Ares Cap Corp

Q4 2016 vs Q1 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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MML Investors Services, LLC

NEW

Shares73,039

Change+73,039

Value$3.0K

Filed 2017-05-15

Victory Capital Management Inc

CLOSED

Shares0 from 25,827,135

Change-25,827,135 (-100%)

Value$0 (-$25.9K)

Filed 2017-05-10

Steelhead Partners LLC

CLOSED

Shares0 from 25,221,000

Change-25,221,000 (-100%)

Value$0 (-$25.3K)

Filed 2017-05-15

Radcliffe Capital Management, L.P.

CLOSED

Shares0 from 12,432,000

Change-12,432,000 (-100%)

Value$0 (-$12.5K)

Filed 2017-05-15

Riverhead Capital Management LLC

CLOSED

Shares0 from 12,000,000

Change-12,000,000 (-100%)

Value$0 (-$12.1K)

Filed 2017-05-15

Oaktree Capital Management LP

CLOSED

Shares0 from 9,423,000

Change-9,423,000 (-100%)

Value$0 (-$9.5K)

Filed 2017-05-15

Invesco Ltd.

CLOSED

Shares0 from 5,000,000

Change-5,000,000 (-100%)

Value$0 (-$5.0K)

Filed 2017-05-15

Barclays PLC

CLOSED

Shares0 from 4,534,000

Change-4,534,000 (-100%)

Value$0 (-$4.6K)

Filed 2017-05-15

Ferox Capital Management LP

CLOSED

Shares0 from 4,388,000

Change-4,388,000 (-100%)

Value$0 (-$4.4K)

Filed 2017-05-15

Thrivent Financial for Lutherans

CLOSED

Shares0 from 3,500,000

Change-3,500,000 (-100%)

Value$0 (-$3.5K)

Filed 2017-05-12

Lord, Abbett & Co. LLC

CLOSED

Shares0 from 3,164,000

Change-3,164,000 (-100%)

Value$0 (-$3.2K)

Filed 2017-05-15

SSI Investment Management LLC

CLOSED

Shares0 from 1,787,000

Change-1,787,000 (-100%)

Value$0 (-$1.8K)

Filed 2017-05-15

Palisade Capital Management, LP

CLOSED

Shares0 from 1,640,000

Change-1,640,000 (-100%)

Value$0 (-$1.7K)

Filed 2017-04-19

Bank of New York Mellon Corp

CLOSED

Shares0 from 1,550,000

Change-1,550,000 (-100%)

Value$0 (-$1.6K)

Filed 2017-05-03

Keybank National Association

CLOSED

Shares0 from 1,360,000

Change-1,360,000 (-100%)

Value$0 (-$1.4K)

Filed 2018-05-14

Compagnie Lombard Odier SCmA

CLOSED

Shares0 from 1,120,000

Change-1,120,000 (-100%)

Value$0 (-$1.1K)

Filed 2017-05-15

JPMorgan Chase & Co

CLOSED

Shares0 from 1,083,000

Change-1,083,000 (-100%)

Value$0 (-$1.1K)

Filed 2017-05-10

Goldman Sachs Group Inc

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$1.0K)

Filed 2017-05-18

Citigroup Inc

CLOSED

Shares0 from 752,000

Change-752,000 (-100%)

Value$0 (-$755)

Filed 2017-05-12

Credit Suisse AG/

CLOSED

Shares0 from 716,000

Change-716,000 (-100%)

Value$0 (-$719)

Filed 2017-05-15

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 680,000

Change-680,000 (-100%)

Value$0 (-$683)

Filed 2017-05-05

Lombard Odier Asset Management (Europe) Ltd

CLOSED

Shares0 from 560,000

Change-560,000 (-100%)

Value$0 (-$564)

Filed 2017-05-15

BNP Paribas Asset Management Holding S.A.

CLOSED

Shares0 from 400,000

Change-400,000 (-100%)

Value$0 (-$407)

Filed 2017-05-08

Lombard Odier Asset Management (Switzerland) SA

CLOSED

Shares0 from 150,000

Change-150,000 (-100%)

Value$0 (-$151)

Filed 2017-05-15

Morgan Stanley

CLOSED

Shares0 from 71,000

Change-71,000 (-100%)

Value$0 (-$71)

Filed 2017-05-22

Jefferies Group LLC

CLOSED

Shares0 from 60,000

Change-60,000 (-100%)

Value$0 (-$61)

Filed 2017-05-15

HBK Sorce Advisory LLC

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$50)

Filed 2017-05-15

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 42,000

Change-42,000 (-100%)

Value$0 (-$42)

Filed 2017-05-15

Calamos Advisors LLC

CLOSED

Shares0 from 27,000

Change-27,000 (-100%)

Value$0 (-$27)

Filed 2017-04-20

Stifel Financial Corp

CLOSED

Shares0 from 25,094

Change-25,094 (-100%)

Value$0 (-$25)

Filed 2017-05-10

Bank of America Corp

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$11)

Filed 2017-05-15

Good Life Advisors, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$10)

Filed 2017-05-12

Wells Fargo & Company

CLOSED

Shares0 from 9,000

Change-9,000 (-100%)

Value$0 (-$9)

Filed 2017-04-28

Thompson Davis & Co., Inc.

CLOSED

Shares0 from 4,100

Change-4,100 (-100%)

Value$0 (-$4)

Filed 2017-05-08

Laffer Tengler Investments, Inc.

