Broadcom Inc

Q2 2022 vs Q3 2022

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Barclays PLC

DECREASED

Shares2,571 from 15,475

Change-12,904 (-83%)

Value$3.6K (-$19.7K)

Filed 2022-11-03

Endurance Wealth Management, Inc.

UNCHANGED

Shares2,065 from 2,065

Change0 (0%)

Value$2.9K (-$199)

Filed 2022-10-21

Steward Partners Investment Advisory, LLC

INCREASED

Shares1,146 from 864

Change+282 (+33%)

Value$1.6K (+$313)

Filed 2022-11-10

Valley Wealth Managers, Inc.

DECREASED

Shares1,074 from 2,940

Change-1,866 (-63%)

Value$1.5K (-$2.9K)

Filed 2022-11-09

Torray Investment Partners LLC

DECREASED

Shares928 from 1,652

Change-724 (-44%)

Value$1.3K (-$1.2K)

Filed 2022-11-04

Canada Life Assurance Co

NEW

Shares775

Change+775

Value$1.1K

Filed 2022-11-01

Peapack Gladstone Financial Corp

UNCHANGED

Shares730 from 730

Change0 (0%)

Value$1.0K (-$70)

Filed 2022-11-14

Pier 88 Investment Partners LLC

DECREASED

Shares240 from 7,979

Change-7,739 (-97%)

Value$338 (-$11.7K)

Filed 2022-11-14

SignalPoint Asset Management, LLC

UNCHANGED

Shares180 from 180

Change0 (0%)

Value$253 (-$17)

Filed 2022-10-27

UMB Bank, n.a.

UNCHANGED

Shares12 from 12

Change0 (0%)

Value$17 (-$1)

Filed 2022-10-13

Washington Trust Co

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$14 (-$1)

Filed 2022-10-14

Rockefeller Capital Management L.P.

UNCHANGED

Shares8 from 8

Change0 (0%)

Value$11 (-$1)

Filed 2022-11-02

Parallel Advisors, LLC

NEW

Shares5

Change+5

Value$7

Filed 2022-11-10

Private Trust Co NA

INCREASED

Shares5 from 2

Change+3 (+150%)

Value$7 (+$4)

Filed 2022-10-17

Retirement Group, LLC

NEW

Shares1

Change+1

Value$1

Filed 2022-11-14

Capital World Investors

CLOSED

Shares0 from 614,437

Change-614,437 (-100%)

Value$0 (-$923.6K)

Filed 2022-11-14

Capital International Investors

CLOSED

Shares0 from 404,794

Change-404,794 (-100%)

Value$0 (-$608.5K)

Filed 2022-11-14

Allianz Asset Management GmbH

CLOSED

Shares0 from 364,065

Change-364,065 (-100%)

Value$0 (-$547.2K)

Filed 2022-11-08

BlackRock Inc.

CLOSED

Shares0 from 314,413

Change-314,413 (-100%)

Value$0 (-$472.6K)

Filed 2022-11-14

Franklin Resources Inc

CLOSED

Shares0 from 141,400

Change-141,400 (-100%)

Value$0 (-$212.5K)

Filed 2022-11-14

Two Sigma Investments, LP

CLOSED

Shares0 from 141,359

Change-141,359 (-100%)

Value$0 (-$212.5K)

Filed 2022-11-14

Capital Research Global Investors

CLOSED

Shares0 from 139,393

Change-139,393 (-100%)

Value$0 (-$209.5K)

Filed 2022-11-14

Sculptor Capital LP

CLOSED

Shares0 from 106,720

Change-106,720 (-100%)

Value$0 (-$162.1K)

Filed 2022-11-14

Elequin Capital, LP

CLOSED

Shares0 from 93,373

Change-93,373 (-100%)

Value$0 (-$140.4K)

Filed 2022-12-13

Wolverine Asset Management LLC

CLOSED

Shares0 from 84,782

Change-84,782 (-100%)

Value$0 (-$128.8K)

Filed 2022-11-10

CSS LLC

CLOSED

Shares0 from 83,440

Change-83,440 (-100%)

Value$0 (-$126.7K)

Filed 2022-11-14

Calamos Advisors LLC

CLOSED

Shares0 from 80,990

Change-80,990 (-100%)

