BlackRock Tech & Priv Eqty (BTX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Blue Bell Private Wealth Management, LLC

INCREASED

Shares374,976 from 374,103

Change+873 (+0%)

Value$3.4M (-$10.9K)

Filed 2026-10-29

Allspring Global Investments Holdings, LLC

INCREASED

Shares305,698 from 25,100

Change+280,598 (+1118%)

Value$2.7M (+$2.5M)

Filed 2026-11-04

Oppenheimer & Co Inc

INCREASED

Shares227,594 from 223,321

Change+4,273 (+2%)

Value$2.0M (+$27.2K)

Filed 2026-10-26

LPL Financial LLC

INCREASED

Shares166,869 from 138,908

Change+27,961 (+20%)

Value$1.5M (+$244.1K)

Filed 2026-11-06

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares125,761 from 122,256

Change+3,505 (+3%)

Value$1.1M (+$25.0K)

Filed 2026-11-02

Compound Planning, Inc.

NEW

Shares81,605

Change+81,605

Value$732.8K

Filed 2026-11-05

Prevail Innovative Wealth Advisors, LLC

INCREASED

Shares77,516 from 40,697

Change+36,819 (+90%)

Value$728.7K (+$361.2K)

Filed 2026-10-20

Chapin Davis, Inc.

DECREASED

Shares76,804 from 77,576

Change-772 (-1%)

Value$689.7K (-$10.8K)

Filed 2026-10-09

Wedbush Securities Inc

DECREASED

Shares52,604 from 56,735

Change-4,131 (-7%)

Value$472.0K (-$40.0K)

Filed 2026-10-22

Choreo, LLC

DECREASED

Shares50,946 from 61,908

Change-10,962 (-18%)

Value$457.5K (-$101.5K)

Filed 2026-10-28

Concurrent Investment Advisors, LLC

DECREASED

Shares48,709 from 50,244

Change-1,535 (-3%)

Value$437.4K (-$16.3K)

Filed 2026-10-16

SeaCrest Wealth Management, LLC

DECREASED

Shares47,346 from 52,113

Change-4,767 (-9%)

Value$425.2K (-$45.4K)

Filed 2026-10-21

Indivisible Partners

INCREASED

Shares41,923 from 41,679

Change+244 (+1%)

Value$376.5K (+$109)

Filed 2026-10-26

Closed-End Fund Advisors, Inc.

DECREASED

Shares36,408 from 36,438

Change-30 (0%)

Value$326.9K (-$2.1K)

Filed 2026-11-04

D.A. Davidson & Co.

NEW

Shares35,804

Change+35,804

Value$321.5K

Filed 2026-10-28

Central Trust Co

UNCHANGED

Shares35,200 from 35,200

Change0 (0%)

Value$316.1K (-$1.8K)

Filed 2026-11-05

Merit Financial Group, LLC

DECREASED

Shares33,990 from 35,254

Change-1,264 (-4%)

Value$305.2K (-$13.1K)

Filed 2026-11-06

TrueMark Investments, LLC

INCREASED

Shares33,794 from 31,814

Change+1,980 (+6%)

Value$303.5K (+$16.2K)

Filed 2026-11-05

MGO One Seven LLC

DECREASED

Shares29,199 from 34,276

Change-5,077 (-15%)

Value$262.2K (-$47.3K)

Filed 2026-10-28

Park Avenue Securities LLC

DECREASED

Shares28,234 from 29,025

Change-791 (-3%)

Value$254.0K (-$8.0K)

Filed 2026-10-26

Accredited Investor Services, LLC

DECREASED

Shares27,893 from 30,428

Change-2,535 (-8%)

Value$250.5K (-$24.3K)

Filed 2026-10-22

RFG Advisory, LLC

DECREASED

Shares25,797 from 29,297

Change-3,500 (-12%)

Value$231.7K (-$32.9K)

Filed 2026-11-03

Elevation Point Wealth Partners, LLC

UNCHANGED

Shares19,772 from 19,772

Change0 (0%)

Value$177.6K (-$988)

Filed 2026-11-05

Creative Planning

INCREASED

Shares18,400 from 16,962

Change+1,438 (+8%)

Value$165.2K (+$12.1K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

DECREASED

Shares17,055 from 27,045

Change-9,990 (-37%)

