Brookfield Real Assets Incom (RA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares375,231 from 395,192

Change-19,961 (-5%)

Value$4.3M (-$756.2K)

Filed 2026-11-06

Rareview Capital LLC

INCREASED

Shares303,918 from 277,726

Change+26,192 (+9%)

Value$3.5M (-$202.9K)

Filed 2026-11-05

Riverbridge Partners LLC

INCREASED

Shares266,541 from 241,792

Change+24,749 (+10%)

Value$3.1M (-$35.7K)

Filed 2026-11-05

City of London Investment Management Co LTD

INCREASED

Shares256,397 from 136,242

Change+120,155 (+88%)

Value$3.0M (+$1.2M)

Filed 2026-10-30

Noble Wealth Management PBC

DECREASED

Shares131,278 from 135,360

Change-4,082 (-3%)

Value$1.5M (-$227.2K)

Filed 2026-10-01

B. Riley Wealth Advisors, Inc.

DECREASED

Shares127,091 from 133,545

Change-6,454 (-5%)

Value$1.5M (-$254.8K)

Filed 2026-10-13

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares125,450 from 121,414

Change+4,036 (+3%)

Value$1.4M (-$115.0K)

Filed 2026-11-02

Closed-End Fund Advisors, Inc.

DECREASED

Shares113,982 from 116,624

Change-2,642 (-2%)

Value$1.3M (-$185.6K)

Filed 2026-11-04

Lido Advisors, LLC

INCREASED

Shares100,593 from 53,403

Change+47,190 (+88%)

Value$1.2M (+$474.0K)

Filed 2026-11-04

Pekin Hardy Strauss, Inc.

INCREASED

Shares79,805 from 78,905

Change+900 (+1%)

Value$921.7K (-$94.5K)

Filed 2026-11-02

RFG Advisory, LLC

INCREASED

Shares76,535 from 71,744

Change+4,791 (+7%)

Value$884.0K (-$40.1K)

Filed 2026-11-03

Shaker Financial Services, LLC

INCREASED

Shares76,063 from 36,660

Change+39,403 (+107%)

Value$878.5K (+$406.3K)

Filed 2026-10-14

Commonwealth Equity Services, LLC

DECREASED

Shares75,169 from 113,834

Change-38,665 (-34%)

Value$868.2K (-$598.0K)

Filed 2026-11-02

Arlington Capital Management Inc

INCREASED

Shares64,654 from 62,099

Change+2,555 (+4%)

Value$746.8K (-$53.1K)

Filed 2026-10-30

Choreo, LLC

DECREASED

Shares56,882 from 61,796

Change-4,914 (-8%)

Value$657.0K (-$138.9K)

Filed 2026-10-28

Blue Bell Private Wealth Management, LLC

INCREASED

Shares56,240 from 55,637

Change+603 (+1%)

Value$649.6K (-$67.0K)

Filed 2026-10-29

HighTower Advisors, LLC

DECREASED

Shares50,481 from 66,028

Change-15,547 (-24%)

Value$583.1K (-$267.4K)

Filed 2026-11-10

Kestra Advisory Services, LLC

INCREASED

Shares46,767 from 41,144

Change+5,623 (+14%)

Value$540.2K (+$10.2K)

Filed 2026-11-02

E&G Advisors, LLC

DECREASED

Shares45,317 from 47,242

Change-1,925 (-4%)

Value$523.4K (-$85.1K)

Filed 2026-10-13

Wedbush Securities Inc

DECREASED

Shares38,909 from 41,322

Change-2,413 (-6%)

Value$449.0K (-$83.0K)

Filed 2026-10-22

Tennessee Valley Asset Management Partners

INCREASED

Shares38,816 from 38,531

Change+285 (+1%)

Value$448.3K (-$48.0K)

Filed 2026-11-03

Castle Rock Wealth Management, LLC

DECREASED

Shares28,964 from 30,446

Change-1,482 (-5%)

Value$336.0K (-$56.2K)

Filed 2026-10-09

Independent Financial Group, LLC

DECREASED

Shares28,293 from 34,159

Change-5,866 (-17%)

Value$326.8K (-$113.2K)

Filed 2026-10-13

Gill Capital Partners, LLC

DECREASED

Shares26,449 from 29,265

Change-2,816 (-10%)

Value$305.5K (-$71.4K)

Filed 2026-10-13

Wolverine Asset Management LLC

NEW

Shares24,076

Change+24,076

Value$278.1K

Filed 2026-11-02

Accredited Investor Services, LLC

DECREASED

Shares22,895 from 23,274

Change-379 (-2%)

Value$264.4K (-$35.3K)

Filed 2026-10-22

Uhlmann Price Securities, LLC

INCREASED

Shares22,794 from 22,155

Change+639 (+3%)

Value$263.3K (-$22.1K)

Filed 2026-11-03

Geneos Wealth Management Inc.