Value$0 (-$121.7K)

Filed 2022-10-24

HSBC Holdings PLC

CLOSED

Shares0 from 79,000

Change-79,000 (-100%)

Value$0 (-$120.9K)

Filed 2022-11-14

SG Americas Securities, LLC

CLOSED

Shares0 from 78,554

Change-78,554 (-100%)

Value$0 (-$118.1K)

Filed 2022-10-31

State Street Corp

CLOSED

Shares0 from 62,150

Change-62,150 (-100%)

Value$0 (-$94.3K)

Filed 2022-11-15

Van Eck Associates Corp

CLOSED

Shares0 from 53,366

Change-53,366 (-100%)

Value$0 (-$80.2K)

Filed 2022-10-27

FMR LLC

CLOSED

Shares0 from 40,050

Change-40,050 (-100%)

Value$0 (-$60.8M)

Filed 2026-11-05

Lord, Abbett & Co. LLC

CLOSED

Shares0 from 39,248

Change-39,248 (-100%)

Value$0 (-$59.0K)

Filed 2022-11-14

Nuveen Asset Management, LLC

CLOSED

Shares0 from 37,922

Change-37,922 (-100%)

Value$0 (-$570)

Filed 2022-11-14

Mackay Shields LLC

CLOSED

Shares0 from 29,336

Change-29,336 (-100%)

Value$0 (-$44.5K)

Filed 2022-11-02

Clearbridge Investments, LLC

CLOSED

Shares0 from 24,569

Change-24,569 (-100%)

Value$0 (-$36.9K)

Filed 2022-11-14

JPMorgan Chase & Co

CLOSED

Shares0 from 22,040

Change-22,040 (-100%)

Value$0 (-$33.1K)

Filed 2022-11-14

Advent Capital Management

CLOSED

Shares0 from 19,527

Change-19,527 (-100%)

Value$0 (-$29.7K)

Filed 2022-11-15

Skaana Management L.P.

CLOSED

Shares0 from 19,199

Change-19,199 (-100%)

Value$0 (-$28.9K)

Filed 2022-11-10

Putnam Investments LLC

CLOSED

Shares0 from 18,712

Change-18,712 (-100%)

Value$0 (-$28.4K)

Filed 2022-11-14

SSI Investment Management LLC

CLOSED

Shares0 from 18,615

Change-18,615 (-100%)

Value$0 (-$28.3K)

Filed 2022-11-04

Invesco Ltd.

CLOSED

Shares0 from 17,864

Change-17,864 (-100%)

Value$0 (-$26.9K)

Filed 2022-11-14

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 17,750

Change-17,750 (-100%)

Value$0 (-$27.0K)

Filed 2022-11-14

Thrivent Financial for Lutherans

CLOSED

Shares0 from 16,230

Change-16,230 (-100%)

Value$0 (-$24.6K)

Filed 2022-11-14

HighTower Advisors, LLC

CLOSED

Shares0 from 12,208

Change-12,208 (-100%)

Value$0 (-$18.3K)

Filed 2022-11-09

Morgan Stanley

CLOSED

Shares0 from 11,834

Change-11,834 (-100%)

Value$0 (-$18.0K)

Filed 2022-11-14

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 9,600

Change-9,600 (-100%)

Value$0 (-$14.6M)

Filed 2023-08-11

Palisade Capital Management, LP

CLOSED

Shares0 from 8,328

Change-8,328 (-100%)

Value$0 (-$12.6K)

Filed 2022-11-14

Westwood Holdings Group Inc

CLOSED

Shares0 from 7,972

Change-7,972 (-100%)

Value$0 (-$12.1K)

Filed 2022-11-14

Chiron Investment Management, LLC

CLOSED

Shares0 from 7,940

Change-7,940 (-100%)

Value$0 (-$11.9K)

Filed 2022-11-14

Jane Street Group, LLC

CLOSED

Shares0 from 7,180

Change-7,180 (-100%)

Value$0 (-$10.8K)

Filed 2022-11-15

Gabelli Funds LLC

CLOSED

Shares0 from 6,045

Change-6,045 (-100%)

Value$0 (-$9.2K)

