Becton Dickinson & Co

Q4 2019 vs Q1 2020

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Parallax Volatility Advisers, L.P.

NEW

Shares49,562,412

Change+49,562,412

Value$109.1K

Filed 2020-05-15

Price T Rowe Associates Inc

DECREASED

Shares14,181,480 from 14,288,768

Change-107,288 (-1%)

Value$776.9K (-$159.9K)

Filed 2020-05-15

Camden Asset Management L P

INCREASED

Shares4,153,384 from 3,490,524

Change+662,860 (+19%)

Value$227.0K (-$1.4K)

Filed 2020-05-14

BlackRock Inc.

DECREASED

Shares3,731,713 from 3,899,777

Change-168,064 (-4%)

Value$195.1K (-$60.2K)

Filed 2020-05-01

American Century Companies Inc

INCREASED

Shares3,580,107 from 3,191,268

Change+388,839 (+12%)

Value$187.2K (-$21.7K)

Filed 2020-05-14

SG Americas Securities, LLC

NEW

Shares1,800,000

Change+1,800,000

Value$94.1K

Filed 2020-04-30

Franklin Resources Inc

DECREASED

Shares1,648,323 from 2,129,623

Change-481,300 (-23%)

Value$86.2K (-$53.2K)

Filed 2020-05-13

Ameriprise Financial Inc

DECREASED

Shares1,471,310 from 1,536,448

Change-65,138 (-4%)

Value$80.4K (-$20.2K)

Filed 2020-05-15

Manufacturers Life Insurance Company, the

DECREASED

Shares1,292,000 from 1,489,473

Change-197,473 (-13%)

Value$70.8K (-$26.9K)

Filed 2020-05-15

FMR LLC

DECREASED

Shares1,141,500 from 1,268,149

Change-126,649 (-10%)

Value$62.4K (-$20.6K)

Filed 2020-05-14

State Street Corp

DECREASED

Shares1,111,639 from 1,329,639

Change-218,000 (-16%)

Value$61.0K (-$25.8K)

Filed 2020-06-19

Calamos Advisors LLC

DECREASED

Shares977,329 from 1,447,217

Change-469,888 (-32%)

Value$51.1K (-$43.6K)

Filed 2020-04-28

CSS LLC

INCREASED

Shares809,281 from 5,243

Change+804,038 (+15335%)

Value$44.5K (+$44.2K)

Filed 2020-05-15

Mackay Shields LLC

INCREASED

Shares730,782 from 729,943

Change+839 (+0%)

Value$39.8K (-$8.0K)

Filed 2020-05-08

Invesco Ltd.

DECREASED

Shares699,989 from 794,889

Change-94,900 (-12%)

Value$36.6K (-$15.4K)

Filed 2020-05-15

Two Sigma Securities, LLC

INCREASED

Shares625,000 from 50,544

Change+574,456 (+1137%)

Value$32.7K (+$29.4K)

Filed 2020-05-15

Van Eck Associates Corp

DECREASED

Shares502,263 from 560,624

Change-58,361 (-10%)

Value$26.3K (-$10.4K)

Filed 2020-05-12

Equitec Specialists, LLC

INCREASED

Shares374,648 from 61,356

Change+313,292 (+511%)

Value$19.6K (+$15.6K)

Filed 2020-04-23

Victory Capital Management Inc

DECREASED

Shares294,457 from 311,701

Change-17,244 (-6%)

Value$15.4K (-$5.0K)

Filed 2020-05-12

Mufg Securities Emea plc

NEW

Shares288,750

Change+288,750

Value$159

Filed 2020-05-12

Aequim Alternative Investments LP

NEW

Shares275,000

Change+275,000

Value$14.4K

Filed 2020-05-15

SSI Investment Management LLC

DECREASED

Shares267,120 from 306,497

Change-39,377 (-13%)

Value$14.7K (-$5.4K)

Filed 2020-05-13

Bank of America Corp

INCREASED

Shares259,277 from 164,914

Change+94,363 (+57%)

Value$13.6K (+$2.8K)

