BlackRock SR High Income FD

Q2 2013 vs Q3 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Advisors Asset Management, Inc.

INCREASED

Shares3,997,488 from 3,798,805

Change+198,683 (+5%)

Value$15.8K (-$15)

Filed 2013-11-15

Morgan Stanley

INCREASED

Shares3,433,070 from 3,428,752

Change+4,318 (+0%)

Value$13.5K (-$704)

Filed 2013-11-13

Linscomb Wealth, Inc.

DECREASED

Shares598,887 from 666,327

Change-67,440 (-10%)

Value$2.4K (-$405)

Filed 2013-11-01

Invesco Ltd.

INCREASED

Shares496,395 from 432,963

Change+63,432 (+15%)

Value$2.0K (+$160)

Filed 2013-11-13

Wells Fargo & Company

INCREASED

Shares368,237 from 352,231

Change+16,006 (+5%)

Value$1.5K (-$10)

Filed 2013-11-13

Rivernorth Capital Management, LLC

INCREASED

Shares243,706 from 101,602

Change+142,104 (+140%)

Value$960 (+$538)

Filed 2013-11-14

Shaker Financial Services, LLC

INCREASED

Shares193,516 from 134,335

Change+59,181 (+44%)

Value$762 (+$205)

Filed 2013-11-01

Zazove Associates LLC

NEW

Shares191,612

Change+191,612

Value$755

Filed 2013-10-21

Horizon Kinetics LLC

DECREASED

Shares173,757 from 176,878

Change-3,121 (-2%)

Value$685 (-$49)

Filed 2013-11-14

UBS AG

INCREASED

Shares152,789 from 146,101

Change+6,688 (+5%)

Value$602 (-$4)

Filed 2013-11-13

First Trust Advisors LP

DECREASED

Shares139,615 from 162,373

Change-22,758 (-14%)

Value$550 (-$124)

Filed 2013-11-12

Doliver Advisors, LP

INCREASED

Shares128,825 from 40,084

Change+88,741 (+221%)

Value$508 (+$342)

Filed 2013-12-03

Raymond James & Associates

NEW

Shares109,343

Change+109,343

Value$431

Filed 2013-11-13

Steel Grove Capital Advisors, LLC

UNCHANGED

Shares62,807 from 62,807

Change0 (0%)

Value$247 (-$14)

Filed 2013-11-14

Royal Bank of Canada

INCREASED

Shares57,720 from 51,660

Change+6,060 (+12%)

Value$228 (+$13)

Filed 2013-11-14

Creative Planning

INCREASED

Shares45,000 from 44,000

Change+1,000 (+2%)

Value$177 (-$6)

Filed 2013-10-10

American International Group, Inc.

INCREASED

Shares44,923 from 44,673

Change+250 (+1%)

Value$177.0K (-$8.4K)

Filed 2013-11-07

Goldman Sachs Group Inc

NEW

Shares42,638

Change+42,638

Value$168

Filed 2013-11-14

US Bancorp \de\

UNCHANGED

Shares41,438 from 41,438

Change0 (0%)

Value$163 (-$9)

Filed 2013-11-07

Nomura Holdings Inc

NEW

Shares31,307

Change+31,307

Value$123

Filed 2013-11-14

KMS Financial Services, Inc

DECREASED

Shares26,533 from 29,033

Change-2,500 (-9%)

Value$105 (-$15)

Filed 2013-10-25

Oppenheimer & Co Inc

NEW

Shares24,752

Change+24,752

Value$98

Filed 2013-11-01

LPL Financial LLC

DECREASED

Shares24,549 from 25,716

Change-1,167 (-5%)

Value$96 (-$11)

Filed 2013-11-04

SG Americas Securities, LLC

NEW

Shares23,000

Change+23,000

Value$91

Filed 2013-11-12

B. Riley Wealth Advisors, Inc.

DECREASED

Shares16,431 from 16,999

Change-568 (-3%)

Value$65 (-$6)

Filed 2013-10-21

Comerica Bank

UNCHANGED

Shares12,539 from 12,539

Change0 (0%)

Value$50 (-$2)

Filed 2013-11-12

MetLife Securities, Inc

INCREASED

Shares10,662 from 10,643

Change+19 (+0%)

