Ares Capital Corp

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Victory Capital Management Inc

DECREASED

Shares79,955,000 from 97,651,000

Change-17,696,000 (-18%)

Value$82.6M (-$16.4M)

Filed 2024-02-05

Weiss Asset Management LP

NEW

Shares38,366,000

Change+38,366,000

Value$39.8M

Filed 2024-02-12

Zazove Associates LLC

INCREASED

Shares33,956,000 from 29,743,000

Change+4,213,000 (+14%)

Value$35.2K (-$30.2M)

Filed 2024-01-31

Walleye Capital LLC

INCREASED

Shares32,905,000 from 11,900,000

Change+21,005,000 (+177%)

Value$34.0M (+$21.9M)

Filed 2024-02-14

Income Research & Management

DECREASED

Shares13,250,000 from 16,950,000

Change-3,700,000 (-22%)

Value$13.6M (-$3.6M)

Filed 2024-01-19

CSS LLC

NEW

Shares12,141,000

Change+12,141,000

Value$12.6M

Filed 2024-02-14

Mackay Shields LLC

DECREASED

Shares11,870,000 from 12,870,000

Change-1,000,000 (-8%)

Value$12.3M (-$1.0M)

Filed 2024-02-02

Bank of America Corp

DECREASED

Shares11,513,000 from 12,522,000

Change-1,009,000 (-8%)

Value$11.9M (-$850.8K)

Filed 2024-02-14

SSI Investment Management LLC

INCREASED

Shares11,037,000 from 10,987,000

Change+50,000 (+0%)

Value$11.4M (+$216.3K)

Filed 2024-02-08

Wells Fargo & Company

INCREASED

Shares10,047,000 from 2,185,000

Change+7,862,000 (+360%)

Value$10.4M (+$8.2M)

Filed 2024-02-09

JPMorgan Chase & Co

DECREASED

Shares9,569,000 from 12,035,000

Change-2,466,000 (-20%)

Value$9.9M (-$2.4M)

Filed 2024-12-26

Parallax Volatility Advisers, L.P.

UNCHANGED

Shares9,500,000 from 9,500,000

Change0 (0%)

Value$9.8M (+$142.5K)

Filed 2024-02-14

Advent Capital Management

UNCHANGED

Shares9,463,000 from 9,463,000

Change0 (0%)

Value$9.8M (+$141.9K)

Filed 2024-02-13

State Street Corp

DECREASED

Shares8,478,000 from 9,178,000

Change-700,000 (-8%)

Value$8.9M (-$455.4K)

Filed 2024-02-14

Morgan Stanley

INCREASED

Shares7,899,000 from 7,160,000

Change+739,000 (+10%)

Value$8.1M (+$855.6K)

Filed 2024-08-16

Goldman Sachs Group Inc

DECREASED

Shares7,020,000 from 13,680,000

Change-6,660,000 (-49%)

Value$7.2M (-$6.7M)

Filed 2024-05-14

Thrivent Financial for Lutherans

DECREASED

Shares6,290,000 from 6,995,000

Change-705,000 (-10%)

Value$6.5K (-$621)

Filed 2024-02-14

Calamos Advisors LLC

DECREASED

Shares6,087,000 from 6,191,000

Change-104,000 (-2%)

Value$6.3M (+$14.0K)

Filed 2024-01-31

Conning Inc.

DECREASED

Shares5,670,000 from 7,510,000

Change-1,840,000 (-24%)

Value$5.9M (-$1.8M)

Filed 2024-01-30

Ameritas Investment Partners, Inc.

UNCHANGED

Shares5,161,000 from 5,161,000

Change0 (0%)

Value$5.3M (+$77.4K)

Filed 2024-02-14

BNP Paribas Financial Markets

INCREASED

Shares4,819,000 from 1,000,000

Change+3,819,000 (+382%)

Value$5.0M (+$4.0M)

Filed 2024-02-14

Credit Suisse AG/

DECREASED

Shares4,000,000 from 5,810,000

Change-1,810,000 (-31%)

Value$4.2M (-$1.9M)

Filed 2024-02-08

Shenkman Capital Management Inc

UNCHANGED

Shares3,137,000 from 3,137,000

Change0 (0%)

Value$3.3M (+$83.3K)

Filed 2024-02-08

BlackRock Inc.

