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Bain Capital Specialty Finan (BCSF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Muzinich & Co., Inc.
INCREASED
Shares880,720 from 846,759
Change+33,961 (+4%)
Value$9.7M (-$878.3K)
Filed 2026-10-22
Russell Investments Group, Ltd.
INCREASED
Shares802,406 from 779,032
Change+23,374 (+3%)
Value$8.9M (-$894.9K)
Filed 2026-11-06
Columbus Macro, LLC
INCREASED
Shares641,723 from 451,309
Change+190,414 (+42%)
Value$7.1M (+$1.4M)
Filed 2026-10-14
Sumitomo Mitsui Trust Group, Inc.
INCREASED
Shares625,236 from 617,822
Change+7,414 (+1%)
Value$6.9M (-$832.5K)
Filed 2026-10-29
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares327,753 from 370,141
Change-42,388 (-11%)
Value$3.6M (-$1.0M)
Filed 2026-10-13
Y-Intercept (Hong Kong) Ltd
NEW
Shares176,548
Change+176,548
Value$1.9M
Filed 2026-10-16
LPL Financial LLC
INCREASED
Shares142,367 from 125,070
Change+17,297 (+14%)
Value$1.6M (+$5.9K)
Filed 2026-11-06
Kestra Advisory Services, LLC
DECREASED
Shares120,614 from 120,706
Change-92 (0%)
Value$1.3M (-$179.7K)
Filed 2026-11-02
Hager Investment Management Services, LLC
DECREASED
Shares108,176 from 114,900
Change-6,724 (-6%)
Value$1.2M (-$244.3K)
Filed 2026-11-04
Curated Wealth Partners LLC
UNCHANGED
Shares100,000 from 100,000
Change0 (0%)
Value$1.1M (-$148.0K)
Filed 2026-10-15
Norden Group LLC
DECREASED
Shares96,447 from 97,227
Change-780 (-1%)
Value$1.1M (-$152.5K)
Filed 2026-10-20
Confluence Investment Management LLC
INCREASED
Shares90,153 from 87,630
Change+2,523 (+3%)
Value$995.3K (-$101.8K)
Filed 2026-10-01
United Advisor Group, LLC
DECREASED
Shares71,318 from 74,946
Change-3,628 (-5%)
Value$787.4K (-$151.0K)
Filed 2026-11-03
Closed-End Fund Advisors, Inc.
DECREASED
Shares70,037 from 74,186
Change-4,149 (-6%)
Value$773.2K (-$155.6K)
Filed 2026-11-04
Lido Advisors, LLC
INCREASED
Shares54,441 from 54,333
Change+108 (+0%)
Value$601.0K (-$79.2K)
Filed 2026-11-04
Farther Finance Advisors, LLC
INCREASED
Shares51,975 from 37,380
Change+14,595 (+39%)
Value$573.8K (+$106.1K)
Filed 2026-10-08
Garner Asset Management Corp
DECREASED
Shares50,929 from 65,434
Change-14,505 (-22%)
Value$511.8K (-$307.4K)
Filed 2026-10-30
Privium Fund Management (UK) Ltd
DECREASED
Shares46,993 from 95,551
Change-48,558 (-51%)
Value$527.7K (-$666.7K)
Filed 2026-10-30
Diversify Wealth Management, LLC
INCREASED
Shares42,762 from 42,002
Change+760 (+2%)
Value$454.6K (-$73.4K)
Filed 2026-10-20
Diversify Advisory Services, LLC
INCREASED
Shares42,762 from 42,002
Change+760 (+2%)
Value$454.6K (-$73.4K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares41,916 from 50,016
Change-8,100 (-16%)
Value$463.0K (-$163.0K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares41,051 from 56,927
Change-15,876 (-28%)
Value$453.2K (-$259.5K)
Filed 2026-11-02
Foster Victor Wealth Advisors, LLC
INCREASED
Shares33,278 from 31,278
Change+2,000 (+6%)
Value$334.8K (-$65.3K)
Filed 2026-10-21
BI Asset Management Fondsmaeglerselskab A/S
INCREASED
Shares30,127 from 28,938
Change+1,189 (+4%)
Value$333.0K (-$29.0K)
Filed 2026-10-22
Beaumont Financial Advisors, LLC
DECREASED
Shares29,208 from 31,039
Change-1,831 (-6%)
Value$322.5K (-$66.2K)
Filed 2026-10-22
International Assets Investment Management, LLC
UNCHANGED
Shares27,964 from 27,964
Change0 (0%)
Value$307.2K (-$45.2K)
Filed 2026-11-02
Allworth Financial LP
UNCHANGED
Shares25,267 from 25,267
Change0 (0%)
Value$316.3K ($0)
Filed 2026-11-06
Advisor OS, LLC
INCREASED
Shares24,721 from 23,835
Change+886 (+4%)
Value$272.9K (-$25.5K)
Filed 2026-11-03
Crestwood Advisors Group, LLC
UNCHANGED
Shares23,825 from 23,825
Change0 (0%)
Value$263.0K (-$35.3K)
Filed 2026-10-27
M.E. Allison & Co., Inc.
