Barracuda Networks Inc

Q4 2017 vs Q1 2018

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Crow Point Partners, LLC

INCREASED

Shares2,000 from 500

Change+1,500 (+300%)

Value$55 (+$41)

Filed 2018-04-10

IFP Advisors, Inc

UNCHANGED

Shares800 from 800

Change0 (0%)

Value$22 ($0)

Filed 2019-06-03

BlackRock Inc.

CLOSED

Shares0 from 4,401,400

Change-4,401,400 (-100%)

Value$0 (-$121.0K)

Filed 2018-05-09

Vanguard Group Inc

CLOSED

Shares0 from 3,632,447

Change-3,632,447 (-100%)

Value$0 (-$99.9K)

Filed 2018-05-15

ArrowMark Colorado Holdings LLC

CLOSED

Shares0 from 2,676,802

Change-2,676,802 (-100%)

Value$0 (-$73.6K)

Filed 2018-05-15

JPMorgan Chase & Co

CLOSED

Shares0 from 2,476,542

Change-2,476,542 (-100%)

Value$0 (-$68.1K)

Filed 2018-05-10

Renaissance Technologies LLC

CLOSED

Shares0 from 1,914,600

Change-1,914,600 (-100%)

Value$0 (-$52.7K)

Filed 2018-05-14

ETF Managers Group, LLC

CLOSED

Shares0 from 1,867,517

Change-1,867,517 (-100%)

Value$0 (-$51.2K)

Filed 2018-05-15

Deutsche Bank Ag\

CLOSED

Shares0 from 1,829,189

Change-1,829,189 (-100%)

Value$0 (-$50.3K)

Filed 2019-10-23

Dimensional Fund Advisors LP

CLOSED

Shares0 from 1,501,010

Change-1,501,010 (-100%)

Value$0 (-$41.3K)

Filed 2018-05-11

Sand Grove Capital Management LLP

CLOSED

Shares0 from 1,282,360

Change-1,282,360 (-100%)

Value$0 (-$35.3K)

Filed 2018-05-14

Carlson Capital, L.P.

CLOSED

Shares0 from 1,215,000

Change-1,215,000 (-100%)

Value$0 (-$33.4K)

Filed 2018-05-15

Glazer Capital, LLC

CLOSED

Shares0 from 1,196,581

Change-1,196,581 (-100%)

Value$0 (-$32.9K)

Filed 2018-05-11

Water Island Capital LLC

CLOSED

Shares0 from 1,174,696

Change-1,174,696 (-100%)

Value$0 (-$32.3K)

Filed 2018-05-14

First Trust Capital Management L.P.

CLOSED

Shares0 from 871,058

Change-871,058 (-100%)

Value$0 (-$24.0K)

Filed 2018-05-08

Empyrean Capital Partners, LP

CLOSED

Shares0 from 751,350

Change-751,350 (-100%)

Value$0 (-$20.7K)

Filed 2018-05-15

Primecap Management Co

CLOSED

Shares0 from 720,000

Change-720,000 (-100%)

Value$0 (-$19.8K)

Filed 2018-05-14

State Street Corp

CLOSED

Shares0 from 709,463

Change-709,463 (-100%)

Value$0 (-$19.5K)

Filed 2018-05-15

Fort Washington Investment Advisors Inc

CLOSED

Shares0 from 688,176

Change-688,176 (-100%)

Value$0 (-$18.9K)

Filed 2018-05-02

Eaton Vance Management

CLOSED

Shares0 from 670,089

Change-670,089 (-100%)

Value$0 (-$18.4K)

Filed 2018-11-15

Gabelli Funds LLC

CLOSED

Shares0 from 664,696

Change-664,696 (-100%)

Value$0 (-$18.3K)

Filed 2018-05-09

Epoch Investment Partners, Inc.

CLOSED

Shares0 from 598,027

Change-598,027 (-100%)

Value$0 (-$16.4K)

Filed 2018-05-14

AMI Asset Management Corp

CLOSED

Shares0 from 531,179

Change-531,179 (-100%)

Value$0 (-$14.6K)

Filed 2018-04-20

Wells Fargo & Company

CLOSED

Shares0 from 464,601

Change-464,601 (-100%)

Value$0 (-$12.8K)

Filed 2018-05-02

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 453,721

Change-453,721 (-100%)

Value$0 (-$12.5K)

Filed 2018-05-09

First Trust Advisors LP

CLOSED

Shares0 from 419,568

Change-419,568 (-100%)

Value$0 (-$11.5K)

Filed 2018-04-23

Bank of New York Mellon Corp

CLOSED

Shares0 from 398,615

Change-398,615 (-100%)

Value$0 (-$11.0K)

Filed 2018-05-15

Frontier Capital Management Co LLC

CLOSED

Shares0 from 377,356

Change-377,356 (-100%)

Value$0 (-$10.4K)

Filed 2018-04-30

Principal Financial Group Inc

CLOSED

Shares0 from 358,967

Change-358,967 (-100%)

Value$0 (-$9.9K)

Filed 2018-05-21

Citigroup Inc

CLOSED

Shares0 from 336,381

Change-336,381 (-100%)

Value$0 (-$9.3K)

Filed 2018-05-11

Northern Trust Corp

CLOSED

Shares0 from 333,686

Change-333,686 (-100%)

Value$0 (-$9.2K)

Filed 2018-05-09

Geode Capital Management, LLC

CLOSED

Shares0 from 331,069

Change-331,069 (-100%)

Value$0 (-$9.1K)

Filed 2018-05-15

Bank of America Corp

CLOSED

Shares0 from 309,793

Change-309,793 (-100%)

Value$0 (-$8.5K)

Filed 2018-05-15

Cloverdale Capital Management, LLC

CLOSED

Shares0 from 302,467

Change-302,467 (-100%)

Value$0 (-$8.3K)

Filed 2018-05-14

Alberta Investment Management Corp

CLOSED

Shares0 from 250,000

Change-250,000 (-100%)

Value$0 (-$6.9K)

Filed 2018-05-16

Capital Fund Management S.A.