INCREASED

Shares2,860,000 from 2,685,000

Change+175,000 (+7%)

Value$2.9M (+$220.4K)

Filed 2024-02-13

Macquarie Group LTD

NEW

Shares2,500,000

Change+2,500,000

Value$2.6M

Filed 2024-02-14

Warberg Asset Management LLC

NEW

Shares2,149,000

Change+2,149,000

Value$2.2M

Filed 2024-02-07

Eubel Brady & Suttman Asset Management Inc

UNCHANGED

Shares2,000,000 from 2,000,000

Change0 (0%)

Value$2.1K (+$30)

Filed 2024-02-12

Citigroup Inc

INCREASED

Shares1,512,000 from 630,000

Change+882,000 (+140%)

Value$1.6M (+$917.4K)

Filed 2024-02-09

Russell Investments Group, Ltd.

UNCHANGED

Shares1,383,000 from 1,383,000

Change0 (0%)

Value$1.5M (+$43.2K)

Filed 2024-02-05

Aegon USA Investment Management, LLC

UNCHANGED

Shares1,070,000 from 1,070,000

Change0 (0%)

Value$1.1M (+$16.1K)

Filed 2024-02-05

First Hawaiian Bank

UNCHANGED

Shares616,000 from 616,000

Change0 (0%)

Value$634.1K (+$9.2K)

Filed 2024-01-09

Schroder Investment Management Group

UNCHANGED

Shares500,000 from 500,000

Change0 (0%)

Value$514.7K (+$2.0K)

Filed 2024-02-14

Jane Street Group, LLC

DECREASED

Shares411,000 from 586,000

Change-175,000 (-30%)

Value$428.7K (-$171.2K)

Filed 2024-02-15

UBS Asset Management Americas LLC

UNCHANGED

Shares400,000 from 400,000

Change0 (0%)

Value$414.1K (+$4.0K)

Filed 2024-02-14

Bank of New York Mellon Corp

UNCHANGED

Shares400,000 from 400,000

Change0 (0%)

Value$414.4K (+$6.0K)

Filed 2024-01-29

Cutler Capital Management, LLC

DECREASED

Shares295,000 from 315,000

Change-20,000 (-6%)

Value$303.7K (-$15.9K)

Filed 2024-02-13

Stifel Financial Corp

DECREASED

Shares283,084 from 289,103

Change-6,019 (-2%)

Value$283.1K (-$6.0K)

Filed 2024-02-12

Barclays PLC

DECREASED

Shares223,000 from 225,000

Change-2,000 (-1%)

Value$231.0K (+$1.3K)

Filed 2026-03-24

Regions Financial Corp

UNCHANGED

Shares123,000 from 123,000

Change0 (0%)

Value$126.6K (+$1.8K)

Filed 2024-02-06

Royal Bank of Canada

DECREASED

Shares105,000 from 111,000

Change-6,000 (-5%)

Value$108.0K (-$5.0K)

Filed 2024-02-14

Skaana Management L.P.

NEW

Shares100,000

Change+100,000

Value$102.9K

Filed 2024-02-14

Crestwood Advisors Group, LLC

UNCHANGED

Shares90,000 from 90,000

Change0 (0%)

Value$92.6K (+$1.4K)

Filed 2024-02-13

Integrated Advisors Network LLC

UNCHANGED

Shares85,000 from 85,000

Change0 (0%)

Value$89.3K (+$1.8K)

Filed 2024-02-26

Commonwealth Equity Services, LLC

UNCHANGED

Shares80,000 from 80,000

Change0 (0%)

Value$82 (+$1)

Filed 2024-02-06

Excalibur Management Corp

INCREASED

Shares75,000 from 25,000

Change+50,000 (+200%)

Value$78.8K (+$53.1K)

Filed 2024-02-12

River Wealth Advisors LLC

UNCHANGED

Shares70,000 from 70,000

Change0 (0%)

Value$73.5K (+$1.5K)

Filed 2024-02-13

Merit Financial Group, LLC

UNCHANGED

Shares70,000 from 70,000

Change0 (0%)

Value$72.1K (+$1.1K)

Filed 2024-02-06

Wealthstar Advisors, LLC

NEW

Shares60,000

Change+60,000

Value$61.8K

Filed 2024-01-16

Kestra Advisory Services, LLC

NEW

Shares50,000

Change+50,000

Value$52.2K

Filed 2024-02-14

Dudley Capital Management, LLC

UNCHANGED

Shares48,000 from 48,000

Change0 (0%)