DECREASED
Shares22,690 from 24,603
Change-1,913 (-8%)
Value$250.5K (-$57.5K)
Filed 2026-10-09
Onyx Bridge Wealth Group LLC
DECREASED
Shares22,105 from 24,441
Change-2,336 (-10%)
Value$244.0K (-$62.0K)
Filed 2026-10-16
Fifth Third Bancorp
DECREASED
Shares21,186 from 31,941
Change-10,755 (-34%)
Value$233.9K (-$166.0K)
Filed 2026-11-05
Straight Path Wealth Management
NEW
Shares20,000
Change+20,000
Value$220.8K
Filed 2026-10-23
Creative Planning
UNCHANGED
Shares12,794 from 12,794
Change0 (0%)
Value$141.2K (-$18.9K)
Filed 2026-11-02
Park Avenue Securities LLC
NEW
Shares11,960
Change+11,960
Value$132.0K
Filed 2026-10-26
First Heartland Consultants, Inc.
INCREASED
Shares11,709 from 10,128
Change+1,581 (+16%)
Value$129.3K (+$2.5K)
Filed 2026-10-08
First Affirmative Financial Network
NEW
Shares11,372
Change+11,372
Value$125.5K
Filed 2026-10-21
Seelaus Asset Management LLC
UNCHANGED
Shares11,300 from 11,300
Change0 (0%)
Value$124.8K (-$16.7K)
Filed 2026-10-14
Formidable Asset Management, LLC
DECREASED
Shares11,290 from 14,247
Change-2,957 (-21%)
Value$141.4K (-$35.3K)
Filed 2026-11-03
Cottage Street Advisors LLC
DECREASED
Shares11,000 from 17,000
Change-6,000 (-35%)
Value$121.4K (-$91.4K)
Filed 2026-10-19
Cordoba Advisory Partners LLC
UNCHANGED
Shares10,878 from 10,878
Change0 (0%)
Value$120.1K (-$16.1K)
Filed 2026-10-19
SeaCrest Wealth Management, LLC
DECREASED
Shares10,825 from 17,125
Change-6,300 (-37%)
Value$119.5K (-$94.9K)
Filed 2026-10-21
Bank of New York Mellon Corp
NEW
Shares10,367
Change+10,367
Value$114.5K
Filed 2026-11-05
Bokf, NA
UNCHANGED
Shares9,750 from 9,750
Change0 (0%)
Value$107.6K (-$14.4K)
Filed 2026-10-27
Triumph Capital Management
INCREASED
Shares8,432 from 8,057
Change+375 (+5%)
Value$93.1K (-$7.8K)
Filed 2026-10-14
Simplex Trading, LLC
INCREASED
Shares7,975 from 292
Change+7,683 (+2631%)
Value$88.0K (+$84.4K)
Filed 2026-11-04
Summit Securities Group LLC
NEW
Shares5,862
Change+5,862
Value$64.7K
Filed 2026-11-05
Security National Bank
UNCHANGED
Shares4,353 from 4,353
Change0 (0%)
Value$48.1K (-$6.4K)
Filed 2026-10-26
US Bancorp \de\
NEW
Shares4,000
Change+4,000
Value$44.2K
Filed 2026-11-05
Pension & Wealth Management Advisors, Inc.
