Ares Cap Corp

Q3 2017 vs Q4 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Radcliffe Capital Management, L.P.

INCREASED

Shares36,716,000 from 16,466,000

Change+20,250,000 (+123%)

Value$36.8K (+$20.2K)

Filed 2018-02-14

Kohlberg Kravis Roberts & Co. L.P.

INCREASED

Shares30,742,000 from 1,709,000

Change+29,033,000 (+1699%)

Value$30.8K (+$29.0K)

Filed 2018-02-14

Lombard Odier Asset Management (Europe) Ltd

DECREASED

Shares30,100,000 from 30,600,000

Change-500,000 (-2%)

Value$30.8K (+$18)

Filed 2018-02-13

Moab Capital Partners LLC

NEW

Shares27,912,000

Change+27,912,000

Value$27.9K

Filed 2018-02-14

DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

UNCHANGED

Shares23,800,000 from 23,800,000

Change0 (0%)

Value$23.8K (-$111)

Filed 2018-02-14

Income Research & Management

DECREASED

Shares19,203,000 from 19,418,000

Change-215,000 (-1%)

Value$19.2K (-$312)

Filed 2018-02-14

Victory Capital Management Inc

DECREASED

Shares15,981,000 from 18,431,000

Change-2,450,000 (-13%)

Value$16.0K (-$2.5K)

Filed 2018-02-01

Basso Capital Management, L.P.

INCREASED

Shares13,148,000 from 10,648,000

Change+2,500,000 (+23%)

Value$13.1K (+$2.4K)

Filed 2018-02-14

Invesco Ltd.

UNCHANGED

Shares10,100,000 from 10,100,000

Change0 (0%)

Value$10.1K (-$51)

Filed 2018-02-14

Jupiter Asset Management LTD

UNCHANGED

Shares6,800,000 from 6,800,000

Change0 (0%)

Value$6.8K (-$55)

Filed 2018-02-12

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

INCREASED

Shares4,380,000 from 1,940,000

Change+2,440,000 (+126%)

Value$4.4K (+$2.4K)

Filed 2018-02-13

Pioneer Investment Management Inc

NEW

Shares3,494,000

Change+3,494,000

Value$3.5K

Filed 2018-02-13

Wells Fargo & Company

INCREASED

Shares3,109,000 from 3,009,000

Change+100,000 (+3%)

Value$3.1K (+$85)

Filed 2018-02-08

Cutler Capital Management, LLC

UNCHANGED

Shares2,905,000 from 2,905,000

Change0 (0%)

Value$2.9K (-$14)

Filed 2018-02-06

Morgan Stanley

INCREASED

Shares2,840,000 from 2,749,000

Change+91,000 (+3%)

Value$2.8K (+$72)

Filed 2019-04-23

Calamos Advisors LLC

DECREASED

Shares2,776,000 from 3,946,000

Change-1,170,000 (-30%)

Value$2.8K (-$1.2K)

Filed 2018-02-13

Goldman Sachs Group Inc

INCREASED

Shares2,715,000 from 985,000

Change+1,730,000 (+176%)

Value$2.7K (+$1.7K)

Filed 2018-02-14

JPMorgan Chase & Co

DECREASED

Shares2,639,000 from 14,620,000

Change-11,981,000 (-82%)

Value$2.6K (-$12.1K)

Filed 2018-02-13

BNP Paribas Asset Management Holding S.A.