CLOSED

Shares0 from 238,515

Change-238,515 (-100%)

Value$0 (-$6.6K)

Filed 2018-05-15

Millennium Management LLC

CLOSED

Shares0 from 234,863

Change-234,863 (-100%)

Value$0 (-$6.5K)

Filed 2018-05-15

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 234,805

Change-234,805 (-100%)

Value$0 (-$6.5K)

Filed 2018-05-07

Herald Investment Management Ltd

CLOSED

Shares0 from 230,000

Change-230,000 (-100%)

Value$0 (-$6.3K)

Filed 2018-05-14

Morgan Stanley

CLOSED

Shares0 from 212,503

Change-212,503 (-100%)

Value$0 (-$5.8K)

Filed 2019-04-23

Panagora Asset Management Inc

CLOSED

Shares0 from 209,889

Change-209,889 (-100%)

Value$0 (-$5.8K)

Filed 2018-05-15

Ameriprise Financial Inc

CLOSED

Shares0 from 206,547

Change-206,547 (-100%)

Value$0 (-$5.7K)

Filed 2018-05-15

IndexIQ Advisors LLC

CLOSED

Shares0 from 195,235

Change-195,235 (-100%)

Value$0 (-$5.4K)

Filed 2018-05-15

AQR Arbitrage LLC

CLOSED

Shares0 from 194,200

Change-194,200 (-100%)

Value$0 (-$5.3K)

Filed 2018-05-15

SEI Investments Co

CLOSED

Shares0 from 182,778

Change-182,778 (-100%)

Value$0 (-$5.0K)

Filed 2018-05-11

Invesco Ltd.

CLOSED

Shares0 from 172,911

Change-172,911 (-100%)

Value$0 (-$4.8K)

Filed 2018-05-15

Goldman Sachs Group Inc

CLOSED

Shares0 from 169,947

Change-169,947 (-100%)

Value$0 (-$4.7K)

Filed 2018-05-15

Two Sigma Advisers, LP

CLOSED

Shares0 from 165,573

Change-165,573 (-100%)

Value$0 (-$4.6K)

Filed 2018-05-15

Nicholas Company, Inc.

CLOSED

Shares0 from 158,245

Change-158,245 (-100%)

Value$0 (-$4.4K)

Filed 2018-05-14

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 157,850

Change-157,850 (-100%)

Value$0 (-$4.3K)

Filed 2018-05-09

PointState Capital LP

CLOSED

Shares0 from 155,000

Change-155,000 (-100%)

Value$0 (-$4.3K)

Filed 2018-05-15

FIL Ltd

CLOSED

Shares0 from 152,571

Change-152,571 (-100%)

Value$0 (-$4.2K)

Filed 2018-05-14

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 150,491

Change-150,491 (-100%)

Value$0 (-$4.1K)

Filed 2018-05-15

QS Investors, LLC

CLOSED

Shares0 from 134,984

Change-134,984 (-100%)

Value$0 (-$3.7K)

Filed 2018-05-15

Trexquant Investment LP

CLOSED

Shares0 from 133,437

Change-133,437 (-100%)

Value$0 (-$3.7K)

Filed 2018-05-03

Cortina Asset Management, LLC

CLOSED

Shares0 from 132,439

Change-132,439 (-100%)

Value$0 (-$3.6K)

Filed 2018-05-11

Tiaa Cref Investment Management LLC

CLOSED

Shares0 from 128,233

Change-128,233 (-100%)

Value$0 (-$3.5K)

Filed 2018-05-14

Credit Suisse AG/

CLOSED

Shares0 from 126,124

Change-126,124 (-100%)

Value$0 (-$3.5K)

Filed 2018-05-15

Kellner Capital, LLC

CLOSED

Shares0 from 109,100

Change-109,100 (-100%)

Value$0 (-$3.0K)

Filed 2018-05-09

Squarepoint Ops LLC

CLOSED

Shares0 from 109,033

Change-109,033 (-100%)

Value$0 (-$3.0K)

Filed 2018-05-15

Barclays PLC

CLOSED

Shares0 from 107,356

Change-107,356 (-100%)

Value$0 (-$3.0K)

Filed 2018-05-15

PDT Partners, LLC

CLOSED

Shares0 from 104,567

Change-104,567 (-100%)

Value$0 (-$2.9K)

Filed 2018-05-15

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 90,933

Change-90,933 (-100%)

Value$0 (-$2.5K)

Filed 2018-05-09

Guggenheim Capital LLC

CLOSED

Shares0 from 88,102

Change-88,102 (-100%)

Value$0 (-$2.4K)

Filed 2018-05-15

Harvest Management LLC

CLOSED

Shares0 from 85,845

Change-85,845 (-100%)

Value$0 (-$2.4K)

Filed 2018-05-02

Debussy Capital Management LP

CLOSED

Shares0 from 82,180

Change-82,180 (-100%)

Value$0 (-$2.3K)

Filed 2018-05-08

Alyeska Investment Group, L.P.

CLOSED

Shares0 from 77,216

Change-77,216 (-100%)

Value$0 (-$2.1K)

Filed 2019-02-21

Rhumbline Advisers

CLOSED

Shares0 from 76,333

Change-76,333 (-100%)

Value$0 (-$2.1K)

Filed 2018-05-02

Scout Investments, Inc.

