Brookfield MTG OPP Inc FD in

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Penn Mutual Life Insurance Co

DECREASED

Shares17,000 from 26,000

Change-9,000 (-35%)

Value$434 (+$40)

Filed 2017-02-09

SIT Investment Associates Inc

CLOSED

Shares0 from 1,710,820

Change-1,710,820 (-100%)

Value$0 (-$25.7K)

Filed 2017-01-19

UBS Group AG

CLOSED

Shares0 from 1,024,331

Change-1,024,331 (-100%)

Value$0 (-$15.4K)

Filed 2017-02-14

Rivernorth Capital Management, LLC

CLOSED

Shares0 from 894,979

Change-894,979 (-100%)

Value$0 (-$13.4K)

Filed 2017-02-14

Wells Fargo & Company

CLOSED

Shares0 from 807,433

Change-807,433 (-100%)

Value$0 (-$12.1K)

Filed 2017-02-01

Bessemer Group Inc

CLOSED

Shares0 from 646,703

Change-646,703 (-100%)

Value$0 (-$9.7K)

Filed 2017-02-07

Eaton Vance Management

CLOSED

Shares0 from 638,252

Change-638,252 (-100%)

Value$0 (-$9.6K)

Filed 2017-02-15

Morgan Stanley

CLOSED

Shares0 from 465,074

Change-465,074 (-100%)

Value$0 (-$7.0K)

Filed 2017-02-22

Invesco Ltd.

CLOSED

Shares0 from 229,098

Change-229,098 (-100%)

Value$0 (-$3.4K)

Filed 2017-02-14

Guggenheim Capital LLC

CLOSED

Shares0 from 224,776

Change-224,776 (-100%)

Value$0 (-$3.4K)

Filed 2017-02-14

City of London Investment Management Co LTD

CLOSED

Shares0 from 182,081

Change-182,081 (-100%)

Value$0 (-$2.7K)

Filed 2017-02-13

Royal Bank of Canada

CLOSED

Shares0 from 181,838

Change-181,838 (-100%)

Value$0 (-$2.7K)

Filed 2017-02-14

First Foundation Advisors

CLOSED

Shares0 from 177,165

Change-177,165 (-100%)

Value$0 (-$2.7K)

Filed 2017-02-14

Bank of America Corp

CLOSED

Shares0 from 167,262

Change-167,262 (-100%)

Value$0 (-$2.5K)

Filed 2017-02-14

Proficio Capital Partners LLC

CLOSED

Shares0 from 132,419

Change-132,419 (-100%)

Value$0 (-$2.0K)

Filed 2017-02-14

Robinson Capital Management, LLC

CLOSED

Shares0 from 104,386

Change-104,386 (-100%)

Value$0 (-$1.6K)

Filed 2017-02-14

NorthCoast Asset Management LLC

CLOSED

Shares0 from 98,953

Change-98,953 (-100%)

Value$0 (-$1.5K)

Filed 2017-02-14

Paloma Partners Management Co

CLOSED

Shares0 from 94,275

Change-94,275 (-100%)

Value$0 (-$1.4K)

Filed 2017-02-14

Cetera Advisor Networks LLC

CLOSED

Shares0 from 87,792

Change-87,792 (-100%)

Value$0 (-$1.3K)

Filed 2017-02-15

Advisors Asset Management, Inc.

CLOSED

Shares0 from 72,406

Change-72,406 (-100%)

Value$0 (-$1.1K)

Filed 2017-02-09

LPL Financial LLC

CLOSED

Shares0 from 63,702

Change-63,702 (-100%)

Value$0 (-$950)

Filed 2017-02-13

First Trust Advisors LP

CLOSED

Shares0 from 52,964

Change-52,964 (-100%)

Value$0 (-$794)

Filed 2017-02-06

Saba Capital Management, L.P.A

CLOSED

Shares0 from 52,239

Change-52,239 (-100%)

Value$0 (-$784)

Filed 2017-02-15

Doliver Advisors, LP

CLOSED

Shares0 from 48,801

Change-48,801 (-100%)

Value$0 (-$732)

Filed 2017-02-07

BB&T Securities, LLC

CLOSED

Shares0 from 47,022

Change-47,022 (-100%)

Value$0 (-$705)

Filed 2017-02-07

CSS LLC

CLOSED

Shares0 from 28,020

Change-28,020 (-100%)

Value$0 (-$420)

Filed 2017-02-14

King Luther Capital Management Corp

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$375)

Filed 2017-02-10

Brookfield Corp

CLOSED

Shares0 from 23,450

Change-23,450 (-100%)

Value$0 (-$352)

Filed 2017-08-24

E&G Advisors, LLC

CLOSED

Shares0 from 20,900

Change-20,900 (-100%)

Value$0 (-$314)

Filed 2017-01-19

BRC Group Holdings, Inc.

