BlackRock Multi-Sector Inc (BIT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Allspring Global Investments Holdings, LLC

INCREASED

Shares1,519,032 from 1,094,660

Change+424,372 (+39%)

Value$17.1M (+$3.4M)

Filed 2026-11-04

Cyndeo Wealth Partners, LLC

INCREASED

Shares992,981 from 915,131

Change+77,850 (+9%)

Value$11.2M (-$296.3K)

Filed 2026-10-16

LPL Financial LLC

DECREASED

Shares588,360 from 601,491

Change-13,131 (-2%)

Value$6.6M (-$917.5K)

Filed 2026-11-06

Thrivent Financial for Lutherans

UNCHANGED

Shares211,679 from 211,679

Change0 (0%)

Value$2.4M (+$867.9K)

Filed 2026-11-05

Rareview Capital LLC

INCREASED

Shares177,346 from 162,069

Change+15,277 (+9%)

Value$2.0M (-$372.8K)

Filed 2026-11-05

Capital Investment Advisory Services, LLC

DECREASED

Shares150,735 from 151,244

Change-509 (0%)

Value$1.7M (-$199.3K)

Filed 2026-10-30

Truist Financial Corp

INCREASED

Shares85,947 from 85,895

Change+52 (+0%)

Value$966.0K (-$109.4K)

Filed 2026-10-30

Shaker Financial Services, LLC

INCREASED

Shares85,695 from 80,816

Change+4,879 (+6%)

Value$963.2K (-$48.6K)

Filed 2026-10-14

HB Wealth Management, LLC

NEW

Shares75,104

Change+75,104

Value$844.2K

Filed 2026-10-23

E&G Advisors, LLC

DECREASED

Shares70,455 from 71,150

Change-695 (-1%)

Value$793.7K (-$98.2K)

Filed 2026-10-13

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares66,274 from 69,177

Change-2,903 (-4%)

Value$745.0K (-$121.0K)

Filed 2026-11-02

Wolverine Asset Management LLC

NEW

Shares54,760

Change+54,760

Value$615.5K

Filed 2026-11-02

Pekin Hardy Strauss, Inc.

DECREASED

Shares48,675 from 57,135

Change-8,460 (-15%)

Value$547.1K (-$168.2K)

Filed 2026-11-02

Ramiah Investment Group

DECREASED

Shares32,681 from 34,588

Change-1,907 (-6%)

Value$367.3K (-$65.7K)

Filed 2026-10-20

TrueMark Investments, LLC

INCREASED

Shares26,339 from 24,809

Change+1,530 (+6%)

Value$296.1K (-$14.6K)

Filed 2026-11-05

Decision Investments, Inc

DECREASED

Shares19,230 from 19,330

Change-100 (-1%)

Value$216.1K (-$25.9K)

Filed 2026-10-07

Wedbush Securities Inc

DECREASED

Shares18,454 from 19,514

Change-1,060 (-5%)

Value$207.0K (-$37.0K)

Filed 2026-10-22

Commonwealth Equity Services, LLC

DECREASED

Shares17,360 from 18,654

Change-1,294 (-7%)

Value$195.1K (-$38.4K)

Filed 2026-11-02

Melfa Wealth Management, Inc.

UNCHANGED

Shares16,887 from 16,887

Change0 (0%)

Value$189.8K (-$21.6K)

Filed 2026-11-06

Kestra Advisory Services, LLC

DECREASED

Shares16,662 from 31,520

Change-14,858 (-47%)

Value$187.3K (-$207.3K)

Filed 2026-11-02

City of London Investment Management Co LTD

UNCHANGED

Shares15,844 from 15,844

Change0 (0%)

Value$178.1K (-$20.3K)

Filed 2026-10-30

SMH Capital Advisors Inc

INCREASED

Shares13,889 from 13,249

Change+640 (+5%)

Value$156.1K (-$9.8K)

Filed 2026-10-29

Creative Planning

INCREASED

Shares13,203 from 13,003

Change+200 (+2%)

Value$148.4K (-$14.4K)

Filed 2026-11-02

Elco Management Co., LLC

UNCHANGED

Shares12,755 from 12,755

Change0 (0%)

Value$143.4K (-$16.3K)

Filed 2026-10-14

StoneX Group Inc.