INCREASED

Shares20,953 from 1,900

Change+19,053 (+1003%)

Value$242.0K (+$217.5K)

Filed 2026-11-09

Melfa Wealth Management, Inc.

UNCHANGED

Shares20,672 from 20,672

Change0 (0%)

Value$238.8K (-$27.5K)

Filed 2026-11-06

StoneX Group Inc.

NEW

Shares20,511

Change+20,511

Value$242.6K

Filed 2026-11-03

Griffin Asset Management, Inc.

INCREASED

Shares18,497 from 18,344

Change+153 (+1%)

Value$213.6K (-$22.6K)

Filed 2026-10-22

Compound Planning, Inc.

UNCHANGED

Shares18,009 from 18,009

Change0 (0%)

Value$208.0K (-$24.0K)

Filed 2026-11-09

Mallini Complete Financial Planning LLC

DECREASED

Shares17,475 from 19,121

Change-1,646 (-9%)

Value$201.8K (-$44.4K)

Filed 2026-10-06

SeaCrest Wealth Management, LLC

INCREASED

Shares17,208 from 17,130

Change+78 (+0%)

Value$198.8K (-$21.9K)

Filed 2026-10-21

Secure Asset Management, LLC

DECREASED

Shares16,409 from 20,412

Change-4,003 (-20%)

Value$189.5K (-$73.4K)

Filed 2026-10-19

Merit Financial Group, LLC

DECREASED

Shares16,262 from 16,503

Change-241 (-1%)

Value$187.8K (-$24.7K)

Filed 2026-11-06

Harbour Investments, Inc.

DECREASED

Shares14,995 from 15,909

Change-914 (-6%)

Value$173.2K (-$31.7K)

Filed 2026-11-09

Gridiron Partners, LLC

UNCHANGED

Shares13,384 from 13,384

Change0 (0%)

Value$154.6K (-$16.2K)

Filed 2026-10-08

Park Avenue Securities LLC

DECREASED

Shares13,355 from 13,667

Change-312 (-2%)

Value$154.0K (-$22.0K)

Filed 2026-10-26

Encompass More Asset Management

DECREASED

Shares12,413 from 14,141

Change-1,728 (-12%)

Value$143.4K (-$38.8K)

Filed 2026-10-16

Aviance Capital Partners, LLC

DECREASED

Shares11,217 from 12,134

Change-917 (-8%)

Value$129.6K (-$26.7K)

Filed 2026-10-29

AlphaCore Capital LLC

UNCHANGED

Shares11,001 from 11,001

Change0 (0%)

Value$127.1K (-$14.6K)

Filed 2026-11-04

Advisory Solutions Group, LLC

NEW

Shares10,597

Change+10,597

Value$122.4K

Filed 2026-10-14

Decision Investments, Inc

UNCHANGED

Shares10,250 from 10,250

Change0 (0%)

Value$118.4K (-$13.6K)

Filed 2026-10-07

Fifth Third Bancorp

INCREASED

Shares6,434 from 6,413

Change+21 (+0%)

Value$74.3K (-$8.3K)

Filed 2026-11-05

Pinnacle Wealth Planning Services, Inc.

DECREASED

Shares6,366 from 7,428

Change-1,062 (-14%)

Value$73.5K (-$22.1K)

Filed 2026-10-27

WPG Advisers, LLC

DECREASED

Shares3,023 from 3,026

Change-3 (0%)

Value$34.9K (-$4.1K)

Filed 2026-10-27

Nuveen, LLC

NEW

Shares2,618

Change+2,618

Value$30.4K

Filed 2026-11-10

TD Waterhouse Canada Inc.

INCREASED

Shares2,479 from 2,456

Change+23 (+1%)

Value$28.6K (-$3.1K)

Filed 2026-10-16

Ameliora Wealth Management Ltd.

