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BlackRock SR High Income FD

CUSIP: 09255T109 | 47 institutional holders

Quarters

Q3 2013Q2 2013Q2 2012Q1 2012Q4 2011
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Institutional Holders — Q3 2013

Advisors Asset Management, Inc.3,997,488
0.0% of portfolio›$15.8K
Morgan Stanley3,433,070
0.0% of portfolio›$13.5K
Linscomb Wealth, Inc.598,887
0.0% of portfolio›$2.4K
Invesco Ltd.496,395
0.0% of portfolio›$2.0K
Wells Fargo & Company368,237
0.0% of portfolio›$1.5K
Rivernorth Capital Management, LLC243,706
0.1% of portfolio›$960
Shaker Financial Services, LLC193,516
0.2% of portfolio›$762
Zazove Associates LLC191,612
0.0% of portfolio›$755
Horizon Kinetics LLC173,757
0.0% of portfolio›$685
UBS AG152,789
0.0% of portfolio›$602
First Trust Advisors LP139,615
0.0% of portfolio›$550
Doliver Advisors, LP128,825
0.1% of portfolio›$508
Raymond James & Associates109,343
0.0% of portfolio›$431
Steel Grove Capital Advisors, LLC62,807
0.0% of portfolio›$247
Royal Bank of Canada57,720
0.0% of portfolio›$228
Creative Planning45,000
0.0% of portfolio›$177
American International Group, Inc.44,923
0.0% of portfolio›$177.0K
Goldman Sachs Group Inc42,638
0.0% of portfolio›$168
US Bancorp \de\41,438
0.0% of portfolio›$163
Nomura Holdings Inc31,307
0.0% of portfolio›$123
KMS Financial Services, Inc26,533
0.0% of portfolio›$105
Oppenheimer & Co Inc24,752
0.0% of portfolio›$98
LPL Financial LLC24,549
0.0% of portfolio›$96
SG Americas Securities, LLC23,000
0.0% of portfolio›$91
B. Riley Wealth Advisors, Inc.16,431
0.0% of portfolio›$65
Comerica Bank12,539
0.0% of portfolio›$50
MetLife Securities, Inc10,662
0.0% of portfolio›$42
Commonwealth Equity Services, Inc10,054
0.0% of portfolio›$40
Wolverine Asset Management LLC7,555
0.0% of portfolio›$29
Barclays PLC4,042
0.0% of portfolio›$12
Gary Goldberg Planning Services Inc2,800
0.0% of portfolio›$11
BlackRock Investment Management, LLC2,417
0.0% of portfolio›$10
Central Trust Co1,925
0.0% of portfolio›$8
New England Securities Corp1,800
0.0% of portfolio›$7
Citigroup Inc1,600
0.0% of portfolio›$6
People's United Financial, Inc.1,400
0.0% of portfolio›$6
WFG Advisors, LP669
0.0% of portfolio›$3
Orion Porfolio Solutions, LLC447
0.0% of portfolio›$2
Ladenburg Thalmann Financial Services Inc5
0.0% of portfolio›$0
QCI Asset Management Inc4
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Advisors Asset Management, Inc.
3,997,488$15.8K0.0%ValueMediumMonument, CO2013-11-15
Morgan Stanley
3,433,070$13.5K0.0%CoreLowNew York, NY2013-11-13
Linscomb Wealth, Inc.
598,887$2.4K0.0%ETFLowHouston, TX2013-11-01
Invesco Ltd.
496,395$2.0K0.0%GrowthLowAtlanta, GA2013-11-13
Wells Fargo & Company
368,237$1.5K0.0%CoreLowSan Francisco, CA2013-11-13
Rivernorth Capital Management, LLC
243,706$9600.1%YieldHighWest Palm Beach, FL2013-11-14
Shaker Financial Services, LLC
193,516$7620.2%YieldHighArlington, VA2013-11-01
Zazove Associates LLC
191,612$7550.0%YieldMediumIncline Village, NV2013-10-21
Horizon Kinetics LLC
173,757$6850.0%N/AN/ANew York, NY2013-11-14
UBS AG
152,789$6020.0%N/AN/AStamford, CT2013-11-13
First Trust Advisors LP
139,615$5500.0%CoreMediumWheaton, IL2013-11-12
Doliver Advisors, LP
128,825$5080.1%GARPLowHouston, TX2013-12-03
Raymond James & Associates
109,343$4310.0%N/AN/ASt Petersburg, FL2013-11-13
Steel Grove Capital Advisors, LLC
62,807$2470.0%ETFLowMemphis, TN2013-11-14
Royal Bank of Canada
57,720$2280.0%CoreLowToronto, Australia2013-11-14
Creative Planning
45,000$1770.0%IndexVery LowOverland Park, KS2013-10-10
American International Group, Inc.
44,923$177.0K0.0%Agg GrowthVery LowNew York, NY2013-11-07
Goldman Sachs Group Inc
42,638$1680.0%CoreMediumNew York, NY2013-11-14
US Bancorp \de\
41,438$1630.0%IndexLowMinneapolis, MN2013-11-07
Nomura Holdings Inc
31,307$1230.0%GrowthHighTokyo, Mexico2013-11-14
KMS Financial Services, Inc
26,533$1050.0%N/AN/ASeattle, WA2013-10-25
Oppenheimer & Co Inc
24,752$980.0%CoreLowNew York, NY2013-11-01
LPL Financial LLC
24,549$960.0%IndexVery LowFort Mill, SC2013-11-04
SG Americas Securities, LLC
23,000$910.0%GrowthHighNew York, NY2013-11-12
B. Riley Wealth Advisors, Inc.
16,431$650.0%GrowthLowMemphis, TN2013-10-21
Comerica Bank
12,539$500.0%GrowthVery LowDetroit, MI2013-11-12
MetLife Securities, Inc
10,662$420.0%N/AN/ANew York, NY2013-11-07
Commonwealth Equity Services, Inc
10,054$400.0%N/AN/AWaltham, MA2013-11-04
Wolverine Asset Management LLC
7,555$290.0%Deep ValueVery HighChicago, IL2013-11-13
Barclays PLC
4,042$120.0%CoreMediumLondon, United Kingdom2013-11-14
Gary Goldberg Planning Services Inc
2,800$110.0%N/AN/ASuffern, NY2013-11-05
BlackRock Investment Management, LLC
2,417$100.0%N/AN/APrinceton, NJ2013-11-12
Central Trust Co
1,925$80.0%CoreLowJefferson City, MO2013-10-24
New England Securities Corp
1,800$70.0%N/AN/ANew York, NY2013-11-07
Citigroup Inc
1,600$60.0%CoreMediumNew York, NY2013-11-14
People's United Financial, Inc.
1,400$60.0%N/AN/ABridgeport, CT2013-11-13
WFG Advisors, LP
669$30.0%N/AN/ADallas, TX2013-10-31
Orion Porfolio Solutions, LLC
447$20.0%CoreLowOmaha, NE2014-02-18
Ladenburg Thalmann Financial Services Inc
5$00.0%N/AN/AMiami, FL2013-11-14
QCI Asset Management Inc
4$00.0%N/AN/APittsford, NY2013-11-13