UNCHANGED

Shares2,250,000 from 2,250,000

Change0 (0%)

Value$2.3K (+$25)

Filed 2018-02-01

Canal Insurance Co

UNCHANGED

Shares2,000,000 from 2,000,000

Change0 (0%)

Value$2.0K (-$14)

Filed 2018-01-31

Compagnie Lombard Odier SCmA

DECREASED

Shares1,200,000 from 4,800,000

Change-3,600,000 (-75%)

Value$1.2K (-$3.7K)

Filed 2018-02-16

Advent Capital Management

DECREASED

Shares989,000 from 9,788,000

Change-8,799,000 (-90%)

Value$995 (-$8.9K)

Filed 2018-02-13

Symphony Asset Management LLC

UNCHANGED

Shares950,000 from 950,000

Change0 (0%)

Value$955 (-$5)

Filed 2018-02-14

Steelhead Partners LLC

DECREASED

Shares790,000 from 28,702,000

Change-27,912,000 (-97%)

Value$791 (-$28.1K)

Filed 2018-02-14

Lombard Odier Asset Management (Switzerland) SA

UNCHANGED

Shares530,000 from 530,000

Change0 (0%)

Value$542 (+$9)

Filed 2018-02-13

Bank of New York Mellon Corp

DECREASED

Shares311,000 from 1,561,000

Change-1,250,000 (-80%)

Value$311 (-$1.3K)

Filed 2018-02-09

Calamos Wealth Management LLC

INCREASED

Shares244,000 from 229,000

Change+15,000 (+7%)

Value$244 (+$14)

Filed 2018-02-13

Barclays PLC

DECREASED

Shares239,000 from 1,378,000

Change-1,139,000 (-83%)

Value$239 (-$1.1K)

Filed 2018-02-14

Suntrust Banks Inc

DECREASED

Shares216,000 from 327,000

Change-111,000 (-34%)

Value$216 (-$113)

Filed 2019-09-03

Jefferies Group LLC

NEW

Shares160,000

Change+160,000

Value$161

Filed 2018-02-14

Mutual Advisors, LLC

NEW

Shares150,000

Change+150,000

Value$150

Filed 2018-02-12

SSI Investment Management LLC

DECREASED

Shares100,000 from 123,000

Change-23,000 (-19%)

Value$100 (-$24)

Filed 2018-02-09

Stifel Financial Corp

DECREASED

Shares70,000 from 70,305

Change-305 (0%)

Value$70 ($0)

Filed 2018-02-14

D.A. Davidson & Co.

UNCHANGED

Shares47,000 from 47,000

Change0 (0%)

Value$47 (-$4.7K)

Filed 2018-02-08

Creative Planning

UNCHANGED

Shares45,000 from 45,000

Change0 (0%)

Value$45 ($0)

Filed 2018-01-17

Windsor Capital Management, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 ($0)

Filed 2018-01-24

MML Investors Services, LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$2.0K (-$10)

Filed 2018-02-13

Debussy Capital Management LP

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20 ($0)

Filed 2018-02-14

Commonwealth Equity Services, LLC

NEW

Shares16,000

Change+16,000

Value$16

Filed 2018-02-12

Verdence Capital Advisors LLC

NEW

Shares10,000

Change+10,000

Value$10

Filed 2020-01-30

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares9,000 from 9,000

Change0 (0%)

Value$9 ($0)

Filed 2018-02-14

Candriam S.C.A.

UNCHANGED

Shares4,000 from 4,000

Change0 (0%)

Value$4.1K (+$30)

Filed 2018-02-07

Pier 88 Investment Partners LLC

CLOSED

Shares0 from 10,670,000

Change-10,670,000 (-100%)

Value$0 (-$10.7K)

Filed 2018-01-25

Thrivent Financial for Lutherans

CLOSED

Shares0 from 8,000,000

Change-8,000,000 (-100%)

Value$0 (-$8.0K)

Filed 2018-02-14

Credit Agricole S A

CLOSED

Shares0 from 3,494,000

Change-3,494,000 (-100%)

Value$0 (-$3.5K)

Filed 2018-02-13

RWC Asset Management LLP

CLOSED

Shares0 from 2,000,000

Change-2,000,000 (-100%)

Value$0 (-$2.0K)

Filed 2019-04-29

Deutsche Bank Ag\

CLOSED

Shares0 from 1,708,000

Change-1,708,000 (-100%)

Value$0 (-$1.7K)

Filed 2018-02-14

Royal Bank of Canada

CLOSED

Shares0 from 1,180,000

Change-1,180,000 (-100%)

Value$0 (-$1.2K)

Filed 2018-02-14

Keybank National Association

CLOSED

Shares0 from 161,000

Change-161,000 (-100%)

Value$0 (-$162)

Filed 2018-05-14

HighTower Advisors, LLC

CLOSED

Shares0 from 107,000

Change-107,000 (-100%)

Value$0 (-$107)

Filed 2018-02-14

Veritable, L.P.