Filed 2020-05-15

D. E. Shaw & Co., Inc.

INCREASED

Shares258,300 from 250,000

Change+8,300 (+3%)

Value$14.2K (-$2.2K)

Filed 2020-05-15

Wolverine Asset Management LLC

INCREASED

Shares231,350 from 93,745

Change+137,605 (+147%)

Value$12.7K (+$6.6K)

Filed 2020-05-13

Unionbancal Corp

DECREASED

Shares201,055 from 285,531

Change-84,476 (-30%)

Value$11.0K (-$7.7K)

Filed 2020-04-24

Putnam Investments LLC

DECREASED

Shares198,075 from 246,751

Change-48,676 (-20%)

Value$10.9K (-$5.3K)

Filed 2020-05-15

Lord, Abbett & Co. LLC

INCREASED

Shares193,847 from 140,459

Change+53,388 (+38%)

Value$10.1K (+$940)

Filed 2020-05-14

Wells Fargo & Company

INCREASED

Shares182,991 from 136,837

Change+46,154 (+34%)

Value$9.6K (+$610)

Filed 2020-05-14

Credit Suisse AG/

DECREASED

Shares173,450 from 303,995

Change-130,545 (-43%)

Value$9.1K (-$10.8K)

Filed 2020-05-13

Mizuho Securities USA Inc.

INCREASED

Shares160,276 from 37,849

Change+122,427 (+323%)

Value$8.6K (+$6.1K)

Filed 2020-05-01

Alberta Investment Management Corp

UNCHANGED

Shares150,000 from 150,000

Change0 (0%)

Value$7.8K (-$2.0K)

Filed 2020-05-08

Palisade Capital Management, LP

DECREASED

Shares140,716 from 172,145

Change-31,429 (-18%)

Value$7.8K (-$3.5K)

Filed 2020-05-13

TD Asset Management Inc

DECREASED

Shares102,937 from 107,855

Change-4,918 (-5%)

Value$5.4K (-$1.7K)

Filed 2020-05-15

SEI Investments Co

INCREASED

Shares102,362 from 64,162

Change+38,200 (+60%)

Value$5.6K (+$1.4K)

Filed 2020-05-14

Angelo Gordon & Co., L.P.

NEW

Shares100,000

Change+100,000

Value$5.5K

Filed 2020-05-14

BlueCrest Capital Management Ltd

DECREASED

Shares91,115 from 217,780

Change-126,665 (-58%)

Value$4.8K (-$9.5K)

Filed 2020-05-15

Advent Capital Management

DECREASED

Shares89,118 from 442,053

Change-352,935 (-80%)

Value$4.9K (-$24.1K)

Filed 2020-05-15

Laffer Tengler Investments, Inc.

DECREASED

Shares68,370 from 68,595

Change-225 (0%)

Value$3.7M (-$761.2K)

Filed 2020-04-28

Princeton Portfolio Strategies Group LLC

DECREASED

Shares64,555 from 65,465

Change-910 (-1%)

Value$3.4K (-$910)

Filed 2020-05-12

Federated Hermes, Inc.

UNCHANGED

Shares62,004 from 62,004

Change0 (0%)

Value$3.2K (-$817)

Filed 2020-05-13

Barclays PLC

INCREASED

Shares55,350 from 7,999

Change+47,351 (+592%)

Value$2.9K (+$2.4K)

Filed 2020-05-13

Neuberger Berman Group LLC

NEW

Shares48,939

Change+48,939

Value$2.6K

Filed 2020-05-14

JPMorgan Chase & Co

DECREASED

Shares47,070 from 1,045,846

Change-998,776 (-95%)

Value$2.5K (-$66.0K)

Filed 2020-05-12

Macquarie Group LTD

INCREASED

Shares40,773 from 14,933

Change+25,840 (+173%)

Value$2.1K (+$1.2K)

Filed 2020-05-15

Chartwell Investment Partners, Inc.

DECREASED

Shares35,000 from 166,255

Change-131,255 (-79%)

Value$1.9K (-$9.0K)

Filed 2020-04-30

AQR Arbitrage LLC

UNCHANGED

Shares34,150 from 34,150

Change0 (0%)

Value$1.9K (-$368)

Filed 2020-05-15

AGF Investments Inc.

