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Bnym High Yield Strategies (DHF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares1,855,569 from 1,872,844
Change-17,275 (-1%)
Value$4.1M (-$412.9K)
Filed 2026-10-13
Allspring Global Investments Holdings, LLC
INCREASED
Shares1,176,083 from 983,970
Change+192,113 (+20%)
Value$2.6M (+$229.7K)
Filed 2026-11-04
Wolverine Asset Management LLC
INCREASED
Shares960,930 from 693,615
Change+267,315 (+39%)
Value$2.1M (+$454.7K)
Filed 2026-11-02
Matisse Capital
NEW
Shares709,983
Change+709,983
Value$1.6M
Filed 2026-10-29
LPL Financial LLC
DECREASED
Shares551,932 from 578,525
Change-26,593 (-5%)
Value$1.2M (-$174.7K)
Filed 2026-11-06
Fiera Capital Corp
UNCHANGED
Shares490,716 from 490,716
Change0 (0%)
Value$1.1M (-$98.1K)
Filed 2026-11-06
Park Avenue Securities LLC
DECREASED
Shares420,442 from 423,805
Change-3,363 (-1%)
Value$933.0K (-$93.0K)
Filed 2026-10-26
Capital Investment Advisors, LLC
INCREASED
Shares225,755 from 199,760
Change+25,995 (+13%)
Value$501.2K (+$17.8K)
Filed 2026-10-22
Melfa Wealth Management, Inc.
UNCHANGED
Shares151,410 from 151,410
Change0 (0%)
Value$336.1K (-$30.3K)
Filed 2026-11-06
Integrated Capital Management, Inc.
DECREASED
Shares75,556 from 78,189
Change-2,633 (-3%)
Value$167.7K (-$21.5K)
Filed 2026-10-09
Calamos Advisors LLC
NEW
Shares74,527
Change+74,527
Value$165.5K
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares71,214 from 104,493
Change-33,279 (-32%)
Value$158.1K (-$94.8K)
Filed 2026-11-02
Closed-End Fund Advisors, Inc.
INCREASED
Shares55,960 from 46,743
Change+9,217 (+20%)
Value$124.2K (+$11.1K)
Filed 2026-11-04
Shulman DeMeo Asset Management LLC
DECREASED
Shares44,118 from 44,188
Change-70 (0%)
Value$98.4K (-$8.6K)
Filed 2026-10-09
Levin Capital Strategies, L.P.
UNCHANGED
Shares30,000 from 30,000
Change0 (0%)
Value$66.6K (-$6.0K)
Filed 2026-11-02
J.W. Cole Advisors, Inc.
INCREASED
Shares29,027 from 16,147
Change+12,880 (+80%)
Value$64.4K (+$25.4K)
Filed 2026-11-05
M Holdings Securities, Inc.
NEW
Shares24,054
Change+24,054
Value$54
Filed 2026-11-03
Garner Asset Management Corp
DECREASED
Shares21,237 from 23,682
Change-2,445 (-10%)
Value$46.7K (-$10.6K)
Filed 2026-10-30
Carter Financial Group, Inc.
INCREASED
Shares21,174 from 20,765
Change+409 (+2%)
Value$47.0K (-$3.2K)
Filed 2026-10-21
Curated Wealth Partners LLC
INCREASED
Shares21,095 from 17,715
Change+3,380 (+19%)
Value$46.8K (+$4.0K)
Filed 2026-10-15
Dumont & Blake Investment Advisors LLC
UNCHANGED
Shares19,586 from 19,586
Change0 (0%)
Value$43.5K (-$3.9K)
Filed 2026-10-28
Avior Wealth Management, LLC
INCREASED
Shares19,512 from 16,203
Change+3,309 (+20%)
Value$43.3K (+$4.1K)
Filed 2026-10-13
Sowell Financial Services LLC
INCREASED
Shares16,992 from 16,787
Change+205 (+1%)
Value$37.7K (-$2.9K)
Filed 2026-10-23
Sentinel Pension Advisors, LLC
INCREASED
Shares14,241 from 13,927
Change+314 (+2%)
Value$31.6K (-$2.1K)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares13,841 from 17,301
Change-3,460 (-20%)
Value$31 (-$11)
Filed 2026-11-02
Merit Financial Group, LLC
INCREASED
Shares11,129 from 11,097
Change+32 (+0%)
Value$24.7K (-$2.1K)
Filed 2026-11-06
D.A. Davidson & Co.