NEW

Shares11,061

Change+11,061

Value$124.3K

Filed 2026-11-03

Fifth Third Bancorp

INCREASED

Shares10,709 from 10,466

Change+243 (+2%)

Value$120.4K (-$10.7K)

Filed 2026-11-05

CoreCap Advisors, LLC

UNCHANGED

Shares6,900 from 6,900

Change0 (0%)

Value$77.6K (-$8.8K)

Filed 2026-10-08

Private Trust Co NA

UNCHANGED

Shares5,045 from 5,045

Change0 (0%)

Value$56.7K (-$6.5K)

Filed 2026-10-20

Ascentis Wealth Management, LLC

DECREASED

Shares2,493 from 2,993

Change-500 (-17%)

Value$28.0K (-$9.5K)

Filed 2026-11-03

Noble Wealth Management PBC

NEW

Shares1,400

Change+1,400

Value$15.7K

Filed 2026-10-01

Pinnacle Wealth Planning Services, Inc.

INCREASED

Shares1,366 from 788

Change+578 (+73%)

Value$15.4K (+$5.5K)

Filed 2026-10-27

Golden State Wealth Management, LLC

INCREASED

Shares1,253 from 1,223

Change+30 (+2%)

Value$14.1K (-$1.2K)

Filed 2026-11-02

Highline Wealth Partners LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$11.2K (-$1.3K)

Filed 2026-10-19

WPG Advisers, LLC

INCREASED

Shares670 from 345

Change+325 (+94%)

Value$7.5K (+$3.2K)

Filed 2026-10-27

Allworth Financial LP

UNCHANGED

Shares612 from 612

Change0 (0%)

Value$7.7K ($0)

Filed 2026-11-06

Farther Finance Advisors, LLC

DECREASED

Shares111 from 391

Change-280 (-72%)

Value$1.2K (-$3.6K)

Filed 2026-10-08

Calamos Advisors LLC

CLOSED

Shares0 from 36,599

Change-36,599 (-100%)

Value$0 (-$458.2K)

Filed 2026-11-02

Imc-Chicago, LLC

CLOSED

Shares0 from 19,088

Change-19,088 (-100%)

Value$0 (-$239.0K)

Filed 2026-11-05

Elm3 Financial Group, LLC

CLOSED

Shares0 from 14,976

Change-14,976 (-100%)

Value$0 (-$187.5K)

Filed 2026-10-07

Independent Financial Group, LLC

CLOSED

Shares0 from 13,484

Change-13,484 (-100%)

Value$0 (-$168.8K)

Filed 2026-10-13

Semus Wealth Partners LLC

CLOSED

Shares0 from 12,250

Change-12,250 (-100%)

Value$0 (-$153.4K)

Filed 2026-10-22

Compass Financial Management LLC

CLOSED

Shares0 from 800

Change-800 (-100%)

Value$0 (-$9.8K)

Filed 2026-10-30

AdvisorNet Financial, Inc

CLOSED

Shares0 from 738

Change-738 (-100%)

Value$0 (-$9.2K)

Filed 2026-10-15

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 85

Change-85 (-100%)

Value$0 (-$1.1K)

Filed 2026-11-03

SIT Investment Associates Inc

N/A

Shares— from 4,333,909

Change-4,333,909 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,708,261

Change-1,708,261 (-100%)

Value—

Toronto Dominion Bank

N/A

Shares— from 949,291

Change-949,291 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 833,190

Change-833,190 (-100%)

Value—

1607 Capital Partners, LLC

N/A

Shares— from 715,352

Change-715,352 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 687,218

Change-687,218 (-100%)

Value—

Penserra Capital Management LLC

N/A

Shares— from 636,349

Change-636,349 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 556,064

Change-556,064 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 553,891

Change-553,891 (-100%)

Value—

Rivernorth Capital Management, LLC

N/A

Shares— from 487,034

Change-487,034 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 364,920

Change-364,920 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 362,491

Change-362,491 (-100%)

Value—

UBS Group AG

N/A

Shares— from 259,561

Change-259,561 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 168,984

Change-168,984 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 150,247

Change-150,247 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 139,116

Change-139,116 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 121,976

Change-121,976 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 121,974

Change-121,974 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 114,983

Change-114,983 (-100%)

Value—

First Trust Advisors LP

N/A

Shares— from 114,174

Change-114,174 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 88,025

Change-88,025 (-100%)

Value—

Cohen & Steers, Inc.