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$1.6K (-$396)

Filed 2020-05-08

Jefferies Group LLC

DECREASED

Shares29,713 from 38,199

Change-8,486 (-22%)

Value$1.6K (-$905)

Filed 2020-11-24

Morgan Stanley

DECREASED

Shares27,275 from 83,305

Change-56,030 (-67%)

Value$1.5K (-$4.0K)

Filed 2020-05-26

Verition Fund Management LLC

NEW

Shares25,000

Change+25,000

Value$1.3K

Filed 2020-05-15

Bank of Nova Scotia

DECREASED

Shares23,682 from 86,471

Change-62,789 (-73%)

Value$1.2K (-$4.4K)

Filed 2020-05-15

Fieldpoint Private Securities, LLC

DECREASED

Shares22,420 from 23,721

Change-1,301 (-5%)

Value$1.2K (-$380)

Filed 2020-05-11

Citizens Business Bank

UNCHANGED

Shares18,000 from 18,000

Change0 (0%)

Value$941 (-$237)

Filed 2022-11-18

Jane Street Group, LLC

INCREASED

Shares16,654 from 3,334

Change+13,320 (+400%)

Value$871 (+$653)

Filed 2020-05-15

ST Germain D J Co Inc

UNCHANGED

Shares15,497 from 15,497

Change0 (0%)

Value$810 (-$204)

Filed 2020-05-13

Calamos Wealth Management LLC

DECREASED

Shares10,590 from 15,965

Change-5,375 (-34%)

Value$554 (-$491)

Filed 2020-04-28

Boothbay Fund Management, LLC

NEW

Shares9,874

Change+9,874

Value$920

Filed 2020-05-15

Millennium Management LLC

DECREASED

Shares9,698 from 12,693

Change-2,995 (-24%)

Value$533 (-$299)

Filed 2020-05-14

Westwood Holdings Group Inc

DECREASED

Shares9,300 from 438,315

Change-429,015 (-98%)

Value$486 (-$28.2K)

Filed 2020-05-15

Stifel Financial Corp

INCREASED

Shares7,710 from 7,690

Change+20 (+0%)

Value$402 (-$104)

Filed 2020-05-14

Susquehanna International Group, LLP

NEW

Shares7,700

Change+7,700

Value$403

Filed 2020-05-15

Knights of Columbus Asset Advisors LLC

UNCHANGED

Shares7,644 from 7,644

Change0 (0%)

Value$422 (-$77)

Filed 2020-05-15

Smith, Moore & Co.

INCREASED

Shares7,535 from 7,435

Change+100 (+1%)

Value$394 (-$93)

Filed 2020-05-15

HRT Financial LP

NEW

Shares7,300

Change+7,300

Value$381

Filed 2020-05-15

Wellington Management Group LLP

UNCHANGED

Shares5,400 from 5,400

Change0 (0%)

Value$282 (-$71)

Filed 2020-05-14

First Hawaiian Bank

DECREASED

Shares5,295 from 6,675

Change-1,380 (-21%)

Value$277 (-$160)

Filed 2020-04-21

Hohimer Wealth Management, LLC

DECREASED

Shares4,300 from 6,851

Change-2,551 (-37%)

Value$274 (-$174)

Filed 2020-05-05

UBS Group AG

INCREASED

Shares4,182 from 414

Change+3,768 (+910%)

Value$218 (+$191)

Filed 2020-05-01

American Portfolios Advisors

INCREASED

Shares4,069 from 3,315

Change+754 (+23%)

Value$212.7K (-$4.3K)

Filed 2023-03-24

Piper Sandler & Co.

UNCHANGED

Shares3,800 from 3,800

Change0 (0%)

Value$199 (-$50)

Filed 2020-05-14

Steward Partners Investment Advisory, LLC

INCREASED

Shares2,575 from 2,500

Change+75 (+3%)

Value$134 (-$29)

Filed 2020-04-29

Osaic Holdings, Inc.