Value$153.2K (-$91.1K)

Filed 2026-11-02

Successful Portfolios LLC

UNCHANGED

Shares15,174 from 15,174

Change0 (0%)

Value$140.9K (+$10.0K)

Filed 2026-10-09

Occidental Asset Management, LLC

DECREASED

Shares14,987 from 15,037

Change-50 (0%)

Value$134.6K (-$1.2K)

Filed 2026-11-05

Lido Advisors, LLC

DECREASED

Shares14,636 from 20,118

Change-5,482 (-27%)

Value$131.4K (-$50.2K)

Filed 2026-11-04

Level Four Advisory Services, LLC

DECREASED

Shares14,579 from 14,613

Change-34 (0%)

Value$130.9K (-$1.0K)

Filed 2026-11-06

Pinnacle Wealth Planning Services, Inc.

DECREASED

Shares14,298 from 16,310

Change-2,012 (-12%)

Value$128.4K (-$18.9K)

Filed 2026-10-27

David J Yvars Group

INCREASED

Shares13,884 from 13,790

Change+94 (+1%)

Value$124.7K (+$150)

Filed 2026-10-09

City State Bank

UNCHANGED

Shares12,913 from 12,913

Change0 (0%)

Value$116.0K (-$645)

Filed 2026-10-20

Barrett & Company, Inc.

INCREASED

Shares12,127 from 11,461

Change+666 (+6%)

Value$108.9K (+$5.4K)

Filed 2026-10-22

Plancorp, LLC

INCREASED

Shares12,000 from 10,000

Change+2,000 (+20%)

Value$101.3K (+$17.4K)

Filed 2026-11-03

Moors & Cabot, Inc.

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$107.8K (-$600)

Filed 2026-11-06

Advisory Advocates, LLC

NEW

Shares11,640

Change+11,640

Value$104.5K

Filed 2026-11-05

HB Wealth Management, LLC

DECREASED

Shares11,031 from 14,704

Change-3,673 (-25%)

Value$99.1K (-$33.7K)

Filed 2026-10-23

Sowell Financial Services LLC

INCREASED

Shares10,692 from 10,544

Change+148 (+1%)

Value$96.0K (+$805)

Filed 2026-10-23

CoreCap Advisors, LLC

INCREASED

Shares10,600 from 9,600

Change+1,000 (+10%)

Value$95.2K (+$8.5K)

Filed 2026-10-08

Fifth Third Bancorp

DECREASED

Shares10,113 from 10,116

Change-3 (0%)

Value$90.8K (-$533)

Filed 2026-11-05

City of London Investment Management Co LTD

DECREASED

Shares10,000 from 11,840

Change-1,840 (-16%)

Value$89.8K (-$17.1K)

Filed 2026-10-30

Baxter Bros Inc

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$89.8K (-$500)

Filed 2026-11-04

WPG Advisers, LLC

DECREASED

Shares7,164 from 7,185

Change-21 (0%)

Value$64.3K (-$548)

Filed 2026-10-27

US Bancorp \de\

INCREASED

Shares4,606 from 4,000

Change+606 (+15%)

Value$41.4K (+$5.2K)

Filed 2026-11-05

Noble Wealth Management PBC

NEW

Shares3,500

Change+3,500

Value$31.4K

Filed 2026-10-01

Assetmark, Inc

NEW

Shares2,462

Change+2,462

Value$22.1K

Filed 2026-10-21

Farther Finance Advisors, LLC

NEW

Shares2,248

Change+2,248

Value$20.2K

Filed 2026-10-08

Eastern Bank

UNCHANGED

Shares1,867 from 1,867

Change0 (0%)

Value$16.8K (-$93)

Filed 2026-10-05

Clark Wealth Partners

UNCHANGED

Shares1,340 from 1,340

Change0 (0%)

Value$12.0K (-$67)

Filed 2026-10-19

Cassaday & Co Wealth Management LLC

NEW

Shares1,260

Change+1,260

Value$11.3K

Filed 2026-10-27

Investors Research Corp

UNCHANGED

Shares848 from 848

Change0 (0%)

Value$7.6K (-$42)

Filed 2026-10-07

Root Financial Partners, LLC

NEW

Shares847

Change+847

Value$7.6K

Filed 2026-10-21

Trust Co of Vermont

NEW

Shares20

Change+20

Value$180

Filed 2026-10-21

Tactive Advisors, LLC

CLOSED

Shares0 from 13,214

Change-13,214 (-100%)