CLOSED

Shares0 from 2,742

Change-2,742 (-100%)

Value$0 (-$2.8M)

Filed 2017-05-16

Advisor Group, Inc.

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 (-$13)

Filed 2017-11-02

	Status
MML Investors Services, LLC	NEW	73,039	—	+73,039	—	—	$3.0K	—	2017-05-15
Victory Capital Management Inc	CLOSED	0	25,827,135	-25,827,135	-100%	$25.9K	$0	-$25.9K	2017-05-10
Steelhead Partners LLC	CLOSED	0	25,221,000	-25,221,000	-100%	$25.3K	$0	-$25.3K	2017-05-15
Radcliffe Capital Management, L.P.	CLOSED	0	12,432,000	-12,432,000	-100%	$12.5K	$0	-$12.5K	2017-05-15
Riverhead Capital Management LLC	CLOSED	0	12,000,000	-12,000,000	-100%	$12.1K	$0	-$12.1K	2017-05-15
Oaktree Capital Management LP	CLOSED	0	9,423,000	-9,423,000	-100%	$9.5K	$0	-$9.5K	2017-05-15
Invesco Ltd.	CLOSED	0	5,000,000	-5,000,000	-100%	$5.0K	$0	-$5.0K	2017-05-15
Barclays PLC	CLOSED	0	4,534,000	-4,534,000	-100%	$4.6K	$0	-$4.6K	2017-05-15
Ferox Capital Management LP	CLOSED	0	4,388,000	-4,388,000	-100%	$4.4K	$0	-$4.4K	2017-05-15
Thrivent Financial for Lutherans	CLOSED	0	3,500,000	-3,500,000	-100%	$3.5K	$0	-$3.5K	2017-05-12
Lord, Abbett & Co. LLC	CLOSED	0	3,164,000	-3,164,000	-100%	$3.2K	$0	-$3.2K	2017-05-15
SSI Investment Management LLC	CLOSED	0	1,787,000	-1,787,000	-100%	$1.8K	$0	-$1.8K	2017-05-15
Palisade Capital Management, LP	CLOSED	0	1,640,000	-1,640,000	-100%	$1.7K	$0	-$1.7K	2017-04-19
Bank of New York Mellon Corp	CLOSED	0	1,550,000	-1,550,000	-100%	$1.6K	$0	-$1.6K	2017-05-03
Keybank National Association	CLOSED	0	1,360,000	-1,360,000	-100%	$1.4K	$0	-$1.4K	2018-05-14
Compagnie Lombard Odier SCmA	CLOSED	0	1,120,000	-1,120,000	-100%	$1.1K	$0	-$1.1K	2017-05-15
JPMorgan Chase & Co	CLOSED	0	1,083,000	-1,083,000	-100%	$1.1K	$0	-$1.1K	2017-05-10
Goldman Sachs Group Inc	CLOSED	0	1,000,000	-1,000,000	-100%	$1.0K	$0	-$1.0K	2017-05-18
Citigroup Inc	CLOSED	0	752,000	-752,000	-100%	$755	$0	-$755	2017-05-12
Credit Suisse AG/	CLOSED	0	716,000	-716,000	-100%	$719	$0	-$719	2017-05-15
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	680,000	-680,000	-100%	$683	$0	-$683	2017-05-05
Lombard Odier Asset Management (Europe) Ltd	CLOSED	0	560,000	-560,000	-100%	$564	$0	-$564	2017-05-15
BNP Paribas Asset Management Holding S.A.	CLOSED	0	400,000	-400,000	-100%	$407	$0	-$407	2017-05-08
Lombard Odier Asset Management (Switzerland) SA	CLOSED	0	150,000	-150,000	-100%	$151	$0	-$151	2017-05-15
Morgan Stanley	CLOSED	0	71,000	-71,000	-100%	$71	$0	-$71	2017-05-22
Jefferies Group LLC	CLOSED	0	60,000	-60,000	-100%	$61	$0	-$61	2017-05-15
HBK Sorce Advisory LLC	CLOSED	0	50,000	-50,000	-100%	$50	$0	-$50	2017-05-15
Ladenburg Thalmann Financial Services Inc	CLOSED	0	42,000	-42,000	-100%	$42	$0	-$42	2017-05-15
Calamos Advisors LLC	CLOSED	0	27,000	-27,000	-100%	$27	$0	-$27	2017-04-20
Stifel Financial Corp	CLOSED	0	25,094	-25,094	-100%	$25	$0	-$25	2017-05-10
Bank of America Corp	CLOSED	0	11,000	-11,000	-100%	$11	$0	-$11	2017-05-15
Good Life Advisors, LLC	CLOSED	0	10,000	-10,000	-100%	$10	$0	-$10	2017-05-12
Wells Fargo & Company	CLOSED	0	9,000	-9,000	-100%	$9	$0	-$9	2017-04-28
Thompson Davis & Co., Inc.	CLOSED	0	4,100	-4,100	-100%	$4	$0	-$4	2017-05-08
Laffer Tengler Investments, Inc.	CLOSED	0	2,742	-2,742	-100%	$2.8M	$0	-$2.8M	2017-05-16
Advisor Group, Inc.	CLOSED	0	13	-13	-100%	$13	$0	-$13	2017-11-02

Showing 36 of 36 institutions