NEW

Shares1,778

Change+1,778

Value$93

Filed 2020-05-18

Oppenheimer Asset Management Inc.

DECREASED

Shares1,457 from 1,467

Change-10 (-1%)

Value$76 (-$20)

Filed 2020-05-08

Royal Bank of Canada

DECREASED

Shares1,224 from 103,173

Change-101,949 (-99%)

Value$64 (-$6.7K)

Filed 2020-06-16

Trustcore Financial Services, LLC

UNCHANGED

Shares1,150 from 1,150

Change0 (0%)

Value$60 (-$15)

Filed 2020-05-07

Lindbrook Capital, LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$52 (-$13)

Filed 2020-04-22

Benjamin Edwards Inc

INCREASED

Shares504 from 334

Change+170 (+51%)

Value$26 (+$4)

Filed 2020-05-07

Advisory Services Network, LLC

DECREASED

Shares499 from 643

Change-144 (-22%)

Value$26 (-$16)

Filed 2020-05-15

Clearbridge Investments, LLC

UNCHANGED

Shares445 from 445

Change0 (0%)

Value$23 (-$6)

Filed 2020-05-22

Citigroup Inc

DECREASED

Shares429 from 529

Change-100 (-19%)

Value$22 (-$13)

Filed 2020-05-12

Tower Research Capital LLC (TRC)

NEW

Shares364

Change+364

Value$19

Filed 2020-05-15

Stonebridge Capital Advisors LLC

DECREASED

Shares270 from 300

Change-30 (-10%)

Value$14 (-$6)

Filed 2020-05-15

Sowell Financial Services LLC

INCREASED

Shares257 from 237

Change+20 (+8%)

Value$13 (-$3)

Filed 2020-05-12

Bank of Montreal

INCREASED

Shares185 from 74

Change+111 (+150%)

Value$10 (+$5)

Filed 2020-05-13

Ellevest, Inc.

NEW

Shares98

Change+98

Value$5

Filed 2020-04-13

Weiss Asset Management LP

CLOSED

Shares0 from 580,000

Change-580,000 (-100%)

Value$0 (-$38.0K)

Filed 2020-05-14

Kohlberg Kravis Roberts & Co. L.P.

CLOSED

Shares0 from 475,000

Change-475,000 (-100%)

Value$0 (-$31.1K)

Filed 2020-05-15

Nuance Investments, LLC

CLOSED

Shares0 from 449,851

Change-449,851 (-100%)

Value$0 (-$29.4K)

Filed 2020-05-12

Pier 88 Investment Partners LLC

CLOSED

Shares0 from 126,733

Change-126,733 (-100%)

Value$0 (-$8.3K)

Filed 2020-05-15

Gabelli Funds LLC

CLOSED

Shares0 from 86,966

Change-86,966 (-100%)

Value$0 (-$5.7K)

Filed 2020-05-14

Magnetar Financial LLC

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$3.3K)

Filed 2020-05-15

Truist Financial Corp

CLOSED

Shares0 from 32,250

Change-32,250 (-100%)

Value$0 (-$2.1K)

Filed 2021-11-05

Aegon USA Investment Management, LLC

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$1.6K)

Filed 2020-04-24

Raymond James & Associates

CLOSED

Shares0 from 16,376

Change-16,376 (-100%)

Value$0 (-$1.1K)

Filed 2020-04-21

Founders Capital Management, LLC

CLOSED

Shares0 from 12,261

Change-12,261 (-100%)

Value$0 (-$803)

Filed 2020-04-20

Teton Advisors, Inc.

CLOSED

Shares0 from 8,494

Change-8,494 (-100%)

Value$0 (-$556)

Filed 2020-05-14

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 7,864

Change-7,864 (-100%)

Value$0 (-$515)

Filed 2020-04-21

Envestnet Asset Management Inc

CLOSED

Shares0 from 6,798

Change-6,798 (-100%)

Value$0 (-$445)

Filed 2020-04-23

Hilton Capital Management, LLC

CLOSED

Shares0 from 4,189

Change-4,189 (-100%)

Value$0 (-$274)

Filed 2020-05-08

Blueshift Asset Management, LLC

CLOSED

Shares0 from 3,494

Change-3,494 (-100%)

Value$0 (-$229)

Filed 2020-05-14

XR Securities LLC

CLOSED

Shares0 from 3,468

Change-3,468 (-100%)

Value$0 (-$227)

Filed 2020-04-09

Rational Advisors, Inc.