NEW
Shares11,000
Change+11,000
Value$24.4K
Filed 2026-10-28
PNC Financial Services Group, Inc.
INCREASED
Shares4,766 from 3,766
Change+1,000 (+27%)
Value$10.6K (+$1.5K)
Filed 2026-11-06
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares2,347 from 2,759
Change-412 (-15%)
Value$5.2K (-$1.5K)
Filed 2026-10-27
Hilltop National Bank
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$4.4K (-$400)
Filed 2026-10-14
Assetmark, Inc
DECREASED
Shares1,702 from 1,837
Change-135 (-7%)
Value$3.8K (-$668)
Filed 2026-10-21
Ascentis Independent Advisors
NEW
Shares1,406
Change+1,406
Value$3.1K
Filed 2026-11-03
Highline Wealth Partners LLC
UNCHANGED
Shares1,250 from 1,250
Change0 (0%)
Value$2.8K (-$250)
Filed 2026-10-19
WPG Advisers, LLC
DECREASED
Shares1,103 from 1,113
Change-10 (-1%)
Value$2.4K (-$244)
Filed 2026-10-27
Blue Bell Private Wealth Management, LLC
INCREASED
Shares500 from 100
Change+400 (+400%)
Value$1.1K (+$868)
Filed 2026-10-29
North Star Investment Management Corp.
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$1.1K (-$100)
Filed 2026-10-27
Fifth Third Bancorp
UNCHANGED
Shares169 from 169
Change0 (0%)
Value$376 (-$34)
Filed 2026-11-05
Root Financial Partners, LLC
NEW
Shares75
Change+75
Value$167
Filed 2026-10-21
Shaker Financial Services, LLC
CLOSED
Shares0 from 29,535
Change-29,535 (-100%)
Value$0 (-$71.5K)
Filed 2026-10-14
Fermata Advisors, LLC
CLOSED
Shares0 from 17,167
Change-17,167 (-100%)
Value$0 (-$41.5K)
Filed 2026-10-13
Choreo, LLC
CLOSED
Shares0 from 11,616
Change-11,616 (-100%)
Value$0 (-$28.1K)
Filed 2026-10-28
Howard Capital Management Group, LLC
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$24.2K)
Filed 2026-10-16
PFS Partners, LLC
CLOSED
Shares0 from 2,463
Change-2,463 (-100%)
Value$0 (-$6.0K)
Filed 2026-10-21
Axiom Investment Management LLC
CLOSED
Shares0 from 854
Change-854 (-100%)
Value$0 (-$2.1K)
Filed 2026-11-03
Stone House Investment Management, LLC
CLOSED
Shares0 from 552
Change-552 (-100%)
Value$0 (-$1.3K)
Filed 2026-10-23
Larson Financial Group LLC
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2026-11-05
Pathstone Holdings, LLC
N/A
Shares— from 9,983,466
Change-9,983,466 (-100%)
Value—
SIT Investment Associates Inc
N/A
Shares— from 4,631,423
Change-4,631,423 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 2,129,586
Change-2,129,586 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,854,479
Change-1,854,479 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 1,100,604
Change-1,100,604 (-100%)
Value—
Bulldog Investors, LLPA
N/A
Shares— from 1,093,928
Change-1,093,928 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 993,218
Change-993,218 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 567,426
Change-567,426 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 471,755
Change-471,755 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 116,691
Change-116,691 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 116,331
Change-116,331 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 79,665
Change-79,665 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 63,434
Change-63,434 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 46,409
Change-46,409 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 45,924
Change-45,924 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 44,693
Change-44,693 (-100%)
Value—
UBS Group AG
N/A
Shares— from 40,806
Change-40,806 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 34,600
Change-34,600 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 34,119
Change-34,119 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 33,370
Change-33,370 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 32,417
Change-32,417 (-100%)
Value—
Advance Capital Management, Inc.
N/A
Shares— from 30,000
Change-30,000 (-100%)
Value—
PFG Investments, LLC
N/A
Shares— from 29,884
Change-29,884 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 21,577
Change-21,577 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 15,162
Change-15,162 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 15,000
Change-15,000 (-100%)
Value—
Boothbay Fund Management, LLC
N/A
Shares— from 13,792
Change-13,792 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 12,339
Change-12,339 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 11,255
Change-11,255 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 7,638
Change-7,638 (-100%)
Value—
National Bank of Canada
N/A
Shares— from 4,000
Change-4,000 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
Kilter Group LLC
N/A
Shares— from 0
Change0
Value—
Status
Hennion & Walsh Asset Management, Inc.
