BlackRock Real Asset Equity

Q2 2014 vs Q3 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

INCREASED

Shares2,352,360 from 2,026,724

Change+325,636 (+16%)

Value$19.9K (+$895)

Filed 2014-12-16

1607 Capital Partners, LLC

INCREASED

Shares1,620,423 from 1,583,423

Change+37,000 (+2%)

Value$13.7K (-$1.1K)

Filed 2014-11-14

Lazard Asset Management LLC

INCREASED

Shares1,296,900 from 1,293,125

Change+3,775 (+0%)

Value$11.0K (-$1.2K)

Filed 2014-11-07

Cornerstone Advisors Inc

UNCHANGED

Shares1,149,857 from 1,149,857

Change0 (0%)

Value$9.7K (-$1.1K)

Filed 2014-11-10

Financial & Investment Management Group LTD

DECREASED

Shares1,147,674 from 1,418,826

Change-271,152 (-19%)

Value$9.7K (-$3.6K)

Filed 2014-10-14

Invesco Ltd.

DECREASED

Shares1,108,743 from 1,247,096

Change-138,353 (-11%)

Value$9.4K (-$2.3K)

Filed 2014-11-14

UBS AG

INCREASED

Shares906,838 from 799,296

Change+107,542 (+13%)

Value$7.7K (+$175)

Filed 2014-11-12

Advisors Asset Management, Inc.

NEW

Shares893,890

Change+893,890

Value$7.6K

Filed 2014-11-13

Newgate Capital Management LLC

DECREASED

Shares792,179 from 935,335

Change-143,156 (-15%)

Value$6.7K (-$2.1K)

Filed 2014-10-09

Royal Bank of Canada

INCREASED

Shares447,955 from 436,585

Change+11,370 (+3%)

Value$3.8K (-$305)

Filed 2014-11-14

Wells Fargo & Company

DECREASED

Shares388,850 from 396,255

Change-7,405 (-2%)

Value$3.3K (-$427)

Filed 2014-11-06

Cohen & Steers, Inc.

UNCHANGED

Shares310,151 from 310,151

Change0 (0%)

Value$2.6K (-$285)

Filed 2014-11-14

AQR Capital Management LLC

INCREASED

Shares304,523 from 263,874

Change+40,649 (+15%)

Value$2.6K (+$101)

Filed 2014-11-14

Bank of America Corp

INCREASED

Shares218,191 from 197,833

Change+20,358 (+10%)

Value$1.8K (-$10)

Filed 2014-11-14

Marathon Capital Management

DECREASED

Shares182,737 from 184,641

Change-1,904 (-1%)

Value$1.5K (-$186)

Filed 2014-10-30

Guggenheim Capital LLC

DECREASED

Shares173,991 from 174,456

Change-465 (0%)

Value$1.5K (-$164)

Filed 2014-11-17

Index Management Solutions, LLC

INCREASED

Shares147,295 from 124,134

Change+23,161 (+19%)

Value$1.2K (+$64)

Filed 2014-11-14

TFS Capital LLC

DECREASED

Shares137,565 from 213,189

Change-75,624 (-35%)

Value$1.2K (-$837)

Filed 2014-11-06

Wolverine Asset Management LLC

DECREASED

Shares126,737 from 349,433

Change-222,696 (-64%)

Value$1.1K (-$2.2K)

Filed 2014-11-13

Raymond James & Associates

DECREASED

Shares120,347 from 132,993

Change-12,646 (-10%)

Value$1.0K (-$230)

Filed 2014-11-14

LPL Financial LLC

DECREASED

Shares117,920 from 122,307

Change-4,387 (-4%)

Value$991 (-$157)

Filed 2014-11-10

New England Securities Corp

INCREASED

Shares102,037 from 97,587

Change+4,450 (+5%)

Value$864 (-$52)

Filed 2014-11-05

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares100,057 from 72,748

Change+27,309 (+38%)

Value$847 (+$164)

Filed 2014-11-17

Ameriprise Financial Inc

INCREASED

Shares70,747 from 62,040

Change+8,707 (+14%)

Value$599 (+$16)

Filed 2014-11-14

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares68,616 from 43,700

Change+24,916 (+57%)

Value$581 (+$171)

Filed 2014-11-14

Doliver Advisors, LP

DECREASED

Shares58,887 from 69,309

Change-10,422 (-15%)

Value$499 (-$152)

Filed 2014-11-14

OTA Financial Group L.P.