CLOSED

Shares0 from 2,762

Change-2,762 (-100%)

Value$0 (-$181)

Filed 2020-05-12

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 2,237

Change-2,237 (-100%)

Value$0 (-$146)

Filed 2020-05-08

Crewe Advisors LLC

CLOSED

Shares0 from 223

Change-223 (-100%)

Value$0 (-$15)

Filed 2020-05-07

US Bancorp \de\

CLOSED

Shares0 from 21

Change-21 (-100%)

Value$0 (-$1)

Filed 2020-05-13

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2020-05-13

Ladenburg Thalmann Financial Services Inc

N/A

Shares— from 950

Change-950 (-100%)

Value—

Advisor Group, Inc.

N/A

Shares— from 393

Change-393 (-100%)

Value—

	Status
Parallax Volatility Advisers, L.P.	NEW	49,562,412	—	+49,562,412	—	—	$109.1K	—	2020-05-15
Price T Rowe Associates Inc	DECREASED	14,181,480	14,288,768	-107,288	-1%	$936.7K	$776.9K	-$159.9K	2020-05-15
Camden Asset Management L P	INCREASED	4,153,384	3,490,524	+662,860	+19%	$228.4K	$227.0K	-$1.4K	2020-05-14
BlackRock Inc.	DECREASED	3,731,713	3,899,777	-168,064	-4%	$255.3K	$195.1K	-$60.2K	2020-05-01
American Century Companies Inc	INCREASED	3,580,107	3,191,268	+388,839	+12%	$208.9K	$187.2K	-$21.7K	2020-05-14
SG Americas Securities, LLC	NEW	1,800,000	—	+1,800,000	—	—	$94.1K	—	2020-04-30
Franklin Resources Inc	DECREASED	1,648,323	2,129,623	-481,300	-23%	$139.4K	$86.2K	-$53.2K	2020-05-13
Ameriprise Financial Inc	DECREASED	1,471,310	1,536,448	-65,138	-4%	$100.7K	$80.4K	-$20.2K	2020-05-15
Manufacturers Life Insurance Company, the	DECREASED	1,292,000	1,489,473	-197,473	-13%	$97.6K	$70.8K	-$26.9K	2020-05-15
FMR LLC	DECREASED	1,141,500	1,268,149	-126,649	-10%	$83.0K	$62.4K	-$20.6K	2020-05-14
State Street Corp	DECREASED	1,111,639	1,329,639	-218,000	-16%	$86.9K	$61.0K	-$25.8K	2020-06-19
Calamos Advisors LLC	DECREASED	977,329	1,447,217	-469,888	-32%	$94.7K	$51.1K	-$43.6K	2020-04-28
CSS LLC	INCREASED	809,281	5,243	+804,038	+15335%	$344	$44.5K	+$44.2K	2020-05-15
Mackay Shields LLC	INCREASED	730,782	729,943	+839	+0%	$47.8K	$39.8K	-$8.0K	2020-05-08
Invesco Ltd.	DECREASED	699,989	794,889	-94,900	-12%	$52.0K	$36.6K	-$15.4K	2020-05-15
Two Sigma Securities, LLC	INCREASED	625,000	50,544	+574,456	+1137%	$3.3K	$32.7K	+$29.4K	2020-05-15
Van Eck Associates Corp	DECREASED	502,263	560,624	-58,361	-10%	$36.7K	$26.3K	-$10.4K	2020-05-12
Equitec Specialists, LLC	INCREASED	374,648	61,356	+313,292	+511%	$4.0K	$19.6K	+$15.6K	2020-04-23
Victory Capital Management Inc	DECREASED	294,457	311,701	-17,244	-6%	$20.4K	$15.4K	-$5.0K	2020-05-12