DECREASED1,855,5691,872,844-17,275-1%$4.5M$4.1M-$412.9K2026-10-13
Allspring Global Investments Holdings, LLC
INCREASED1,176,083983,970+192,113+20%$2.4M$2.6M+$229.7K2026-11-04
Wolverine Asset Management LLC
INCREASED960,930693,615+267,315+39%$1.7M$2.1M+$454.7K2026-11-02
Matisse Capital
NEW709,983—+709,983——$1.6M—2026-10-29
LPL Financial LLC
DECREASED551,932578,525-26,593-5%$1.4M$1.2M-$174.7K2026-11-06
Fiera Capital Corp
UNCHANGED490,716490,71600%$1.2M$1.1M-$98.1K2026-11-06
Park Avenue Securities LLC
DECREASED420,442423,805-3,363-1%$1.0M$933.0K-$93.0K2026-10-26
Capital Investment Advisors, LLC
INCREASED225,755199,760+25,995+13%$483.4K$501.2K+$17.8K2026-10-22
Melfa Wealth Management, Inc.
UNCHANGED151,410151,41000%$366.4K$336.1K-$30.3K2026-11-06
Integrated Capital Management, Inc.
DECREASED75,55678,189-2,633-3%$189.2K$167.7K-$21.5K2026-10-09
Calamos Advisors LLC
NEW74,527—+74,527——$165.5K—2026-11-02
Commonwealth Equity Services, LLC
DECREASED71,214104,493-33,279-32%$252.9K$158.1K-$94.8K2026-11-02
Closed-End Fund Advisors, Inc.
INCREASED55,96046,743+9,217+20%$113.1K$124.2K+$11.1K2026-11-04
Shulman DeMeo Asset Management LLC
DECREASED44,11844,188-700%$106.9K$98.4K-$8.6K2026-10-09
Levin Capital Strategies, L.P.
UNCHANGED30,00030,00000%$72.6K$66.6K-$6.0K2026-11-02
J.W. Cole Advisors, Inc.
INCREASED29,02716,147+12,880+80%$39.1K$64.4K+$25.4K2026-11-05
M Holdings Securities, Inc.
NEW24,054—+24,054——$54—2026-11-03
Garner Asset Management Corp
DECREASED21,23723,682-2,445-10%$57.3K$46.7K-$10.6K2026-10-30
Carter Financial Group, Inc.
INCREASED21,17420,765+409+2%$50.3K$47.0K-$3.2K2026-10-21
Curated Wealth Partners LLC
INCREASED21,09517,715+3,380+19%$42.9K$46.8K+$4.0K2026-10-15
Dumont & Blake Investment Advisors LLC
UNCHANGED19,58619,58600%$47.4K$43.5K-$3.9K2026-10-28
Avior Wealth Management, LLC
INCREASED19,51216,203+3,309+20%$39.2K$43.3K+$4.1K2026-10-13
Sowell Financial Services LLC
INCREASED16,99216,787+205+1%$40.6K$37.7K-$2.9K2026-10-23
Sentinel Pension Advisors, LLC
INCREASED14,24113,927+314+2%$33.7K$31.6K-$2.1K2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED13,84117,301-3,460-20%$42$31-$112026-11-02
Merit Financial Group, LLC
INCREASED11,12911,097+32+0%$26.9K$24.7K-$2.1K2026-11-06
D.A. Davidson & Co.
NEW11,000—+11,000——$24.4K—2026-10-28
PNC Financial Services Group, Inc.
INCREASED4,7663,766+1,000+27%$9.1K$10.6K+$1.5K2026-11-06
Pinnacle Wealth Planning Services, Inc.
DECREASED2,3472,759-412-15%$6.7K$5.2K-$1.5K2026-10-27
Hilltop National Bank
UNCHANGED2,0002,00000%$4.8K$4.4K-$4002026-10-14
Assetmark, Inc
DECREASED1,7021,837-135-7%$4.4K$3.8K-$6682026-10-21
Ascentis Independent Advisors
NEW1,406—+1,406——$3.1K—2026-11-03
Highline Wealth Partners LLC
UNCHANGED1,2501,25000%$3.0K$2.8K-$2502026-10-19
WPG Advisers, LLC
DECREASED1,1031,113-10-1%$2.7K$2.4K-$2442026-10-27
Blue Bell Private Wealth Management, LLC
INCREASED500100+400+400%$242$1.1K+$8682026-10-29
North Star Investment Management Corp.