INCREASED
Shares3,362 from 121
Change+3,241 (+2679%)
Value$37.1K (+$35.6K)
Filed 2026-10-16
Register Financial Advisors LLC
UNCHANGED
Shares3,175 from 3,175
Change0 (0%)
Value$35.1K (-$4.7K)
Filed 2026-10-23
State of Alaska, Department of Revenue
NEW
Shares2,592
Change+2,592
Value$28
Filed 2026-10-15
Burk Holdings LLC
UNCHANGED
Shares1,740 from 1,740
Change0 (0%)
Value$19.2K (-$2.6K)
Filed 2026-11-05
Financial Network Wealth Advisors LLC
UNCHANGED
Shares556 from 556
Change0 (0%)
Value$6.1K (-$823)
Filed 2026-10-28
GK Wealth Management LLC
NEW
Shares523
Change+523
Value$5.8K
Filed 2026-10-09
Legacies Wealth LLC
UNCHANGED
Shares50 from 50
Change0 (0%)
Value$552 (-$74)
Filed 2026-11-02
Caitong International Asset Management Co., Ltd
INCREASED
Shares37 from 30
Change+7 (+23%)
Value$408 (+$32)
Filed 2026-10-29
Independent Financial Group, LLC
CLOSED
Shares0 from 35,386
Change-35,386 (-100%)
Value$0 (-$443.0K)
Filed 2026-10-13
Meridian Investment Counsel Inc.
CLOSED
Shares0 from 17,476
Change-17,476 (-100%)
Value$0 (-$218.8K)
Filed 2026-10-14
B. Riley Wealth Advisors, Inc.
CLOSED
Shares0 from 10,829
Change-10,829 (-100%)
Value$0 (-$135.4K)
Filed 2026-10-13
AdvisorNet Financial, Inc
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$6.3K)
Filed 2026-10-15
Bain Capital Credit, LP
N/A
Shares— from 11,822,433
Change-11,822,433 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 2,540,286
Change-2,540,286 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 2,394,561
Change-2,394,561 (-100%)
Value—
UBS Group AG
N/A
Shares— from 1,460,135
Change-1,460,135 (-100%)
Value—
Van Eck Associates Corp
N/A
Shares— from 1,378,326
Change-1,378,326 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 1,374,383
Change-1,374,383 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,254,889
Change-1,254,889 (-100%)
Value—
Dimension Capital Management LLC
N/A
Shares— from 1,253,662
Change-1,253,662 (-100%)
Value—
Melia Wealth LLC
N/A
Shares— from 872,753
Change-872,753 (-100%)
Value—
Franklin Resources Inc
N/A
Shares— from 643,797
Change-643,797 (-100%)
Value—
Ares Management LLC
N/A
Shares— from 588,471
Change-588,471 (-100%)
Value—
Legal & General Group Plc
N/A
Shares— from 541,547
Change-541,547 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 482,581
Change-482,581 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 457,491
Change-457,491 (-100%)
Value—
CAZ Investments LP
N/A
Shares— from 448,201
Change-448,201 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 445,675
Change-445,675 (-100%)
Value—
GCM Grosvenor Holdings, LLC
N/A
Shares— from 315,000
Change-315,000 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 313,570
Change-313,570 (-100%)
Value—
North Ground Capital
N/A
Shares— from 224,000
Change-224,000 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 221,091
Change-221,091 (-100%)
Value—
Callodine Capital Management, LP
N/A
Shares— from 200,000
Change-200,000 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 195,937
Change-195,937 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 160,671
Change-160,671 (-100%)
Value—
Texas Yale Capital Corp.
N/A
Shares— from 154,197
Change-154,197 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 152,032
Change-152,032 (-100%)
Value—
Pathstone Holdings, LLC
N/A
Shares— from 127,062
Change-127,062 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 110,578
Change-110,578 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 109,301
Change-109,301 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 105,368
Change-105,368 (-100%)
Value—
Trexquant Investment LP
N/A
Shares— from 92,973
Change-92,973 (-100%)
Value—
Heritage Trust Co
N/A
Shares— from 91,325
Change-91,325 (-100%)
Value—
Neuberger Berman Group LLC
N/A
Shares— from 88,351
Change-88,351 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 85,214
Change-85,214 (-100%)
Value—
Cerberus Capital Management, L.P.