CLOSED

Shares0 from 73,050

Change-73,050 (-100%)

Value$0 (-$2.0K)

Filed 2018-05-09

Citadel Advisors LLC

CLOSED

Shares0 from 72,999

Change-72,999 (-100%)

Value$0 (-$2.0K)

Filed 2019-02-14

Legal & General Group Plc

CLOSED

Shares0 from 70,619

Change-70,619 (-100%)

Value$0 (-$1.9K)

Filed 2018-05-17

Arizona State Retirement System

CLOSED

Shares0 from 68,474

Change-68,474 (-100%)

Value$0 (-$1.9K)

Filed 2018-05-14

S Squared Technology, LLC

CLOSED

Shares0 from 64,330

Change-64,330 (-100%)

Value$0 (-$1.8K)

Filed 2018-05-14

AQR Capital Management LLC

CLOSED

Shares0 from 62,630

Change-62,630 (-100%)

Value$0 (-$1.7K)

Filed 2018-05-15

Swiss National Bank

CLOSED

Shares0 from 61,500

Change-61,500 (-100%)

Value$0 (-$1.7K)

Filed 2018-05-04

Pioneer Investment Management Inc

CLOSED

Shares0 from 60,200

Change-60,200 (-100%)

Value$0 (-$1.7K)

Filed 2018-05-15

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 58,755

Change-58,755 (-100%)

Value$0 (-$1.6K)

Filed 2018-05-14

Canada Life Assurance Co

CLOSED

Shares0 from 54,943

Change-54,943 (-100%)

Value$0 (-$1.5K)

Filed 2018-05-10

Tdam USA Inc.

CLOSED

Shares0 from 48,728

Change-48,728 (-100%)

Value$0 (-$1.3K)

Filed 2018-05-11

K2 Principal Fund, L.P.

CLOSED

Shares0 from 48,467

Change-48,467 (-100%)

Value$0 (-$1.3K)

Filed 2018-05-14

Mirae Asset Global Investments Co., Ltd.

CLOSED

Shares0 from 45,446

Change-45,446 (-100%)

Value$0 (-$1.3K)

Filed 2018-05-10

Kassirer Asset Management Corp

CLOSED

Shares0 from 45,000

Change-45,000 (-100%)

Value$0 (-$1.2K)

Filed 2018-05-08

Teachers Advisors Inc

CLOSED

Shares0 from 44,729

Change-44,729 (-100%)

Value$0 (-$1.2K)

Filed 2018-05-14

Marshall Wace North America, L.P.

CLOSED

Shares0 from 44,447

Change-44,447 (-100%)

Value$0 (-$1.2K)

Filed 2018-05-15

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 42,191

Change-42,191 (-100%)

Value$0 (-$1.2K)

Filed 2018-05-15

Comerica Bank

CLOSED

Shares0 from 41,363

Change-41,363 (-100%)

Value$0 (-$1.1K)

Filed 2018-05-01

California State Teachers Retirement System

CLOSED

Shares0 from 39,679

Change-39,679 (-100%)

Value$0 (-$1.1K)

Filed 2018-05-15

AlphaMark Advisors, LLC

CLOSED

Shares0 from 38,660

Change-38,660 (-100%)

Value$0 (-$1.1K)

Filed 2018-05-09

Zurcher Kantonalbank (Zurich Cantonalbank)

CLOSED

Shares0 from 37,678

Change-37,678 (-100%)

Value$0 (-$1.0K)

Filed 2018-05-03

State of Tennessee, Department of Treasury

CLOSED

Shares0 from 31,912

Change-31,912 (-100%)

Value$0 (-$878)

Filed 2018-05-11

Alliancebernstein L.P.

CLOSED

Shares0 from 31,876

Change-31,876 (-100%)

Value$0 (-$877)

Filed 2018-05-14

FNY Partners Fund LP

CLOSED

Shares0 from 31,683

Change-31,683 (-100%)

Value$0 (-$871)

Filed 2018-04-18

Seven Eight Capital, LLC

CLOSED

Shares0 from 31,400

Change-31,400 (-100%)

Value$0 (-$864)

Filed 2018-05-14

Texas Permanent School Fund Corp

CLOSED

Shares0 from 27,538

Change-27,538 (-100%)

Value$0 (-$757)

Filed 2018-04-20

New York State Common Retirement Fund

CLOSED

Shares0 from 27,000

Change-27,000 (-100%)

Value$0 (-$743)

Filed 2018-05-10

UBS Asset Management Americas LLC

CLOSED

Shares0 from 25,693

Change-25,693 (-100%)

Value$0 (-$706.6K)

Filed 2018-05-14

Public Sector Pension Investment Board

CLOSED

Shares0 from 25,400

Change-25,400 (-100%)

Value$0 (-$699)

Filed 2018-05-10

Thrivent Financial for Lutherans

CLOSED

Shares0 from 24,952

Change-24,952 (-100%)

Value$0 (-$686)

Filed 2018-05-08

Alpha Cubed Investments, LLC

CLOSED

Shares0 from 23,000

Change-23,000 (-100%)

Value$0 (-$633)

Filed 2018-05-09

Quad Capital Management Advisors LLC

CLOSED

Shares0 from 22,178

Change-22,178 (-100%)

Value$0 (-$610)

Filed 2018-05-16

American International Group, Inc.

CLOSED

Shares0 from 21,901

Change-21,901 (-100%)

Value$0 (-$602)

Filed 2018-05-07

Migdal Insurance & Financial Holdings Ltd.

CLOSED

Shares0 from 21,081

Change-21,081 (-100%)

Value$0 (-$580)

Filed 2018-05-02

Spark Investment Management LLC

CLOSED

Shares0 from 19,300

Change-19,300 (-100%)

Value$0 (-$530)

Filed 2018-05-10

PineBridge Investments Ltd

CLOSED

Shares0 from 19,114

Change-19,114 (-100%)

Value$0 (-$525)

Filed 2018-05-14

Factorial Partners, LLC

CLOSED

Shares0 from 19,000

Change-19,000 (-100%)

Value$0 (-$522.5K)

Filed 2018-04-23

Louisiana State Employees Retirement System

CLOSED

Shares0 from 17,500

Change-17,500 (-100%)

Value$0 (-$481)

Filed 2018-04-18

Alambic Investment Management, L.P.