Mufg Securities Emea plc	NEW	288,750	—	+288,750	—	—	$159	—	2020-05-12
Aequim Alternative Investments LP	NEW	275,000	—	+275,000	—	—	$14.4K	—	2020-05-15
SSI Investment Management LLC	DECREASED	267,120	306,497	-39,377	-13%	$20.1K	$14.7K	-$5.4K	2020-05-13
Bank of America Corp	INCREASED	259,277	164,914	+94,363	+57%	$10.8K	$13.6K	+$2.8K	2020-05-15
D. E. Shaw & Co., Inc.	INCREASED	258,300	250,000	+8,300	+3%	$16.4K	$14.2K	-$2.2K	2020-05-15
Wolverine Asset Management LLC	INCREASED	231,350	93,745	+137,605	+147%	$6.1K	$12.7K	+$6.6K	2020-05-13
Unionbancal Corp	DECREASED	201,055	285,531	-84,476	-30%	$18.7K	$11.0K	-$7.7K	2020-04-24
Putnam Investments LLC	DECREASED	198,075	246,751	-48,676	-20%	$16.1K	$10.9K	-$5.3K	2020-05-15
Lord, Abbett & Co. LLC	INCREASED	193,847	140,459	+53,388	+38%	$9.2K	$10.1K	+$940	2020-05-14
Wells Fargo & Company	INCREASED	182,991	136,837	+46,154	+34%	$9.0K	$9.6K	+$610	2020-05-14
Credit Suisse AG/	DECREASED	173,450	303,995	-130,545	-43%	$19.9K	$9.1K	-$10.8K	2020-05-13
Mizuho Securities USA Inc.	INCREASED	160,276	37,849	+122,427	+323%	$2.5K	$8.6K	+$6.1K	2020-05-01
Alberta Investment Management Corp	UNCHANGED	150,000	150,000	0	0%	$9.8K	$7.8K	-$2.0K	2020-05-08
Palisade Capital Management, LP	DECREASED	140,716	172,145	-31,429	-18%	$11.3K	$7.8K	-$3.5K	2020-05-13
TD Asset Management Inc	DECREASED	102,937	107,855	-4,918	-5%	$7.1K	$5.4K	-$1.7K	2020-05-15
SEI Investments Co	INCREASED	102,362	64,162	+38,200	+60%	$4.2K	$5.6K	+$1.4K	2020-05-14
Angelo Gordon & Co., L.P.	NEW	100,000	—	+100,000	—	—	$5.5K	—	2020-05-14
BlueCrest Capital Management Ltd	DECREASED	91,115	217,780	-126,665	-58%	$14.3K	$4.8K	-$9.5K	2020-05-15
Advent Capital Management	DECREASED	89,118	442,053	-352,935	-80%	$29.0K	$4.9K	-$24.1K	2020-05-15
Laffer Tengler Investments, Inc.	DECREASED	68,370	68,595	-225	0%	$4.5M	$3.7M	-$761.2K	2020-04-28
Princeton Portfolio Strategies Group LLC	DECREASED	64,555	65,465	-910	-1%	$4.3K	$3.4K	-$910	2020-05-12
Federated Hermes, Inc.	UNCHANGED	62,004	62,004	0	0%	$4.1K	$3.2K	-$817	2020-05-13
Barclays PLC	INCREASED	55,350	7,999	+47,351	+592%	$524	$2.9K	+$2.4K	2020-05-13
Neuberger Berman Group LLC	NEW	48,939	—	+48,939	—	—	$2.6K	—	2020-05-14
JPMorgan Chase & Co	DECREASED	47,070	1,045,846	-998,776	-95%	$68.5K	$2.5K	-$66.0K	2020-05-12
Macquarie Group LTD	INCREASED	40,773	14,933	+25,840	+173%	$978	$2.1K	+$1.2K	2020-05-15
Chartwell Investment Partners, Inc.	DECREASED	35,000	166,255	-131,255	-79%	$10.9K	$1.9K	-$9.0K	2020-04-30
AQR Arbitrage LLC	UNCHANGED	34,150	34,150	0	0%	$2.2K	$1.9K	-$368	2020-05-15
