Ares Cap Corp

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Riverhead Capital Management LLC

DECREASED

Shares12,000,000 from 20,000,000

Change-8,000,000 (-40%)

Value$12.3K (-$7.9K)

Filed 2016-08-12

Radcliffe Capital Management, L.P.

CLOSED

Shares0 from 39,439,000

Change-39,439,000 (-100%)

Value$0 (-$39.7K)

Filed 2016-08-15

Income Research & Management

CLOSED

Shares0 from 24,813,000

Change-24,813,000 (-100%)

Value$0 (-$24.9K)

Filed 2016-08-09

Victory Capital Management Inc

CLOSED

Shares0 from 24,746,635

Change-24,746,635 (-100%)

Value$0 (-$24.8K)

Filed 2016-08-09

UBS Asset Management Americas LLC

CLOSED

Shares0 from 11,610,000

Change-11,610,000 (-100%)

Value$0 (-$11.7K)

Filed 2016-11-29

Credit Suisse AG/

CLOSED

Shares0 from 6,900,000

Change-6,900,000 (-100%)

Value$0 (-$6.9K)

Filed 2016-08-11

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 6,555,000

Change-6,555,000 (-100%)

Value$0 (-$6.6K)

Filed 2016-08-11

Basso Capital Management, L.P.

CLOSED

Shares0 from 6,324,000

Change-6,324,000 (-100%)

Value$0 (-$6.3K)

Filed 2016-08-15

Thrivent Financial for Lutherans

CLOSED

Shares0 from 4,550,000

Change-4,550,000 (-100%)

Value$0 (-$4.6K)

Filed 2016-08-12

Steelhead Partners LLC

CLOSED

Shares0 from 4,000,000

Change-4,000,000 (-100%)

Value$0 (-$4.0K)

Filed 2016-08-15

Morgan Stanley

CLOSED

Shares0 from 3,618,000

Change-3,618,000 (-100%)

Value$0 (-$3.6K)

Filed 2016-08-12

Capstone Investment Advisors, LLC

CLOSED

Shares0 from 2,500,000

Change-2,500,000 (-100%)

Value$0 (-$2.5K)

Filed 2016-08-15

Invesco Ltd.

CLOSED

Shares0 from 1,740,000

Change-1,740,000 (-100%)

Value$0 (-$1.7K)

Filed 2016-08-15

Corbyn Investment Management Inc

CLOSED

Shares0 from 1,500,000

Change-1,500,000 (-100%)

Value$0 (-$1.5K)

Filed 2016-07-14

Keybank National Association

CLOSED

Shares0 from 1,339,000

Change-1,339,000 (-100%)

Value$0 (-$1.3K)

Filed 2016-08-10

BNP Paribas Asset Management Holding S.A.

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$1.0K)

Filed 2016-09-15

Compagnie Lombard Odier SCmA

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$1.0K)

Filed 2016-08-15

Pine River Capital Management L.P.

CLOSED

Shares0 from 650,000

Change-650,000 (-100%)

Value$0 (-$653)

Filed 2017-08-14

Calamos Advisors LLC

CLOSED

Shares0 from 371,000

Change-371,000 (-100%)

Value$0 (-$374)

Filed 2016-07-26

SSI Investment Management LLC

CLOSED

Shares0 from 230,000

Change-230,000 (-100%)

Value$0 (-$230)

Filed 2016-08-09

Deutsche Bank Ag\

CLOSED

Shares0 from 67,000

Change-67,000 (-100%)

Value$0 (-$67)

Filed 2016-08-15

D.A. Davidson & Co.

CLOSED

Shares0 from 62,000

Change-62,000 (-100%)

Value$0 (-$62)

Filed 2016-08-15

Goldman Sachs Group Inc

CLOSED

Shares0 from 61,000

Change-61,000 (-100%)

Value$0 (-$61)

Filed 2016-08-15

Investors Capital Advisory Services

CLOSED

Shares0 from 60,000

Change-60,000 (-100%)

Value$0 (-$60)

Filed 2016-08-02

UBS Group AG

CLOSED

Shares0 from 40,000

Change-40,000 (-100%)

Value$0 (-$40)

Filed 2016-08-12

Wells Fargo & Company

CLOSED

Shares0 from 39,000

Change-39,000 (-100%)

Value$0 (-$39)

Filed 2016-08-11

Stifel Financial Corp

CLOSED

Shares0 from 38,095

Change-38,095 (-100%)

Value$0 (-$38)

Filed 2016-08-17

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$25)

Filed 2016-08-04

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$25)

Filed 2016-08-15

Prospera Financial Services Inc

CLOSED

Shares0 from 18,000

Change-18,000 (-100%)

Value$0 (-$18)

Filed 2016-07-26

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 14,000

Change-14,000 (-100%)

Value$0 (-$14)

Filed 2016-08-12

Atlanta Capital Group

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$10)

Filed 2016-08-09

Wellesley Asset Management

CLOSED

Shares0 from 7,145

Change-7,145 (-100%)

Value$0 (-$7.2K)

Filed 2016-08-10

Argentus Capital Management, LLC

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$3)

Filed 2016-08-12

American International Group, Inc.