NEW

Shares43,599

Change+43,599

Value$409

Filed 2014-11-13

National Planning Corp

DECREASED

Shares37,750 from 40,984

Change-3,234 (-8%)

Value$314 (-$71)

Filed 2014-10-24

Janney Montgomery Scott LLC

INCREASED

Shares31,500 from 29,700

Change+1,800 (+6%)

Value$266.8K (-$12.1K)

Filed 2014-11-14

Deutsche Bank Ag\

UNCHANGED

Shares30,800 from 30,800

Change0 (0%)

Value$260 (-$29)

Filed 2014-11-14

Goldman Sachs Group Inc

INCREASED

Shares28,099 from 15,409

Change+12,690 (+82%)

Value$238 (+$93)

Filed 2014-11-14

Horizon Kinetics LLC

UNCHANGED

Shares26,804 from 26,804

Change0 (0%)

Value$227 (-$25)

Filed 2014-11-13

Dynamic Advisor Solutions LLC

DECREASED

Shares25,000 from 35,000

Change-10,000 (-29%)

Value$212 (-$117)

Filed 2014-12-03

DRW Securities, LLC

INCREASED

Shares24,806 from 23,806

Change+1,000 (+4%)

Value$210 (-$14)

Filed 2014-11-14

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares21,543 from 21,539

Change+4 (+0%)

Value$182 (-$20)

Filed 2014-11-05

KCG Holdings, Inc.

INCREASED

Shares21,322 from 17,177

Change+4,145 (+24%)

Value$181 (+$20)

Filed 2014-12-29

Global Endowment Management, LP

UNCHANGED

Shares21,000 from 21,000

Change0 (0%)

Value$178 (-$19)

Filed 2014-11-13

Commonwealth Equity Services, Inc

INCREASED

Shares19,793 from 14,783

Change+5,010 (+34%)

Value$168 (+$29)

Filed 2014-10-17

American International Group, Inc.

INCREASED

Shares15,205 from 8,400

Change+6,805 (+81%)

Value$128.8K (+$49.9K)

Filed 2014-11-12

Blue Bell Private Wealth Management, LLC

INCREASED

Shares14,684 from 1,000

Change+13,684 (+1368%)

Value$124 (+$115)

Filed 2014-10-15

Raymond James Trust N.A.

UNCHANGED

Shares14,375 from 14,375

Change0 (0%)

Value$121 (-$14)

Filed 2014-10-10

Bokf, NA

INCREASED

Shares13,000 from 12,500

Change+500 (+4%)

Value$110 (-$7)

Filed 2014-11-13

Round Table Services, LLC

NEW

Shares12,900

Change+12,900

Value$109

Filed 2014-11-10

Wedbush Securities Inc

DECREASED

Shares12,733 from 16,730

Change-3,997 (-24%)

Value$108 (-$49)

Filed 2014-11-07

Landscape Capital Management, L.L.C.

NEW

Shares10,993

Change+10,993

Value$93

Filed 2014-11-13

Shufro Rose & Co LLC

UNCHANGED

Shares10,800 from 10,800

Change0 (0%)

Value$91 (-$10)

Filed 2014-10-14

Cetera Advisor Networks LLC

DECREASED

Shares10,483 from 11,104

Change-621 (-6%)

Value$89 (-$20)

Filed 2014-11-21

Cordasco Financial Network

UNCHANGED

Shares4,260 from 4,260

Change0 (0%)

Value$36 (-$4)

Filed 2014-11-05

Citigroup Inc

INCREASED

Shares3,429 from 2,765

Change+664 (+24%)

Value$29 (+$3)

Filed 2014-11-14

Tower Research Capital LLC (TRC)

NEW

Shares3,300

Change+3,300

Value$28

Filed 2014-10-31

Sanctuary Wealth Advisors, LLC

UNCHANGED

Shares2,500 from 2,500

Change0 (0%)