Value$0 (-$119.3K)

Filed 2026-10-08

Ignite Planners, LLC

CLOSED

Shares0 from 10,286

Change-10,286 (-100%)

Value$0 (-$92.9K)

Filed 2026-10-14

Wolverine Asset Management LLC

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$27.1K)

Filed 2026-11-02

IFP Advisors, Inc

CLOSED

Shares0 from 2,567

Change-2,567 (-100%)

Value$0 (-$23.2K)

Filed 2026-10-16

Cullen T Bankers, Inc.

CLOSED

Shares0 from 2,053

Change-2,053 (-100%)

Value$0 (-$18.5K)

Filed 2026-10-28

Kennebec Savings Bank

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 (-$117)

Filed 2026-10-22

Morgan Stanley

N/A

Shares— from 10,650,939

Change-10,650,939 (-100%)

Value—

Lazard Asset Management LLC

N/A

Shares— from 4,381,111

Change-4,381,111 (-100%)

Value—

Saba Capital Management, L.P.A

N/A

Shares— from 3,116,387

Change-3,116,387 (-100%)

Value—

Rivernorth Capital Management, LLC

N/A

Shares— from 2,737,496

Change-2,737,496 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 1,835,080

Change-1,835,080 (-100%)

Value—

Penserra Capital Management LLC

N/A

Shares— from 1,128,395

Change-1,128,395 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 810,188

Change-810,188 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 778,442

Change-778,442 (-100%)

Value—

Atlas Wealth LLC

N/A

Shares— from 646,261

Change-646,261 (-100%)

Value—

Z3 Capital Partners, LLC

N/A

Shares— from 628,692

Change-628,692 (-100%)

Value—

UBS Group AG

N/A

Shares— from 600,373

Change-600,373 (-100%)

Value—

Thomas J. Herzfeld Advisors, Inc.

N/A

Shares— from 515,402

Change-515,402 (-100%)

Value—

Quantedge Capital Pte Ltd

N/A

Shares— from 513,279

Change-513,279 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 473,264

Change-473,264 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 439,767

Change-439,767 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 414,875

Change-414,875 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 358,183

Change-358,183 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 335,618

Change-335,618 (-100%)

Value—

Senvest Management, LLC

N/A

Shares— from 200,000

Change-200,000 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 174,363

Change-174,363 (-100%)

Value—

Quantinno Capital Management LP

N/A

Shares— from 145,093

Change-145,093 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 132,839

Change-132,839 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 116,770

Change-116,770 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 106,051

Change-106,051 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 96,132

Change-96,132 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 92,306

Change-92,306 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 89,671

Change-89,671 (-100%)

Value—

Cohen & Steers, Inc.

N/A

Shares— from 80,000

Change-80,000 (-100%)

Value—

First Trust Advisors LP

N/A

Shares— from 60,189

Change-60,189 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 51,390

Change-51,390 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 47,224

Change-47,224 (-100%)

Value—

Westbourne Investments, Inc.

N/A

Shares— from 42,900

Change-42,900 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 37,989

Change-37,989 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 35,331

Change-35,331 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 34,761

Change-34,761 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 33,440

Change-33,440 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 31,701

Change-31,701 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 30,756

Change-30,756 (-100%)

Value—

CSS LLC

N/A

Shares— from 30,100

Change-30,100 (-100%)

Value—

Evolve Private Wealth, LLC

N/A

Shares— from 29,321

Change-29,321 (-100%)

Value—

Punch & Associates Investment Management, Inc.

N/A

Shares— from 24,905

Change-24,905 (-100%)

Value—

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors

N/A

Shares— from 20,560

Change-20,560 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 20,368

Change-20,368 (-100%)

Value—

Vestmark Advisory Solutions, Inc.

N/A

Shares— from 19,772

Change-19,772 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 18,809

Change-18,809 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 18,288

Change-18,288 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 17,851

Change-17,851 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 14,979

Change-14,979 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 14,360

Change-14,360 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 13,750

Change-13,750 (-100%)

Value—

Whittier Trust Co

N/A

Shares— from 12,500

Change-12,500 (-100%)

Value—

PCM Encore, LLC

N/A

Shares— from 11,873

Change-11,873 (-100%)

Value—

NewEdge Wealth, LLC

N/A

Shares— from 10,767

Change-10,767 (-100%)

Value—

&partners

N/A

Shares— from 10,692

Change-10,692 (-100%)

Value—

Susquehanna Advisors Group, Inc.