N/A
Shares— from 85,000
Change-85,000 (-100%)
Value—
Campbell & Co Investment Adviser LLC
N/A
Shares— from 82,139
Change-82,139 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 81,536
Change-81,536 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 75,595
Change-75,595 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 66,701
Change-66,701 (-100%)
Value—
Alpine Global Management, LLC
N/A
Shares— from 65,369
Change-65,369 (-100%)
Value—
Blair William & Co
N/A
Shares— from 64,468
Change-64,468 (-100%)
Value—
Canada Life Assurance Co
N/A
Shares— from 64,371
Change-64,371 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 57,493
Change-57,493 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 49,721
Change-49,721 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 48,772
Change-48,772 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 48,351
Change-48,351 (-100%)
Value—
Spartan Wealth Advisory Services LLC
N/A
Shares— from 44,250
Change-44,250 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 43,519
Change-43,519 (-100%)
Value—
Virtus Investment Advisers, LLC
N/A
Shares— from 32,810
Change-32,810 (-100%)
Value—
&partners
N/A
Shares— from 30,936
Change-30,936 (-100%)
Value—
CFO4Life Group, LLC
N/A
Shares— from 28,226
Change-28,226 (-100%)
Value—
Transcend Capital Advisors, LLC
N/A
Shares— from 26,813
Change-26,813 (-100%)
Value—
PDT Partners, LLC
N/A
Shares— from 26,013
Change-26,013 (-100%)
Value—
Denali Advisors LLC
N/A
Shares— from 22,028
Change-22,028 (-100%)
Value—
Brevan Howard Capital Management LP
N/A
Shares— from 20,501
Change-20,501 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 15,438
Change-15,438 (-100%)
Value—
Strategic Financial Concepts, LLC
N/A
Shares— from 15,367
Change-15,367 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 15,000
Change-15,000 (-100%)
Value—
Employees Retirement System of Texas
N/A
Shares— from 14,064
Change-14,064 (-100%)
Value—
BTG Pactual Asset Management US LLC
N/A
Shares— from 13,520
Change-13,520 (-100%)
Value—
Varcov Co.
N/A
Shares— from 13,165
Change-13,165 (-100%)
Value—
Northern Trust Corp
N/A
Shares— from 12,814
Change-12,814 (-100%)
Value—
Perennial Investment Advisors, LLC
N/A
Shares— from 12,500
Change-12,500 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 12,000
Change-12,000 (-100%)
Value—
Price T Rowe Associates Inc
N/A
Shares— from 11,948
Change-11,948 (-100%)
Value—
Aquatic Capital Management LLC
N/A
Shares— from 11,355
Change-11,355 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 10,265
Change-10,265 (-100%)
Value—
BNP Paribas Financial Markets
N/A
Shares— from 3,463
Change-3,463 (-100%)
Value—
UBS Asset Management Americas LLC
N/A
Shares— from 3,000
Change-3,000 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 2,500
Change-2,500 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 2,341
Change-2,341 (-100%)
Value—
Rogco, LP
N/A
Shares— from 340
Change-340 (-100%)
Value—
Federation des caisses Desjardins du Quebec
N/A
Shares— from 300
Change-300 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 138
Change-138 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 18
Change-18 (-100%)
Value—
FMR LLC
N/A
Shares— from 13
Change-13 (-100%)
Value—
Status
Muzinich & Co., Inc.
INCREASED880,720846,759+33,961+4%$10.6M$9.7M-$878.3K2026-10-22
Russell Investments Group, Ltd.
INCREASED802,406779,032+23,374+3%$9.8M$8.9M-$894.9K2026-11-06
Columbus Macro, LLC
INCREASED641,723451,309+190,414+42%$5.7M$7.1M+$1.4M2026-10-14
Sumitomo Mitsui Trust Group, Inc.
INCREASED625,236617,822+7,414+1%$7.7M$6.9M-$832.5K2026-10-29
Hennion & Walsh Asset Management, Inc.
