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Brookfield Global Listed INF

Q4 2019 vs Q1 2020

Comparing institutional holders between quarters

Quarters

Q1 2020Q4 2019Q3 2019Q2 2019Q1 2019
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Advisors Asset Management, Inc.
CLOSED
Shares0 from 1,170,986
Change-1,170,986 (-100%)
Value$0 (-$8.2M)
Filed 2026-08-21
Morgan Stanley
CLOSED
Shares0 from 386,827
Change-386,827 (-100%)
Value$0 (-$5.4K)
Filed 2020-05-26
Guggenheim Capital LLC
CLOSED
Shares0 from 253,580
Change-253,580 (-100%)
Value$0 (-$3.5K)
Filed 2020-06-02
Wells Fargo & Company
CLOSED
Shares0 from 212,136
Change-212,136 (-100%)
Value$0 (-$3.0K)
Filed 2020-05-14
Brookfield Public Securities Group LLC
CLOSED
Shares0 from 209,630
Change-209,630 (-100%)
Value$0 (-$2.9K)
Filed 2020-05-15
Parametric Portfolio Associates LLC
CLOSED
Shares0 from 203,995
Change-203,995 (-100%)
Value$0 (-$2.8K)
Filed 2020-05-13
SIT Investment Associates Inc
CLOSED
Shares0 from 188,612
Change-188,612 (-100%)
Value$0 (-$2.6K)
Filed 2020-05-13
Proficio Capital Partners LLC
CLOSED
Shares0 from 179,660
Change-179,660 (-100%)
Value$0 (-$2.5K)
Filed 2020-05-06
Invesco Ltd.
CLOSED
Shares0 from 151,376
Change-151,376 (-100%)
Value$0 (-$2.1K)
Filed 2020-05-15
Royal Bank of Canada
CLOSED
Shares0 from 133,877
Change-133,877 (-100%)
Value$0 (-$1.9K)
Filed 2020-06-16
Wolverine Asset Management LLC
CLOSED
Shares0 from 118,660
Change-118,660 (-100%)
Value$0 (-$1.7K)
Filed 2020-05-13
UBS Group AG
CLOSED
Shares0 from 115,472
Change-115,472 (-100%)
Value$0 (-$1.6K)
Filed 2020-05-01
Clough Capital Partners L P
CLOSED
Shares0 from 114,828
Change-114,828 (-100%)
Value$0 (-$1.6K)
Filed 2020-05-15
Cardan Capital Partners, LLC
CLOSED
Shares0 from 84,919
Change-84,919 (-100%)
Value$0 (-$1.2K)
Filed 2020-05-11
Yakira Capital Management, Inc.
CLOSED
Shares0 from 76,640
Change-76,640 (-100%)
Value$0 (-$1.1K)
Filed 2020-05-14
Raymond James & Associates
CLOSED
Shares0 from 75,296
Change-75,296 (-100%)
Value$0 (-$1.1K)
Filed 2020-04-21
Bank of America Corp
CLOSED
Shares0 from 72,269
Change-72,269 (-100%)
Value$0 (-$1.0K)
Filed 2020-05-15
Stifel Financial Corp
CLOSED
Shares0 from 64,934
Change-64,934 (-100%)
Value$0 (-$906)
Filed 2020-05-14
CSS LLC
CLOSED
Shares0 from 58,273
Change-58,273 (-100%)
Value$0 (-$813)
Filed 2020-05-15
Ashford Capital Management Inc
CLOSED
Shares0 from 37,000
Change-37,000 (-100%)
Value$0 (-$516)
Filed 2020-05-15
Truist Financial Corp
CLOSED
Shares0 from 30,824
Change-30,824 (-100%)
Value$0 (-$430)
Filed 2021-11-05
Adams Wealth Management
CLOSED
Shares0 from 25,645
Change-25,645 (-100%)
Value$0 (-$358)
Filed 2020-05-06
City of London Investment Management Co LTD
CLOSED
Shares0 from 24,855
Change-24,855 (-100%)
Value$0 (-$347)
Filed 2020-05-13
CIBC World Market Inc.
CLOSED
Shares0 from 23,810
Change-23,810 (-100%)
Value$0 (-$332)
Filed 2020-05-15
Karpus Management, Inc.
CLOSED
Shares0 from 20,175
Change-20,175 (-100%)
Value$0 (-$281)
Filed 2020-05-18
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 18,225
Change-18,225 (-100%)
Value$0 (-$254)
Filed 2020-05-08
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 17,382
Change-17,382 (-100%)
Value$0 (-$242)
Filed 2020-05-13
HighTower Advisors, LLC
CLOSED
Shares0 from 13,374
Change-13,374 (-100%)
Value$0 (-$187)
Filed 2020-05-21
Steward Partners Investment Advisory, LLC
CLOSED
Shares0 from 5,200
Change-5,200 (-100%)
Value$0 (-$72)
Filed 2020-04-29
Baldwin Wealth Partners LLC