CLOSED

Shares0 from 16,300

Change-16,300 (-100%)

Value$0 (-$448)

Filed 2018-05-08

New York State Teachers Retirement System

CLOSED

Shares0 from 15,591

Change-15,591 (-100%)

Value$0 (-$429)

Filed 2018-05-01

Municipal Employees' Retirement System of Michigan

CLOSED

Shares0 from 15,150

Change-15,150 (-100%)

Value$0 (-$417)

Filed 2018-05-10

KBC Group NV

CLOSED

Shares0 from 14,894

Change-14,894 (-100%)

Value$0 (-$410)

Filed 2019-12-03

BNP Paribas Financial Markets

CLOSED

Shares0 from 13,585

Change-13,585 (-100%)

Value$0 (-$373.6K)

Filed 2018-05-11

Wedge Capital Management L L P

CLOSED

Shares0 from 13,471

Change-13,471 (-100%)

Value$0 (-$370)

Filed 2018-05-01

SG Americas Securities, LLC

CLOSED

Shares0 from 13,160

Change-13,160 (-100%)

Value$0 (-$362)

Filed 2018-05-03

Prelude Capital Management, LLC

CLOSED

Shares0 from 13,132

Change-13,132 (-100%)

Value$0 (-$361)

Filed 2018-05-15

Baird Financial Group, Inc.

CLOSED

Shares0 from 13,092

Change-13,092 (-100%)

Value$0 (-$360)

Filed 2018-05-14

Grantham, Mayo, Van Otterloo & Co. LLC

CLOSED

Shares0 from 12,900

Change-12,900 (-100%)

Value$0 (-$355)

Filed 2018-05-15

Skandinaviska Enskilda Banken AB (publ)

CLOSED

Shares0 from 12,822

Change-12,822 (-100%)

Value$0 (-$353)

Filed 2018-04-30

Teacher Retirement System of Texas

CLOSED

Shares0 from 12,749

Change-12,749 (-100%)

Value$0 (-$351)

Filed 2018-05-08

Crossmark Global Holdings, Inc.

CLOSED

Shares0 from 12,660

Change-12,660 (-100%)

Value$0 (-$348)

Filed 2018-04-16

S. Muoio & Co. LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$330)

Filed 2018-05-14

Voya Investment Management LLC

CLOSED

Shares0 from 11,208

Change-11,208 (-100%)

Value$0 (-$308)

Filed 2018-05-15

MetLife Investment Management, LLC

CLOSED

Shares0 from 11,138

Change-11,138 (-100%)

Value$0 (-$306)

Filed 2018-05-15

Teachers Retirement System of the State of Kentucky

CLOSED

Shares0 from 10,800

Change-10,800 (-100%)

Value$0 (-$297)

Filed 2018-05-11

US Bancorp \de\

CLOSED

Shares0 from 10,636

Change-10,636 (-100%)

Value$0 (-$293)

Filed 2018-05-08

Engineers Gate Manager LP

CLOSED

Shares0 from 10,275

Change-10,275 (-100%)

Value$0 (-$283)

Filed 2018-05-07

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 9,714

Change-9,714 (-100%)

Value$0 (-$267)

Filed 2018-05-04

Oppenheimer Funds Inc

CLOSED

Shares0 from 9,358

Change-9,358 (-100%)

Value$0 (-$257)

Filed 2018-05-11

Metropolitan Life Insurance Co

CLOSED

Shares0 from 8,495

Change-8,495 (-100%)

Value$0 (-$234)

Filed 2018-05-15

American Capital Management Inc

CLOSED

Shares0 from 8,385

Change-8,385 (-100%)

Value$0 (-$231)

Filed 2018-04-23

Piedmont Investment Advisors LLC

CLOSED

Shares0 from 8,374

Change-8,374 (-100%)

Value$0 (-$230)

Filed 2018-05-15

Two Sigma Investments, LP

CLOSED

Shares0 from 8,200

Change-8,200 (-100%)

Value$0 (-$226)

Filed 2018-05-15

State of Alaska, Department of Revenue

CLOSED

Shares0 from 8,120

Change-8,120 (-100%)

Value$0 (-$223)

Filed 2018-04-19

Susquehanna International Group, LLP

CLOSED

Shares0 from 8,000

Change-8,000 (-100%)

Value$0 (-$220)

Filed 2018-05-15

Advisors Asset Management, Inc.

CLOSED

Shares0 from 7,776

Change-7,776 (-100%)

Value$0 (-$214)

Filed 2026-08-13

Systematic Financial Management LP

CLOSED

Shares0 from 6,700

Change-6,700 (-100%)

Value$0 (-$184)

Filed 2018-05-09

Victory Capital Management Inc

CLOSED

Shares0 from 6,313

Change-6,313 (-100%)

Value$0 (-$174)

Filed 2018-05-04

LS Investment Advisors, LLC

CLOSED

Shares0 from 5,015

Change-5,015 (-100%)

Value$0 (-$138)

Filed 2018-05-08

Exane Derivatives

CLOSED

Shares0 from 4,796

Change-4,796 (-100%)

Value$0 (-$131.9K)

Filed 2018-10-24

Parallax Volatility Advisers, L.P.

CLOSED

Shares0 from 3,822

Change-3,822 (-100%)

Value$0 (-$105)

Filed 2018-05-15

Compagnie Lombard Odier SCmA

CLOSED

Shares0 from 3,500

Change-3,500 (-100%)

Value$0 (-$96)

Filed 2018-05-11

UBS Group AG

CLOSED

Shares0 from 3,467

Change-3,467 (-100%)

Value$0 (-$96)

Filed 2018-05-15

Quantbot Technologies LP

CLOSED

Shares0 from 3,343

Change-3,343 (-100%)

Value$0 (-$91)

Filed 2018-05-11

Public Employees Retirement Association of Colorado

CLOSED

Shares0 from 2,583

Change-2,583 (-100%)

Value$0 (-$71)

Filed 2018-05-01

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 2,209

Change-2,209 (-100%)

Value$0 (-$61)

Filed 2018-05-15

Cutler Group LP

CLOSED

Shares0 from 1,924

Change-1,924 (-100%)

Value$0 (-$52)

Filed 2018-05-11

Royal Bank of Canada

CLOSED

Shares0 from 1,486

Change-1,486 (-100%)

Value$0 (-$40)

Filed 2018-05-18

Delpha Capital Management, LLC

CLOSED

Shares0 from 1,278

Change-1,278 (-100%)

Value$0 (-$35)

Filed 2018-05-11

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 1,167

Change-1,167 (-100%)

Value$0 (-$33)

Filed 2018-05-11

Brewin Dolphin LTD

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$27.5K)

Filed 2023-11-09

Whittier Trust Co

CLOSED

Shares0 from 882

Change-882 (-100%)

Value$0 (-$24)

Filed 2018-05-01

Summit Trail Advisors, LLC

CLOSED

Shares0 from 740

Change-740 (-100%)

Value$0 (-$20)

Filed 2018-05-22

Bank of Montreal

CLOSED

Shares0 from 681

Change-681 (-100%)

Value$0 (-$19)

Filed 2018-04-13

Bronfman E.L. Rothschild, L.P.