Filed 2022-11-14

Fort Pitt Capital Group, LLC

CLOSED

Shares0 from 5,619

Change-5,619 (-100%)

Value$0 (-$8.4K)

Filed 2022-11-08

Bank of America Corp

CLOSED

Shares0 from 5,315

Change-5,315 (-100%)

Value$0 (-$8.0K)

Filed 2022-11-14

ZWJ Investment Counsel Inc

CLOSED

Shares0 from 4,629

Change-4,629 (-100%)

Value$0 (-$7.0K)

Filed 2022-10-19

Socorro Asset Management LP

CLOSED

Shares0 from 3,900

Change-3,900 (-100%)

Value$0 (-$5.9K)

Filed 2022-11-14

Blair William & Co

CLOSED

Shares0 from 3,768

Change-3,768 (-100%)

Value$0 (-$5.7K)

Filed 2022-11-09

Nicholas Investment Partners, LP

CLOSED

Shares0 from 3,695

Change-3,695 (-100%)

Value$0 (-$5.6K)

Filed 2022-11-14

Credit Suisse AG/

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$4.5K)

Filed 2022-11-10

Laffer Tengler Investments, Inc.

CLOSED

Shares0 from 2,777

Change-2,777 (-100%)

Value$0 (-$4.2M)

Filed 2022-11-10

Wells Fargo & Company

CLOSED

Shares0 from 2,617

Change-2,617 (-100%)

Value$0 (-$3.9K)

Filed 2022-11-14

Palouse Capital Management, Inc.

CLOSED

Shares0 from 2,505

Change-2,505 (-100%)

Value$0 (-$3.8K)

Filed 2022-10-21

Susquehanna International Group, LLP

CLOSED

Shares0 from 2,330

Change-2,330 (-100%)

Value$0 (-$3.5K)

Filed 2022-11-14

Federated Hermes, Inc.

CLOSED

Shares0 from 2,299

Change-2,299 (-100%)

Value$0 (-$3.5K)

Filed 2022-11-14

Schroder Investment Management Group

CLOSED

Shares0 from 2,150

Change-2,150 (-100%)

Value$0 (-$3.3K)

Filed 2022-11-14

Rational Advisors, Inc.

CLOSED

Shares0 from 1,824

Change-1,824 (-100%)

Value$0 (-$2.7K)

Filed 2022-11-08

Pinnacle Associates LTD

CLOSED

Shares0 from 1,042

Change-1,042 (-100%)

Value$0 (-$1.6K)

Filed 2022-11-01

Teton Advisors, Inc.

CLOSED

Shares0 from 1,005

Change-1,005 (-100%)

Value$0 (-$1.5K)

Filed 2022-11-14

Calamos Wealth Management LLC

CLOSED

Shares0 from 899

Change-899 (-100%)

Value$0 (-$1.4K)

Filed 2022-10-24

Chilton Capital Management LLC

CLOSED

Shares0 from 786

Change-786 (-100%)

Value$0 (-$1.2K)

Filed 2022-11-14

Jefferies Group LLC

CLOSED

Shares0 from 736

Change-736 (-100%)

Value$0 (-$1.1M)

Filed 2023-09-21

Hohimer Wealth Management, LLC

CLOSED

Shares0 from 641

Change-641 (-100%)

Value$0 (-$964)

Filed 2022-11-02

Magnus Financial Group LLC

CLOSED

Shares0 from 624

Change-624 (-100%)

Value$0 (-$938)

Filed 2022-11-09

Beck Bode, LLC

CLOSED

Shares0 from 554

Change-554 (-100%)

Value$0 (-$833)

Filed 2022-11-14

American Century Companies Inc

CLOSED

Shares0 from 541

Change-541 (-100%)

Value$0 (-$822)

Filed 2022-11-14

LPL Financial LLC

CLOSED

Shares0 from 529

Change-529 (-100%)

Value$0 (-$795)

Filed 2022-11-14

Osaic Holdings, Inc.