Value$42 (-$2)

Filed 2013-11-07

Commonwealth Equity Services, Inc

DECREASED

Shares10,054 from 26,684

Change-16,630 (-62%)

Value$40 (-$71)

Filed 2013-11-04

Wolverine Asset Management LLC

NEW

Shares7,555

Change+7,555

Value$29

Filed 2013-11-13

Barclays PLC

INCREASED

Shares4,042 from 1,025

Change+3,017 (+294%)

Value$12 (+$8)

Filed 2013-11-14

Gary Goldberg Planning Services Inc

DECREASED

Shares2,800 from 3,500

Change-700 (-20%)

Value$11 (-$4)

Filed 2013-11-05

BlackRock Investment Management, LLC

NEW

Shares2,417

Change+2,417

Value$10

Filed 2013-11-12

Central Trust Co

UNCHANGED

Shares1,925 from 1,925

Change0 (0%)

Value$8 ($0)

Filed 2013-10-24

New England Securities Corp

UNCHANGED

Shares1,800 from 1,800

Change0 (0%)

Value$7 ($0)

Filed 2013-11-07

Citigroup Inc

DECREASED

Shares1,600 from 9,800

Change-8,200 (-84%)

Value$6 (-$35)

Filed 2013-11-14

People's United Financial, Inc.

UNCHANGED

Shares1,400 from 1,400

Change0 (0%)

Value$6 ($0)

Filed 2013-11-13

WFG Advisors, LP

UNCHANGED

Shares669 from 669

Change0 (0%)

Value$3 ($0)

Filed 2013-10-31

Orion Porfolio Solutions, LLC

INCREASED

Shares447 from 442

Change+5 (+1%)

Value$2 ($0)

Filed 2014-02-18

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares5 from 5

Change0 (0%)

Value$0 ($0)

Filed 2013-11-14

QCI Asset Management Inc

NEW

Shares4

Change+4

Value$0

Filed 2013-11-13

Bank of America Corp

CLOSED

Shares0 from 67,057

Change-67,057 (-100%)

Value$0 (-$278)

Filed 2014-02-27

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 57,650

Change-57,650 (-100%)

Value$0 (-$239)

Filed 2013-10-21

Paloma Partners Management Co

CLOSED

Shares0 from 14,300

Change-14,300 (-100%)

Value$0 (-$59)

Filed 2013-11-14

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 3,750

Change-3,750 (-100%)

Value$0 (-$16)

Filed 2013-11-01

Knight Capital Group, Inc.

N/A

Shares— from 16,037

Change-16,037 (-100%)