DECREASED327,753370,141-42,388-11%$4.6M$3.6M-$1.0M2026-10-13
Y-Intercept (Hong Kong) Ltd
NEW176,548—+176,548——$1.9M—2026-10-16
LPL Financial LLC
INCREASED142,367125,070+17,297+14%$1.6M$1.6M+$5.9K2026-11-06
Kestra Advisory Services, LLC
DECREASED120,614120,706-920%$1.5M$1.3M-$179.7K2026-11-02
Hager Investment Management Services, LLC
DECREASED108,176114,900-6,724-6%$1.4M$1.2M-$244.3K2026-11-04
Curated Wealth Partners LLC
UNCHANGED100,000100,00000%$1.3M$1.1M-$148.0K2026-10-15
Norden Group LLC
DECREASED96,44797,227-780-1%$1.2M$1.1M-$152.5K2026-10-20
Confluence Investment Management LLC
INCREASED90,15387,630+2,523+3%$1.1M$995.3K-$101.8K2026-10-01
United Advisor Group, LLC
DECREASED71,31874,946-3,628-5%$938.3K$787.4K-$151.0K2026-11-03
Closed-End Fund Advisors, Inc.
DECREASED70,03774,186-4,149-6%$928.8K$773.2K-$155.6K2026-11-04
Lido Advisors, LLC
INCREASED54,44154,333+108+0%$680.2K$601.0K-$79.2K2026-11-04
Farther Finance Advisors, LLC
INCREASED51,97537,380+14,595+39%$467.7K$573.8K+$106.1K2026-10-08
Garner Asset Management Corp
DECREASED50,92965,434-14,505-22%$819.2K$511.8K-$307.4K2026-10-30
Privium Fund Management (UK) Ltd
DECREASED46,99395,551-48,558-51%$1.2M$527.7K-$666.7K2026-10-30
Diversify Wealth Management, LLC
INCREASED42,76242,002+760+2%$528.0K$454.6K-$73.4K2026-10-20
Diversify Advisory Services, LLC
INCREASED42,76242,002+760+2%$528.0K$454.6K-$73.4K2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED41,91650,016-8,100-16%$626.0K$463.0K-$163.0K2026-11-02
Commonwealth Equity Services, LLC
DECREASED41,05156,927-15,876-28%$712.7K$453.2K-$259.5K2026-11-02
Foster Victor Wealth Advisors, LLC
INCREASED33,27831,278+2,000+6%$400.0K$334.8K-$65.3K2026-10-21
BI Asset Management Fondsmaeglerselskab A/S
INCREASED30,12728,938+1,189+4%$362.0K$333.0K-$29.0K2026-10-22
Beaumont Financial Advisors, LLC
DECREASED29,20831,039-1,831-6%$388.6K$322.5K-$66.2K2026-10-22
International Assets Investment Management, LLC
UNCHANGED27,96427,96400%$352.4K$307.2K-$45.2K2026-11-02
Allworth Financial LP
UNCHANGED25,26725,26700%$316.3K$316.3K$02026-11-06
Advisor OS, LLC
INCREASED24,72123,835+886+4%$298.4K$272.9K-$25.5K2026-11-03
Crestwood Advisors Group, LLC
UNCHANGED23,82523,82500%$298.3K$263.0K-$35.3K2026-10-27
M.E. Allison & Co., Inc.
DECREASED22,69024,603-1,913-8%$308.0K$250.5K-$57.5K2026-10-09
Onyx Bridge Wealth Group LLC
DECREASED22,10524,441-2,336-10%$306.0K$244.0K-$62.0K2026-10-16
Fifth Third Bancorp
DECREASED21,18631,941-10,755-34%$399.9K$233.9K-$166.0K2026-11-05
Straight Path Wealth Management
NEW20,000—+20,000——$220.8K—2026-10-23
Creative Planning
UNCHANGED12,79412,79400%$160.2K$141.2K-$18.9K2026-11-02
Park Avenue Securities LLC
NEW11,960—+11,960——$132.0K—2026-10-26
First Heartland Consultants, Inc.