UNCHANGED

Shares2,380 from 2,380

Change0 (0%)

Value$27.5K (-$3.2K)

Filed 2026-10-23

Farther Finance Advisors, LLC

INCREASED

Shares1,857 from 180

Change+1,677 (+932%)

Value$21.4K (+$19.1K)

Filed 2026-10-08

IFP Advisors, Inc

UNCHANGED

Shares1,712 from 1,712

Change0 (0%)

Value$19.8K (-$2.3K)

Filed 2026-10-16

Larson Financial Group LLC

UNCHANGED

Shares1,400 from 1,400

Change0 (0%)

Value$16.2K (-$1.9K)

Filed 2026-11-05

Cassaday & Co Wealth Management LLC

NEW

Shares1,251

Change+1,251

Value$14.5K

Filed 2026-10-27

CoreCap Advisors, LLC

DECREASED

Shares1,077 from 1,114

Change-37 (-3%)

Value$12.4K (-$1.9K)

Filed 2026-10-08

Caldwell Trust Co

UNCHANGED

Shares976 from 976

Change0 (0%)

Value$11.3K (-$1.3K)

Filed 2026-10-30

Daytona Street Capital LLC

UNCHANGED

Shares670 from 670

Change0 (0%)

Value$7.7K (-$992)

Filed 2026-10-15

Luminist Capital LLC

UNCHANGED

Shares422 from 422

Change0 (0%)

Value$4.9K (-$561)

Filed 2026-11-10

Tounjian Advisory Partners, LLC

INCREASED

Shares288 from 280

Change+8 (+3%)

Value$3.3K (-$279)

Filed 2026-11-04

Highline Wealth Partners LLC

UNCHANGED

Shares222 from 222

Change0 (0%)

Value$2.6K (-$295)

Filed 2026-10-19

GHP Investment Advisors, Inc.

UNCHANGED

Shares153 from 153

Change0 (0%)

Value$1.8K (-$203)

Filed 2026-10-15

Centerpoint Advisors, LLC

NEW

Shares104

Change+104

Value$1

Filed 2026-11-05

Allworth Financial LP

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$1.3K ($0)

Filed 2026-11-06

TD Private Client Wealth LLC

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$11 (-$1)

Filed 2026-10-28

Imc-Chicago, LLC

CLOSED

Shares0 from 18,613

Change-18,613 (-100%)

Value$0 (-$239.7K)

Filed 2026-11-05

Oppenheimer & Co Inc

CLOSED

Shares0 from 11,497

Change-11,497 (-100%)

Value$0 (-$148.1K)

Filed 2026-10-26

US Bancorp \de\

CLOSED

Shares0 from 7,564

Change-7,564 (-100%)

Value$0 (-$97.4K)

Filed 2026-11-05

AdvisorNet Financial, Inc

CLOSED

Shares0 from 330

Change-330 (-100%)

Value$0 (-$4.2K)

Filed 2026-10-15

Morgan Stanley

N/A

Shares— from 5,332,301

Change-5,332,301 (-100%)

Value—

SIT Investment Associates Inc

N/A

Shares— from 3,062,517

Change-3,062,517 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1,673,261

Change-1,673,261 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 1,063,245

Change-1,063,245 (-100%)

Value—

Penserra Capital Management LLC

N/A

Shares— from 620,841

Change-620,841 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 565,208

Change-565,208 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 487,304

Change-487,304 (-100%)

Value—

1607 Capital Partners, LLC

N/A

Shares— from 463,406

Change-463,406 (-100%)

Value—

Thomas J. Herzfeld Advisors, Inc.

N/A

Shares— from 369,085

Change-369,085 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 292,217

Change-292,217 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 279,034

Change-279,034 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 278,096

Change-278,096 (-100%)

Value—

First Trust Advisors LP

N/A

Shares— from 193,176

Change-193,176 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 154,354

Change-154,354 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 118,559

Change-118,559 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 117,583

Change-117,583 (-100%)

Value—

Brookfield Corp

N/A

Shares— from 100,582

Change-100,582 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 84,265

Change-84,265 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 69,979

Change-69,979 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 67,402

Change-67,402 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 67,197

Change-67,197 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 59,387

Change-59,387 (-100%)

Value—

UBS Group AG

N/A

Shares— from 54,839

Change-54,839 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 48,567

Change-48,567 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 36,036

Change-36,036 (-100%)