Value$49.4K (+$720)

Filed 2024-02-12

LPL Financial LLC

UNCHANGED

Shares45,000 from 45,000

Change0 (0%)

Value$46.6K (+$445)

Filed 2024-02-14

HighTower Advisors, LLC

UNCHANGED

Shares40,000 from 40,000

Change0 (0%)

Value$41.0K ($0)

Filed 2024-02-12

Northside Capital Management, LLC

UNCHANGED

Shares40,000 from 40,000

Change0 (0%)

Value$41.4K (+$396)

Filed 2024-01-09

Lanark Financial, Inc.

UNCHANGED

Shares37,000 from 37,000

Change0 (0%)

Value$38 (+$1)

Filed 2024-02-07

Goldstein Advisors, LLC

UNCHANGED

Shares34,000 from 34,000

Change0 (0%)

Value$3.5M (+$3.5M)

Filed 2024-02-12

Northwestern Mutual Wealth Management Co

INCREASED

Shares32,000 from 21,000

Change+11,000 (+52%)

Value$33.1K (+$11.6K)

Filed 2024-02-13

Realta Investment Advisors

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25.7K (+$812)

Filed 2024-01-19

H D Vest Advisory Services

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25.7K (+$375)

Filed 2024-02-07

PFG Private Wealth Management, LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20.7K (+$198)

Filed 2024-01-22

Flputnam Investment Management Co

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20.6K (+$300)

Filed 2024-01-30

Stonegate Investment Group, LLC

UNCHANGED

Shares16,000 from 16,000

Change0 (0%)

Value$16.5K (+$240)

Filed 2024-01-23

Modern Wealth Management, LLC

NEW

Shares15,000

Change+15,000

Value$15.4K

Filed 2025-05-28

Strait & Sound Wealth Management LLC

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15.6K (+$412)

Filed 2024-02-08

US Bancorp \de\

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15.4K (+$225)

Filed 2024-02-09

Ayrshire Capital Management LLC

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15.5K (+$148)

Filed 2024-01-09

Mayflower Financial Advisors, LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$12.4K (+$180)

Filed 2024-01-22

Sightline Wealth Advisors, LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$12.6K (+$259)

Filed 2024-01-23

Cetera Investment Advisers

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$10.3K (+$150)

Filed 2024-02-13

Bbjs Financial Advisors, LLC

UNCHANGED

Shares7,000 from 7,000

Change0 (0%)

Value$7.3K (+$186)

Filed 2024-02-28

OFI Invest Asset Management

UNCHANGED

Shares4,400 from 4,400

Change0 (0%)

Value$4.6M (+$135.3K)

Filed 2024-02-14

Laffer Tengler Investments, Inc.

DECREASED

Shares3,459 from 3,788

Change-329 (-9%)

Value$3.7M (-$199.9K)

Filed 2024-02-08

Steward Partners Investment Advisory, LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$1.0K (+$15)

Filed 2024-02-12

Lombard Odier Asset Management (Europe) Ltd

CLOSED

Shares0 from 24,193,000

Change-24,193,000 (-100%)

Value$0 (-$24.7M)

Filed 2024-02-14

Pier 88 Investment Partners LLC

CLOSED

Shares0 from 14,425,000

Change-14,425,000 (-100%)

Value$0 (-$14.6M)

Filed 2024-02-12

Invesco Ltd.

CLOSED

Shares0 from 9,600,000

Change-9,600,000 (-100%)

Value$0 (-$9.7M)

Filed 2024-02-13

Rational Advisors, Inc.

CLOSED

Shares0 from 4,700,000

Change-4,700,000 (-100%)

Value$0 (-$4.8M)

Filed 2024-02-14

DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

CLOSED

Shares0 from 4,000,000

Change-4,000,000 (-100%)

Value$0 (-$4.1M)

Filed 2026-05-04

Mizuho Securities USA Inc.

CLOSED

Shares0 from 3,755,000

Change-3,755,000 (-100%)

Value$0 (-$3.8M)

Filed 2024-02-08

Truist Financial Corp

CLOSED

Shares0 from 866,000

Change-866,000 (-100%)

Value$0 (-$878.5K)

Filed 2024-02-02

Citadel Advisors LLC

CLOSED

Shares0 from 500,000

Change-500,000 (-100%)

Value$0 (-$509.8K)

Filed 2024-02-14

Hudock, Inc.