N/A

Shares— from 10,600

Change-10,600 (-100%)

Value—

SouthState Bank Corp

N/A

Shares— from 10,413

Change-10,413 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 3,278

Change-3,278 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 2,447

Change-2,447 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 1,611

Change-1,611 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 1,608

Change-1,608 (-100%)

Value—

Quent Capital, LLC

N/A

Shares— from 1,500

Change-1,500 (-100%)

Value—

Osbon Capital Management LLC

N/A

Shares— from 1,252

Change-1,252 (-100%)

Value—

Whittier Trust Co of Nevada Inc

N/A

Shares— from 352

Change-352 (-100%)

Value—

Swan Capital LLC

N/A

Shares— from 340

Change-340 (-100%)

Value—

Ancora Advisors LLCA

N/A

Shares— from 250

Change-250 (-100%)

Value—

Prestige Wealth Management Group LLC

N/A

Shares— from 47

Change-47 (-100%)

Value—

Estabrook Capital Management

N/A

Shares— from 25

Change-25 (-100%)

Value—

	Status
Blue Bell Private Wealth Management, LLC	INCREASED	374,976	374,103	+873	+0%	$3.4M	$3.4M	-$10.9K	2026-10-29
Allspring Global Investments Holdings, LLC	INCREASED	305,698	25,100	+280,598	+1118%	$226.7K	$2.7M	+$2.5M	2026-11-04
Oppenheimer & Co Inc	INCREASED	227,594	223,321	+4,273	+2%	$2.0M	$2.0M	+$27.2K	2026-10-26
LPL Financial LLC	INCREASED	166,869	138,908	+27,961	+20%	$1.3M	$1.5M	+$244.1K	2026-11-06
Cambridge Investment Research Advisors, Inc.	INCREASED	125,761	122,256	+3,505	+3%	$1.1M	$1.1M	+$25.0K	2026-11-02
Compound Planning, Inc.	NEW	81,605	—	+81,605	—	—	$732.8K	—	2026-11-05
Prevail Innovative Wealth Advisors, LLC	INCREASED	77,516	40,697	+36,819	+90%	$367.5K	$728.7K	+$361.2K	2026-10-20
Chapin Davis, Inc.	DECREASED	76,804	77,576	-772	-1%	$700.5K	$689.7K	-$10.8K	2026-10-09
Wedbush Securities Inc	DECREASED	52,604	56,735	-4,131	-7%	$512.0K	$472.0K	-$40.0K	2026-10-22
Choreo, LLC	DECREASED	50,946	61,908	-10,962	-18%	$559.0K	$457.5K	-$101.5K	2026-10-28
Concurrent Investment Advisors, LLC	DECREASED	48,709	50,244	-1,535	-3%	$453.7K	$437.4K	-$16.3K	2026-10-16
SeaCrest Wealth Management, LLC	DECREASED	47,346	52,113	-4,767	-9%	$470.6K	$425.2K	-$45.4K	2026-10-21
Indivisible Partners	INCREASED	41,923	41,679	+244	+1%	$376.4K	$376.5K	+$109	2026-10-26
Closed-End Fund Advisors, Inc.	DECREASED	36,408	36,438	-30	0%	$329.0K	$326.9K	-$2.1K	2026-11-04
D.A. Davidson & Co.	NEW	35,804	—	+35,804	—	—	$321.5K	—	2026-10-28
Central Trust Co	UNCHANGED	35,200	35,200	0	0%	$317.9K	$316.1K	-$1.8K	2026-11-05
Merit Financial Group, LLC	DECREASED	33,990	35,254	-1,264	-4%	$318.3K	$305.2K	-$13.1K	2026-11-06
TrueMark Investments, LLC	INCREASED	33,794	31,814	+1,980	+6%	$287.3K	$303.5K	+$16.2K	2026-11-05