CLOSED

Shares0 from 488

Change-488 (-100%)

Value$0 (-$733)

Filed 2022-11-14

Stifel Financial Corp

CLOSED

Shares0 from 374

Change-374 (-100%)

Value$0 (-$562)

Filed 2022-11-14

First Hawaiian Bank

CLOSED

Shares0 from 373

Change-373 (-100%)

Value$0 (-$561)

Filed 2022-10-05

Citadel Advisors LLC

CLOSED

Shares0 from 350

Change-350 (-100%)

Value$0 (-$532)

Filed 2022-11-14

SEI Investments Co

CLOSED

Shares0 from 260

Change-260 (-100%)

Value$0 (-$391)

Filed 2022-11-14

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 243

Change-243 (-100%)

Value$0 (-$365)

Filed 2022-10-17

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 195

Change-195 (-100%)

Value$0 (-$293)

Filed 2022-10-25

Raymond James & Associates

CLOSED

Shares0 from 180

Change-180 (-100%)

Value$0 (-$271)

Filed 2022-10-25

AQR Arbitrage LLC

CLOSED

Shares0 from 177

Change-177 (-100%)

Value$0 (-$269)

Filed 2022-11-14

Oppenheimer & Co Inc

CLOSED

Shares0 from 162

Change-162 (-100%)

Value$0 (-$244)

Filed 2022-11-14

Van Leeuwen & Company, LLC

CLOSED

Shares0 from 162

Change-162 (-100%)

Value$0 (-$244)

Filed 2022-11-09

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$228)

Filed 2022-11-14

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$228)

Filed 2022-11-14

Financial Sense Advisors, Inc.

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$225)

Filed 2022-10-13

Ground Swell Capital, LLC

CLOSED

Shares0 from 138

Change-138 (-100%)

Value$0 (-$207)

Filed 2022-11-14

Sandler Capital Management

CLOSED

Shares0 from 135

Change-135 (-100%)

Value$0 (-$203)

Filed 2022-11-14

Manchester Financial Inc

CLOSED

Shares0 from 134

Change-134 (-100%)

Value$0 (-$201)

Filed 2022-11-14

UBS Group AG

CLOSED

Shares0 from 115

Change-115 (-100%)

Value$0 (-$173)

Filed 2022-11-10

US Bancorp \de\

CLOSED

Shares0 from 74

Change-74 (-100%)

Value$0 (-$112)

Filed 2022-10-27

Syverson Strege & Co

CLOSED

Shares0 from 39

Change-39 (-100%)

Value$0 (-$59)

Filed 2022-11-09

Investors Asset Management of Georgia Inc

CLOSED

Shares0 from 35

Change-35 (-100%)

Value$0 (-$53)

Filed 2022-10-27

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 32

Change-32 (-100%)

Value$0 (-$48)

Filed 2022-11-10

Citigroup Inc

CLOSED

Shares0 from 23

Change-23 (-100%)

Value$0 (-$35)

Filed 2022-11-10

Spire Wealth Management

CLOSED

Shares0 from 15

Change-15 (-100%)

Value$0 (-$23)

Filed 2022-11-07

Bank of Montreal

CLOSED

Shares0 from 13

Change-13 (-100%)

Value$0 (-$21)

Filed 2022-11-10

Fifth Third Bancorp

CLOSED

Shares0 from 12

Change-12 (-100%)

Value$0 (-$18)

Filed 2022-10-25

Signaturefd, LLC

CLOSED

Shares0 from 3

Change-3 (-100%)

Value$0 (-$5)