UNCHANGED50050000%$1.2K$1.1K-$1002026-10-27
Fifth Third Bancorp
UNCHANGED16916900%$410$376-$342026-11-05
Root Financial Partners, LLC
NEW75—+75——$167—2026-10-21
Shaker Financial Services, LLC
CLOSED029,535-29,535-100%$71.5K$0-$71.5K2026-10-14
Fermata Advisors, LLC
CLOSED017,167-17,167-100%$41.5K$0-$41.5K2026-10-13
Choreo, LLC
CLOSED011,616-11,616-100%$28.1K$0-$28.1K2026-10-28
Howard Capital Management Group, LLC
CLOSED010,000-10,000-100%$24.2K$0-$24.2K2026-10-16
PFS Partners, LLC
CLOSED02,463-2,463-100%$6.0K$0-$6.0K2026-10-21
Axiom Investment Management LLC
CLOSED0854-854-100%$2.1K$0-$2.1K2026-11-03
Stone House Investment Management, LLC
CLOSED0552-552-100%$1.3K$0-$1.3K2026-10-23
Larson Financial Group LLC
UNCHANGED000—$0$0$02026-11-05
Pathstone Holdings, LLC
N/A—9,983,466-9,983,466-100%$24.2M———
SIT Investment Associates Inc
N/A—4,631,423-4,631,423-100%$11.2M———
1607 Capital Partners, LLC
N/A—2,129,586-2,129,586-100%$5.2M———
Morgan Stanley
N/A—1,854,479-1,854,479-100%$4.5M———
Advisors Asset Management, Inc.
N/A—1,100,604-1,100,604-100%$2.7M———
Bulldog Investors, LLPA
N/A—1,093,928-1,093,928-100%$2.6M———
Invesco Ltd.
N/A—993,218-993,218-100%$2.4M———
Rivernorth Capital Management, LLC
N/A—567,426-567,426-100%$1.4M———
Envestnet Asset Management Inc
N/A—471,755-471,755-100%$1.1M———
Cetera Investment Advisers
N/A—116,691-116,691-100%$282.4K———
Osaic Holdings, Inc.
N/A—116,331-116,331-100%$281.5K———
Almitas Capital LLC
N/A—79,665-79,665-100%$192.8K———
Raymond James Financial Inc
N/A—63,434-63,434-100%$153.5K———
Wells Fargo & Company
N/A—46,409-46,409-100%$112.3K———
XTX Topco Ltd
N/A—45,924-45,924-100%$111.1K———
MML Investors Services, LLC
N/A—44,693-44,693-100%$108.2K———
UBS Group AG
N/A—40,806-40,806-100%$98.8K———
NewEdge Advisors, LLC
N/A—34,600-34,600-100%$83.7K———
Jane Street Group, LLC
N/A—34,119-34,119-100%$82.6K———
Mutual Advisors, LLC
N/A—33,370-33,370-100%$80.8K———
HighTower Advisors, LLC
N/A—32,417-32,417-100%$78.4K———
Advance Capital Management, Inc.
N/A—30,000-30,000-100%$72.6K———
PFG Investments, LLC
N/A—29,884-29,884-100%$72.3K———
Susquehanna International Group, LLP
N/A—21,577-21,577-100%$52.2K———
Baird Financial Group, Inc.
N/A—15,162-15,162-100%$36.7K———
Bank of America Corp
N/A—15,000-15,000-100%$36.3K———
Boothbay Fund Management, LLC
N/A—13,792-13,792-100%$33.4K———
Focus Partners Wealth
N/A—12,339-12,339-100%$29.9K———
Mercer Global Advisors Inc
N/A—11,255-11,255-100%$27.2K———
Global Retirement Partners, LLC
N/A—7,638-7,638-100%$18.5K———
National Bank of Canada
N/A—4,000-4,000-100%$9.6K———
IFG Advisory, LLC
N/A—1,000-1,000-100%$2.4K———
Kilter Group LLC
N/A—00—$1———
Showing 79 of 79 institutions