Value$21 (-$3)

Filed 2015-02-27

Envestnet Asset Management Inc

NEW

Shares2,354

Change+2,354

Value$20

Filed 2014-11-13

Highlander Capital Management, LLC

UNCHANGED

Shares2,100 from 2,100

Change0 (0%)

Value$17.8K (-$1.9K)

Filed 2014-11-12

Formidable Asset Management, LLC

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$16 (-$3)

Filed 2014-11-14

Creative Planning

NEW

Shares1,667

Change+1,667

Value$14

Filed 2014-10-10

Loring Wolcott & Coolidge Fiduciary Advisors LLP

DECREASED

Shares1,582 from 1,829

Change-247 (-13%)

Value$13 (-$4)

Filed 2014-11-07

Dubuque Bank & Trust Co

UNCHANGED

Shares1,375 from 1,375

Change0 (0%)

Value$12 (-$1)

Filed 2014-11-12

US Bancorp \de\

INCREASED

Shares1,370 from 1,000

Change+370 (+37%)

Value$12 (+$3)

Filed 2014-11-14

Fifth Third Bancorp

UNCHANGED

Shares1,250 from 1,250

Change0 (0%)

Value$11 (-$1)

Filed 2014-11-17

WFG Advisors, LP

UNCHANGED

Shares1,116 from 1,116

Change0 (0%)

Value$9 (-$1)

Filed 2014-11-14

D.A. Davidson & Co.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$8 (-$1)

Filed 2014-11-12

Next Financial Group, Inc

UNCHANGED

Shares699 from 699

Change0 (0%)

Value$6 ($0)

Filed 2015-02-10

Lehman Financial Resources, Inc.

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$4 (-$1)

Filed 2014-11-12

Barclays PLC

NEW

Shares100

Change+100

Value$1

Filed 2014-11-14

MetLife Securities, Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$1 ($0)

Filed 2014-11-05

Marathon Trading Investment Management LLC

CLOSED

Shares0 from 56,000

Change-56,000 (-100%)

Value$0 (-$526)

Filed 2015-02-17

BlueCrest Capital Management LLP

CLOSED

Shares0 from 14,242

Change-14,242 (-100%)

Value$0 (-$134)

Filed 2014-12-23

BNP Paribas Financial Markets

CLOSED

Shares0 from 8,258

Change-8,258 (-100%)

Value$0 (-$77.5K)

Filed 2014-11-12

B. Riley Wealth Advisors, Inc.

CLOSED

Shares0 from 2,482

Change-2,482 (-100%)

Value$0 (-$23.3K)

Filed 2014-11-20

Blume Capital Management, Inc.

CLOSED

Shares0 from 2,200

Change-2,200 (-100%)

Value$0 (-$21)

Filed 2014-11-12

OTA LLC

N/A

Shares— from 43,599

Change-43,599 (-100%)