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$10)

Filed 2018-02-13

	Status
Radcliffe Capital Management, L.P.	INCREASED	36,716,000	16,466,000	+20,250,000	+123%	$16.6K	$36.8K	+$20.2K	2018-02-14
Kohlberg Kravis Roberts & Co. L.P.	INCREASED	30,742,000	1,709,000	+29,033,000	+1699%	$1.7K	$30.8K	+$29.0K	2018-02-14
Lombard Odier Asset Management (Europe) Ltd	DECREASED	30,100,000	30,600,000	-500,000	-2%	$30.8K	$30.8K	+$18	2018-02-13
Moab Capital Partners LLC	NEW	27,912,000	—	+27,912,000	—	—	$27.9K	—	2018-02-14
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	UNCHANGED	23,800,000	23,800,000	0	0%	$23.9K	$23.8K	-$111	2018-02-14
Income Research & Management	DECREASED	19,203,000	19,418,000	-215,000	-1%	$19.5K	$19.2K	-$312	2018-02-14
Victory Capital Management Inc	DECREASED	15,981,000	18,431,000	-2,450,000	-13%	$18.5K	$16.0K	-$2.5K	2018-02-01
Basso Capital Management, L.P.	INCREASED	13,148,000	10,648,000	+2,500,000	+23%	$10.7K	$13.1K	+$2.4K	2018-02-14
Invesco Ltd.	UNCHANGED	10,100,000	10,100,000	0	0%	$10.2K	$10.1K	-$51	2018-02-14
Jupiter Asset Management LTD	UNCHANGED	6,800,000	6,800,000	0	0%	$6.9K	$6.8K	-$55	2018-02-12
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	INCREASED	4,380,000	1,940,000	+2,440,000	+126%	$2.0K	$4.4K	+$2.4K	2018-02-13
Pioneer Investment Management Inc	NEW	3,494,000	—	+3,494,000	—	—	$3.5K	—	2018-02-13
Wells Fargo & Company	INCREASED	3,109,000	3,009,000	+100,000	+3%	$3.0K	$3.1K	+$85	2018-02-08
Cutler Capital Management, LLC	UNCHANGED	2,905,000	2,905,000	0	0%	$2.9K	$2.9K	-$14	2018-02-06
Morgan Stanley	INCREASED	2,840,000	2,749,000	+91,000	+3%	$2.8K	$2.8K	+$72	2019-04-23
Calamos Advisors LLC	DECREASED	2,776,000	3,946,000	-1,170,000	-30%	$4.0K	$2.8K	-$1.2K	2018-02-13
Goldman Sachs Group Inc	INCREASED	2,715,000	985,000	+1,730,000	+176%	$990	$2.7K	+$1.7K	2018-02-14
JPMorgan Chase & Co	DECREASED	2,639,000	14,620,000	-11,981,000	-82%	$14.7K	$2.6K	-$12.1K	2018-02-13
BNP Paribas Asset Management Holding S.A.	UNCHANGED	2,250,000	2,250,000	0	0%	$2.3K	$2.3K	+$25	2018-02-01
Canal Insurance Co	UNCHANGED	2,000,000	2,000,000	0	0%	$2.0K	$2.0K	-$14	2018-01-31
Compagnie Lombard Odier SCmA	DECREASED	1,200,000	4,800,000	-3,600,000	-75%	$4.9K	$1.2K	-$3.7K	2018-02-16
Advent Capital Management	DECREASED	989,000	9,788,000	-8,799,000	-90%	$9.9K	$995	-$8.9K	2018-02-13
Symphony Asset Management LLC	UNCHANGED	950,000	950,000	0	0%	$960	$955	-$5	2018-02-14
