500 from 43,751

Change+14,749 (+34%)

Value$580.3K (+$144.1K)

Filed 2023-05-15

Landscape Capital Management, L.L.C.

NEW

Shares57,037

Change+57,037

Value$565.8K

Filed 2023-05-10

Bank of New York Mellon Corp

NEW

Shares55,737

Change+55,737

Value$552.9K

Filed 2023-05-09

Neuberger Berman Group LLC

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$496.0K (-$2.5K)

Filed 2023-05-12

ExodusPoint Capital Management, LP

NEW

Shares48,933

Change+48,933

Value$485

Filed 2023-05-11

Boston Partners

DECREASED

Shares32,403 from 136,323

Change-103,920 (-76%)

Value$321.4K (-$1.0M)

Filed 2023-05-09

Harvest Management LLC

DECREASED

Shares30,000 from 50,000

Change-20,000 (-40%)

Value$297.6K (-$200.9K)

Filed 2023-05-15

CenterBook Partners LP

NEW

Shares29,628

Change+29,628

Value$293.9K

Filed 2023-05-15

LMR Partners LLP

NEW

Shares26,184

Change+26,184

Value$259.7K

Filed 2023-05-15

Alpine Global Management, LLC

NEW

Shares25,269

Change+25,269

Value$250.7K

Filed 2023-11-21

Jump Financial, LLC

NEW

Shares25,167

Change+25,167

Value$249.7K

Filed 2024-10-21

Thompson Davis & Co., Inc.

DECREASED

Shares25,000 from 27,000

Change-2,000 (-7%)

Value$248.0K (-$21.2K)

Filed 2023-05-10

Black Maple Capital Management LP

NEW

Shares24,461

Change+24,461

Value$242.7K

Filed 2023-05-15

Voloridge Investment Management, LLC

NEW

Shares21,770

Change+21,770

Value$216.0K

Filed 2023-05-15

FNY Investment Advisers, LLC

NEW

Shares18,030

Change+18,030

Value$178

Filed 2023-04-12

University of Texas S AM Investment Management Co

DECREASED

Shares15,601 from 31,202

Change-15,601 (-50%)

Value$155 (-$156)

Filed 2023-05-22

Jefferies Financial Group Inc.

NEW

Shares15,365

Change+15,365

Value$152.4K

Filed 2023-05-15

State of Wyoming

NEW

Shares14,860

Change+14,860

Value$147.4K

Filed 2023-05-15

Balyasny Asset Management L.P.

INCREASED

Shares14,622 from 12,706

Change+1,916 (+15%)

Value$145.1K (+$18.4K)

Filed 2023-05-15

Citadel Advisors LLC

INCREASED

Shares13,615 from 10,417

Change+3,198 (+31%)

Value$135.1K (+$31.2K)

Filed 2023-05-15

Hunting Hill Global Capital, LLC

NEW

Shares12,911

Change+12,911

Value$128.1K

Filed 2023-05-15

Morris Financial Concepts, Inc.

UNCHANGED

Shares11,149 from 11,149

Change0 (0%)

Value$110.6K (-$558)

Filed 2023-05-10

Barclays PLC

DECREASED

Shares7,047 from 17,762

Change-10,715 (-60%)

Value$69.9K (-$107.2K)

Filed 2026-03-30

FMR LLC

INCREASED

Shares6,369 from 155

Change+6,214 (+4009%)

Value$63.2K (+$61.6K)

Filed 2026-11-05

Tower Research Capital LLC (TRC)

INCREASED

Shares6,069 from 3,495

Change+2,574 (+74%)

Value$60 (+$25)

Filed 2023-05-09

Sunbelt Securities, Inc.