CLOSED

Shares0 from 19,805

Change-19,805 (-100%)

Value$0 (-$297)

Filed 2017-02-15

Raymond James & Associates

CLOSED

Shares0 from 16,800

Change-16,800 (-100%)

Value$0 (-$252)

Filed 2017-02-14

KCG Holdings, Inc.

CLOSED

Shares0 from 14,611

Change-14,611 (-100%)

Value$0 (-$219)

Filed 2017-02-10

Hollencrest Capital Management

CLOSED

Shares0 from 10,897

Change-10,897 (-100%)

Value$0 (-$163)

Filed 2017-01-30

Stifel Financial Corp

CLOSED

Shares0 from 10,050

Change-10,050 (-100%)

Value$0 (-$150)

Filed 2017-02-16

Bank of New York Mellon Corp

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$150)

Filed 2017-02-13

Global X Management Co LLC

CLOSED

Shares0 from 5,848

Change-5,848 (-100%)

Value$0 (-$88)

Filed 2017-01-24

Envestnet Asset Management Inc

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$45)

Filed 2017-02-14

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 2,152

Change-2,152 (-100%)

Value$0 (-$32)

Filed 2017-02-14

Thomas J. Herzfeld Advisors, Inc.

CLOSED

Shares0 from 1,835

Change-1,835 (-100%)

Value$0 (-$28)

Filed 2017-02-14

JPMorgan Chase & Co

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 (-$14)

Filed 2017-02-06

MetLife Securities, Inc

CLOSED

Shares0 from 400

Change-400 (-100%)

Value$0 (-$6)

Filed 2017-01-13

Penserra Capital Management LLC

CLOSED

Shares0 from 328

Change-328 (-100%)

Value$0 (-$4)

Filed 2017-02-10

People's United Financial, Inc.

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$5)

Filed 2017-02-13

Citigroup Inc

CLOSED

Shares0 from 67

Change-67 (-100%)

Value$0 (-$1)

Filed 2017-02-10

Cable Hill Partners, LLC

CLOSED

Shares0 from 64

Change-64 (-100%)

Value$0 (-$1)

Filed 2017-02-10

SEI Investments Co

CLOSED

Shares0 from 43

Change-43 (-100%)

Value$0 (-$1)

Filed 2017-02-02

Hedeker Wealth, LLC

CLOSED

Shares0 from 24

Change-24 (-100%)

Value$0 (-$1.6K)