CLOSED

Shares0 from 507

Change-507 (-100%)

Value$0 (-$14)

Filed 2018-05-03

Advisor Group, Inc.

CLOSED

Shares0 from 362

Change-362 (-100%)

Value$0 (-$10)

Filed 2018-05-15

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$6)

Filed 2018-05-15

Strs Ohio

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$5)

Filed 2018-04-20

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 182

Change-182 (-100%)

Value$0 (-$5)

Filed 2018-05-15

AdvisorNet Financial, Inc

CLOSED

Shares0 from 174

Change-174 (-100%)

Value$0 (-$5)

Filed 2018-05-08

Federated Hermes, Inc.

CLOSED

Shares0 from 107

Change-107 (-100%)

Value$0 (-$3)

Filed 2018-05-09

Assetmark, Inc

CLOSED

Shares0 from 15

Change-15 (-100%)

Value$0 ($0)

Filed 2018-05-16

Norges Bank

N/A

Shares— from 685,363

Change-685,363 (-100%)

Value—

Filed 2019-05-15

Numeric Investors LLC

N/A

Shares— from 242,500

Change-242,500 (-100%)

Value—

	Status
Crow Point Partners, LLC	INCREASED	2,000	500	+1,500	+300%	$14	$55	+$41	2018-04-10
IFP Advisors, Inc	UNCHANGED	800	800	0	0%	$22	$22	$0	2019-06-03
BlackRock Inc.	CLOSED	0	4,401,400	-4,401,400	-100%	$121.0K	$0	-$121.0K	2018-05-09
Vanguard Group Inc	CLOSED	0	3,632,447	-3,632,447	-100%	$99.9K	$0	-$99.9K	2018-05-15
ArrowMark Colorado Holdings LLC	CLOSED	0	2,676,802	-2,676,802	-100%	$73.6K	$0	-$73.6K	2018-05-15
JPMorgan Chase & Co	CLOSED	0	2,476,542	-2,476,542	-100%	$68.1K	$0	-$68.1K	2018-05-10
Renaissance Technologies LLC	CLOSED	0	1,914,600	-1,914,600	-100%	$52.7K	$0	-$52.7K	2018-05-14
ETF Managers Group, LLC	CLOSED	0	1,867,517	-1,867,517	-100%	$51.2K	$0	-$51.2K	2018-05-15
Deutsche Bank Ag\	CLOSED	0	1,829,189	-1,829,189	-100%	$50.3K	$0	-$50.3K	2019-10-23
Dimensional Fund Advisors LP	CLOSED	0	1,501,010	-1,501,010	-100%	$41.3K	$0	-$41.3K	2018-05-11
Sand Grove Capital Management LLP	CLOSED	0	1,282,360	-1,282,360	-100%	$35.3K	$0	-$35.3K	2018-05-14
Carlson Capital, L.P.	CLOSED	0	1,215,000	-1,215,000	-100%	$33.4K	$0	-$33.4K	2018-05-15
Glazer Capital, LLC	CLOSED	0	1,196,581	-1,196,581	-100%	$32.9K	$0	-$32.9K	2018-05-11
Water Island Capital LLC	CLOSED	0	1,174,696	-1,174,696	-100%	$32.3K	$0	-$32.3K	2018-05-14
First Trust Capital Management L.P.	CLOSED	0	871,058	-871,058	-100%	$24.0K	$0	-$24.0K	2018-05-08
Empyrean Capital Partners, LP	CLOSED	0	751,350	-751,350	-100%	$20.7K	$0	-$20.7K	2018-05-15
Primecap Management Co	CLOSED	0	720,000	-720,000	-100%	$19.8K	$0	-$19.8K	2018-05-14
State Street Corp	CLOSED	0	709,463	-709,463	-100%	$19.5K	$0	-$19.5K	2018-05-15
Fort Washington Investment Advisors Inc	CLOSED	0	688,176	-688,176	-100%	$18.9K	$0	-$18.9K	2018-05-02
Eaton Vance Management	CLOSED	0	670,089	-670,089	-100%	$18.4K	$0	-$18.4K	2018-11-15
Gabelli Funds LLC	CLOSED	0	664,696	-664,696	-100%	$18.3K	$0	-$18.3K	2018-05-09
Epoch Investment Partners, Inc.	CLOSED	0	598,027	-598,027	-100%	$16.4K	$0	-$16.4K	2018-05-14
AMI Asset Management Corp	CLOSED	0	531,179	-531,179	-100%	$14.6K	$0	-$14.6K	2018-04-20
Wells Fargo & Company	CLOSED	0	464,601	-464,601	-100%	$12.8K	$0	-$12.8K	2018-05-02
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	453,721	-453,721	-100%	$12.5K	$0	-$12.5K	2018-05-09
First Trust Advisors LP	CLOSED	0	419,568	-419,568	-100%	$11.5K	$0	-$11.5K	2018-04-23
Bank of New York Mellon Corp	CLOSED	0	398,615	-398,615	-100%	$11.0K	$0	-$11.0K	2018-05-15
Frontier Capital Management Co LLC	CLOSED	0	377,356	-377,356	-100%	$10.4K	$0	-$10.4K	2018-04-30
Principal Financial Group Inc	CLOSED	0	358,967	-358,967	-100%	$9.9K	$0	-$9.9K	2018-05-21
Citigroup Inc	CLOSED	0	336,381	-336,381	-100%	$9.3K	$0	-$9.3K	2018-05-11
Northern Trust Corp	CLOSED	0	333,686	-333,686	-100%	$9.2K	$0	-$9.2K	2018-05-09