Value—

	Status
Advisors Asset Management, Inc.	INCREASED	3,997,488	3,798,805	+198,683	+5%	$15.8K	$15.8K	-$15	2013-11-15
Morgan Stanley	INCREASED	3,433,070	3,428,752	+4,318	+0%	$14.2K	$13.5K	-$704	2013-11-13
Linscomb Wealth, Inc.	DECREASED	598,887	666,327	-67,440	-10%	$2.8K	$2.4K	-$405	2013-11-01
Invesco Ltd.	INCREASED	496,395	432,963	+63,432	+15%	$1.8K	$2.0K	+$160	2013-11-13
Wells Fargo & Company	INCREASED	368,237	352,231	+16,006	+5%	$1.5K	$1.5K	-$10	2013-11-13
Rivernorth Capital Management, LLC	INCREASED	243,706	101,602	+142,104	+140%	$422	$960	+$538	2013-11-14
Shaker Financial Services, LLC	INCREASED	193,516	134,335	+59,181	+44%	$557	$762	+$205	2013-11-01
Zazove Associates LLC	NEW	191,612	—	+191,612	—	—	$755	—	2013-10-21
Horizon Kinetics LLC	DECREASED	173,757	176,878	-3,121	-2%	$734	$685	-$49	2013-11-14
UBS AG	INCREASED	152,789	146,101	+6,688	+5%	$606	$602	-$4	2013-11-13
First Trust Advisors LP	DECREASED	139,615	162,373	-22,758	-14%	$674	$550	-$124	2013-11-12
Doliver Advisors, LP	INCREASED	128,825	40,084	+88,741	+221%	$166	$508	+$342	2013-12-03
Raymond James & Associates	NEW	109,343	—	+109,343	—	—	$431	—	2013-11-13
Steel Grove Capital Advisors, LLC	UNCHANGED	62,807	62,807	0	0%	$261	$247	-$14	2013-11-14
Royal Bank of Canada	INCREASED	57,720	51,660	+6,060	+12%	$215	$228	+$13	2013-11-14
Creative Planning	INCREASED	45,000	44,000	+1,000	+2%	$183	$177	-$6	2013-10-10
American International Group, Inc.	INCREASED	44,923	44,673	+250	+1%	$185.4K	$177.0K	-$8.4K	2013-11-07
Goldman Sachs Group Inc	NEW	42,638	—	+42,638	—	—	$168	—	2013-11-14
US Bancorp \de\	UNCHANGED	41,438	41,438	0	0%	$172	$163	-$9	2013-11-07
Nomura Holdings Inc	NEW	31,307	—	+31,307	—	—	$123	—	2013-11-14
KMS Financial Services, Inc	DECREASED	26,533	29,033	-2,500	-9%	$120	$105	-$15	2013-10-25
Oppenheimer & Co Inc	NEW	24,752	—	+24,752	—	—	$98	—	2013-11-01
LPL Financial LLC	DECREASED	24,549	25,716	-1,167	-5%	$107	$96	-$11	2013-11-04
SG Americas Securities, LLC	NEW	23,000	—	+23,000	—	—	$91	—	2013-11-12
B. Riley Wealth Advisors, Inc.	DECREASED	16,431	16,999	-568	-3%	$71	$65	-$6	2013-10-21
Comerica Bank	UNCHANGED	12,539	12,539	0	0%	$52	$50	-$2	2013-11-12
MetLife Securities, Inc	INCREASED	10,662	10,643	+19	+0%	$44	$42	-$2	2013-11-07
Commonwealth Equity Services, Inc	DECREASED	10,054	26,684	-16,630	-62%	$111	$40	-$71	2013-11-04
Wolverine Asset Management LLC	NEW	7,555	—	+7,555	—	—	$29	—	2013-11-13
Barclays PLC	INCREASED	4,042	1,025	+3,017	+294%	$4	$12	+$8	2013-11-14
Gary Goldberg Planning Services Inc	DECREASED	2,800	3,500	-700	-20%	$15	$11	-$4	2013-11-05
BlackRock Investment Management, LLC	NEW	2,417	—	+2,417	—	—	$10	—	2013-11-12
Central Trust Co	UNCHANGED	1,925	1,925	0	0%	$8	$8	$0	2013-10-24
New England Securities Corp	UNCHANGED	1,800	1,800	0	0%	$7	$7	$0	2013-11-07
Citigroup Inc	DECREASED	1,600	9,800	-8,200	-84%	$41	$6	-$35	2013-11-14
People's United Financial, Inc.	UNCHANGED	1,400	1,400	0	0%	$6	$6	$0	2013-11-13
WFG Advisors, LP	UNCHANGED	669	669	0	0%	$3	$3	$0	2013-10-31
Orion Porfolio Solutions, LLC	INCREASED	447	442	+5	+1%	$2	$2	$0	2014-02-18
Ladenburg Thalmann Financial Services Inc	UNCHANGED	5	5	0	0%	$0	$0	$0	2013-11-14
QCI Asset Management Inc	NEW	4	—	+4	—	—	$0	—	2013-11-13
Bank of America Corp	CLOSED	0	67,057	-67,057	-100%	$278	$0	-$278	2014-02-27
Raymond James Financial Services Advisors, Inc.	CLOSED	0	57,650	-57,650	-100%	$239	$0	-$239	2013-10-21
Paloma Partners Management Co	CLOSED	0	14,300	-14,300	-100%	$59	$0	-$59	2013-11-14
PNC Financial Services Group, Inc.	CLOSED	0	3,750	-3,750	-100%	$16	$0	-$16	2013-11-01
Knight Capital Group, Inc.	N/A	—	16,037	-16,037	-100%	$67	—	—	—

Showing 45 of 45 institutions