N/A

Shares— from 80,000

Change-80,000 (-100%)

Value—

Wealth Care LLC

N/A

Shares— from 67,909

Change-67,909 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 58,762

Change-58,762 (-100%)

Value—

Significant Wealth Partners LLC

N/A

Shares— from 53,455

Change-53,455 (-100%)

Value—

Yakira Capital Management, Inc.

N/A

Shares— from 47,371

Change-47,371 (-100%)

Value—

Robinson Capital Management, LLC

N/A

Shares— from 46,524

Change-46,524 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 45,973

Change-45,973 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 42,731

Change-42,731 (-100%)

Value—

Marex Group Ltd

N/A

Shares— from 37,905

Change-37,905 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 33,419

Change-33,419 (-100%)

Value—

WCG Wealth Advisors LLC

N/A

Shares— from 29,375

Change-29,375 (-100%)

Value—

Founders Financial Alliance, LLC

N/A

Shares— from 25,413

Change-25,413 (-100%)

Value—

MAI Capital Management

N/A

Shares— from 24,191

Change-24,191 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 23,893

Change-23,893 (-100%)

Value—

Snowden Capital Advisors LLC

N/A

Shares— from 22,767

Change-22,767 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 22,228

Change-22,228 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 21,094

Change-21,094 (-100%)

Value—

Almitas Capital LLC

N/A

Shares— from 19,543

Change-19,543 (-100%)

Value—

GWN Securities Inc.

N/A

Shares— from 14,620

Change-14,620 (-100%)

Value—

Boothbay Fund Management, LLC

N/A

Shares— from 14,471

Change-14,471 (-100%)

Value—

&partners

N/A

Shares— from 14,372

Change-14,372 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 13,999

Change-13,999 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 11,880

Change-11,880 (-100%)

Value—

Pine Valley Investments Ltd Liability Co

N/A

Shares— from 11,715

Change-11,715 (-100%)

Value—

Hollencrest Capital Management

N/A

Shares— from 11,361

Change-11,361 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 11,318

Change-11,318 (-100%)

Value—

World Investment Advisors

N/A

Shares— from 11,301

Change-11,301 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 11,148

Change-11,148 (-100%)

Value—

LaSalle St. Investment Advisors, LLC

N/A

Shares— from 11,106

Change-11,106 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 10,100

Change-10,100 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 9,980

Change-9,980 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 6,826

Change-6,826 (-100%)

Value—

PlanVest Financial, Inc

N/A

Shares— from 4,611

Change-4,611 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 2,277

Change-2,277 (-100%)

Value—

Webster Bank, N. A.

N/A

Shares— from 2,255

Change-2,255 (-100%)

Value—

Fourth Dimension Wealth, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 812

Change-812 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 500

Change-500 (-100%)