Geode Capital Management, LLC	CLOSED	0	331,069	-331,069	-100%	$9.1K	$0	-$9.1K	2018-05-15
Bank of America Corp	CLOSED	0	309,793	-309,793	-100%	$8.5K	$0	-$8.5K	2018-05-15
Cloverdale Capital Management, LLC	CLOSED	0	302,467	-302,467	-100%	$8.3K	$0	-$8.3K	2018-05-14
Alberta Investment Management Corp	CLOSED	0	250,000	-250,000	-100%	$6.9K	$0	-$6.9K	2018-05-16
Capital Fund Management S.A.	CLOSED	0	238,515	-238,515	-100%	$6.6K	$0	-$6.6K	2018-05-15
Millennium Management LLC	CLOSED	0	234,863	-234,863	-100%	$6.5K	$0	-$6.5K	2018-05-15
Charles Schwab Investment Management Inc	CLOSED	0	234,805	-234,805	-100%	$6.5K	$0	-$6.5K	2018-05-07
Herald Investment Management Ltd	CLOSED	0	230,000	-230,000	-100%	$6.3K	$0	-$6.3K	2018-05-14
Morgan Stanley	CLOSED	0	212,503	-212,503	-100%	$5.8K	$0	-$5.8K	2019-04-23
Panagora Asset Management Inc	CLOSED	0	209,889	-209,889	-100%	$5.8K	$0	-$5.8K	2018-05-15
Ameriprise Financial Inc	CLOSED	0	206,547	-206,547	-100%	$5.7K	$0	-$5.7K	2018-05-15
IndexIQ Advisors LLC	CLOSED	0	195,235	-195,235	-100%	$5.4K	$0	-$5.4K	2018-05-15
AQR Arbitrage LLC	CLOSED	0	194,200	-194,200	-100%	$5.3K	$0	-$5.3K	2018-05-15
SEI Investments Co	CLOSED	0	182,778	-182,778	-100%	$5.0K	$0	-$5.0K	2018-05-11
Invesco Ltd.	CLOSED	0	172,911	-172,911	-100%	$4.8K	$0	-$4.8K	2018-05-15
Goldman Sachs Group Inc	CLOSED	0	169,947	-169,947	-100%	$4.7K	$0	-$4.7K	2018-05-15
Two Sigma Advisers, LP	CLOSED	0	165,573	-165,573	-100%	$4.6K	$0	-$4.6K	2018-05-15
Nicholas Company, Inc.	CLOSED	0	158,245	-158,245	-100%	$4.4K	$0	-$4.4K	2018-05-14
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	157,850	-157,850	-100%	$4.3K	$0	-$4.3K	2018-05-09
PointState Capital LP	CLOSED	0	155,000	-155,000	-100%	$4.3K	$0	-$4.3K	2018-05-15
FIL Ltd	CLOSED	0	152,571	-152,571	-100%	$4.2K	$0	-$4.2K	2018-05-14
Manufacturers Life Insurance Company, the	CLOSED	0	150,491	-150,491	-100%	$4.1K	$0	-$4.1K	2018-05-15
QS Investors, LLC	CLOSED	0	134,984	-134,984	-100%	$3.7K	$0	-$3.7K	2018-05-15
Trexquant Investment LP	CLOSED	0	133,437	-133,437	-100%	$3.7K	$0	-$3.7K	2018-05-03
Cortina Asset Management, LLC	CLOSED	0	132,439	-132,439	-100%	$3.6K	$0	-$3.6K	2018-05-11
Tiaa Cref Investment Management LLC	CLOSED	0	128,233	-128,233	-100%	$3.5K	$0	-$3.5K	2018-05-14
Credit Suisse AG/	CLOSED	0	126,124	-126,124	-100%	$3.5K	$0	-$3.5K	2018-05-15
Kellner Capital, LLC	CLOSED	0	109,100	-109,100	-100%	$3.0K	$0	-$3.0K	2018-05-09
Squarepoint Ops LLC	CLOSED	0	109,033	-109,033	-100%	$3.0K	$0	-$3.0K	2018-05-15
Barclays PLC	CLOSED	0	107,356	-107,356	-100%	$3.0K	$0	-$3.0K	2018-05-15
PDT Partners, LLC	CLOSED	0	104,567	-104,567	-100%	$2.9K	$0	-$2.9K	2018-05-15
Gamco Investors, Inc. ET AL	CLOSED	0	90,933	-90,933	-100%	$2.5K	$0	-$2.5K	2018-05-09
Guggenheim Capital LLC	CLOSED	0	88,102	-88,102	-100%	$2.4K	$0	-$2.4K	2018-05-15
Harvest Management LLC	CLOSED	0	85,845	-85,845	-100%	$2.4K	$0	-$2.4K	2018-05-02
Debussy Capital Management LP	CLOSED	0	82,180	-82,180	-100%	$2.3K	$0	-$2.3K	2018-05-08
Alyeska Investment Group, L.P.	CLOSED	0	77,216	-77,216	-100%	$2.1K	$0	-$2.1K	2019-02-21
Rhumbline Advisers	CLOSED	0	76,333	-76,333	-100%	$2.1K	$0	-$2.1K	2018-05-02
Scout Investments, Inc.	CLOSED	0	73,050	-73,050	-100%	$2.0K	$0	-$2.0K	2018-05-09
Citadel Advisors LLC	CLOSED	0	72,999	-72,999	-100%	$2.0K	$0	-$2.0K	2019-02-14
Legal & General Group Plc	CLOSED	0	70,619	-70,619	-100%	$1.9K	$0	-$1.9K	2018-05-17
Arizona State Retirement System	CLOSED	0	68,474	-68,474	-100%	$1.9K	$0	-$1.9K	2018-05-14
S Squared Technology, LLC	CLOSED	0	64,330	-64,330	-100%	$1.8K	$0	-$1.8K	2018-05-14
AQR Capital Management LLC	CLOSED	0	62,630	-62,630	-100%	$1.7K	$0	-$1.7K	2018-05-15
Swiss National Bank	CLOSED	0	61,500	-61,500	-100%	$1.7K	$0	-$1.7K	2018-05-04