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$25.4K)

Filed 2024-01-22

Grimes & Co Wealth Management, LLC

CLOSED

Shares0 from 15,000

Change-15,000 (-100%)

Value$0 (-$15.4K)

Filed 2024-01-24

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2024-02-07

Johnson Midwest Financial, LLC

N/A

Shares— from 15,000

Change-15,000 (-100%)

Value—

	Status
Victory Capital Management Inc	DECREASED	79,955,000	97,651,000	-17,696,000	-18%	$99.0M	$82.6M	-$16.4M	2024-02-05
Weiss Asset Management LP	NEW	38,366,000	—	+38,366,000	—	—	$39.8M	—	2024-02-12
Zazove Associates LLC	INCREASED	33,956,000	29,743,000	+4,213,000	+14%	$30.2M	$35.2K	-$30.2M	2024-01-31
Walleye Capital LLC	INCREASED	32,905,000	11,900,000	+21,005,000	+177%	$12.1M	$34.0M	+$21.9M	2024-02-14
Income Research & Management	DECREASED	13,250,000	16,950,000	-3,700,000	-22%	$17.2M	$13.6M	-$3.6M	2024-01-19
CSS LLC	NEW	12,141,000	—	+12,141,000	—	—	$12.6M	—	2024-02-14
Mackay Shields LLC	DECREASED	11,870,000	12,870,000	-1,000,000	-8%	$13.3M	$12.3M	-$1.0M	2024-02-02
Bank of America Corp	DECREASED	11,513,000	12,522,000	-1,009,000	-8%	$12.7M	$11.9M	-$850.8K	2024-02-14
SSI Investment Management LLC	INCREASED	11,037,000	10,987,000	+50,000	+0%	$11.1M	$11.4M	+$216.3K	2024-02-08
Wells Fargo & Company	INCREASED	10,047,000	2,185,000	+7,862,000	+360%	$2.2M	$10.4M	+$8.2M	2024-02-09
JPMorgan Chase & Co	DECREASED	9,569,000	12,035,000	-2,466,000	-20%	$12.3M	$9.9M	-$2.4M	2024-12-26
Parallax Volatility Advisers, L.P.	UNCHANGED	9,500,000	9,500,000	0	0%	$9.6M	$9.8M	+$142.5K	2024-02-14
Advent Capital Management	UNCHANGED	9,463,000	9,463,000	0	0%	$9.6M	$9.8M	+$141.9K	2024-02-13
State Street Corp	DECREASED	8,478,000	9,178,000	-700,000	-8%	$9.4M	$8.9M	-$455.4K	2024-02-14
Morgan Stanley	INCREASED	7,899,000	7,160,000	+739,000	+10%	$7.3M	$8.1M	+$855.6K	2024-08-16
Goldman Sachs Group Inc	DECREASED	7,020,000	13,680,000	-6,660,000	-49%	$13.9M	$7.2M	-$6.7M	2024-05-14
Thrivent Financial for Lutherans	DECREASED	6,290,000	6,995,000	-705,000	-10%	$7.1K	$6.5K	-$621	2024-02-14
Calamos Advisors LLC	DECREASED	6,087,000	6,191,000	-104,000	-2%	$6.3M	$6.3M	+$14.0K	2024-01-31
Conning Inc.	DECREASED	5,670,000	7,510,000	-1,840,000	-24%	$7.7M	$5.9M	-$1.8M	2024-01-30
Ameritas Investment Partners, Inc.	UNCHANGED	5,161,000	5,161,000	0	0%	$5.2M	$5.3M	+$77.4K	2024-02-14
BNP Paribas Financial Markets	INCREASED	4,819,000	1,000,000	+3,819,000	+382%	$1.0M	$5.0M	+$4.0M	2024-02-14
Credit Suisse AG/	DECREASED	4,000,000	5,810,000	-1,810,000	-31%	$6.1M	$4.2M	-$1.9M	2024-02-08
Shenkman Capital Management Inc	UNCHANGED	3,137,000	3,137,000	0	0%	$3.2M	$3.3M	+$83.3K	2024-02-08
BlackRock Inc.	INCREASED	2,860,000	2,685,000	+175,000	+7%	$2.7M	$2.9M	+$220.4K	2024-02-13