Value—

	Status
Morgan Stanley	INCREASED	2,352,360	2,026,724	+325,636	+16%	$19.0K	$19.9K	+$895	2014-12-16
1607 Capital Partners, LLC	INCREASED	1,620,423	1,583,423	+37,000	+2%	$14.9K	$13.7K	-$1.1K	2014-11-14
Lazard Asset Management LLC	INCREASED	1,296,900	1,293,125	+3,775	+0%	$12.1K	$11.0K	-$1.2K	2014-11-07
Cornerstone Advisors Inc	UNCHANGED	1,149,857	1,149,857	0	0%	$10.8K	$9.7K	-$1.1K	2014-11-10
Financial & Investment Management Group LTD	DECREASED	1,147,674	1,418,826	-271,152	-19%	$13.3K	$9.7K	-$3.6K	2014-10-14
Invesco Ltd.	DECREASED	1,108,743	1,247,096	-138,353	-11%	$11.7K	$9.4K	-$2.3K	2014-11-14
UBS AG	INCREASED	906,838	799,296	+107,542	+13%	$7.5K	$7.7K	+$175	2014-11-12
Advisors Asset Management, Inc.	NEW	893,890	—	+893,890	—	—	$7.6K	—	2014-11-13
Newgate Capital Management LLC	DECREASED	792,179	935,335	-143,156	-15%	$8.8K	$6.7K	-$2.1K	2014-10-09
Royal Bank of Canada	INCREASED	447,955	436,585	+11,370	+3%	$4.1K	$3.8K	-$305	2014-11-14
Wells Fargo & Company	DECREASED	388,850	396,255	-7,405	-2%	$3.7K	$3.3K	-$427	2014-11-06
Cohen & Steers, Inc.	UNCHANGED	310,151	310,151	0	0%	$2.9K	$2.6K	-$285	2014-11-14
AQR Capital Management LLC	INCREASED	304,523	263,874	+40,649	+15%	$2.5K	$2.6K	+$101	2014-11-14
Bank of America Corp	INCREASED	218,191	197,833	+20,358	+10%	$1.9K	$1.8K	-$10	2014-11-14
Marathon Capital Management	DECREASED	182,737	184,641	-1,904	-1%	$1.7K	$1.5K	-$186	2014-10-30
Guggenheim Capital LLC	DECREASED	173,991	174,456	-465	0%	$1.6K	$1.5K	-$164	2014-11-17
Index Management Solutions, LLC	INCREASED	147,295	124,134	+23,161	+19%	$1.2K	$1.2K	+$64	2014-11-14
TFS Capital LLC	DECREASED	137,565	213,189	-75,624	-35%	$2.0K	$1.2K	-$837	2014-11-06
Wolverine Asset Management LLC	DECREASED	126,737	349,433	-222,696	-64%	$3.3K	$1.1K	-$2.2K	2014-11-13
Raymond James & Associates	DECREASED	120,347	132,993	-12,646	-10%	$1.2K	$1.0K	-$230	2014-11-14
LPL Financial LLC	DECREASED	117,920	122,307	-4,387	-4%	$1.1K	$991	-$157	2014-11-10
New England Securities Corp	INCREASED	102,037	97,587	+4,450	+5%	$916	$864	-$52	2014-11-05
Raymond James Financial Services Advisors, Inc.	INCREASED	100,057	72,748	+27,309	+38%	$683	$847	+$164	2014-11-17
Ameriprise Financial Inc	INCREASED	70,747	62,040	+8,707	+14%	$583	$599	+$16	2014-11-14
Ladenburg Thalmann Financial Services Inc	INCREASED	68,616	43,700	+24,916	+57%	$410	$581	+$171	2014-11-14
Doliver Advisors, LP	DECREASED	58,887	69,309	-10,422	-15%	$651	$499	-$152	2014-11-14
OTA Financial Group L.P.	NEW	43,599	—	+43,599	—	—	$409	—	2014-11-13
National Planning Corp	DECREASED	37,750	40,984	-3,234	-8%	$385	$314	-$71	2014-10-24
Janney Montgomery Scott LLC	INCREASED	31,500	29,700	+1,800	+6%	$278.9K	$266.8K	-$12.1K	2014-11-14
Deutsche Bank Ag\	UNCHANGED	30,800	30,800	0	0%	$289	$260	-$29	2014-11-14
Goldman Sachs Group Inc	INCREASED	28,099	15,409	+12,690	+82%	$145	$238	+$93	2014-11-14
Horizon Kinetics LLC	UNCHANGED	26,804	26,804	0	0%	$252	$227	-$25	2014-11-13
Dynamic Advisor Solutions LLC	DECREASED	25,000	35,000	-10,000	-29%	$329	$212	-$117	2014-12-03