INCREASED11,70910,128+1,581+16%$126.8K$129.3K+$2.5K2026-10-08
First Affirmative Financial Network
NEW11,372—+11,372——$125.5K—2026-10-21
Seelaus Asset Management LLC
UNCHANGED11,30011,30000%$141.5K$124.8K-$16.7K2026-10-14
Formidable Asset Management, LLC
DECREASED11,29014,247-2,957-21%$176.7K$141.4K-$35.3K2026-11-03
Cottage Street Advisors LLC
DECREASED11,00017,000-6,000-35%$212.8K$121.4K-$91.4K2026-10-19
Cordoba Advisory Partners LLC
UNCHANGED10,87810,87800%$136.2K$120.1K-$16.1K2026-10-19
SeaCrest Wealth Management, LLC
DECREASED10,82517,125-6,300-37%$214.4K$119.5K-$94.9K2026-10-21
Bank of New York Mellon Corp
NEW10,367—+10,367——$114.5K—2026-11-05
Bokf, NA
UNCHANGED9,7509,75000%$122.1K$107.6K-$14.4K2026-10-27
Triumph Capital Management
INCREASED8,4328,057+375+5%$100.9K$93.1K-$7.8K2026-10-14
Simplex Trading, LLC
INCREASED7,975292+7,683+2631%$3.7K$88.0K+$84.4K2026-11-04
Summit Securities Group LLC
NEW5,862—+5,862——$64.7K—2026-11-05
Security National Bank
UNCHANGED4,3534,35300%$54.5K$48.1K-$6.4K2026-10-26
US Bancorp \de\
NEW4,000—+4,000——$44.2K—2026-11-05
Pension & Wealth Management Advisors, Inc.
INCREASED3,362121+3,241+2679%$1.5K$37.1K+$35.6K2026-10-16
Register Financial Advisors LLC
UNCHANGED3,1753,17500%$39.8K$35.1K-$4.7K2026-10-23
State of Alaska, Department of Revenue
NEW2,592—+2,592——$28—2026-10-15
Burk Holdings LLC
UNCHANGED1,7401,74000%$21.8K$19.2K-$2.6K2026-11-05
Financial Network Wealth Advisors LLC
UNCHANGED55655600%$7.0K$6.1K-$8232026-10-28
GK Wealth Management LLC
NEW523—+523——$5.8K—2026-10-09
Legacies Wealth LLC
UNCHANGED505000%$626$552-$742026-11-02
Caitong International Asset Management Co., Ltd
INCREASED3730+7+23%$376$408+$322026-10-29
Independent Financial Group, LLC
CLOSED035,386-35,386-100%$443.0K$0-$443.0K2026-10-13
Meridian Investment Counsel Inc.
CLOSED017,476-17,476-100%$218.8K$0-$218.8K2026-10-14
B. Riley Wealth Advisors, Inc.
CLOSED010,829-10,829-100%$135.4K$0-$135.4K2026-10-13
AdvisorNet Financial, Inc
CLOSED0500-500-100%$6.3K$0-$6.3K2026-10-15
Bain Capital Credit, LP
N/A—11,822,433-11,822,433-100%$148.0M———
Bank of America Corp
N/A—2,540,286-2,540,286-100%$31.8M———
Cresset Asset Management, LLC
N/A—2,394,561-2,394,561-100%$30.0M———
UBS Group AG
N/A—1,460,135-1,460,135-100%$18.3M———
Van Eck Associates Corp
N/A—1,378,326-1,378,326-100%$17.3M———
Two Sigma Investments, LP
N/A—1,374,383-1,374,383-100%$17.2M———
Morgan Stanley
N/A—1,254,889-1,254,889-100%$15.7M———
Dimension Capital Management LLC
N/A—1,253,662-1,253,662-100%$15.7M———
Melia Wealth LLC
N/A—872,753-872,753-100%$10.9M———
Franklin Resources Inc
N/A—643,797-643,797-100%$8.1M———
Ares Management LLC
N/A—588,471-588,471-100%$7.4M———
Legal & General Group Plc
N/A—541,547-541,547-100%$6.8M———
Arax Advisory Partners
N/A—482,581-482,581-100%$6.0M———
Envestnet Asset Management Inc
N/A—457,491-457,491-100%$5.7M———
CAZ Investments LP
N/A—448,201-448,201-100%$5.6M———
Cetera Investment Advisers
N/A—445,675-445,675-100%$5.6M———
GCM Grosvenor Holdings, LLC
N/A—315,000-315,000-100%$3.9M———
HighTower Advisors, LLC
N/A—313,570-313,570-100%$3.9M———
North Ground Capital
N/A—224,000-224,000-100%$2.8M———
Advisors Asset Management, Inc.
N/A—221,091-221,091-100%$2.8M———
Callodine Capital Management, LP
N/A—200,000-200,000-100%$2.5M———
BlackRock, Inc.
N/A—195,937-195,937-100%$2.5M———
Mariner, LLC
N/A—160,671-160,671-100%$2.0M———
Texas Yale Capital Corp.