NEW

Shares2,799

Change+2,799

Value$27.8K

Filed 2023-05-17

Cutler Group LP

INCREASED

Shares1,400 from 1,300

Change+100 (+8%)

Value$13 (+$1)

Filed 2023-05-01

Aquatic Capital Management LLC

NEW

Shares1,300

Change+1,300

Value$13

Filed 2023-05-15

Royal Bank of Canada

NEW

Shares569

Change+569

Value$6.0K

Filed 2023-05-15

Wells Fargo & Company

DECREASED

Shares236 from 264

Change-28 (-11%)

Value$2.3K (-$291)

Filed 2023-05-12

UBS Group AG

DECREASED

Shares223 from 35,328

Change-35,105 (-99%)

Value$2.2K (-$350.0K)

Filed 2023-05-12

Belpointe Asset Management LLC

NEW

Shares100

Change+100

Value$992

Filed 2023-05-15

Sugarloaf Wealth Management, LLC

UNCHANGED

Shares65 from 65

Change0 (0%)

Value$645 (-$3)

Filed 2023-04-26

Deerfield Management Company, L.P.

CLOSED

Shares0 from 1,750,000

Change-1,750,000 (-100%)

Value$0 (-$17.4M)

Filed 2023-05-15

Archon Capital Management LLC

CLOSED

Shares0 from 1,645,443

Change-1,645,443 (-100%)

Value$0 (-$16.4M)

Filed 2023-05-15

Gagnon Advisors, LLC

CLOSED

Shares0 from 1,329,354

Change-1,329,354 (-100%)

Value$0 (-$13.3M)

Filed 2023-04-10

Boone Capital Management LLC

CLOSED

Shares0 from 718,419

Change-718,419 (-100%)

Value$0 (-$7.2M)

Filed 2023-05-15

Berry Street Capital Management LLP

CLOSED

Shares0 from 625,000

Change-625,000 (-100%)

Value$0 (-$6.2M)

Filed 2023-05-12

Aigh Capital Management LLC

CLOSED

Shares0 from 316,436

Change-316,436 (-100%)

Value$0 (-$3.2M)

Filed 2023-05-15

TIG Advisors, LLC

CLOSED

Shares0 from 196,665

Change-196,665 (-100%)

Value$0 (-$2.0M)

Filed 2023-05-15

Apis Capital Advisors, LLC

CLOSED

Shares0 from 170,000

Change-170,000 (-100%)

Value$0 (-$1.7M)

Filed 2023-05-12

GWM Asset Management Ltd

CLOSED

Shares0 from 165,691

Change-165,691 (-100%)

Value$0 (-$1.7M)

Filed 2023-05-12

Glazer Capital, LLC

CLOSED

Shares0 from 162,947

Change-162,947 (-100%)

Value$0 (-$1.6K)

Filed 2023-05-15

HRT Financial LP

CLOSED

Shares0 from 80,598

Change-80,598 (-100%)

Value$0 (-$803)

Filed 2023-05-12

Worth Venture Partners, LLC

CLOSED

Shares0 from 77,696

Change-77,696 (-100%)

Value$0 (-$774.6K)

Filed 2023-05-15

Dimensional Fund Advisors LP

CLOSED

Shares0 from 61,247

Change-61,247 (-100%)

Value$0 (-$611)

Filed 2023-05-12

Trexquant Investment LP

CLOSED

Shares0 from 48,973

Change-48,973 (-100%)

Value$0 (-$488.3K)

Filed 2023-05-15

Quantbot Technologies LP

CLOSED

Shares0 from 24,125

Change-24,125 (-100%)

Value$0 (-$240.5K)

Filed 2023-05-12

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 19,623

Change-19,623 (-100%)

Value$0 (-$195.6K)

Filed 2023-05-15

Lighthouse Investment Partners, LLC

CLOSED

Shares0 from 16,065

Change-16,065 (-100%)

Value$0 (-$160.2K)

Filed 2023-05-15

Squarepoint Ops LLC

CLOSED

Shares0 from 12,658

Change-12,658 (-100%)

Value$0 (-$126.2K)

Filed 2023-05-15

Mirabella Financial Services LLP

CLOSED

Shares0 from 12,120

Change-12,120 (-100%)

Value$0 (-$120.8K)