MGO One Seven LLC	DECREASED	29,199	34,276	-5,077	-15%	$309.5K	$262.2K	-$47.3K	2026-10-28
Park Avenue Securities LLC	DECREASED	28,234	29,025	-791	-3%	$262.0K	$254.0K	-$8.0K	2026-10-26
Accredited Investor Services, LLC	DECREASED	27,893	30,428	-2,535	-8%	$274.8K	$250.5K	-$24.3K	2026-10-22
RFG Advisory, LLC	DECREASED	25,797	29,297	-3,500	-12%	$264.6K	$231.7K	-$32.9K	2026-11-03
Elevation Point Wealth Partners, LLC	UNCHANGED	19,772	19,772	0	0%	$178.5K	$177.6K	-$988	2026-11-05
Creative Planning	INCREASED	18,400	16,962	+1,438	+8%	$153.2K	$165.2K	+$12.1K	2026-11-02
Commonwealth Equity Services, LLC	DECREASED	17,055	27,045	-9,990	-37%	$244.2K	$153.2K	-$91.1K	2026-11-02
Successful Portfolios LLC	UNCHANGED	15,174	15,174	0	0%	$130.9K	$140.9K	+$10.0K	2026-10-09
Occidental Asset Management, LLC	DECREASED	14,987	15,037	-50	0%	$135.8K	$134.6K	-$1.2K	2026-11-05
Lido Advisors, LLC	DECREASED	14,636	20,118	-5,482	-27%	$181.7K	$131.4K	-$50.2K	2026-11-04
Level Four Advisory Services, LLC	DECREASED	14,579	14,613	-34	0%	$132.0K	$130.9K	-$1.0K	2026-11-06
Pinnacle Wealth Planning Services, Inc.	DECREASED	14,298	16,310	-2,012	-12%	$147.3K	$128.4K	-$18.9K	2026-10-27
David J Yvars Group	INCREASED	13,884	13,790	+94	+1%	$124.5K	$124.7K	+$150	2026-10-09
City State Bank	UNCHANGED	12,913	12,913	0	0%	$116.6K	$116.0K	-$645	2026-10-20
Barrett & Company, Inc.	INCREASED	12,127	11,461	+666	+6%	$103.5K	$108.9K	+$5.4K	2026-10-22
Plancorp, LLC	INCREASED	12,000	10,000	+2,000	+20%	$83.9K	$101.3K	+$17.4K	2026-11-03
Moors & Cabot, Inc.	UNCHANGED	12,000	12,000	0	0%	$108.4K	$107.8K	-$600	2026-11-06
Advisory Advocates, LLC	NEW	11,640	—	+11,640	—	—	$104.5K	—	2026-11-05
HB Wealth Management, LLC	DECREASED	11,031	14,704	-3,673	-25%	$132.8K	$99.1K	-$33.7K	2026-10-23
Sowell Financial Services LLC	INCREASED	10,692	10,544	+148	+1%	$95.2K	$96.0K	+$805	2026-10-23
CoreCap Advisors, LLC	INCREASED	10,600	9,600	+1,000	+10%	$86.7K	$95.2K	+$8.5K	2026-10-08
Fifth Third Bancorp	DECREASED	10,113	10,116	-3	0%	$91.3K	$90.8K	-$533	2026-11-05
City of London Investment Management Co LTD	DECREASED	10,000	11,840	-1,840	-16%	$106.9K	$89.8K	-$17.1K	2026-10-30
Baxter Bros Inc	UNCHANGED	10,000	10,000	0	0%	$90.3K	$89.8K	-$500	2026-11-04
WPG Advisers, LLC	DECREASED	7,164	7,185	-21	0%	$64.9K	$64.3K	-$548	2026-10-27
US Bancorp \de\	INCREASED	4,606	4,000	+606	+15%	$36.1K	$41.4K	+$5.2K	2026-11-05
Noble Wealth Management PBC	NEW	3,500	—	+3,500	—	—	$31.4K	—	2026-10-01
Assetmark, Inc	NEW	2,462	—	+2,462	—	—	$22.1K	—	2026-10-21
Farther Finance Advisors, LLC	NEW	2,248	—	+2,248	—	—	$20.2K	—	2026-10-08
Eastern Bank	UNCHANGED	1,867	1,867	0	0%	$16.9K	$16.8K	-$93	2026-10-05
Clark Wealth Partners	UNCHANGED	1,340	1,340	0	0%	$12.1K	$12.0K	-$67	2026-10-19