Value—

Boreal Capital Management LLC

N/A

Shares— from 0

Change0

Value—

	Status
Allspring Global Investments Holdings, LLC	INCREASED	1,519,032	1,094,660	+424,372	+39%	$13.7M	$17.1M	+$3.4M	2026-11-04
Cyndeo Wealth Partners, LLC	INCREASED	992,981	915,131	+77,850	+9%	$11.5M	$11.2M	-$296.3K	2026-10-16
LPL Financial LLC	DECREASED	588,360	601,491	-13,131	-2%	$7.5M	$6.6M	-$917.5K	2026-11-06
Thrivent Financial for Lutherans	UNCHANGED	211,679	211,679	0	0%	$1.5M	$2.4M	+$867.9K	2026-11-05
Rareview Capital LLC	INCREASED	177,346	162,069	+15,277	+9%	$2.4M	$2.0M	-$372.8K	2026-11-05
Capital Investment Advisory Services, LLC	DECREASED	150,735	151,244	-509	0%	$1.9M	$1.7M	-$199.3K	2026-10-30
Truist Financial Corp	INCREASED	85,947	85,895	+52	+0%	$1.1M	$966.0K	-$109.4K	2026-10-30
Shaker Financial Services, LLC	INCREASED	85,695	80,816	+4,879	+6%	$1.0M	$963.2K	-$48.6K	2026-10-14
HB Wealth Management, LLC	NEW	75,104	—	+75,104	—	—	$844.2K	—	2026-10-23
E&G Advisors, LLC	DECREASED	70,455	71,150	-695	-1%	$892.0K	$793.7K	-$98.2K	2026-10-13
Cambridge Investment Research Advisors, Inc.	DECREASED	66,274	69,177	-2,903	-4%	$866.0K	$745.0K	-$121.0K	2026-11-02
Wolverine Asset Management LLC	NEW	54,760	—	+54,760	—	—	$615.5K	—	2026-11-02
Pekin Hardy Strauss, Inc.	DECREASED	48,675	57,135	-8,460	-15%	$715.3K	$547.1K	-$168.2K	2026-11-02
Ramiah Investment Group	DECREASED	32,681	34,588	-1,907	-6%	$433.0K	$367.3K	-$65.7K	2026-10-20
TrueMark Investments, LLC	INCREASED	26,339	24,809	+1,530	+6%	$310.6K	$296.1K	-$14.6K	2026-11-05
Decision Investments, Inc	DECREASED	19,230	19,330	-100	-1%	$242.0K	$216.1K	-$25.9K	2026-10-07
Wedbush Securities Inc	DECREASED	18,454	19,514	-1,060	-5%	$244.0K	$207.0K	-$37.0K	2026-10-22
Commonwealth Equity Services, LLC	DECREASED	17,360	18,654	-1,294	-7%	$233.5K	$195.1K	-$38.4K	2026-11-02
Melfa Wealth Management, Inc.	UNCHANGED	16,887	16,887	0	0%	$211.4K	$189.8K	-$21.6K	2026-11-06
Kestra Advisory Services, LLC	DECREASED	16,662	31,520	-14,858	-47%	$394.6K	$187.3K	-$207.3K	2026-11-02
City of London Investment Management Co LTD	UNCHANGED	15,844	15,844	0	0%	$198.4K	$178.1K	-$20.3K	2026-10-30
SMH Capital Advisors Inc	INCREASED	13,889	13,249	+640	+5%	$165.9K	$156.1K	-$9.8K	2026-10-29
Creative Planning	INCREASED	13,203	13,003	+200	+2%	$162.8K	$148.4K	-$14.4K	2026-11-02
Elco Management Co., LLC	UNCHANGED	12,755	12,755	0	0%	$159.7K	$143.4K	-$16.3K	2026-10-14
StoneX Group Inc.	NEW	11,061	—	+11,061	—	—	$124.3K	—	2026-11-03
Fifth Third Bancorp	INCREASED	10,709	10,466	+243	+2%	$131.0K	$120.4K	-$10.7K	2026-11-05
CoreCap Advisors, LLC	UNCHANGED	6,900	6,900	0	0%	$86.4K	$77.6K	-$8.8K	2026-10-08
Private Trust Co NA	UNCHANGED	5,045	5,045	0	0%	$63.2K	$56.7K	-$6.5K	2026-10-20