Value—

Pasadena Private Wealth, LLC

N/A

Shares— from 32,858

Change-32,858 (-100%)

Value—

Sterneck Capital Management, LLC

N/A

Shares— from 29,864

Change-29,864 (-100%)

Value—

CSS LLC

N/A

Shares— from 27,008

Change-27,008 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 26,965

Change-26,965 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 25,865

Change-25,865 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 22,523

Change-22,523 (-100%)

Value—

Robinson Capital Management, LLC

N/A

Shares— from 19,952

Change-19,952 (-100%)

Value—

Aptus Capital Advisors, LLC

N/A

Shares— from 17,042

Change-17,042 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 16,952

Change-16,952 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 16,634

Change-16,634 (-100%)

Value—

Second Line Capital, LLC

N/A

Shares— from 15,999

Change-15,999 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 14,186

Change-14,186 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 13,862

Change-13,862 (-100%)

Value—

Savvy Advisors, Inc.

N/A

Shares— from 13,850

Change-13,850 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 13,468

Change-13,468 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 13,290

Change-13,290 (-100%)

Value—

Horizon Kinetics Asset Management LLC

N/A

Shares— from 10,755

Change-10,755 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 10,198

Change-10,198 (-100%)

Value—

Cary Street Partners Financial LLC

N/A

Shares— from 10,155

Change-10,155 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

National Bank of Canada

N/A

Shares— from 7,228

Change-7,228 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 7,068

Change-7,068 (-100%)

Value—

Fourth Dimension Wealth, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Cary Street Partners Investment Advisory LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Whittier Trust Co of Nevada Inc

N/A

Shares— from 695

Change-695 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 603

Change-603 (-100%)

