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Ares Multi Strategy CR FD in

Q1 2015 vs Q2 2015

Comparing institutional holders between quarters

Quarters

Q2 2015Q1 2015Q4 2014Q3 2014Q2 2014
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Rivernorth Capital Management, LLC
INCREASED
Shares90,978 from 86,684
Change+4,294 (+5%)
Value$1.7K (-$31)
Filed 2015-08-14
BlueSpruce Investments, LP
INCREASED
Shares90,585 from 80,402
Change+10,183 (+13%)
Value$1.7K (+$86)
Filed 2015-08-14
Bank of America Corp
INCREASED
Shares60,344 from 56,871
Change+3,473 (+6%)
Value$1.1K (-$7)
Filed 2015-11-20
Yorktown Management & Research Co Inc
UNCHANGED
Shares59,013 from 59,013
Change0 (0%)
Value$1.1K (-$77)
Filed 2015-07-22
UBS Group AG
INCREASED
Shares55,326 from 54,627
Change+699 (+1%)
Value$1.0K (-$58)
Filed 2015-08-14
Wolverine Asset Management LLC
NEW
Shares51,705
Change+51,705
Value$972
Filed 2015-08-14
Mariner Investment Group LLC
NEW
Shares36,092
Change+36,092
Value$679
Filed 2015-08-14
Curi Capital, LLC
NEW
Shares33,243
Change+33,243
Value$625
Filed 2015-08-13
Morgan Stanley
DECREASED
Shares31,069 from 34,363
Change-3,294 (-10%)
Value$584 (-$107)
Filed 2015-08-12
KCG Holdings, Inc.
INCREASED
Shares22,199 from 11,145
Change+11,054 (+99%)
Value$418 (+$194)
Filed 2015-08-13
Citigroup Inc
DECREASED
Shares21,338 from 28,734
Change-7,396 (-26%)
Value$401 (-$176)
Filed 2015-08-13
LPL Financial LLC
DECREASED
Shares20,822 from 22,350
Change-1,528 (-7%)
Value$393 (-$60)
Filed 2015-08-14
BB&T Securities, LLC
INCREASED
Shares14,745 from 10,669
Change+4,076 (+38%)
Value$277 (-$1.9K)
Filed 2015-07-21
Guggenheim Capital LLC
INCREASED
Shares14,139 from 10,282
Change+3,857 (+38%)
Value$266 (+$59)
Filed 2015-08-14
Wells Fargo & Company
DECREASED
Shares13,112 from 14,736
Change-1,624 (-11%)
Value$247 (-$49)
Filed 2015-08-14
Clough Capital Partners L P
NEW
Shares11,600
Change+11,600
Value$218
Filed 2015-08-14
Panagora Asset Management Inc
NEW
Shares10,107
Change+10,107
Value$190
Filed 2015-08-14
Deutsche Bank Ag\
DECREASED
Shares8,000 from 22,000
Change-14,000 (-64%)
Value$150 (-$292)
Filed 2015-08-12
Royal Bank of Canada
UNCHANGED
Shares3,100 from 3,100
Change0 (0%)
Value$58 (-$4)
Filed 2015-08-14
Ladenburg Thalmann Financial Services Inc
DECREASED
Shares2,415 from 2,685
Change-270 (-10%)
Value$45 (-$9)
Filed 2015-08-14
American International Group, Inc.
DECREASED
Shares2,300 from 2,800
Change-500 (-18%)
Value$43.3K (-$13.0K)
Filed 2015-08-26
Thomas J. Herzfeld Advisors, Inc.
UNCHANGED
Shares1,316 from 1,316
Change0 (0%)
Value$25 (-$1)
Filed 2015-08-14
Bessemer Group Inc
NEW
Shares993
Change+993
Value$19
Filed 2015-08-14
Laurion Capital Management LP
CLOSED
Shares0 from 10,799
Change-10,799 (-100%)
Value$0 (-$217)
Filed 2015-08-14
Status
Rivernorth Capital Management, LLC
INCREASED90,97886,684+4,294+5%$1.7K$1.7K-$312015-08-14
BlueSpruce Investments, LP
INCREASED90,58580,402+10,183+13%$1.6K$1.7K+$862015-08-14
Bank of America Corp
INCREASED60,34456,871+3,473+6%$1.1K$1.1K-$72015-11-20
Yorktown Management & Research Co Inc
UNCHANGED59,01359,01300%$1.2K$1.1K-$772015-07-22
UBS Group AG
INCREASED55,32654,627+699+1%$1.1K$1.0K-$582015-08-14
Wolverine Asset Management LLC
NEW51,705—+51,705——$972—2015-08-14
Mariner Investment Group LLC
NEW36,092—+36,092——$679—2015-08-14
Curi Capital, LLC
NEW33,243—+33,243——$625—2015-08-13
Morgan Stanley
DECREASED31,06934,363-3,294-10%$691$584-$1072015-08-12
KCG Holdings, Inc.
INCREASED22,19911,145+11,054+99%$224$418+$1942015-08-13
Citigroup Inc
DECREASED21,33828,734-7,396-26%$577$401-$1762015-08-13
LPL Financial LLC
DECREASED20,82222,350-1,528-7%$453$393-$602015-08-14
BB&T Securities, LLC
INCREASED14,74510,669+4,076+38%$2.1K$277-$1.9K2015-07-21
Guggenheim Capital LLC
INCREASED14,13910,282+3,857+38%$207$266+$592015-08-14
Wells Fargo & Company
DECREASED13,11214,736-1,624-11%$296$247-$492015-08-14
Clough Capital Partners L P
NEW11,600—+11,600——$218—2015-08-14
Panagora Asset Management Inc
NEW10,107—+10,107——$190—2015-08-14
Deutsche Bank Ag\
DECREASED8,00022,000-14,000-64%$442$150-$2922015-08-12
Royal Bank of Canada
UNCHANGED3,1003,10000%$62$58-$42015-08-14
Ladenburg Thalmann Financial Services Inc
DECREASED2,4152,685-270-10%$54$45-$92015-08-14
American International Group, Inc.
DECREASED2,3002,800-500-18%$56.3K$43.3K-$13.0K2015-08-26
Thomas J. Herzfeld Advisors, Inc.
UNCHANGED1,3161,31600%$26$25-$12015-08-14
Bessemer Group Inc
NEW993—+993——$19—2015-08-14
Laurion Capital Management LP
CLOSED010,799-10,799-100%$217$0-$2172015-08-14
Showing 24 of 24 institutions