Macquarie Group LTD	NEW	2,500,000	—	+2,500,000	—	—	$2.6M	—	2024-02-14
Warberg Asset Management LLC	NEW	2,149,000	—	+2,149,000	—	—	$2.2M	—	2024-02-07
Eubel Brady & Suttman Asset Management Inc	UNCHANGED	2,000,000	2,000,000	0	0%	$2.0K	$2.1K	+$30	2024-02-12
Citigroup Inc	INCREASED	1,512,000	630,000	+882,000	+140%	$639.1K	$1.6M	+$917.4K	2024-02-09
Russell Investments Group, Ltd.	UNCHANGED	1,383,000	1,383,000	0	0%	$1.4M	$1.5M	+$43.2K	2024-02-05
Aegon USA Investment Management, LLC	UNCHANGED	1,070,000	1,070,000	0	0%	$1.1M	$1.1M	+$16.1K	2024-02-05
First Hawaiian Bank	UNCHANGED	616,000	616,000	0	0%	$624.9K	$634.1K	+$9.2K	2024-01-09
Schroder Investment Management Group	UNCHANGED	500,000	500,000	0	0%	$512.7K	$514.7K	+$2.0K	2024-02-14
Jane Street Group, LLC	DECREASED	411,000	586,000	-175,000	-30%	$599.9K	$428.7K	-$171.2K	2024-02-15
UBS Asset Management Americas LLC	UNCHANGED	400,000	400,000	0	0%	$410.1K	$414.1K	+$4.0K	2024-02-14
Bank of New York Mellon Corp	UNCHANGED	400,000	400,000	0	0%	$408.4K	$414.4K	+$6.0K	2024-01-29
Cutler Capital Management, LLC	DECREASED	295,000	315,000	-20,000	-6%	$319.5K	$303.7K	-$15.9K	2024-02-13
Stifel Financial Corp	DECREASED	283,084	289,103	-6,019	-2%	$289.1K	$283.1K	-$6.0K	2024-02-12
Barclays PLC	DECREASED	223,000	225,000	-2,000	-1%	$229.7K	$231.0K	+$1.3K	2026-03-24
Regions Financial Corp	UNCHANGED	123,000	123,000	0	0%	$124.8K	$126.6K	+$1.8K	2024-02-06
Royal Bank of Canada	DECREASED	105,000	111,000	-6,000	-5%	$113.0K	$108.0K	-$5.0K	2024-02-14
Skaana Management L.P.	NEW	100,000	—	+100,000	—	—	$102.9K	—	2024-02-14
Crestwood Advisors Group, LLC	UNCHANGED	90,000	90,000	0	0%	$91.3K	$92.6K	+$1.4K	2024-02-13
Integrated Advisors Network LLC	UNCHANGED	85,000	85,000	0	0%	$87.5K	$89.3K	+$1.8K	2024-02-26
Commonwealth Equity Services, LLC	UNCHANGED	80,000	80,000	0	0%	$81	$82	+$1	2024-02-06
Excalibur Management Corp	INCREASED	75,000	25,000	+50,000	+200%	$25.6K	$78.8K	+$53.1K	2024-02-12
River Wealth Advisors LLC	UNCHANGED	70,000	70,000	0	0%	$72.0K	$73.5K	+$1.5K	2024-02-13
Merit Financial Group, LLC	UNCHANGED	70,000	70,000	0	0%	$71.0K	$72.1K	+$1.1K	2024-02-06
Wealthstar Advisors, LLC	NEW	60,000	—	+60,000	—	—	$61.8K	—	2024-01-16
Kestra Advisory Services, LLC	NEW	50,000	—	+50,000	—	—	$52.2K	—	2024-02-14
Dudley Capital Management, LLC	UNCHANGED	48,000	48,000	0	0%	$48.7K	$49.4K	+$720	2024-02-12
LPL Financial LLC	UNCHANGED	45,000	45,000	0	0%	$46.1K	$46.6K	+$445	2024-02-14
HighTower Advisors, LLC	UNCHANGED	40,000	40,000	0	0%	$41.0K	$41.0K	$0	2024-02-12
Northside Capital Management, LLC	UNCHANGED	40,000	40,000	0	0%	$41.0K	$41.4K	+$396	2024-01-09
Lanark Financial, Inc.	UNCHANGED	37,000	37,000	0	0%	$37	$38	+$1	2024-02-07