Filed 2017-02-09

	Status
Penn Mutual Life Insurance Co	DECREASED	17,000	26,000	-9,000	-35%	$394	$434	+$40	2017-02-09
SIT Investment Associates Inc	CLOSED	0	1,710,820	-1,710,820	-100%	$25.7K	$0	-$25.7K	2017-01-19
UBS Group AG	CLOSED	0	1,024,331	-1,024,331	-100%	$15.4K	$0	-$15.4K	2017-02-14
Rivernorth Capital Management, LLC	CLOSED	0	894,979	-894,979	-100%	$13.4K	$0	-$13.4K	2017-02-14
Wells Fargo & Company	CLOSED	0	807,433	-807,433	-100%	$12.1K	$0	-$12.1K	2017-02-01
Bessemer Group Inc	CLOSED	0	646,703	-646,703	-100%	$9.7K	$0	-$9.7K	2017-02-07
Eaton Vance Management	CLOSED	0	638,252	-638,252	-100%	$9.6K	$0	-$9.6K	2017-02-15
Morgan Stanley	CLOSED	0	465,074	-465,074	-100%	$7.0K	$0	-$7.0K	2017-02-22
Invesco Ltd.	CLOSED	0	229,098	-229,098	-100%	$3.4K	$0	-$3.4K	2017-02-14
Guggenheim Capital LLC	CLOSED	0	224,776	-224,776	-100%	$3.4K	$0	-$3.4K	2017-02-14
City of London Investment Management Co LTD	CLOSED	0	182,081	-182,081	-100%	$2.7K	$0	-$2.7K	2017-02-13
Royal Bank of Canada	CLOSED	0	181,838	-181,838	-100%	$2.7K	$0	-$2.7K	2017-02-14
First Foundation Advisors	CLOSED	0	177,165	-177,165	-100%	$2.7K	$0	-$2.7K	2017-02-14
Bank of America Corp	CLOSED	0	167,262	-167,262	-100%	$2.5K	$0	-$2.5K	2017-02-14
Proficio Capital Partners LLC	CLOSED	0	132,419	-132,419	-100%	$2.0K	$0	-$2.0K	2017-02-14
Robinson Capital Management, LLC	CLOSED	0	104,386	-104,386	-100%	$1.6K	$0	-$1.6K	2017-02-14
NorthCoast Asset Management LLC	CLOSED	0	98,953	-98,953	-100%	$1.5K	$0	-$1.5K	2017-02-14
Paloma Partners Management Co	CLOSED	0	94,275	-94,275	-100%	$1.4K	$0	-$1.4K	2017-02-14
Cetera Advisor Networks LLC	CLOSED	0	87,792	-87,792	-100%	$1.3K	$0	-$1.3K	2017-02-15
Advisors Asset Management, Inc.	CLOSED	0	72,406	-72,406	-100%	$1.1K	$0	-$1.1K	2017-02-09
LPL Financial LLC	CLOSED	0	63,702	-63,702	-100%	$950	$0	-$950	2017-02-13
First Trust Advisors LP	CLOSED	0	52,964	-52,964	-100%	$794	$0	-$794	2017-02-06
Saba Capital Management, L.P.A	CLOSED	0	52,239	-52,239	-100%	$784	$0	-$784	2017-02-15
Doliver Advisors, LP	CLOSED	0	48,801	-48,801	-100%	$732	$0	-$732	2017-02-07
BB&T Securities, LLC	CLOSED	0	47,022	-47,022	-100%	$705	$0	-$705	2017-02-07
CSS LLC	CLOSED	0	28,020	-28,020	-100%	$420	$0	-$420	2017-02-14
King Luther Capital Management Corp	CLOSED	0	25,000	-25,000	-100%	$375	$0	-$375	2017-02-10
Brookfield Corp	CLOSED	0	23,450	-23,450	-100%	$352	$0	-$352	2017-08-24
E&G Advisors, LLC	CLOSED	0	20,900	-20,900	-100%	$314	$0	-$314	2017-01-19
BRC Group Holdings, Inc.	CLOSED	0	19,805	-19,805	-100%	$297	$0	-$297	2017-02-15
Raymond James & Associates	CLOSED	0	16,800	-16,800	-100%	$252	$0	-$252	2017-02-14
KCG Holdings, Inc.	CLOSED	0	14,611	-14,611	-100%	$219	$0	-$219	2017-02-10
Hollencrest Capital Management	CLOSED	0	10,897	-10,897	-100%	$163	$0	-$163	2017-01-30
Stifel Financial Corp	CLOSED	0	10,050	-10,050	-100%	$150	$0	-$150	2017-02-16
Bank of New York Mellon Corp	CLOSED	0	10,000	-10,000	-100%	$150	$0	-$150	2017-02-13
Global X Management Co LLC	CLOSED	0	5,848	-5,848	-100%	$88	$0	-$88	2017-01-24
Envestnet Asset Management Inc	CLOSED	0	3,000	-3,000	-100%	$45	$0	-$45	2017-02-14
Ladenburg Thalmann Financial Services Inc	CLOSED	0	2,152	-2,152	-100%	$32	$0	-$32	2017-02-14
Thomas J. Herzfeld Advisors, Inc.	CLOSED	0	1,835	-1,835	-100%	$28	$0	-$28	2017-02-14
JPMorgan Chase & Co	CLOSED	0	900	-900	-100%	$14	$0	-$14	2017-02-06
MetLife Securities, Inc	CLOSED	0	400	-400	-100%	$6	$0	-$6	2017-01-13
Penserra Capital Management LLC	CLOSED	0	328	-328	-100%	$4	$0	-$4	2017-02-10
People's United Financial, Inc.	CLOSED	0	300	-300	-100%	$5	$0	-$5	2017-02-13
Citigroup Inc	CLOSED	0	67	-67	-100%	$1	$0	-$1	2017-02-10
Cable Hill Partners, LLC	CLOSED	0	64	-64	-100%	$1	$0	-$1	2017-02-10
SEI Investments Co	CLOSED	0	43	-43	-100%	$1	$0	-$1	2017-02-02
Hedeker Wealth, LLC	CLOSED	0	24	-24	-100%	$1.6K	$0	-$1.6K	2017-02-09

Showing 47 of 47 institutions