Pioneer Investment Management Inc	CLOSED	0	60,200	-60,200	-100%	$1.7K	$0	-$1.7K	2018-05-15
Parametric Portfolio Associates LLC	CLOSED	0	58,755	-58,755	-100%	$1.6K	$0	-$1.6K	2018-05-14
Canada Life Assurance Co	CLOSED	0	54,943	-54,943	-100%	$1.5K	$0	-$1.5K	2018-05-10
Tdam USA Inc.	CLOSED	0	48,728	-48,728	-100%	$1.3K	$0	-$1.3K	2018-05-11
K2 Principal Fund, L.P.	CLOSED	0	48,467	-48,467	-100%	$1.3K	$0	-$1.3K	2018-05-14
Mirae Asset Global Investments Co., Ltd.	CLOSED	0	45,446	-45,446	-100%	$1.3K	$0	-$1.3K	2018-05-10
Kassirer Asset Management Corp	CLOSED	0	45,000	-45,000	-100%	$1.2K	$0	-$1.2K	2018-05-08
Teachers Advisors Inc	CLOSED	0	44,729	-44,729	-100%	$1.2K	$0	-$1.2K	2018-05-14
Marshall Wace North America, L.P.	CLOSED	0	44,447	-44,447	-100%	$1.2K	$0	-$1.2K	2018-05-15
D. E. Shaw & Co., Inc.	CLOSED	0	42,191	-42,191	-100%	$1.2K	$0	-$1.2K	2018-05-15
Comerica Bank	CLOSED	0	41,363	-41,363	-100%	$1.1K	$0	-$1.1K	2018-05-01
California State Teachers Retirement System	CLOSED	0	39,679	-39,679	-100%	$1.1K	$0	-$1.1K	2018-05-15
AlphaMark Advisors, LLC	CLOSED	0	38,660	-38,660	-100%	$1.1K	$0	-$1.1K	2018-05-09
Zurcher Kantonalbank (Zurich Cantonalbank)	CLOSED	0	37,678	-37,678	-100%	$1.0K	$0	-$1.0K	2018-05-03
State of Tennessee, Department of Treasury	CLOSED	0	31,912	-31,912	-100%	$878	$0	-$878	2018-05-11
Alliancebernstein L.P.	CLOSED	0	31,876	-31,876	-100%	$877	$0	-$877	2018-05-14
FNY Partners Fund LP	CLOSED	0	31,683	-31,683	-100%	$871	$0	-$871	2018-04-18
Seven Eight Capital, LLC	CLOSED	0	31,400	-31,400	-100%	$864	$0	-$864	2018-05-14
Texas Permanent School Fund Corp	CLOSED	0	27,538	-27,538	-100%	$757	$0	-$757	2018-04-20
New York State Common Retirement Fund	CLOSED	0	27,000	-27,000	-100%	$743	$0	-$743	2018-05-10
UBS Asset Management Americas LLC	CLOSED	0	25,693	-25,693	-100%	$706.6K	$0	-$706.6K	2018-05-14
Public Sector Pension Investment Board	CLOSED	0	25,400	-25,400	-100%	$699	$0	-$699	2018-05-10
Thrivent Financial for Lutherans	CLOSED	0	24,952	-24,952	-100%	$686	$0	-$686	2018-05-08
Alpha Cubed Investments, LLC	CLOSED	0	23,000	-23,000	-100%	$633	$0	-$633	2018-05-09
Quad Capital Management Advisors LLC	CLOSED	0	22,178	-22,178	-100%	$610	$0	-$610	2018-05-16
American International Group, Inc.	CLOSED	0	21,901	-21,901	-100%	$602	$0	-$602	2018-05-07
Migdal Insurance & Financial Holdings Ltd.	CLOSED	0	21,081	-21,081	-100%	$580	$0	-$580	2018-05-02
Spark Investment Management LLC	CLOSED	0	19,300	-19,300	-100%	$530	$0	-$530	2018-05-10
PineBridge Investments Ltd	CLOSED	0	19,114	-19,114	-100%	$525	$0	-$525	2018-05-14
Factorial Partners, LLC	CLOSED	0	19,000	-19,000	-100%	$522.5K	$0	-$522.5K	2018-04-23
Louisiana State Employees Retirement System	CLOSED	0	17,500	-17,500	-100%	$481	$0	-$481	2018-04-18
Alambic Investment Management, L.P.	CLOSED	0	16,300	-16,300	-100%	$448	$0	-$448	2018-05-08
New York State Teachers Retirement System	CLOSED	0	15,591	-15,591	-100%	$429	$0	-$429	2018-05-01
Municipal Employees' Retirement System of Michigan	CLOSED	0	15,150	-15,150	-100%	$417	$0	-$417	2018-05-10
KBC Group NV	CLOSED	0	14,894	-14,894	-100%	$410	$0	-$410	2019-12-03
BNP Paribas Financial Markets	CLOSED	0	13,585	-13,585	-100%	$373.6K	$0	-$373.6K	2018-05-11
Wedge Capital Management L L P	CLOSED	0	13,471	-13,471	-100%	$370	$0	-$370	2018-05-01
SG Americas Securities, LLC	CLOSED	0	13,160	-13,160	-100%	$362	$0	-$362	2018-05-03
Prelude Capital Management, LLC	CLOSED	0	13,132	-13,132	-100%	$361	$0	-$361	2018-05-15
Baird Financial Group, Inc.	CLOSED	0	13,092	-13,092	-100%	$360	$0	-$360	2018-05-14
Grantham, Mayo, Van Otterloo & Co. LLC	CLOSED	0	12,900	-12,900	-100%	$355	$0	-$355	2018-05-15