Filed 2023-05-12

Lazard Asset Management LLC

CLOSED

Shares0 from 5,701

Change-5,701 (-100%)

Value$0 (-$56)

Filed 2023-05-15

Group One Trading LLC

CLOSED

Shares0 from 360

Change-360 (-100%)

Value$0 (-$3.6K)

Filed 2023-05-12

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-05-15

	Status
Cpmg Inc	UNCHANGED	6,183,603	6,183,603	0	0%	$61.7M	$61.3M	-$309.2K	2023-05-15
Nantahala Capital Management, LLC	INCREASED	4,575,021	4,056,627	+518,394	+13%	$40.4M	$45.4M	+$4.9M	2023-05-15
Nexpoint Asset Management, L.P.	INCREASED	3,613,419	13,900	+3,599,519	+25896%	$138.6K	$35.8M	+$35.7M	2023-05-15
Citigroup Inc	DECREASED	2,000,000	2,386,557	-386,557	-16%	$23.8M	$19.8M	-$4.0M	2023-05-11
Millennium Management LLC	INCREASED	1,851,473	439,913	+1,411,560	+321%	$4.4K	$18.4K	+$14.0K	2023-05-15
Woodline Partners LP	INCREASED	1,809,001	762,800	+1,046,201	+137%	$7.6M	$17.9M	+$10.3M	2023-05-15
Vanguard Group Inc	INCREASED	1,794,761	1,467,367	+327,394	+22%	$14.6M	$17.8M	+$3.2M	2023-07-14
Schonfeld Strategic Advisors LLC	INCREASED	1,739,807	26,931	+1,712,876	+6360%	$268.5K	$17.3M	+$17.0M	2023-05-15
Gardner Lewis Asset Management L P	NEW	1,428,884	—	+1,428,884	—	—	$14.2M	—	2023-05-12
Ergoteles LLC	NEW	1,414,792	—	+1,414,792	—	—	$14.0M	—	2023-05-10
JPMorgan Chase & Co	INCREASED	1,338,150	1,074,350	+263,800	+25%	$10.7K	$13.3M	+$13.3M	2023-05-18
Gabelli Funds LLC	INCREASED	1,221,882	277,274	+944,608	+341%	$2.8M	$12.1M	+$9.4M	2023-05-12
Man Group plc	NEW	1,000,000	—	+1,000,000	—	—	$9.9M	—	2023-05-15
Trium Capital LLP	INCREASED	992,046	32,488	+959,558	+2954%	$324	$9.8K	+$9.5K	2023-05-16
Gabelli & Co Investment Advisers, Inc.	INCREASED	791,772	191,850	+599,922	+313%	$1.9M	$7.9M	+$5.9M	2023-05-12
Federated Hermes, Inc.	INCREASED	721,000	308,000	+413,000	+134%	$3.1M	$7.2M	+$4.1M	2023-05-08
BlackRock Inc.	INCREASED	671,529	512,741	+158,788	+31%	$5.1M	$6.7M	+$1.5M	2023-05-12
Flow State Investments, L.P.	NEW	550,520	—	+550,520	—	—	$5.5M	—	2023-05-15
Capula Management Ltd	NEW	546,965	—	+546,965	—	—	$5.4M	—	2023-05-10
Qube Research & Technologies Ltd	INCREASED	536,288	286,040	+250,248	+87%	$2.9M	$5.3M	+$2.5M	2023-05-15
AWM Investment Company, Inc.	DECREASED	486,761	786,809	-300,048	-38%	$7.8M	$4.8M	-$3.0M	2023-05-12
First Trust Capital Management L.P.	UNCHANGED	474,664	474,664	0	0%	$4.7M	$4.7M	-$23.7K	2023-05-12
Bardin Hill Management Partners LP	INCREASED	443,848	257,312	+186,536	+72%	$2.6K	$4.4K	+$1.8K	2023-05-12
New York Life Investment Management LLC	NEW	430,063	—	+430,063	—	—	$4.3M	—	2023-05-08