Goldstein Advisors, LLC	UNCHANGED	34,000	34,000	0	0%	$34.9K	$3.5M	+$3.5M	2024-02-12
Northwestern Mutual Wealth Management Co	INCREASED	32,000	21,000	+11,000	+52%	$21.5K	$33.1K	+$11.6K	2024-02-13
Realta Investment Advisors	UNCHANGED	25,000	25,000	0	0%	$24.9K	$25.7K	+$812	2024-01-19
H D Vest Advisory Services	UNCHANGED	25,000	25,000	0	0%	$25.4K	$25.7K	+$375	2024-02-07
PFG Private Wealth Management, LLC	UNCHANGED	20,000	20,000	0	0%	$20.5K	$20.7K	+$198	2024-01-22
Flputnam Investment Management Co	UNCHANGED	20,000	20,000	0	0%	$20.3K	$20.6K	+$300	2024-01-30
Stonegate Investment Group, LLC	UNCHANGED	16,000	16,000	0	0%	$16.2K	$16.5K	+$240	2024-01-23
Modern Wealth Management, LLC	NEW	15,000	—	+15,000	—	—	$15.4K	—	2025-05-28
Strait & Sound Wealth Management LLC	UNCHANGED	15,000	15,000	0	0%	$15.2K	$15.6K	+$412	2024-02-08
US Bancorp \de\	UNCHANGED	15,000	15,000	0	0%	$15.2K	$15.4K	+$225	2024-02-09
Ayrshire Capital Management LLC	UNCHANGED	15,000	15,000	0	0%	$15.4K	$15.5K	+$148	2024-01-09
Mayflower Financial Advisors, LLC	UNCHANGED	12,000	12,000	0	0%	$12.2K	$12.4K	+$180	2024-01-22
Sightline Wealth Advisors, LLC	UNCHANGED	12,000	12,000	0	0%	$12.4K	$12.6K	+$259	2024-01-23
Cetera Investment Advisers	UNCHANGED	10,000	10,000	0	0%	$10.1K	$10.3K	+$150	2024-02-13
Bbjs Financial Advisors, LLC	UNCHANGED	7,000	7,000	0	0%	$7.1K	$7.3K	+$186	2024-02-28
OFI Invest Asset Management	UNCHANGED	4,400	4,400	0	0%	$4.5M	$4.6M	+$135.3K	2024-02-14
Laffer Tengler Investments, Inc.	DECREASED	3,459	3,788	-329	-9%	$3.9M	$3.7M	-$199.9K	2024-02-08
Steward Partners Investment Advisory, LLC	UNCHANGED	1,000	1,000	0	0%	$1.0K	$1.0K	+$15	2024-02-12
Lombard Odier Asset Management (Europe) Ltd	CLOSED	0	24,193,000	-24,193,000	-100%	$24.7M	$0	-$24.7M	2024-02-14
Pier 88 Investment Partners LLC	CLOSED	0	14,425,000	-14,425,000	-100%	$14.6M	$0	-$14.6M	2024-02-12
Invesco Ltd.	CLOSED	0	9,600,000	-9,600,000	-100%	$9.7M	$0	-$9.7M	2024-02-13
Rational Advisors, Inc.	CLOSED	0	4,700,000	-4,700,000	-100%	$4.8M	$0	-$4.8M	2024-02-14
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	CLOSED	0	4,000,000	-4,000,000	-100%	$4.1M	$0	-$4.1M	2026-05-04
Mizuho Securities USA Inc.	CLOSED	0	3,755,000	-3,755,000	-100%	$3.8M	$0	-$3.8M	2024-02-08
Truist Financial Corp	CLOSED	0	866,000	-866,000	-100%	$878.5K	$0	-$878.5K	2024-02-02
Citadel Advisors LLC	CLOSED	0	500,000	-500,000	-100%	$509.8K	$0	-$509.8K	2024-02-14
Hudock, Inc.	CLOSED	0	25,000	-25,000	-100%	$25.4K	$0	-$25.4K	2024-01-22
Grimes & Co Wealth Management, LLC	CLOSED	0	15,000	-15,000	-100%	$15.4K	$0	-$15.4K	2024-01-24
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2024-02-07
Johnson Midwest Financial, LLC	N/A	—	15,000	-15,000	-100%	$15.4K	—	—	—

Showing 84 of 84 institutions