Filed 2022-11-08

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2022-11-15

	Status
Barclays PLC	DECREASED	2,571	15,475	-12,904	-83%	$23.3K	$3.6K	-$19.7K	2022-11-03
Endurance Wealth Management, Inc.	UNCHANGED	2,065	2,065	0	0%	$3.1K	$2.9K	-$199	2022-10-21
Steward Partners Investment Advisory, LLC	INCREASED	1,146	864	+282	+33%	$1.3K	$1.6K	+$313	2022-11-10
Valley Wealth Managers, Inc.	DECREASED	1,074	2,940	-1,866	-63%	$4.4K	$1.5K	-$2.9K	2022-11-09
Torray Investment Partners LLC	DECREASED	928	1,652	-724	-44%	$2.5K	$1.3K	-$1.2K	2022-11-04
Canada Life Assurance Co	NEW	775	—	+775	—	—	$1.1K	—	2022-11-01
Peapack Gladstone Financial Corp	UNCHANGED	730	730	0	0%	$1.1K	$1.0K	-$70	2022-11-14
Pier 88 Investment Partners LLC	DECREASED	240	7,979	-7,739	-97%	$12.0K	$338	-$11.7K	2022-11-14
SignalPoint Asset Management, LLC	UNCHANGED	180	180	0	0%	$270	$253	-$17	2022-10-27
UMB Bank, n.a.	UNCHANGED	12	12	0	0%	$18	$17	-$1	2022-10-13
Washington Trust Co	UNCHANGED	10	10	0	0%	$15	$14	-$1	2022-10-14
Rockefeller Capital Management L.P.	UNCHANGED	8	8	0	0%	$12	$11	-$1	2022-11-02
Parallel Advisors, LLC	NEW	5	—	+5	—	—	$7	—	2022-11-10
Private Trust Co NA	INCREASED	5	2	+3	+150%	$3	$7	+$4	2022-10-17
Retirement Group, LLC	NEW	1	—	+1	—	—	$1	—	2022-11-14
Capital World Investors	CLOSED	0	614,437	-614,437	-100%	$923.6K	$0	-$923.6K	2022-11-14
Capital International Investors	CLOSED	0	404,794	-404,794	-100%	$608.5K	$0	-$608.5K	2022-11-14
Allianz Asset Management GmbH	CLOSED	0	364,065	-364,065	-100%	$547.2K	$0	-$547.2K	2022-11-08
BlackRock Inc.	CLOSED	0	314,413	-314,413	-100%	$472.6K	$0	-$472.6K	2022-11-14
Franklin Resources Inc	CLOSED	0	141,400	-141,400	-100%	$212.5K	$0	-$212.5K	2022-11-14
Two Sigma Investments, LP	CLOSED	0	141,359	-141,359	-100%	$212.5K	$0	-$212.5K	2022-11-14
Capital Research Global Investors	CLOSED	0	139,393	-139,393	-100%	$209.5K	$0	-$209.5K	2022-11-14
Sculptor Capital LP	CLOSED	0	106,720	-106,720	-100%	$162.1K	$0	-$162.1K	2022-11-14
Elequin Capital, LP	CLOSED	0	93,373	-93,373	-100%	$140.4K	$0	-$140.4K	2022-12-13
Wolverine Asset Management LLC	CLOSED	0	84,782	-84,782	-100%	$128.8K	$0	-$128.8K	2022-11-10
CSS LLC	CLOSED	0	83,440	-83,440	-100%	$126.7K	$0	-$126.7K	2022-11-14
Calamos Advisors LLC	CLOSED	0	80,990	-80,990	-100%	$121.7K	$0	-$121.7K	2022-10-24
HSBC Holdings PLC	CLOSED	0	79,000	-79,000	-100%	$120.9K	$0	-$120.9K	2022-11-14
SG Americas Securities, LLC	CLOSED	0	78,554	-78,554	-100%	$118.1K	$0	-$118.1K	2022-10-31
State Street Corp	CLOSED	0	62,150	-62,150	-100%	$94.3K	$0	-$94.3K	2022-11-15
Van Eck Associates Corp	CLOSED	0	53,366	-53,366	-100%	$80.2K	$0	-$80.2K	2022-10-27
FMR LLC	CLOSED	0	40,050	-40,050	-100%	$60.8M	$0	-$60.8M	2026-11-05
Lord, Abbett & Co. LLC	CLOSED	0	39,248	-39,248	-100%	$59.0K	$0	-$59.0K	2022-11-14