Vazirani Asset Management LLC	NEW	425,000	—	+425,000	—	—	$4.2M	—	2023-05-15
Susquehanna International Group, LLP	INCREASED	420,511	162,525	+257,986	+159%	$1.6M	$4.2M	+$2.6M	2023-05-16
Prelude Capital Management, LLC	NEW	420,413	—	+420,413	—	—	$4.2M	—	2023-06-01
Magnetar Financial LLC	INCREASED	417,191	415,194	+1,997	+0%	$4.1K	$4.1M	+$4.1M	2023-05-15
Morgan Stanley	INCREASED	416,826	342,647	+74,179	+22%	$3.4M	$4.1M	+$718.7K	2023-05-15
Arena Investors LP	NEW	391,467	—	+391,467	—	—	$3.9M	—	2023-05-15
Gilder Gagnon Howe & Co LLC	DECREASED	371,653	373,005	-1,352	0%	$3.7M	$3.7M	-$32.1K	2023-05-15
Stonepine Capital Management, LLC	DECREASED	370,000	3,726,584	-3,356,584	-90%	$37.2M	$3.7M	-$33.5M	2023-05-12
Geode Capital Management, LLC	DECREASED	360,480	372,329	-11,849	-3%	$3.7K	$3.6M	+$3.6M	2023-05-15
Crystalline Management Inc.	INCREASED	308,646	37,319	+271,327	+727%	$372.1K	$3.0M	+$2.7M	2023-05-09
Syquant Capital SAS	NEW	300,000	—	+300,000	—	—	$3.0K	—	2023-04-12
Goldman Sachs Group Inc	INCREASED	267,308	149,233	+118,075	+79%	$1.5M	$2.7M	+$1.2M	2024-05-14
Bank of America Corp	INCREASED	257,485	40,965	+216,520	+529%	$408.4K	$2.6M	+$2.1M	2023-05-12
Verition Fund Management LLC	INCREASED	247,210	13,000	+234,210	+1802%	$129.6K	$2.5M	+$2.3M	2023-05-15
Yakira Capital Management, Inc.	NEW	196,615	—	+196,615	—	—	$2.0M	—	2023-05-12
Northern Trust Corp	DECREASED	190,420	196,589	-6,169	-3%	$2.0M	$1.9M	-$71.0K	2023-05-15
Bridgeway Capital Management, LLC	UNCHANGED	175,200	175,200	0	0%	$1.7M	$1.7M	-$8.8K	2023-05-15
Sagefield Capital LP	NEW	154,500	—	+154,500	—	—	$1.5M	—	2023-05-15
Gamco Investors, Inc. ET AL	INCREASED	150,777	44,007	+106,770	+243%	$438.8K	$1.5M	+$1.1M	2023-05-12
GAM Holding AG	NEW	147,220	—	+147,220	—	—	$1.5M	—	2023-05-09
Wolverine Asset Management LLC	INCREASED	145,847	6,724	+139,123	+2069%	$67.0K	$1.4M	+$1.4M	2023-05-08
CSS LLC	INCREASED	141,980	50,215	+91,765	+183%	$500.6K	$1.4M	+$907.8K	2023-05-15
BCK Capital Management LP	INCREASED	141,222	139,000	+2,222	+2%	$1.4M	$1.4M	+$15.1K	2023-05-12
State Street Corp	INCREASED	140,566	117,966	+22,600	+19%	$1.2M	$1.4M	+$218.3K	2023-05-15
NJ State Employees Deferred Compensation Plan	UNCHANGED	130,000	130,000	0	0%	$1.3M	$1.3M	-$6.5K	2023-04-26
Renaissance Technologies LLC	DECREASED	123,100	209,600	-86,500	-41%	$2.1K	$1.2K	-$869	2023-05-12
Russell Investments Group, Ltd.	DECREASED	103,124	593,805	-490,681	-83%	$5.9M	$1.0M	-$4.9M	2023-05-09