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 (-$20.0K)

Filed 2016-08-11

	Status
Riverhead Capital Management LLC	DECREASED	12,000,000	20,000,000	-8,000,000	-40%	$20.2K	$12.3K	-$7.9K	2016-08-12
Radcliffe Capital Management, L.P.	CLOSED	0	39,439,000	-39,439,000	-100%	$39.7K	$0	-$39.7K	2016-08-15
Income Research & Management	CLOSED	0	24,813,000	-24,813,000	-100%	$24.9K	$0	-$24.9K	2016-08-09
Victory Capital Management Inc	CLOSED	0	24,746,635	-24,746,635	-100%	$24.8K	$0	-$24.8K	2016-08-09
UBS Asset Management Americas LLC	CLOSED	0	11,610,000	-11,610,000	-100%	$11.7K	$0	-$11.7K	2016-11-29
Credit Suisse AG/	CLOSED	0	6,900,000	-6,900,000	-100%	$6.9K	$0	-$6.9K	2016-08-11
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	6,555,000	-6,555,000	-100%	$6.6K	$0	-$6.6K	2016-08-11
Basso Capital Management, L.P.	CLOSED	0	6,324,000	-6,324,000	-100%	$6.3K	$0	-$6.3K	2016-08-15
Thrivent Financial for Lutherans	CLOSED	0	4,550,000	-4,550,000	-100%	$4.6K	$0	-$4.6K	2016-08-12
Steelhead Partners LLC	CLOSED	0	4,000,000	-4,000,000	-100%	$4.0K	$0	-$4.0K	2016-08-15
Morgan Stanley	CLOSED	0	3,618,000	-3,618,000	-100%	$3.6K	$0	-$3.6K	2016-08-12
Capstone Investment Advisors, LLC	CLOSED	0	2,500,000	-2,500,000	-100%	$2.5K	$0	-$2.5K	2016-08-15
Invesco Ltd.	CLOSED	0	1,740,000	-1,740,000	-100%	$1.7K	$0	-$1.7K	2016-08-15
Corbyn Investment Management Inc	CLOSED	0	1,500,000	-1,500,000	-100%	$1.5K	$0	-$1.5K	2016-07-14
Keybank National Association	CLOSED	0	1,339,000	-1,339,000	-100%	$1.3K	$0	-$1.3K	2016-08-10
BNP Paribas Asset Management Holding S.A.	CLOSED	0	1,000,000	-1,000,000	-100%	$1.0K	$0	-$1.0K	2016-09-15
Compagnie Lombard Odier SCmA	CLOSED	0	1,000,000	-1,000,000	-100%	$1.0K	$0	-$1.0K	2016-08-15
Pine River Capital Management L.P.	CLOSED	0	650,000	-650,000	-100%	$653	$0	-$653	2017-08-14
Calamos Advisors LLC	CLOSED	0	371,000	-371,000	-100%	$374	$0	-$374	2016-07-26
SSI Investment Management LLC	CLOSED	0	230,000	-230,000	-100%	$230	$0	-$230	2016-08-09
Deutsche Bank Ag\	CLOSED	0	67,000	-67,000	-100%	$67	$0	-$67	2016-08-15
D.A. Davidson & Co.	CLOSED	0	62,000	-62,000	-100%	$62	$0	-$62	2016-08-15
Goldman Sachs Group Inc	CLOSED	0	61,000	-61,000	-100%	$61	$0	-$61	2016-08-15
Investors Capital Advisory Services	CLOSED	0	60,000	-60,000	-100%	$60	$0	-$60	2016-08-02
UBS Group AG	CLOSED	0	40,000	-40,000	-100%	$40	$0	-$40	2016-08-12
Wells Fargo & Company	CLOSED	0	39,000	-39,000	-100%	$39	$0	-$39	2016-08-11
Stifel Financial Corp	CLOSED	0	38,095	-38,095	-100%	$38	$0	-$38	2016-08-17
Cambridge Investment Research Advisors, Inc.	CLOSED	0	25,000	-25,000	-100%	$25	$0	-$25	2016-08-04
Ladenburg Thalmann Financial Services Inc	CLOSED	0	25,000	-25,000	-100%	$25	$0	-$25	2016-08-15
Prospera Financial Services Inc	CLOSED	0	18,000	-18,000	-100%	$18	$0	-$18	2016-07-26
Raymond James Financial Services Advisors, Inc.	CLOSED	0	14,000	-14,000	-100%	$14	$0	-$14	2016-08-12
Atlanta Capital Group	CLOSED	0	10,000	-10,000	-100%	$10	$0	-$10	2016-08-09
Wellesley Asset Management	CLOSED	0	7,145	-7,145	-100%	$7.2K	$0	-$7.2K	2016-08-10
Argentus Capital Management, LLC	CLOSED	0	3,000	-3,000	-100%	$3	$0	-$3	2016-08-12
American International Group, Inc.	CLOSED	0	20	-20	-100%	$20.0K	$0	-$20.0K	2016-08-11

Showing 35 of 35 institutions