Steelhead Partners LLC	DECREASED	790,000	28,702,000	-27,912,000	-97%	$28.9K	$791	-$28.1K	2018-02-14
Lombard Odier Asset Management (Switzerland) SA	UNCHANGED	530,000	530,000	0	0%	$533	$542	+$9	2018-02-13
Bank of New York Mellon Corp	DECREASED	311,000	1,561,000	-1,250,000	-80%	$1.6K	$311	-$1.3K	2018-02-09
Calamos Wealth Management LLC	INCREASED	244,000	229,000	+15,000	+7%	$230	$244	+$14	2018-02-13
Barclays PLC	DECREASED	239,000	1,378,000	-1,139,000	-83%	$1.4K	$239	-$1.1K	2018-02-14
Suntrust Banks Inc	DECREASED	216,000	327,000	-111,000	-34%	$329	$216	-$113	2019-09-03
Jefferies Group LLC	NEW	160,000	—	+160,000	—	—	$161	—	2018-02-14
Mutual Advisors, LLC	NEW	150,000	—	+150,000	—	—	$150	—	2018-02-12
SSI Investment Management LLC	DECREASED	100,000	123,000	-23,000	-19%	$124	$100	-$24	2018-02-09
Stifel Financial Corp	DECREASED	70,000	70,305	-305	0%	$70	$70	$0	2018-02-14
D.A. Davidson & Co.	UNCHANGED	47,000	47,000	0	0%	$4.7K	$47	-$4.7K	2018-02-08
Creative Planning	UNCHANGED	45,000	45,000	0	0%	$45	$45	$0	2018-01-17
Windsor Capital Management, LLC	UNCHANGED	25,000	25,000	0	0%	$25	$25	$0	2018-01-24
MML Investors Services, LLC	UNCHANGED	20,000	20,000	0	0%	$2.0K	$2.0K	-$10	2018-02-13
Debussy Capital Management LP	UNCHANGED	20,000	20,000	0	0%	$20	$20	$0	2018-02-14
Commonwealth Equity Services, LLC	NEW	16,000	—	+16,000	—	—	$16	—	2018-02-12
Verdence Capital Advisors LLC	NEW	10,000	—	+10,000	—	—	$10	—	2020-01-30
Ladenburg Thalmann Financial Services Inc	UNCHANGED	9,000	9,000	0	0%	$9	$9	$0	2018-02-14
Candriam S.C.A.	UNCHANGED	4,000	4,000	0	0%	$4.1K	$4.1K	+$30	2018-02-07
Pier 88 Investment Partners LLC	CLOSED	0	10,670,000	-10,670,000	-100%	$10.7K	$0	-$10.7K	2018-01-25
Thrivent Financial for Lutherans	CLOSED	0	8,000,000	-8,000,000	-100%	$8.0K	$0	-$8.0K	2018-02-14
Credit Agricole S A	CLOSED	0	3,494,000	-3,494,000	-100%	$3.5K	$0	-$3.5K	2018-02-13
RWC Asset Management LLP	CLOSED	0	2,000,000	-2,000,000	-100%	$2.0K	$0	-$2.0K	2019-04-29
Deutsche Bank Ag\	CLOSED	0	1,708,000	-1,708,000	-100%	$1.7K	$0	-$1.7K	2018-02-14
Royal Bank of Canada	CLOSED	0	1,180,000	-1,180,000	-100%	$1.2K	$0	-$1.2K	2018-02-14
Keybank National Association	CLOSED	0	161,000	-161,000	-100%	$162	$0	-$162	2018-05-14
HighTower Advisors, LLC	CLOSED	0	107,000	-107,000	-100%	$107	$0	-$107	2018-02-14
Veritable, L.P.	CLOSED	0	10,000	-10,000	-100%	$10	$0	-$10	2018-02-13

Showing 51 of 51 institutions