Value—

Ancora Advisors LLCA

N/A

Shares— from 126

Change-126 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	375,231	395,192	-19,961	-5%	$5.1M	$4.3M	-$756.2K	2026-11-06
Rareview Capital LLC	INCREASED	303,918	277,726	+26,192	+9%	$3.7M	$3.5M	-$202.9K	2026-11-05
Riverbridge Partners LLC	INCREASED	266,541	241,792	+24,749	+10%	$3.1M	$3.1M	-$35.7K	2026-11-05
City of London Investment Management Co LTD	INCREASED	256,397	136,242	+120,155	+88%	$1.8M	$3.0M	+$1.2M	2026-10-30
Noble Wealth Management PBC	DECREASED	131,278	135,360	-4,082	-3%	$1.7M	$1.5M	-$227.2K	2026-10-01
B. Riley Wealth Advisors, Inc.	DECREASED	127,091	133,545	-6,454	-5%	$1.7M	$1.5M	-$254.8K	2026-10-13
Cambridge Investment Research Advisors, Inc.	INCREASED	125,450	121,414	+4,036	+3%	$1.6M	$1.4M	-$115.0K	2026-11-02
Closed-End Fund Advisors, Inc.	DECREASED	113,982	116,624	-2,642	-2%	$1.5M	$1.3M	-$185.6K	2026-11-04
Lido Advisors, LLC	INCREASED	100,593	53,403	+47,190	+88%	$687.8K	$1.2M	+$474.0K	2026-11-04
Pekin Hardy Strauss, Inc.	INCREASED	79,805	78,905	+900	+1%	$1.0M	$921.7K	-$94.5K	2026-11-02
RFG Advisory, LLC	INCREASED	76,535	71,744	+4,791	+7%	$924.1K	$884.0K	-$40.1K	2026-11-03
Shaker Financial Services, LLC	INCREASED	76,063	36,660	+39,403	+107%	$472.2K	$878.5K	+$406.3K	2026-10-14
Commonwealth Equity Services, LLC	DECREASED	75,169	113,834	-38,665	-34%	$1.5M	$868.2K	-$598.0K	2026-11-02
Arlington Capital Management Inc	INCREASED	64,654	62,099	+2,555	+4%	$799.8K	$746.8K	-$53.1K	2026-10-30
Choreo, LLC	DECREASED	56,882	61,796	-4,914	-8%	$795.9K	$657.0K	-$138.9K	2026-10-28
Blue Bell Private Wealth Management, LLC	INCREASED	56,240	55,637	+603	+1%	$716.6K	$649.6K	-$67.0K	2026-10-29
HighTower Advisors, LLC	DECREASED	50,481	66,028	-15,547	-24%	$850.4K	$583.1K	-$267.4K	2026-11-10
Kestra Advisory Services, LLC	INCREASED	46,767	41,144	+5,623	+14%	$529.9K	$540.2K	+$10.2K	2026-11-02
E&G Advisors, LLC	DECREASED	45,317	47,242	-1,925	-4%	$608.5K	$523.4K	-$85.1K	2026-10-13
Wedbush Securities Inc	DECREASED	38,909	41,322	-2,413	-6%	$532.0K	$449.0K	-$83.0K	2026-10-22
Tennessee Valley Asset Management Partners	INCREASED	38,816	38,531	+285	+1%	$496.3K	$448.3K	-$48.0K	2026-11-03
Castle Rock Wealth Management, LLC	DECREASED	28,964	30,446	-1,482	-5%	$392.2K	$336.0K	-$56.2K	2026-10-09
Independent Financial Group, LLC	DECREASED	28,293	34,159	-5,866	-17%	$440.0K	$326.8K	-$113.2K	2026-10-13
Gill Capital Partners, LLC	DECREASED	26,449	29,265	-2,816	-10%	$376.9K	$305.5K	-$71.4K	2026-10-13
Wolverine Asset Management LLC	NEW	24,076	—	+24,076	—	—	$278.1K	—	2026-11-02
Accredited Investor Services, LLC	DECREASED	22,895	23,274	-379	-2%	$299.8K	$264.4K	-$35.3K	2026-10-22
Uhlmann Price Securities, LLC	INCREASED	22,794	22,155	+639	+3%	$285.4K	$263.3K	-$22.1K	2026-11-03
Geneos Wealth Management Inc.	INCREASED	20,953	1,900	+19,053	+1003%	$24.5K	$242.0K	+$217.5K	2026-11-09
Melfa Wealth Management, Inc.	UNCHANGED	20,672	20,672	0	0%	$266.3K	$238.8K	-$27.5K	2026-11-06
StoneX Group Inc.	NEW	20,511	—	+20,511	—	—	$242.6K	—	2026-11-03
Griffin Asset Management, Inc.	INCREASED	18,497	18,344	+153	+1%	$236.3K	$213.6K	-$22.6K	2026-10-22
Compound Planning, Inc.	UNCHANGED	18,009	18,009	0	0%	$232.0K	$208.0K	-$24.0K	2026-11-09
Mallini Complete Financial Planning LLC	DECREASED	17,475	19,121	-1,646	-9%	$246.3K	$201.8K	-$44.4K	2026-10-06