Ascentis Wealth Management, LLC	DECREASED	2,493	2,993	-500	-17%	$37.5K	$28.0K	-$9.5K	2026-11-03
Noble Wealth Management PBC	NEW	1,400	—	+1,400	—	—	$15.7K	—	2026-10-01
Pinnacle Wealth Planning Services, Inc.	INCREASED	1,366	788	+578	+73%	$9.9K	$15.4K	+$5.5K	2026-10-27
Golden State Wealth Management, LLC	INCREASED	1,253	1,223	+30	+2%	$15.3K	$14.1K	-$1.2K	2026-11-02
Highline Wealth Partners LLC	UNCHANGED	1,000	1,000	0	0%	$12.5K	$11.2K	-$1.3K	2026-10-19
WPG Advisers, LLC	INCREASED	670	345	+325	+94%	$4.3K	$7.5K	+$3.2K	2026-10-27
Allworth Financial LP	UNCHANGED	612	612	0	0%	$7.7K	$7.7K	$0	2026-11-06
Farther Finance Advisors, LLC	DECREASED	111	391	-280	-72%	$4.9K	$1.2K	-$3.6K	2026-10-08
Calamos Advisors LLC	CLOSED	0	36,599	-36,599	-100%	$458.2K	$0	-$458.2K	2026-11-02
Imc-Chicago, LLC	CLOSED	0	19,088	-19,088	-100%	$239.0K	$0	-$239.0K	2026-11-05
Elm3 Financial Group, LLC	CLOSED	0	14,976	-14,976	-100%	$187.5K	$0	-$187.5K	2026-10-07
Independent Financial Group, LLC	CLOSED	0	13,484	-13,484	-100%	$168.8K	$0	-$168.8K	2026-10-13
Semus Wealth Partners LLC	CLOSED	0	12,250	-12,250	-100%	$153.4K	$0	-$153.4K	2026-10-22
Compass Financial Management LLC	CLOSED	0	800	-800	-100%	$9.8K	$0	-$9.8K	2026-10-30
AdvisorNet Financial, Inc	CLOSED	0	738	-738	-100%	$9.2K	$0	-$9.2K	2026-10-15
JFS Wealth Advisors, LLC	CLOSED	0	85	-85	-100%	$1.1K	$0	-$1.1K	2026-11-03
SIT Investment Associates Inc	N/A	—	4,333,909	-4,333,909	-100%	$54.3K	—	—	—
Morgan Stanley	N/A	—	1,708,261	-1,708,261	-100%	$21.4M	—	—	—
Toronto Dominion Bank	N/A	—	949,291	-949,291	-100%	$11.9M	—	—	—
Wells Fargo & Company	N/A	—	833,190	-833,190	-100%	$10.4M	—	—	—
1607 Capital Partners, LLC	N/A	—	715,352	-715,352	-100%	$9.0M	—	—	—
Guggenheim Capital LLC	N/A	—	687,218	-687,218	-100%	$8.6M	—	—	—
Penserra Capital Management LLC	N/A	—	636,349	-636,349	-100%	$8.0K	—	—	—
Invesco Ltd.	N/A	—	556,064	-556,064	-100%	$7.0M	—	—	—
Ameriprise Financial Inc	N/A	—	553,891	-553,891	-100%	$6.9M	—	—	—
Rivernorth Capital Management, LLC	N/A	—	487,034	-487,034	-100%	$6.1M	—	—	—
Royal Bank of Canada	N/A	—	364,920	-364,920	-100%	$4.6M	—	—	—
Raymond James Financial Inc	N/A	—	362,491	-362,491	-100%	$4.5M	—	—	—
UBS Group AG	N/A	—	259,561	-259,561	-100%	$3.2M	—	—	—
Envestnet Asset Management Inc	N/A	—	168,984	-168,984	-100%	$2.1M	—	—	—
Cetera Investment Advisers	N/A	—	150,247	-150,247	-100%	$1.9M	—	—	—
Janney Montgomery Scott LLC	N/A	—	139,116	-139,116	-100%	$1.7K	—	—	—
Bank of America Corp	N/A	—	121,976	-121,976	-100%	$1.5M	—	—	—
Osaic Holdings, Inc.	N/A	—	121,974	-121,974	-100%	$1.5M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	114,983	-114,983	-100%	$1.4M	—	—	—
First Trust Advisors LP	N/A	—	114,174	-114,174	-100%	$1.4M	—	—	—
