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Brookfield Total Return FD I

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Quarters

Q3 2016Q2 2016Q1 2016Q4 2015Q3 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
UBS Group AG
DECREASED
Shares292,189 from 356,406
Change-64,217 (-18%)
Value$6.6K (-$1.5K)
Filed 2016-11-14
Guggenheim Capital LLC
INCREASED
Shares258,238 from 219,633
Change+38,605 (+18%)
Value$5.8K (+$844)
Filed 2016-11-15
Baird Financial Group, Inc.
INCREASED
Shares215,307 from 212,851
Change+2,456 (+1%)
Value$4.8K (+$33)
Filed 2016-11-10
Advisors Asset Management, Inc.
DECREASED
Shares207,043 from 259,264
Change-52,221 (-20%)
Value$4.6K (-$1.2K)
Filed 2016-10-31
Invesco Ltd.
INCREASED
Shares157,245 from 152,367
Change+4,878 (+3%)
Value$3.5K (+$95)
Filed 2016-11-14
Morgan Stanley
INCREASED
Shares148,824 from 128,158
Change+20,666 (+16%)
Value$3.3K (+$450)
Filed 2016-11-10
Bank of America Corp
INCREASED
Shares86,681 from 74,768
Change+11,913 (+16%)
Value$1.9K (+$259)
Filed 2016-11-14
Bessemer Group Inc
UNCHANGED
Shares65,444 from 65,444
Change0 (0%)
Value$1.5K (-$7)
Filed 2016-11-10
Paloma Partners Management Co
INCREASED
Shares56,700 from 24,000
Change+32,700 (+136%)
Value$1.3K (+$731)
Filed 2016-11-14
Stifel Financial Corp
DECREASED
Shares48,612 from 50,210
Change-1,598 (-3%)
Value$1.1K (-$41)
Filed 2016-11-15
Royal Bank of Canada
INCREASED
Shares44,008 from 28,168
Change+15,840 (+56%)
Value$986 (+$352)
Filed 2016-11-14
Commonwealth Equity Services, Inc
INCREASED
Shares42,059 from 34,723
Change+7,336 (+21%)
Value$943 (+$161)
Filed 2016-10-25
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares41,348 from 15,454
Change+25,894 (+168%)
Value$927 (+$579)
Filed 2016-11-14
Investment Centers of America Inc
DECREASED
Shares40,767 from 49,893
Change-9,126 (-18%)
Value$914 (-$211)
Filed 2016-11-10
Zazove Associates LLC
NEW
Shares37,929
Change+37,929
Value$850
Filed 2016-11-04
Telemus Capital, LLC
UNCHANGED
Shares36,865 from 36,865
Change0 (0%)
Value$827 (-$3)
Filed 2016-10-05
Arlington Capital Management Inc
NEW
Shares35,240
Change+35,240
Value$790
Filed 2016-11-14
Belmont Global Advisors, Inc.
INCREASED
Shares25,300 from 23,100
Change+2,200 (+10%)
Value$567 (+$47)
Filed 2016-11-14
Aviance Capital Partners, LLC
INCREASED
Shares24,933 from 22,293
Change+2,640 (+12%)
Value$559 (+$57)
Filed 2016-11-02
Capital Investment Advisors, LLC
DECREASED
Shares24,899 from 25,507
Change-608 (-2%)
Value$558 (-$16)
Filed 2016-10-18
LPL Financial LLC
DECREASED
Shares23,534 from 39,060
Change-15,526 (-40%)
Value$522 (-$371)
Filed 2016-11-16
Hollencrest Capital Management
UNCHANGED
Shares17,538 from 17,538
Change0 (0%)
Value$393 (-$2)
Filed 2016-10-12
Pinnacle Advisory Group, Inc.
DECREASED
Shares13,955 from 17,330
Change-3,375 (-19%)
Value$309 (-$81)
Filed 2016-10-24
Landscape Capital Management, L.L.C.
NEW
Shares12,183
Change+12,183
Value$273
Filed 2016-11-14
Delphi Financial Group, Inc.
UNCHANGED
Shares11,250 from 11,250
Change0 (0%)
Value$252 (-$2)
Filed 2016-11-14
Pinnacle Associates LTD
DECREASED
Shares9,030 from 9,090
Change-60 (-1%)
Value$202 (-$3)
Filed 2016-11-14
Allegis Investment Advisors, LLC
NEW
Shares8,980
Change+8,980
Value$201
Filed 2016-11-03
Advisor Group, Inc.