SeaCrest Wealth Management, LLC	INCREASED	17,208	17,130	+78	+0%	$220.6K	$198.8K	-$21.9K	2026-10-21
Secure Asset Management, LLC	DECREASED	16,409	20,412	-4,003	-20%	$262.9K	$189.5K	-$73.4K	2026-10-19
Merit Financial Group, LLC	DECREASED	16,262	16,503	-241	-1%	$212.6K	$187.8K	-$24.7K	2026-11-06
Harbour Investments, Inc.	DECREASED	14,995	15,909	-914	-6%	$204.9K	$173.2K	-$31.7K	2026-11-09
Gridiron Partners, LLC	UNCHANGED	13,384	13,384	0	0%	$170.8K	$154.6K	-$16.2K	2026-10-08
Park Avenue Securities LLC	DECREASED	13,355	13,667	-312	-2%	$176.0K	$154.0K	-$22.0K	2026-10-26
Encompass More Asset Management	DECREASED	12,413	14,141	-1,728	-12%	$182.1K	$143.4K	-$38.8K	2026-10-16
Aviance Capital Partners, LLC	DECREASED	11,217	12,134	-917	-8%	$156.3K	$129.6K	-$26.7K	2026-10-29
AlphaCore Capital LLC	UNCHANGED	11,001	11,001	0	0%	$141.7K	$127.1K	-$14.6K	2026-11-04
Advisory Solutions Group, LLC	NEW	10,597	—	+10,597	—	—	$122.4K	—	2026-10-14
Decision Investments, Inc	UNCHANGED	10,250	10,250	0	0%	$132.0K	$118.4K	-$13.6K	2026-10-07
Fifth Third Bancorp	INCREASED	6,434	6,413	+21	+0%	$82.6K	$74.3K	-$8.3K	2026-11-05
Pinnacle Wealth Planning Services, Inc.	DECREASED	6,366	7,428	-1,062	-14%	$95.7K	$73.5K	-$22.1K	2026-10-27
WPG Advisers, LLC	DECREASED	3,023	3,026	-3	0%	$39.0K	$34.9K	-$4.1K	2026-10-27
Nuveen, LLC	NEW	2,618	—	+2,618	—	—	$30.4K	—	2026-11-10
TD Waterhouse Canada Inc.	INCREASED	2,479	2,456	+23	+1%	$31.6K	$28.6K	-$3.1K	2026-10-16
Ameliora Wealth Management Ltd.	UNCHANGED	2,380	2,380	0	0%	$30.7K	$27.5K	-$3.2K	2026-10-23
Farther Finance Advisors, LLC	INCREASED	1,857	180	+1,677	+932%	$2.3K	$21.4K	+$19.1K	2026-10-08
IFP Advisors, Inc	UNCHANGED	1,712	1,712	0	0%	$22.1K	$19.8K	-$2.3K	2026-10-16
Larson Financial Group LLC	UNCHANGED	1,400	1,400	0	0%	$18.0K	$16.2K	-$1.9K	2026-11-05
Cassaday & Co Wealth Management LLC	NEW	1,251	—	+1,251	—	—	$14.5K	—	2026-10-27
CoreCap Advisors, LLC	DECREASED	1,077	1,114	-37	-3%	$14.3K	$12.4K	-$1.9K	2026-10-08
Caldwell Trust Co	UNCHANGED	976	976	0	0%	$12.6K	$11.3K	-$1.3K	2026-10-30
Daytona Street Capital LLC	UNCHANGED	670	670	0	0%	$8.6K	$7.7K	-$992	2026-10-15
Luminist Capital LLC	UNCHANGED	422	422	0	0%	$5.4K	$4.9K	-$561	2026-11-10
Tounjian Advisory Partners, LLC	INCREASED	288	280	+8	+3%	$3.6K	$3.3K	-$279	2026-11-04
Highline Wealth Partners LLC	UNCHANGED	222	222	0	0%	$2.9K	$2.6K	-$295	2026-10-19
GHP Investment Advisors, Inc.	UNCHANGED	153	153	0	0%	$2.0K	$1.8K	-$203	2026-10-15
Centerpoint Advisors, LLC	NEW	104	—	+104	—	—	$1	—	2026-11-05
Allworth Financial LP	UNCHANGED	100	100	0	0%	$1.3K	$1.3K	$0	2026-11-06
TD Private Client Wealth LLC	UNCHANGED	1	1	0	0%	$12	$11	-$1	2026-10-28
Imc-Chicago, LLC	CLOSED	0	18,613	-18,613	-100%	$239.7K	$0	-$239.7K	2026-11-05
Oppenheimer & Co Inc	CLOSED	0	11,497	-11,497	-100%	$148.1K	$0	-$148.1K	2026-10-26
US Bancorp \de\	CLOSED	0	7,564	-7,564	-100%	$97.4K	$0	-$97.4K	2026-11-05
AdvisorNet Financial, Inc	CLOSED	0	330	-330	-100%	$4.2K	$0	-$4.2K	2026-10-15
Morgan Stanley	N/A	—	5,332,301	-5,332,301	-100%	$68.7M	—	—	—
SIT Investment Associates Inc	N/A	—	3,062,517	-3,062,517	-100%	$39.4M	—	—	—
Wells Fargo & Company	N/A	—	1,673,261	-1,673,261	-100%	$21.6M	—	—	—
Guggenheim Capital LLC	N/A	—	1,063,245	-1,063,245	-100%	$13.7M	—	—	—