Skandinaviska Enskilda Banken AB (publ)	NEW	100,000	—	+100,000	—	—	$992	—	2023-05-11
Jane Street Group, LLC	INCREASED	99,609	41,559	+58,050	+140%	$414.3K	$988.1K	+$573.8K	2023-05-16
Virtu Financial LLC	NEW	68,454	—	+68,454	—	—	$679	—	2023-05-01
Water Island Capital LLC	DECREASED	67,123	449,636	-382,513	-85%	$4.5M	$665.9K	-$3.8M	2024-11-14
Gagnon Securities LLC	DECREASED	66,957	1,703,175	-1,636,218	-96%	$17.0M	$664.2K	-$16.3M	2023-04-10
Maven Securities LTD	INCREASED	58,500	43,751	+14,749	+34%	$436.2K	$580.3K	+$144.1K	2023-05-15
Landscape Capital Management, L.L.C.	NEW	57,037	—	+57,037	—	—	$565.8K	—	2023-05-10
Bank of New York Mellon Corp	NEW	55,737	—	+55,737	—	—	$552.9K	—	2023-05-09
Neuberger Berman Group LLC	UNCHANGED	50,000	50,000	0	0%	$498.5K	$496.0K	-$2.5K	2023-05-12
ExodusPoint Capital Management, LP	NEW	48,933	—	+48,933	—	—	$485	—	2023-05-11
Boston Partners	DECREASED	32,403	136,323	-103,920	-76%	$1.4M	$321.4K	-$1.0M	2023-05-09
Harvest Management LLC	DECREASED	30,000	50,000	-20,000	-40%	$498.5K	$297.6K	-$200.9K	2023-05-15
CenterBook Partners LP	NEW	29,628	—	+29,628	—	—	$293.9K	—	2023-05-15
LMR Partners LLP	NEW	26,184	—	+26,184	—	—	$259.7K	—	2023-05-15
Alpine Global Management, LLC	NEW	25,269	—	+25,269	—	—	$250.7K	—	2023-11-21
Jump Financial, LLC	NEW	25,167	—	+25,167	—	—	$249.7K	—	2024-10-21
Thompson Davis & Co., Inc.	DECREASED	25,000	27,000	-2,000	-7%	$269.2K	$248.0K	-$21.2K	2023-05-10
Black Maple Capital Management LP	NEW	24,461	—	+24,461	—	—	$242.7K	—	2023-05-15
Voloridge Investment Management, LLC	NEW	21,770	—	+21,770	—	—	$216.0K	—	2023-05-15
FNY Investment Advisers, LLC	NEW	18,030	—	+18,030	—	—	$178	—	2023-04-12
University of Texas S AM Investment Management Co	DECREASED	15,601	31,202	-15,601	-50%	$311	$155	-$156	2023-05-22
Jefferies Financial Group Inc.	NEW	15,365	—	+15,365	—	—	$152.4K	—	2023-05-15
State of Wyoming	NEW	14,860	—	+14,860	—	—	$147.4K	—	2023-05-15
Balyasny Asset Management L.P.	INCREASED	14,622	12,706	+1,916	+15%	$126.7K	$145.1K	+$18.4K	2023-05-15
Citadel Advisors LLC	INCREASED	13,615	10,417	+3,198	+31%	$103.9K	$135.1K	+$31.2K	2023-05-15
Hunting Hill Global Capital, LLC	NEW	12,911	—	+12,911	—	—	$128.1K	—	2023-05-15
Morris Financial Concepts, Inc.	UNCHANGED	11,149	11,149	0	0%	$111.2K	$110.6K	-$558	2023-05-10
Barclays PLC	DECREASED	7,047	17,762	-10,715	-60%	$177.1K	$69.9K	-$107.2K	2026-03-30
FMR LLC	INCREASED	6,369	155	+6,214	+4009%	$1.5K	$63.2K	+$61.6K	2026-11-05
Tower Research Capital LLC (TRC)	INCREASED	6,069	3,495	+2,574	+74%	$35	$60	+$25	2023-05-09