AGF Investments Inc.	UNCHANGED	30,000	30,000	0	0%	$2.0K	$1.6K	-$396	2020-05-08
Jefferies Group LLC	DECREASED	29,713	38,199	-8,486	-22%	$2.5K	$1.6K	-$905	2020-11-24
Morgan Stanley	DECREASED	27,275	83,305	-56,030	-67%	$5.5K	$1.5K	-$4.0K	2020-05-26
Verition Fund Management LLC	NEW	25,000	—	+25,000	—	—	$1.3K	—	2020-05-15
Bank of Nova Scotia	DECREASED	23,682	86,471	-62,789	-73%	$5.7K	$1.2K	-$4.4K	2020-05-15
Fieldpoint Private Securities, LLC	DECREASED	22,420	23,721	-1,301	-5%	$1.6K	$1.2K	-$380	2020-05-11
Citizens Business Bank	UNCHANGED	18,000	18,000	0	0%	$1.2K	$941	-$237	2022-11-18
Jane Street Group, LLC	INCREASED	16,654	3,334	+13,320	+400%	$218	$871	+$653	2020-05-15
ST Germain D J Co Inc	UNCHANGED	15,497	15,497	0	0%	$1.0K	$810	-$204	2020-05-13
Calamos Wealth Management LLC	DECREASED	10,590	15,965	-5,375	-34%	$1.0K	$554	-$491	2020-04-28
Boothbay Fund Management, LLC	NEW	9,874	—	+9,874	—	—	$920	—	2020-05-15
Millennium Management LLC	DECREASED	9,698	12,693	-2,995	-24%	$832	$533	-$299	2020-05-14
Westwood Holdings Group Inc	DECREASED	9,300	438,315	-429,015	-98%	$28.7K	$486	-$28.2K	2020-05-15
Stifel Financial Corp	INCREASED	7,710	7,690	+20	+0%	$506	$402	-$104	2020-05-14
Susquehanna International Group, LLP	NEW	7,700	—	+7,700	—	—	$403	—	2020-05-15
Knights of Columbus Asset Advisors LLC	UNCHANGED	7,644	7,644	0	0%	$499	$422	-$77	2020-05-15
Smith, Moore & Co.	INCREASED	7,535	7,435	+100	+1%	$487	$394	-$93	2020-05-15
HRT Financial LP	NEW	7,300	—	+7,300	—	—	$381	—	2020-05-15
Wellington Management Group LLP	UNCHANGED	5,400	5,400	0	0%	$353	$282	-$71	2020-05-14
First Hawaiian Bank	DECREASED	5,295	6,675	-1,380	-21%	$437	$277	-$160	2020-04-21
Hohimer Wealth Management, LLC	DECREASED	4,300	6,851	-2,551	-37%	$448	$274	-$174	2020-05-05
UBS Group AG	INCREASED	4,182	414	+3,768	+910%	$27	$218	+$191	2020-05-01
American Portfolios Advisors	INCREASED	4,069	3,315	+754	+23%	$217.0K	$212.7K	-$4.3K	2023-03-24
Piper Sandler & Co.	UNCHANGED	3,800	3,800	0	0%	$249	$199	-$50	2020-05-14
Steward Partners Investment Advisory, LLC	INCREASED	2,575	2,500	+75	+3%	$163	$134	-$29	2020-04-29
Osaic Holdings, Inc.	NEW	1,778	—	+1,778	—	—	$93	—	2020-05-18
Oppenheimer Asset Management Inc.	DECREASED	1,457	1,467	-10	-1%	$96	$76	-$20	2020-05-08
Royal Bank of Canada	DECREASED	1,224	103,173	-101,949	-99%	$6.8K	$64	-$6.7K	2020-06-16
Trustcore Financial Services, LLC	UNCHANGED	1,150	1,150	0	0%	$75	$60	-$15	2020-05-07
Lindbrook Capital, LLC	UNCHANGED	1,000	1,000	0	0%	$65	$52	-$13	2020-04-22