Cassaday & Co Wealth Management LLC	NEW	1,260	—	+1,260	—	—	$11.3K	—	2026-10-27
Investors Research Corp	UNCHANGED	848	848	0	0%	$7.7K	$7.6K	-$42	2026-10-07
Root Financial Partners, LLC	NEW	847	—	+847	—	—	$7.6K	—	2026-10-21
Trust Co of Vermont	NEW	20	—	+20	—	—	$180	—	2026-10-21
Tactive Advisors, LLC	CLOSED	0	13,214	-13,214	-100%	$119.3K	$0	-$119.3K	2026-10-08
Ignite Planners, LLC	CLOSED	0	10,286	-10,286	-100%	$92.9K	$0	-$92.9K	2026-10-14
Wolverine Asset Management LLC	CLOSED	0	3,000	-3,000	-100%	$27.1K	$0	-$27.1K	2026-11-02
IFP Advisors, Inc	CLOSED	0	2,567	-2,567	-100%	$23.2K	$0	-$23.2K	2026-10-16
Cullen T Bankers, Inc.	CLOSED	0	2,053	-2,053	-100%	$18.5K	$0	-$18.5K	2026-10-28
Kennebec Savings Bank	CLOSED	0	13	-13	-100%	$117	$0	-$117	2026-10-22
Morgan Stanley	N/A	—	10,650,939	-10,650,939	-100%	$96.2M	—	—	—
Lazard Asset Management LLC	N/A	—	4,381,111	-4,381,111	-100%	$39.6M	—	—	—
Saba Capital Management, L.P.A	N/A	—	3,116,387	-3,116,387	-100%	$28.1M	—	—	—
Rivernorth Capital Management, LLC	N/A	—	2,737,496	-2,737,496	-100%	$24.7M	—	—	—
Invesco Ltd.	N/A	—	1,835,080	-1,835,080	-100%	$16.6M	—	—	—
Penserra Capital Management LLC	N/A	—	1,128,395	-1,128,395	-100%	$10.2M	—	—	—
Advisors Asset Management, Inc.	N/A	—	810,188	-810,188	-100%	$7.3M	—	—	—
Raymond James Financial Inc	N/A	—	778,442	-778,442	-100%	$7.0M	—	—	—
Atlas Wealth LLC	N/A	—	646,261	-646,261	-100%	$5.8M	—	—	—
Z3 Capital Partners, LLC	N/A	—	628,692	-628,692	-100%	$5.7M	—	—	—
UBS Group AG	N/A	—	600,373	-600,373	-100%	$5.4M	—	—	—
Thomas J. Herzfeld Advisors, Inc.	N/A	—	515,402	-515,402	-100%	$4.7M	—	—	—
Quantedge Capital Pte Ltd	N/A	—	513,279	-513,279	-100%	$4.6M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	473,264	-473,264	-100%	$4.3M	—	—	—
Bank of America Corp	N/A	—	439,767	-439,767	-100%	$4.0M	—	—	—
NewEdge Advisors, LLC	N/A	—	414,875	-414,875	-100%	$3.7M	—	—	—
Royal Bank of Canada	N/A	—	358,183	-358,183	-100%	$3.2M	—	—	—
Ameriprise Financial Inc	N/A	—	335,618	-335,618	-100%	$3.0M	—	—	—
Senvest Management, LLC	N/A	—	200,000	-200,000	-100%	$1.8M	—	—	—
Jane Street Group, LLC	N/A	—	174,363	-174,363	-100%	$1.6M	—	—	—
Quantinno Capital Management LP	N/A	—	145,093	-145,093	-100%	$1.3M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	132,839	-132,839	-100%	$1.2M	—	—	—
Osaic Holdings, Inc.	N/A	—	116,770	-116,770	-100%	$1.1M	—	—	—
Stifel Financial Corp	N/A	—	106,051	-106,051	-100%	$957.6K	—	—	—
HighTower Advisors, LLC	N/A	—	96,132	-96,132	-100%	$868.1K	—	—	—
Sanctuary Advisors, LLC	N/A	—	92,306	-92,306	-100%	$833.5K	—	—	—
SHP Wealth Management	N/A	—	89,671	-89,671	-100%	$809.7K	—	—	—
Cohen & Steers, Inc.	N/A	—	80,000	-80,000	-100%	$722.0K	—	—	—
First Trust Advisors LP	N/A	—	60,189	-60,189	-100%	$543.5K	—	—	—