Sunbelt Securities, Inc.	NEW	2,799	—	+2,799	—	—	$27.8K	—	2023-05-17
Cutler Group LP	INCREASED	1,400	1,300	+100	+8%	$12	$13	+$1	2023-05-01
Aquatic Capital Management LLC	NEW	1,300	—	+1,300	—	—	$13	—	2023-05-15
Royal Bank of Canada	NEW	569	—	+569	—	—	$6.0K	—	2023-05-15
Wells Fargo & Company	DECREASED	236	264	-28	-11%	$2.6K	$2.3K	-$291	2023-05-12
UBS Group AG	DECREASED	223	35,328	-35,105	-99%	$352.2K	$2.2K	-$350.0K	2023-05-12
Belpointe Asset Management LLC	NEW	100	—	+100	—	—	$992	—	2023-05-15
Sugarloaf Wealth Management, LLC	UNCHANGED	65	65	0	0%	$648	$645	-$3	2023-04-26
Deerfield Management Company, L.P.	CLOSED	0	1,750,000	-1,750,000	-100%	$17.4M	$0	-$17.4M	2023-05-15
Archon Capital Management LLC	CLOSED	0	1,645,443	-1,645,443	-100%	$16.4M	$0	-$16.4M	2023-05-15
Gagnon Advisors, LLC	CLOSED	0	1,329,354	-1,329,354	-100%	$13.3M	$0	-$13.3M	2023-04-10
Boone Capital Management LLC	CLOSED	0	718,419	-718,419	-100%	$7.2M	$0	-$7.2M	2023-05-15
Berry Street Capital Management LLP	CLOSED	0	625,000	-625,000	-100%	$6.2M	$0	-$6.2M	2023-05-12
Aigh Capital Management LLC	CLOSED	0	316,436	-316,436	-100%	$3.2M	$0	-$3.2M	2023-05-15
TIG Advisors, LLC	CLOSED	0	196,665	-196,665	-100%	$2.0M	$0	-$2.0M	2023-05-15
Apis Capital Advisors, LLC	CLOSED	0	170,000	-170,000	-100%	$1.7M	$0	-$1.7M	2023-05-12
GWM Asset Management Ltd	CLOSED	0	165,691	-165,691	-100%	$1.7M	$0	-$1.7M	2023-05-12
Glazer Capital, LLC	CLOSED	0	162,947	-162,947	-100%	$1.6K	$0	-$1.6K	2023-05-15
HRT Financial LP	CLOSED	0	80,598	-80,598	-100%	$803	$0	-$803	2023-05-12
Worth Venture Partners, LLC	CLOSED	0	77,696	-77,696	-100%	$774.6K	$0	-$774.6K	2023-05-15
Dimensional Fund Advisors LP	CLOSED	0	61,247	-61,247	-100%	$611	$0	-$611	2023-05-12
Trexquant Investment LP	CLOSED	0	48,973	-48,973	-100%	$488.3K	$0	-$488.3K	2023-05-15
Quantbot Technologies LP	CLOSED	0	24,125	-24,125	-100%	$240.5K	$0	-$240.5K	2023-05-12
Cubist Systematic Strategies, LLC	CLOSED	0	19,623	-19,623	-100%	$195.6K	$0	-$195.6K	2023-05-15
Lighthouse Investment Partners, LLC	CLOSED	0	16,065	-16,065	-100%	$160.2K	$0	-$160.2K	2023-05-15
Squarepoint Ops LLC	CLOSED	0	12,658	-12,658	-100%	$126.2K	$0	-$126.2K	2023-05-15
Mirabella Financial Services LLP	CLOSED	0	12,120	-12,120	-100%	$120.8K	$0	-$120.8K	2023-05-12
Lazard Asset Management LLC	CLOSED	0	5,701	-5,701	-100%	$56	$0	-$56	2023-05-15
Group One Trading LLC	CLOSED	0	360	-360	-100%	$3.6K	$0	-$3.6K	2023-05-12
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-05-15

Showing 111 of 111 institutions