Nuveen Asset Management, LLC	CLOSED	0	37,922	-37,922	-100%	$570	$0	-$570	2022-11-14
Mackay Shields LLC	CLOSED	0	29,336	-29,336	-100%	$44.5K	$0	-$44.5K	2022-11-02
Clearbridge Investments, LLC	CLOSED	0	24,569	-24,569	-100%	$36.9K	$0	-$36.9K	2022-11-14
JPMorgan Chase & Co	CLOSED	0	22,040	-22,040	-100%	$33.1K	$0	-$33.1K	2022-11-14
Advent Capital Management	CLOSED	0	19,527	-19,527	-100%	$29.7K	$0	-$29.7K	2022-11-15
Skaana Management L.P.	CLOSED	0	19,199	-19,199	-100%	$28.9K	$0	-$28.9K	2022-11-10
Putnam Investments LLC	CLOSED	0	18,712	-18,712	-100%	$28.4K	$0	-$28.4K	2022-11-14
SSI Investment Management LLC	CLOSED	0	18,615	-18,615	-100%	$28.3K	$0	-$28.3K	2022-11-04
Invesco Ltd.	CLOSED	0	17,864	-17,864	-100%	$26.9K	$0	-$26.9K	2022-11-14
D. E. Shaw & Co., Inc.	CLOSED	0	17,750	-17,750	-100%	$27.0K	$0	-$27.0K	2022-11-14
Thrivent Financial for Lutherans	CLOSED	0	16,230	-16,230	-100%	$24.6K	$0	-$24.6K	2022-11-14
HighTower Advisors, LLC	CLOSED	0	12,208	-12,208	-100%	$18.3K	$0	-$18.3K	2022-11-09
Morgan Stanley	CLOSED	0	11,834	-11,834	-100%	$18.0K	$0	-$18.0K	2022-11-14
Manufacturers Life Insurance Company, the	CLOSED	0	9,600	-9,600	-100%	$14.6M	$0	-$14.6M	2023-08-11
Palisade Capital Management, LP	CLOSED	0	8,328	-8,328	-100%	$12.6K	$0	-$12.6K	2022-11-14
Westwood Holdings Group Inc	CLOSED	0	7,972	-7,972	-100%	$12.1K	$0	-$12.1K	2022-11-14
Chiron Investment Management, LLC	CLOSED	0	7,940	-7,940	-100%	$11.9K	$0	-$11.9K	2022-11-14
Jane Street Group, LLC	CLOSED	0	7,180	-7,180	-100%	$10.8K	$0	-$10.8K	2022-11-15
Gabelli Funds LLC	CLOSED	0	6,045	-6,045	-100%	$9.2K	$0	-$9.2K	2022-11-14
Fort Pitt Capital Group, LLC	CLOSED	0	5,619	-5,619	-100%	$8.4K	$0	-$8.4K	2022-11-08
Bank of America Corp	CLOSED	0	5,315	-5,315	-100%	$8.0K	$0	-$8.0K	2022-11-14
ZWJ Investment Counsel Inc	CLOSED	0	4,629	-4,629	-100%	$7.0K	$0	-$7.0K	2022-10-19
Socorro Asset Management LP	CLOSED	0	3,900	-3,900	-100%	$5.9K	$0	-$5.9K	2022-11-14
Blair William & Co	CLOSED	0	3,768	-3,768	-100%	$5.7K	$0	-$5.7K	2022-11-09
Nicholas Investment Partners, LP	CLOSED	0	3,695	-3,695	-100%	$5.6K	$0	-$5.6K	2022-11-14
Credit Suisse AG/	CLOSED	0	3,000	-3,000	-100%	$4.5K	$0	-$4.5K	2022-11-10
Laffer Tengler Investments, Inc.	CLOSED	0	2,777	-2,777	-100%	$4.2M	$0	-$4.2M	2022-11-10
Wells Fargo & Company	CLOSED	0	2,617	-2,617	-100%	$3.9K	$0	-$3.9K	2022-11-14
Palouse Capital Management, Inc.	CLOSED	0	2,505	-2,505	-100%	$3.8K	$0	-$3.8K	2022-10-21
Susquehanna International Group, LLP	CLOSED	0	2,330	-2,330	-100%	$3.5K	$0	-$3.5K	2022-11-14
Federated Hermes, Inc.	CLOSED	0	2,299	-2,299	-100%	$3.5K	$0	-$3.5K	2022-11-14
Schroder Investment Management Group	CLOSED	0	2,150	-2,150	-100%	$3.3K	$0	-$3.3K	2022-11-14
Rational Advisors, Inc.	CLOSED	0	1,824	-1,824	-100%	$2.7K	$0	-$2.7K	2022-11-08
Pinnacle Associates LTD	CLOSED	0	1,042	-1,042	-100%	$1.6K	$0	-$1.6K	2022-11-01