Janney Montgomery Scott LLC	N/A	—	51,390	-51,390	-100%	$464.0K	—	—	—
Global Retirement Partners, LLC	N/A	—	47,224	-47,224	-100%	$426.4K	—	—	—
Westbourne Investments, Inc.	N/A	—	42,900	-42,900	-100%	$387.4K	—	—	—
Wells Fargo & Company	N/A	—	37,989	-37,989	-100%	$343.0K	—	—	—
XTX Topco Ltd	N/A	—	35,331	-35,331	-100%	$319.0K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	34,761	-34,761	-100%	$313.9K	—	—	—
Cetera Investment Advisers	N/A	—	33,440	-33,440	-100%	$302.0K	—	—	—
Citadel Advisors LLC	N/A	—	31,701	-31,701	-100%	$286.3K	—	—	—
Mariner, LLC	N/A	—	30,756	-30,756	-100%	$277.7K	—	—	—
CSS LLC	N/A	—	30,100	-30,100	-100%	$271.8K	—	—	—
Evolve Private Wealth, LLC	N/A	—	29,321	-29,321	-100%	$264.8K	—	—	—
Punch & Associates Investment Management, Inc.	N/A	—	24,905	-24,905	-100%	$224.9K	—	—	—
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	N/A	—	20,560	-20,560	-100%	$185.7K	—	—	—
Advisory Services Network, LLC	N/A	—	20,368	-20,368	-100%	$183.9K	—	—	—
Vestmark Advisory Solutions, Inc.	N/A	—	19,772	-19,772	-100%	$178.5K	—	—	—
Kovack Advisors, Inc.	N/A	—	18,809	-18,809	-100%	$169.8K	—	—	—
PFG Investments, LLC	N/A	—	18,288	-18,288	-100%	$165.1K	—	—	—
Virtu Financial LLC	N/A	—	17,851	-17,851	-100%	$161.0K	—	—	—
Susquehanna International Group, LLP	N/A	—	14,979	-14,979	-100%	$135.3K	—	—	—
HRT Financial LP	N/A	—	14,360	-14,360	-100%	$129.0K	—	—	—
CreativeOne Wealth, LLC	N/A	—	13,750	-13,750	-100%	$124.2K	—	—	—
Whittier Trust Co	N/A	—	12,500	-12,500	-100%	$108.6K	—	—	—
PCM Encore, LLC	N/A	—	11,873	-11,873	-100%	$107.2K	—	—	—
NewEdge Wealth, LLC	N/A	—	10,767	-10,767	-100%	$97.2K	—	—	—
&partners	N/A	—	10,692	-10,692	-100%	$96.5K	—	—	—
Susquehanna Advisors Group, Inc.	N/A	—	10,600	-10,600	-100%	$95.7K	—	—	—
SouthState Bank Corp	N/A	—	10,413	-10,413	-100%	$94.0K	—	—	—
Bulldog Investors, LLPA	N/A	—	10,000	-10,000	-100%	$90.3K	—	—	—
BlackRock, Inc.	N/A	—	5,000	-5,000	-100%	$45.2K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	3,278	-3,278	-100%	$29.6K	—	—	—
Atlantic Union Bankshares Corp	N/A	—	2,447	-2,447	-100%	$22.1K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	1,611	-1,611	-100%	$14.5K	—	—	—
IFG Advisory, LLC	N/A	—	1,608	-1,608	-100%	$14.5K	—	—	—
Quent Capital, LLC	N/A	—	1,500	-1,500	-100%	$13.5K	—	—	—
Osbon Capital Management LLC	N/A	—	1,252	-1,252	-100%	$11.3K	—	—	—
Whittier Trust Co of Nevada Inc	N/A	—	352	-352	-100%	$3.0K	—	—	—
Swan Capital LLC	N/A	—	340	-340	-100%	$3.1K	—	—	—
Ancora Advisors LLCA	N/A	—	250	-250	-100%	$2.3K	—	—	—
Prestige Wealth Management Group LLC	N/A	—	47	-47	-100%	$425	—	—	—
Estabrook Capital Management	N/A	—	25	-25	-100%	$226	—	—	—

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