Penserra Capital Management LLC	N/A	—	620,841	-620,841	-100%	$8.0M	—	—	—
Royal Bank of Canada	N/A	—	565,208	-565,208	-100%	$7.3M	—	—	—
Bank of America Corp	N/A	—	487,304	-487,304	-100%	$6.3M	—	—	—
1607 Capital Partners, LLC	N/A	—	463,406	-463,406	-100%	$6.0M	—	—	—
Thomas J. Herzfeld Advisors, Inc.	N/A	—	369,085	-369,085	-100%	$4.8M	—	—	—
Envestnet Asset Management Inc	N/A	—	292,217	-292,217	-100%	$3.8M	—	—	—
Raymond James Financial Inc	N/A	—	279,034	-279,034	-100%	$3.6M	—	—	—
Cetera Investment Advisers	N/A	—	278,096	-278,096	-100%	$3.6M	—	—	—
First Trust Advisors LP	N/A	—	193,176	-193,176	-100%	$2.5M	—	—	—
Stifel Financial Corp	N/A	—	154,354	-154,354	-100%	$2.0M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	118,559	-118,559	-100%	$1.5M	—	—	—
Private Advisor Group, LLC	N/A	—	117,583	-117,583	-100%	$1.5M	—	—	—
Brookfield Corp	N/A	—	100,582	-100,582	-100%	$1.3M	—	—	—
Osaic Holdings, Inc.	N/A	—	84,265	-84,265	-100%	$1.1M	—	—	—
Ameriprise Financial Inc	N/A	—	69,979	-69,979	-100%	$902.0K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	67,402	-67,402	-100%	$868.1K	—	—	—
Advisors Asset Management, Inc.	N/A	—	67,197	-67,197	-100%	$865.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	59,387	-59,387	-100%	$764.9K	—	—	—
UBS Group AG	N/A	—	54,839	-54,839	-100%	$706.3K	—	—	—
Susquehanna International Group, LLP	N/A	—	48,567	-48,567	-100%	$625.5K	—	—	—
PFG Investments, LLC	N/A	—	36,036	-36,036	-100%	$464.1K	—	—	—
Pasadena Private Wealth, LLC	N/A	—	32,858	-32,858	-100%	$423.2K	—	—	—
Sterneck Capital Management, LLC	N/A	—	29,864	-29,864	-100%	$384.6K	—	—	—
CSS LLC	N/A	—	27,008	-27,008	-100%	$347.9K	—	—	—
BFC Planning, Inc.	N/A	—	26,965	-26,965	-100%	$347.3K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	25,865	-25,865	-100%	$333.1K	—	—	—
Global Retirement Partners, LLC	N/A	—	22,523	-22,523	-100%	$290.1K	—	—	—
Robinson Capital Management, LLC	N/A	—	19,952	-19,952	-100%	$257.0K	—	—	—
Aptus Capital Advisors, LLC	N/A	—	17,042	-17,042	-100%	$219.5K	—	—	—
XTX Topco Ltd	N/A	—	16,952	-16,952	-100%	$218.3K	—	—	—
Mariner, LLC	N/A	—	16,634	-16,634	-100%	$214.3K	—	—	—
Second Line Capital, LLC	N/A	—	15,999	-15,999	-100%	$206.1K	—	—	—
Kovack Advisors, Inc.	N/A	—	14,186	-14,186	-100%	$182.7K	—	—	—
Virtu Financial LLC	N/A	—	13,862	-13,862	-100%	$179	—	—	—
Savvy Advisors, Inc.	N/A	—	13,850	-13,850	-100%	$178.4K	—	—	—
NewEdge Advisors, LLC	N/A	—	13,468	-13,468	-100%	$173.5K	—	—	—
Janney Montgomery Scott LLC	N/A	—	13,290	-13,290	-100%	$171.0K	—	—	—
Horizon Kinetics Asset Management LLC	N/A	—	10,755	-10,755	-100%	$138.5K	—	—	—
Summit Financial, LLC	N/A	—	10,198	-10,198	-100%	$131.4K	—	—	—
Cary Street Partners Financial LLC	N/A	—	10,155	-10,155	-100%	$130.8K	—	—	—
Nomura Holdings Inc	N/A	—	10,000	-10,000	-100%	$128.8K	—	—	—
National Bank of Canada	N/A	—	7,228	-7,228	-100%	$93.2K	—	—	—
Arax Advisory Partners	N/A	—	7,068	-7,068	-100%	$91.0K	—	—	—
Fourth Dimension Wealth, LLC	N/A	—	1,000	-1,000	-100%	$12.9K	—	—	—
Cary Street Partners Investment Advisory LLC	N/A	—	1,000	-1,000	-100%	$12.9K	—	—	—
Whittier Trust Co of Nevada Inc	N/A	—	695	-695	-100%	$9.0K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	603	-603	-100%	$7.8K	—	—	—
Ancora Advisors LLCA	N/A	—	126	-126	-100%	$1.6K	—	—	—

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