DRW Securities, LLC	INCREASED	24,806	23,806	+1,000	+4%	$224	$210	-$14	2014-11-14
Cambridge Investment Research Advisors, Inc.	INCREASED	21,543	21,539	+4	+0%	$202	$182	-$20	2014-11-05
KCG Holdings, Inc.	INCREASED	21,322	17,177	+4,145	+24%	$161	$181	+$20	2014-12-29
Global Endowment Management, LP	UNCHANGED	21,000	21,000	0	0%	$197	$178	-$19	2014-11-13
Commonwealth Equity Services, Inc	INCREASED	19,793	14,783	+5,010	+34%	$139	$168	+$29	2014-10-17
American International Group, Inc.	INCREASED	15,205	8,400	+6,805	+81%	$78.9K	$128.8K	+$49.9K	2014-11-12
Blue Bell Private Wealth Management, LLC	INCREASED	14,684	1,000	+13,684	+1368%	$9	$124	+$115	2014-10-15
Raymond James Trust N.A.	UNCHANGED	14,375	14,375	0	0%	$135	$121	-$14	2014-10-10
Bokf, NA	INCREASED	13,000	12,500	+500	+4%	$117	$110	-$7	2014-11-13
Round Table Services, LLC	NEW	12,900	—	+12,900	—	—	$109	—	2014-11-10
Wedbush Securities Inc	DECREASED	12,733	16,730	-3,997	-24%	$157	$108	-$49	2014-11-07
Landscape Capital Management, L.L.C.	NEW	10,993	—	+10,993	—	—	$93	—	2014-11-13
Shufro Rose & Co LLC	UNCHANGED	10,800	10,800	0	0%	$101	$91	-$10	2014-10-14
Cetera Advisor Networks LLC	DECREASED	10,483	11,104	-621	-6%	$109	$89	-$20	2014-11-21
Cordasco Financial Network	UNCHANGED	4,260	4,260	0	0%	$40	$36	-$4	2014-11-05
Citigroup Inc	INCREASED	3,429	2,765	+664	+24%	$26	$29	+$3	2014-11-14
Tower Research Capital LLC (TRC)	NEW	3,300	—	+3,300	—	—	$28	—	2014-10-31
Sanctuary Wealth Advisors, LLC	UNCHANGED	2,500	2,500	0	0%	$24	$21	-$3	2015-02-27
Envestnet Asset Management Inc	NEW	2,354	—	+2,354	—	—	$20	—	2014-11-13
Highlander Capital Management, LLC	UNCHANGED	2,100	2,100	0	0%	$19.7K	$17.8K	-$1.9K	2014-11-12
Formidable Asset Management, LLC	UNCHANGED	2,000	2,000	0	0%	$19	$16	-$3	2014-11-14
Creative Planning	NEW	1,667	—	+1,667	—	—	$14	—	2014-10-10
Loring Wolcott & Coolidge Fiduciary Advisors LLP	DECREASED	1,582	1,829	-247	-13%	$17	$13	-$4	2014-11-07
Dubuque Bank & Trust Co	UNCHANGED	1,375	1,375	0	0%	$13	$12	-$1	2014-11-12
US Bancorp \de\	INCREASED	1,370	1,000	+370	+37%	$9	$12	+$3	2014-11-14
Fifth Third Bancorp	UNCHANGED	1,250	1,250	0	0%	$12	$11	-$1	2014-11-17
WFG Advisors, LP	UNCHANGED	1,116	1,116	0	0%	$10	$9	-$1	2014-11-14
D.A. Davidson & Co.	UNCHANGED	1,000	1,000	0	0%	$9	$8	-$1	2014-11-12
Next Financial Group, Inc	UNCHANGED	699	699	0	0%	$6	$6	$0	2015-02-10
Lehman Financial Resources, Inc.	UNCHANGED	500	500	0	0%	$5	$4	-$1	2014-11-12
Barclays PLC	NEW	100	—	+100	—	—	$1	—	2014-11-14
MetLife Securities, Inc	UNCHANGED	100	100	0	0%	$1	$1	$0	2014-11-05
Marathon Trading Investment Management LLC	CLOSED	0	56,000	-56,000	-100%	$526	$0	-$526	2015-02-17
BlueCrest Capital Management LLP	CLOSED	0	14,242	-14,242	-100%	$134	$0	-$134	2014-12-23
BNP Paribas Financial Markets	CLOSED	0	8,258	-8,258	-100%	$77.5K	$0	-$77.5K	2014-11-12
B. Riley Wealth Advisors, Inc.	CLOSED	0	2,482	-2,482	-100%	$23.3K	$0	-$23.3K	2014-11-20
Blume Capital Management, Inc.	CLOSED	0	2,200	-2,200	-100%	$21	$0	-$21	2014-11-12
OTA LLC	N/A	—	43,599	-43,599	-100%	$409	—	—	—

Showing 71 of 71 institutions