Skandinaviska Enskilda Banken AB (publ)	CLOSED	0	12,822	-12,822	-100%	$353	$0	-$353	2018-04-30
Teacher Retirement System of Texas	CLOSED	0	12,749	-12,749	-100%	$351	$0	-$351	2018-05-08
Crossmark Global Holdings, Inc.	CLOSED	0	12,660	-12,660	-100%	$348	$0	-$348	2018-04-16
S. Muoio & Co. LLC	CLOSED	0	12,000	-12,000	-100%	$330	$0	-$330	2018-05-14
Voya Investment Management LLC	CLOSED	0	11,208	-11,208	-100%	$308	$0	-$308	2018-05-15
MetLife Investment Management, LLC	CLOSED	0	11,138	-11,138	-100%	$306	$0	-$306	2018-05-15
Teachers Retirement System of the State of Kentucky	CLOSED	0	10,800	-10,800	-100%	$297	$0	-$297	2018-05-11
US Bancorp \de\	CLOSED	0	10,636	-10,636	-100%	$293	$0	-$293	2018-05-08
Engineers Gate Manager LP	CLOSED	0	10,275	-10,275	-100%	$283	$0	-$283	2018-05-07
State Board of Administration of Florida Retirement System	CLOSED	0	9,714	-9,714	-100%	$267	$0	-$267	2018-05-04
Oppenheimer Funds Inc	CLOSED	0	9,358	-9,358	-100%	$257	$0	-$257	2018-05-11
Metropolitan Life Insurance Co	CLOSED	0	8,495	-8,495	-100%	$234	$0	-$234	2018-05-15
American Capital Management Inc	CLOSED	0	8,385	-8,385	-100%	$231	$0	-$231	2018-04-23
Piedmont Investment Advisors LLC	CLOSED	0	8,374	-8,374	-100%	$230	$0	-$230	2018-05-15
Two Sigma Investments, LP	CLOSED	0	8,200	-8,200	-100%	$226	$0	-$226	2018-05-15
State of Alaska, Department of Revenue	CLOSED	0	8,120	-8,120	-100%	$223	$0	-$223	2018-04-19
Susquehanna International Group, LLP	CLOSED	0	8,000	-8,000	-100%	$220	$0	-$220	2018-05-15
Advisors Asset Management, Inc.	CLOSED	0	7,776	-7,776	-100%	$214	$0	-$214	2026-08-13
Systematic Financial Management LP	CLOSED	0	6,700	-6,700	-100%	$184	$0	-$184	2018-05-09
Victory Capital Management Inc	CLOSED	0	6,313	-6,313	-100%	$174	$0	-$174	2018-05-04
LS Investment Advisors, LLC	CLOSED	0	5,015	-5,015	-100%	$138	$0	-$138	2018-05-08
Exane Derivatives	CLOSED	0	4,796	-4,796	-100%	$131.9K	$0	-$131.9K	2018-10-24
Parallax Volatility Advisers, L.P.	CLOSED	0	3,822	-3,822	-100%	$105	$0	-$105	2018-05-15
Compagnie Lombard Odier SCmA	CLOSED	0	3,500	-3,500	-100%	$96	$0	-$96	2018-05-11
UBS Group AG	CLOSED	0	3,467	-3,467	-100%	$96	$0	-$96	2018-05-15
Quantbot Technologies LP	CLOSED	0	3,343	-3,343	-100%	$91	$0	-$91	2018-05-11
Public Employees Retirement Association of Colorado	CLOSED	0	2,583	-2,583	-100%	$71	$0	-$71	2018-05-01
Ameritas Investment Partners, Inc.	CLOSED	0	2,209	-2,209	-100%	$61	$0	-$61	2018-05-15
Cutler Group LP	CLOSED	0	1,924	-1,924	-100%	$52	$0	-$52	2018-05-11
Royal Bank of Canada	CLOSED	0	1,486	-1,486	-100%	$40	$0	-$40	2018-05-18
Delpha Capital Management, LLC	CLOSED	0	1,278	-1,278	-100%	$35	$0	-$35	2018-05-11
PNC Financial Services Group, Inc.	CLOSED	0	1,167	-1,167	-100%	$33	$0	-$33	2018-05-11
Brewin Dolphin LTD	CLOSED	0	1,000	-1,000	-100%	$27.5K	$0	-$27.5K	2023-11-09
Whittier Trust Co	CLOSED	0	882	-882	-100%	$24	$0	-$24	2018-05-01
Summit Trail Advisors, LLC	CLOSED	0	740	-740	-100%	$20	$0	-$20	2018-05-22
Bank of Montreal	CLOSED	0	681	-681	-100%	$19	$0	-$19	2018-04-13
Bronfman E.L. Rothschild, L.P.	CLOSED	0	507	-507	-100%	$14	$0	-$14	2018-05-03
Advisor Group, Inc.	CLOSED	0	362	-362	-100%	$10	$0	-$10	2018-05-15
Tower Research Capital LLC (TRC)	CLOSED	0	200	-200	-100%	$6	$0	-$6	2018-05-15
Strs Ohio	CLOSED	0	200	-200	-100%	$5	$0	-$5	2018-04-20
Ladenburg Thalmann Financial Services Inc	CLOSED	0	182	-182	-100%	$5	$0	-$5	2018-05-15
AdvisorNet Financial, Inc	CLOSED	0	174	-174	-100%	$5	$0	-$5	2018-05-08
Federated Hermes, Inc.	CLOSED	0	107	-107	-100%	$3	$0	-$3	2018-05-09
Assetmark, Inc	CLOSED	0	15	-15	-100%	$0	$0	$0	2018-05-16
Norges Bank	N/A	—	685,363	-685,363	-100%	$18.8K	—	—	2019-05-15
Numeric Investors LLC	N/A	—	242,500	-242,500	-100%	$6.7K	—	—	—

Showing 162 of 162 institutions