N/A—154,197-154,197-100%$1.9M———
XTX Topco Ltd
N/A—152,032-152,032-100%$1.9M———
Pathstone Holdings, LLC
N/A—127,062-127,062-100%$1.6M———
Rockefeller Capital Management L.P.
N/A—110,578-110,578-100%$1.4M———
Cerity Partners LLC
N/A—109,301-109,301-100%$1.4M———
Wells Fargo & Company
N/A—105,368-105,368-100%$1.3M———
Trexquant Investment LP
N/A—92,973-92,973-100%$1.2M———
Heritage Trust Co
N/A—91,325-91,325-100%$1.1M———
Neuberger Berman Group LLC
N/A—88,351-88,351-100%$1.1M———
Ameriprise Financial Inc
N/A—85,214-85,214-100%$1.1M———
Cerberus Capital Management, L.P.
N/A—85,000-85,000-100%$1.1M———
Campbell & Co Investment Adviser LLC
N/A—82,139-82,139-100%$1.0M———
Osaic Holdings, Inc.
N/A—81,536-81,536-100%$1.0M———
Raymond James Financial Inc
N/A—75,595-75,595-100%$946.5K———
Royal Bank of Canada
N/A—66,701-66,701-100%$836.0K———
Alpine Global Management, LLC
N/A—65,369-65,369-100%$818.4K———
Blair William & Co
N/A—64,468-64,468-100%$807.1K———
Canada Life Assurance Co
N/A—64,371-64,371-100%$803.0K———
Susquehanna International Group, LLP
N/A—57,493-57,493-100%$719.8K———
Invesco Ltd.
N/A—49,721-49,721-100%$622.5K———
Janney Montgomery Scott LLC
N/A—48,772-48,772-100%$611.0K———
Goldman Sachs Group Inc
N/A—48,351-48,351-100%$605.4K———
Spartan Wealth Advisory Services LLC
N/A—44,250-44,250-100%$554.0K———
Ethos Financial Group, LLC
N/A—43,519-43,519-100%$544.9K———
Virtus Investment Advisers, LLC
N/A—32,810-32,810-100%$410.8K———
&partners
N/A—30,936-30,936-100%$387.3K———
CFO4Life Group, LLC
N/A—28,226-28,226-100%$353.4K———
Transcend Capital Advisors, LLC
N/A—26,813-26,813-100%$335.7K———
PDT Partners, LLC
N/A—26,013-26,013-100%$325.7K———
Denali Advisors LLC
N/A—22,028-22,028-100%$275.8K———
Brevan Howard Capital Management LP
N/A—20,501-20,501-100%$256.7K———
Advisory Services Network, LLC
N/A—15,438-15,438-100%$193.3K———
Strategic Financial Concepts, LLC
N/A—15,367-15,367-100%$192.4K———
Almitas Capital LLC
N/A—15,000-15,000-100%$187.8K———
Employees Retirement System of Texas
N/A—14,064-14,064-100%$176.0K———
BTG Pactual Asset Management US LLC
N/A—13,520-13,520-100%$169.3K———
Varcov Co.
N/A—13,165-13,165-100%$164.8K———
Northern Trust Corp
N/A—12,814-12,814-100%$160.4K———
Perennial Investment Advisors, LLC
N/A—12,500-12,500-100%$156.5K———
Nomura Holdings Inc
N/A—12,000-12,000-100%$150.2K———
Price T Rowe Associates Inc
N/A—11,948-11,948-100%$150.0K———
Aquatic Capital Management LLC
N/A—11,355-11,355-100%$142.2K———
MML Investors Services, LLC
N/A—10,265-10,265-100%$128.5K———
BNP Paribas Financial Markets
N/A—3,463-3,463-100%$43.4K———
UBS Asset Management Americas LLC
N/A—3,000-3,000-100%$37.6K———
Global Retirement Partners, LLC
N/A—2,500-2,500-100%$31.3K———
Steward Partners Investment Advisory, LLC
N/A—2,341-2,341-100%$29.3K———
Rogco, LP
N/A—340-340-100%$4.3K———
Federation des caisses Desjardins du Quebec
N/A—300-300-100%$3.8K———
JPMorgan Chase & Co
N/A—138-138-100%$1.7K———
Northwestern Mutual Wealth Management Co
N/A—18-18-100%$225———
FMR LLC
N/A—13-13-100%$163———
Showing 136 of 136 institutions