INCREASED
Shares5,293 from 600
Change+4,693 (+782%)
Value$118 (+$105)
Filed 2017-11-02
Global X Management Co LLC
INCREASED
Shares3,956 from 2,139
Change+1,817 (+85%)
Value$89 (+$41)
Filed 2016-11-04
Wells Fargo & Company
DECREASED
Shares2,952 from 3,128
Change-176 (-6%)
Value$66 (-$4)
Filed 2016-10-31
IFP Advisors, Inc
UNCHANGED
Shares2,692 from 2,692
Change0 (0%)
Value$60 (-$1)
Filed 2016-11-04
Next Financial Group, Inc
INCREASED
Shares2,172 from 2,119
Change+53 (+3%)
Value$49 (+$2)
Filed 2016-11-01
MetLife Securities, Inc
INCREASED
Shares1,964 from 1,953
Change+11 (+1%)
Value$44 ($0)
Filed 2016-10-13
Creative Planning
DECREASED
Shares1,425 from 1,625
Change-200 (-12%)
Value$32 (-$5)
Filed 2016-10-12
Parkside Financial Bank & Trust
NEW
Shares1,305
Change+1,305
Value$29
Filed 2016-11-10
Highlander Capital Management, LLC
UNCHANGED
Shares1,064 from 1,064
Change0 (0%)
Value$24 ($0)
Filed 2016-11-15
Citigroup Inc
UNCHANGED
Shares680 from 680
Change0 (0%)
Value$15 ($0)
Filed 2016-11-10
Edge Wealth Management LLC
NEW
Shares566
Change+566
Value$13
Filed 2016-10-13
First Premier Bank
NEW
Shares500
Change+500
Value$11
Filed 2016-10-13
Whittier Trust Co
UNCHANGED
Shares450 from 450
Change0 (0%)
Value$10 ($0)
Filed 2016-11-10
Barrett Asset Management, LLC
UNCHANGED
Shares402 from 402
Change0 (0%)
Value$9 ($0)
Filed 2016-11-03
People's United Financial, Inc.
NEW
Shares200
Change+200
Value$4
Filed 2016-11-09
Penserra Capital Management LLC
INCREASED
Shares200 from 148
Change+52 (+35%)
Value$4 (+$1)
Filed 2016-11-03
Northwestern Mutual Wealth Management Co
UNCHANGED
Shares172 from 172
Change0 (0%)
Value$4 ($0)
Filed 2017-02-23
SIT Investment Associates Inc
CLOSED
Shares0 from 193,773
Change-193,773 (-100%)
Value$0 (-$4.4K)
Filed 2016-11-01
SG Americas Securities, LLC
CLOSED
Shares0 from 15,056
Change-15,056 (-100%)
Value$0 (-$339)
Filed 2017-02-08
CSS LLC
CLOSED
Shares0 from 10,606
Change-10,606 (-100%)
Value$0 (-$239)
Filed 2016-11-14
Lebenthal Asset Management, LLC
CLOSED
Shares0 from 9,000
Change-9,000 (-100%)
Value$0 (-$203)
Filed 2016-11-14
Howe & Rusling Inc
CLOSED
Shares0 from 430
Change-430 (-100%)
Value$0 (-$10)
Filed 2016-10-17
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$5)
Filed 2016-11-08
Investors Capital Advisory Services
N/A
Shares— from 17,363
Change-17,363 (-100%)
Value—
Societe Generale
N/A
Shares— from 15,056
Change-15,056 (-100%)
Value—
Lebenthal Holdings,LLC
N/A
Shares— from 9,000
Change-9,000 (-100%)
Value—
Status
UBS Group AG
DECREASED292,189356,406-64,217-18%$8.0K$6.6K-$1.5K2016-11-14
Guggenheim Capital LLC
INCREASED258,238219,633+38,605+18%$4.9K$5.8K+$8442016-11-15
Baird Financial Group, Inc.
INCREASED215,307212,851+2,456+1%$4.8K$4.8K+$332016-11-10
Advisors Asset Management, Inc.
DECREASED207,043259,264-52,221-20%$5.8K$4.6K-$1.2K2016-10-31
Invesco Ltd.