Benjamin Edwards Inc	INCREASED	504	334	+170	+51%	$22	$26	+$4	2020-05-07
Advisory Services Network, LLC	DECREASED	499	643	-144	-22%	$42	$26	-$16	2020-05-15
Clearbridge Investments, LLC	UNCHANGED	445	445	0	0%	$29	$23	-$6	2020-05-22
Citigroup Inc	DECREASED	429	529	-100	-19%	$35	$22	-$13	2020-05-12
Tower Research Capital LLC (TRC)	NEW	364	—	+364	—	—	$19	—	2020-05-15
Stonebridge Capital Advisors LLC	DECREASED	270	300	-30	-10%	$20	$14	-$6	2020-05-15
Sowell Financial Services LLC	INCREASED	257	237	+20	+8%	$16	$13	-$3	2020-05-12
Bank of Montreal	INCREASED	185	74	+111	+150%	$5	$10	+$5	2020-05-13
Ellevest, Inc.	NEW	98	—	+98	—	—	$5	—	2020-04-13
Weiss Asset Management LP	CLOSED	0	580,000	-580,000	-100%	$38.0K	$0	-$38.0K	2020-05-14
Kohlberg Kravis Roberts & Co. L.P.	CLOSED	0	475,000	-475,000	-100%	$31.1K	$0	-$31.1K	2020-05-15
Nuance Investments, LLC	CLOSED	0	449,851	-449,851	-100%	$29.4K	$0	-$29.4K	2020-05-12
Pier 88 Investment Partners LLC	CLOSED	0	126,733	-126,733	-100%	$8.3K	$0	-$8.3K	2020-05-15
Gabelli Funds LLC	CLOSED	0	86,966	-86,966	-100%	$5.7K	$0	-$5.7K	2020-05-14
Magnetar Financial LLC	CLOSED	0	50,000	-50,000	-100%	$3.3K	$0	-$3.3K	2020-05-15
Truist Financial Corp	CLOSED	0	32,250	-32,250	-100%	$2.1K	$0	-$2.1K	2021-11-05
Aegon USA Investment Management, LLC	CLOSED	0	25,000	-25,000	-100%	$1.6K	$0	-$1.6K	2020-04-24
Raymond James & Associates	CLOSED	0	16,376	-16,376	-100%	$1.1K	$0	-$1.1K	2020-04-21
Founders Capital Management, LLC	CLOSED	0	12,261	-12,261	-100%	$803	$0	-$803	2020-04-20
Teton Advisors, Inc.	CLOSED	0	8,494	-8,494	-100%	$556	$0	-$556	2020-05-14
Raymond James Financial Services Advisors, Inc.	CLOSED	0	7,864	-7,864	-100%	$515	$0	-$515	2020-04-21
Envestnet Asset Management Inc	CLOSED	0	6,798	-6,798	-100%	$445	$0	-$445	2020-04-23
Hilton Capital Management, LLC	CLOSED	0	4,189	-4,189	-100%	$274	$0	-$274	2020-05-08
Blueshift Asset Management, LLC	CLOSED	0	3,494	-3,494	-100%	$229	$0	-$229	2020-05-14
XR Securities LLC	CLOSED	0	3,468	-3,468	-100%	$227	$0	-$227	2020-04-09
Rational Advisors, Inc.	CLOSED	0	2,762	-2,762	-100%	$181	$0	-$181	2020-05-12
PNC Financial Services Group, Inc.	CLOSED	0	2,237	-2,237	-100%	$146	$0	-$146	2020-05-08
Crewe Advisors LLC	CLOSED	0	223	-223	-100%	$15	$0	-$15	2020-05-07
US Bancorp \de\	CLOSED	0	21	-21	-100%	$1	$0	-$1	2020-05-13
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2020-05-13
Ladenburg Thalmann Financial Services Inc	N/A	—	950	-950	-100%	$62	—	—	—
Advisor Group, Inc.	N/A	—	393	-393	-100%	$26	—	—	—

Showing 109 of 109 institutions