NewEdge Advisors, LLC	N/A	—	88,025	-88,025	-100%	$1.1M	—	—	—
Cohen & Steers, Inc.	N/A	—	80,000	-80,000	-100%	$1.0K	—	—	—
Wealth Care LLC	N/A	—	67,909	-67,909	-100%	$850.2K	—	—	—
Advisors Asset Management, Inc.	N/A	—	58,762	-58,762	-100%	$735.7K	—	—	—
Significant Wealth Partners LLC	N/A	—	53,455	-53,455	-100%	$669.3K	—	—	—
Yakira Capital Management, Inc.	N/A	—	47,371	-47,371	-100%	$593.1K	—	—	—
Robinson Capital Management, LLC	N/A	—	46,524	-46,524	-100%	$582.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	45,973	-45,973	-100%	$575.6K	—	—	—
Jane Street Group, LLC	N/A	—	42,731	-42,731	-100%	$535.0K	—	—	—
Marex Group Ltd	N/A	—	37,905	-37,905	-100%	$474.6K	—	—	—
Advisory Services Network, LLC	N/A	—	33,419	-33,419	-100%	$418.4K	—	—	—
WCG Wealth Advisors LLC	N/A	—	29,375	-29,375	-100%	$367.8K	—	—	—
Founders Financial Alliance, LLC	N/A	—	25,413	-25,413	-100%	$318.2K	—	—	—
MAI Capital Management	N/A	—	24,191	-24,191	-100%	$302.9K	—	—	—
Stifel Financial Corp	N/A	—	23,893	-23,893	-100%	$299.1K	—	—	—
Snowden Capital Advisors LLC	N/A	—	22,767	-22,767	-100%	$285.0K	—	—	—
XTX Topco Ltd	N/A	—	22,228	-22,228	-100%	$278.3K	—	—	—
Mariner, LLC	N/A	—	21,094	-21,094	-100%	$264.1K	—	—	—
Almitas Capital LLC	N/A	—	19,543	-19,543	-100%	$244.7K	—	—	—
GWN Securities Inc.	N/A	—	14,620	-14,620	-100%	$183.0K	—	—	—
Boothbay Fund Management, LLC	N/A	—	14,471	-14,471	-100%	$181.2K	—	—	—
&partners	N/A	—	14,372	-14,372	-100%	$179.9K	—	—	—
Integrated Wealth Concepts LLC	N/A	—	13,999	-13,999	-100%	$175.3K	—	—	—
HighTower Advisors, LLC	N/A	—	11,880	-11,880	-100%	$148.7K	—	—	—
Pine Valley Investments Ltd Liability Co	N/A	—	11,715	-11,715	-100%	$146.7K	—	—	—
Hollencrest Capital Management	N/A	—	11,361	-11,361	-100%	$142.2K	—	—	—
Virtu Financial LLC	N/A	—	11,318	-11,318	-100%	$142	—	—	—
World Investment Advisors	N/A	—	11,301	-11,301	-100%	$141.5K	—	—	—
EP Wealth Advisors, LLC	N/A	—	11,148	-11,148	-100%	$139.6K	—	—	—
LaSalle St. Investment Advisors, LLC	N/A	—	11,106	-11,106	-100%	$139.0K	—	—	—
Focus Partners Wealth	N/A	—	10,100	-10,100	-100%	$126.5K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	9,980	-9,980	-100%	$125.0K	—	—	—
Harbour Investments, Inc.	N/A	—	6,826	-6,826	-100%	$85.5K	—	—	—
PlanVest Financial, Inc	N/A	—	4,611	-4,611	-100%	$57.7K	—	—	—
Global Retirement Partners, LLC	N/A	—	2,277	-2,277	-100%	$28.5K	—	—	—
Webster Bank, N. A.	N/A	—	2,255	-2,255	-100%	$28.2K	—	—	—
Fourth Dimension Wealth, LLC	N/A	—	1,000	-1,000	-100%	$12.5K	—	—	—
Jones Financial Companies Lllp	N/A	—	812	-812	-100%	$10.0K	—	—	—
Geneos Wealth Management Inc.	N/A	—	500	-500	-100%	$6.3K	—	—	—
Boreal Capital Management LLC	N/A	—	0	0	—	$390.5K	—	—	—

Showing 104 of 104 institutions