CLOSED
Shares0 from 5,000
Change-5,000 (-100%)
Value$0 (-$70)
Filed 2020-04-15
Avior Wealth Management, LLC
CLOSED
Shares0 from 1,875
Change-1,875 (-100%)
Value$0 (-$26)
Filed 2020-04-01
Bank of Montreal
CLOSED
Shares0 from 1,585
Change-1,585 (-100%)
Value$0 (-$22)
Filed 2020-05-13
Citigroup Inc
CLOSED
Shares0 from 1,149
Change-1,149 (-100%)
Value$0 (-$16)
Filed 2020-05-12
Rockefeller Capital Management L.P.
CLOSED
Shares0 from 360
Change-360 (-100%)
Value$0 (-$5)
Filed 2020-05-12
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2020-05-13
Ladenburg Thalmann Financial Services Inc
N/A
Shares— from 64,457
Change-64,457 (-100%)
Value—
Advisor Group, Inc.
N/A
Shares— from 10,221
Change-10,221 (-100%)
Value—
Status
Advisors Asset Management, Inc.
CLOSED01,170,986-1,170,986-100%$8.2M$0-$8.2M2026-08-21
Morgan Stanley
CLOSED0386,827-386,827-100%$5.4K$0-$5.4K2020-05-26
Guggenheim Capital LLC
CLOSED0253,580-253,580-100%$3.5K$0-$3.5K2020-06-02
Wells Fargo & Company
CLOSED0212,136-212,136-100%$3.0K$0-$3.0K2020-05-14
Brookfield Public Securities Group LLC
CLOSED0209,630-209,630-100%$2.9K$0-$2.9K2020-05-15
Parametric Portfolio Associates LLC
CLOSED0203,995-203,995-100%$2.8K$0-$2.8K2020-05-13
SIT Investment Associates Inc
CLOSED0188,612-188,612-100%$2.6K$0-$2.6K2020-05-13
Proficio Capital Partners LLC
CLOSED0179,660-179,660-100%$2.5K$0-$2.5K2020-05-06
Invesco Ltd.
CLOSED0151,376-151,376-100%$2.1K$0-$2.1K2020-05-15
Royal Bank of Canada
CLOSED0133,877-133,877-100%$1.9K$0-$1.9K2020-06-16
Wolverine Asset Management LLC
CLOSED0118,660-118,660-100%$1.7K$0-$1.7K2020-05-13
UBS Group AG
CLOSED0115,472-115,472-100%$1.6K$0-$1.6K2020-05-01
Clough Capital Partners L P
CLOSED0114,828-114,828-100%$1.6K$0-$1.6K2020-05-15
Cardan Capital Partners, LLC
CLOSED084,919-84,919-100%$1.2K$0-$1.2K2020-05-11
Yakira Capital Management, Inc.
CLOSED076,640-76,640-100%$1.1K$0-$1.1K2020-05-14
Raymond James & Associates
CLOSED075,296-75,296-100%$1.1K$0-$1.1K2020-04-21
Bank of America Corp
CLOSED072,269-72,269-100%$1.0K$0-$1.0K2020-05-15
Stifel Financial Corp
CLOSED064,934-64,934-100%$906$0-$9062020-05-14
CSS LLC
CLOSED058,273-58,273-100%$813$0-$8132020-05-15
Ashford Capital Management Inc
CLOSED037,000-37,000-100%$516$0-$5162020-05-15
Truist Financial Corp
CLOSED030,824-30,824-100%$430$0-$4302021-11-05
Adams Wealth Management
CLOSED025,645-25,645-100%$358$0-$3582020-05-06
City of London Investment Management Co LTD
CLOSED024,855-24,855-100%$347$0-$3472020-05-13
CIBC World Market Inc.
CLOSED023,810-23,810-100%$332$0-$3322020-05-15
Karpus Management, Inc.
CLOSED020,175-20,175-100%$281$0-$2812020-05-18
Cambridge Investment Research Advisors, Inc.
CLOSED018,225-18,225-100%$254$0-$2542020-05-08
Thomas J. Herzfeld Advisors, Inc.
CLOSED017,382-17,382-100%$242$0-$2422020-05-13
HighTower Advisors, LLC
CLOSED013,374-13,374-100%$187$0-$1872020-05-21
Steward Partners Investment Advisory, LLC
CLOSED05,200-5,200-100%$72$0-$722020-04-29
Baldwin Wealth Partners LLC
CLOSED05,000-5,000-100%$70$0-$702020-04-15
Avior Wealth Management, LLC
CLOSED01,875-1,875-100%$26$0-$262020-04-01
Bank of Montreal
CLOSED01,585-1,585-100%$22$0-$222020-05-13
Citigroup Inc
CLOSED01,149-1,149-100%$16$0-$162020-05-12
Rockefeller Capital Management L.P.
CLOSED0360-360-100%$5$0-$52020-05-12
Proequities, Inc.
UNCHANGED000—$0$0$02020-05-13
Ladenburg Thalmann Financial Services Inc
N/A—64,457-64,457-100%$900———
Advisor Group, Inc.
N/A—10,221-10,221-100%$142———
Showing 37 of 37 institutions