INCREASED157,245152,367+4,878+3%$3.4K$3.5K+$952016-11-14
Morgan Stanley
INCREASED148,824128,158+20,666+16%$2.9K$3.3K+$4502016-11-10
Bank of America Corp
INCREASED86,68174,768+11,913+16%$1.7K$1.9K+$2592016-11-14
Bessemer Group Inc
UNCHANGED65,44465,44400%$1.5K$1.5K-$72016-11-10
Paloma Partners Management Co
INCREASED56,70024,000+32,700+136%$540$1.3K+$7312016-11-14
Stifel Financial Corp
DECREASED48,61250,210-1,598-3%$1.1K$1.1K-$412016-11-15
Royal Bank of Canada
INCREASED44,00828,168+15,840+56%$634$986+$3522016-11-14
Commonwealth Equity Services, Inc
INCREASED42,05934,723+7,336+21%$782$943+$1612016-10-25
Ladenburg Thalmann Financial Services Inc
INCREASED41,34815,454+25,894+168%$348$927+$5792016-11-14
Investment Centers of America Inc
DECREASED40,76749,893-9,126-18%$1.1K$914-$2112016-11-10
Zazove Associates LLC
NEW37,929—+37,929——$850—2016-11-04
Telemus Capital, LLC
UNCHANGED36,86536,86500%$830$827-$32016-10-05
Arlington Capital Management Inc
NEW35,240—+35,240——$790—2016-11-14
Belmont Global Advisors, Inc.
INCREASED25,30023,100+2,200+10%$520$567+$472016-11-14
Aviance Capital Partners, LLC
INCREASED24,93322,293+2,640+12%$502$559+$572016-11-02
Capital Investment Advisors, LLC
DECREASED24,89925,507-608-2%$574$558-$162016-10-18
LPL Financial LLC
DECREASED23,53439,060-15,526-40%$893$522-$3712016-11-16
Hollencrest Capital Management
UNCHANGED17,53817,53800%$395$393-$22016-10-12
Pinnacle Advisory Group, Inc.
DECREASED13,95517,330-3,375-19%$390$309-$812016-10-24
Landscape Capital Management, L.L.C.
NEW12,183—+12,183——$273—2016-11-14
Delphi Financial Group, Inc.
UNCHANGED11,25011,25000%$254$252-$22016-11-14
Pinnacle Associates LTD
DECREASED9,0309,090-60-1%$205$202-$32016-11-14
Allegis Investment Advisors, LLC
NEW8,980—+8,980——$201—2016-11-03
Advisor Group, Inc.
INCREASED5,293600+4,693+782%$13$118+$1052017-11-02
Global X Management Co LLC
INCREASED3,9562,139+1,817+85%$48$89+$412016-11-04
Wells Fargo & Company
DECREASED2,9523,128-176-6%$70$66-$42016-10-31
IFP Advisors, Inc
UNCHANGED2,6922,69200%$61$60-$12016-11-04
Next Financial Group, Inc
INCREASED2,1722,119+53+3%$47$49+$22016-11-01
MetLife Securities, Inc
INCREASED1,9641,953+11+1%$44$44$02016-10-13
Creative Planning
DECREASED1,4251,625-200-12%$37$32-$52016-10-12
Parkside Financial Bank & Trust
NEW1,305—+1,305——$29—2016-11-10
Highlander Capital Management, LLC
UNCHANGED1,0641,06400%$24$24$02016-11-15
Citigroup Inc
UNCHANGED68068000%$15$15$02016-11-10
Edge Wealth Management LLC
NEW566—+566——$13—2016-10-13
First Premier Bank
NEW500—+500——$11—2016-10-13
Whittier Trust Co
UNCHANGED45045000%$10$10$02016-11-10
Barrett Asset Management, LLC
UNCHANGED40240200%$9$9$02016-11-03
People's United Financial, Inc.
NEW200—+200——$4—2016-11-09
Penserra Capital Management LLC
INCREASED200148+52+35%$3$4+$12016-11-03
Northwestern Mutual Wealth Management Co
UNCHANGED17217200%$4$4$02017-02-23
SIT Investment Associates Inc
CLOSED0193,773-193,773-100%$4.4K$0-$4.4K2016-11-01
SG Americas Securities, LLC
CLOSED015,056-15,056-100%$339$0-$3392017-02-08
CSS LLC
CLOSED010,606-10,606-100%$239$0-$2392016-11-14
Lebenthal Asset Management, LLC
CLOSED09,000-9,000-100%$203$0-$2032016-11-14
Howe & Rusling Inc
CLOSED0430-430-100%$10$0-$102016-10-17
Tower Research Capital LLC (TRC)
CLOSED0200-200-100%$5$0-$52016-11-08
Investors Capital Advisory Services
N/A—17,363-17,363-100%$391———
Societe Generale
N/A—15,056-15,056-100%$339———
Lebenthal Holdings,LLC
N/A—9,000-9,000-100%$203———
Showing 53 of 53 institutions