Teton Advisors, Inc.	CLOSED	0	1,005	-1,005	-100%	$1.5K	$0	-$1.5K	2022-11-14
Calamos Wealth Management LLC	CLOSED	0	899	-899	-100%	$1.4K	$0	-$1.4K	2022-10-24
Chilton Capital Management LLC	CLOSED	0	786	-786	-100%	$1.2K	$0	-$1.2K	2022-11-14
Jefferies Group LLC	CLOSED	0	736	-736	-100%	$1.1M	$0	-$1.1M	2023-09-21
Hohimer Wealth Management, LLC	CLOSED	0	641	-641	-100%	$964	$0	-$964	2022-11-02
Magnus Financial Group LLC	CLOSED	0	624	-624	-100%	$938	$0	-$938	2022-11-09
Beck Bode, LLC	CLOSED	0	554	-554	-100%	$833	$0	-$833	2022-11-14
American Century Companies Inc	CLOSED	0	541	-541	-100%	$822	$0	-$822	2022-11-14
LPL Financial LLC	CLOSED	0	529	-529	-100%	$795	$0	-$795	2022-11-14
Osaic Holdings, Inc.	CLOSED	0	488	-488	-100%	$733	$0	-$733	2022-11-14
Stifel Financial Corp	CLOSED	0	374	-374	-100%	$562	$0	-$562	2022-11-14
First Hawaiian Bank	CLOSED	0	373	-373	-100%	$561	$0	-$561	2022-10-05
Citadel Advisors LLC	CLOSED	0	350	-350	-100%	$532	$0	-$532	2022-11-14
SEI Investments Co	CLOSED	0	260	-260	-100%	$391	$0	-$391	2022-11-14
Cambridge Investment Research Advisors, Inc.	CLOSED	0	243	-243	-100%	$365	$0	-$365	2022-10-17
Raymond James Financial Services Advisors, Inc.	CLOSED	0	195	-195	-100%	$293	$0	-$293	2022-10-25
Raymond James & Associates	CLOSED	0	180	-180	-100%	$271	$0	-$271	2022-10-25
AQR Arbitrage LLC	CLOSED	0	177	-177	-100%	$269	$0	-$269	2022-11-14
Oppenheimer & Co Inc	CLOSED	0	162	-162	-100%	$244	$0	-$244	2022-11-14
Van Leeuwen & Company, LLC	CLOSED	0	162	-162	-100%	$244	$0	-$244	2022-11-09
Gamco Investors, Inc. ET AL	CLOSED	0	150	-150	-100%	$228	$0	-$228	2022-11-14
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	150	-150	-100%	$228	$0	-$228	2022-11-14
Financial Sense Advisors, Inc.	CLOSED	0	150	-150	-100%	$225	$0	-$225	2022-10-13
Ground Swell Capital, LLC	CLOSED	0	138	-138	-100%	$207	$0	-$207	2022-11-14
Sandler Capital Management	CLOSED	0	135	-135	-100%	$203	$0	-$203	2022-11-14
Manchester Financial Inc	CLOSED	0	134	-134	-100%	$201	$0	-$201	2022-11-14
UBS Group AG	CLOSED	0	115	-115	-100%	$173	$0	-$173	2022-11-10
US Bancorp \de\	CLOSED	0	74	-74	-100%	$112	$0	-$112	2022-10-27
Syverson Strege & Co	CLOSED	0	39	-39	-100%	$59	$0	-$59	2022-11-09
Investors Asset Management of Georgia Inc	CLOSED	0	35	-35	-100%	$53	$0	-$53	2022-10-27
PNC Financial Services Group, Inc.	CLOSED	0	32	-32	-100%	$48	$0	-$48	2022-11-10
Citigroup Inc	CLOSED	0	23	-23	-100%	$35	$0	-$35	2022-11-10
Spire Wealth Management	CLOSED	0	15	-15	-100%	$23	$0	-$23	2022-11-07
Bank of Montreal	CLOSED	0	13	-13	-100%	$21	$0	-$21	2022-11-10
Fifth Third Bancorp	CLOSED	0	12	-12	-100%	$18	$0	-$18	2022-10-25
Signaturefd, LLC	CLOSED	0	3	-3	-100%	$5	$0	-$5	2022-11-08
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2022-11-15

Showing 104 of 104 institutions