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Calamos DYN Convert & Inc (CCD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
D.A. Davidson & Co.
INCREASED
Shares629,458 from 625,231
Change+4,227 (+1%)
Value$14.2M (-$1.9M)
Filed 2026-10-28
LPL Financial LLC
DECREASED
Shares120,594 from 139,996
Change-19,402 (-14%)
Value$2.7M (-$879.9K)
Filed 2026-11-06
Truist Financial Corp
INCREASED
Shares120,259 from 109,548
Change+10,711 (+10%)
Value$2.7M (-$102.8K)
Filed 2026-10-30
J.W. Cole Advisors, Inc.
DECREASED
Shares88,903 from 94,955
Change-6,052 (-6%)
Value$2.0M (-$436.0K)
Filed 2026-11-05
Commonwealth Equity Services, LLC
DECREASED
Shares67,504 from 70,553
Change-3,049 (-4%)
Value$1.5M (-$291.2K)
Filed 2026-11-02
PMG Family Office LLC
INCREASED
Shares59,411 from 58,774
Change+637 (+1%)
Value$1.3M (-$170.7K)
Filed 2026-10-19
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares59,160 from 61,332
Change-2,172 (-4%)
Value$1.3M (-$243.0K)
Filed 2026-11-02
Advisory Solutions Group, LLC
INCREASED
Shares43,422 from 40,541
Change+2,881 (+7%)
Value$982.2K (-$62.5K)
Filed 2026-10-14
CoreCap Advisors, LLC
INCREASED
Shares39,017 from 35,227
Change+3,790 (+11%)
Value$882.6K (-$25.2K)
Filed 2026-10-08
Kestra Advisory Services, LLC
INCREASED
Shares37,436 from 33,857
Change+3,579 (+11%)
Value$846.8K (-$25.7K)
Filed 2026-11-02
Oppenheimer & Co Inc
INCREASED
Shares35,409 from 34,784
Change+625 (+2%)
Value$801.0K (-$95.4K)
Filed 2026-10-26
Herold Advisors, Inc.
INCREASED
Shares34,508 from 34,449
Change+59 (+0%)
Value$780.6K (-$104.4K)
Filed 2026-10-19
World Equity Group, Inc.
INCREASED
Shares23,133 from 23,119
Change+14 (+0%)
Value$523.3K (-$72.5K)
Filed 2026-10-14
Gilliland Jeter Wealth Management LLC
UNCHANGED
Shares17,373 from 17,373
Change0 (0%)
Value$393.0K (-$54.7K)
Filed 2026-10-28
Quad-Cities Investment Group, LLC
INCREASED
Shares17,159 from 17,038
Change+121 (+1%)
Value$388.1K (-$50.9K)
Filed 2026-10-16
Shaker Financial Services, LLC
DECREASED
Shares16,406 from 39,424
Change-23,018 (-58%)
Value$371.1K (-$644.9K)
Filed 2026-10-14
Tempus Wealth Planning, LLC
UNCHANGED
Shares13,719 from 13,719
Change0 (0%)
Value$310.3K (-$43.2K)
Filed 2026-10-14
International Assets Investment Management, LLC
INCREASED
Shares13,532 from 13,452
Change+80 (+1%)
Value$304.2K (-$43.7K)
Filed 2026-11-02
Daymark Wealth Partners, LLC
UNCHANGED
Shares13,150 from 13,150
Change0 (0%)
Value$297.5K (-$41.4K)
Filed 2026-11-04
Kestra Private Wealth Services, LLC
DECREASED
Shares13,111 from 14,986
Change-1,875 (-13%)
Value$296.6K (-$89.6K)
Filed 2026-11-06
Apeiron RIA LLC
INCREASED
Shares12,266 from 11,820
Change+446 (+4%)
Value$275.7K (-$28.9K)
Filed 2026-10-08
Wedbush Securities Inc
DECREASED
Shares11,675 from 15,260
Change-3,585 (-23%)
Value$264.0K (-$129.0K)
Filed 2026-10-22
Samalin Investment Counsel, LLC
DECREASED
Shares11,228 from 25,072
Change-13,844 (-55%)
Value$254.0K (-$392.1K)
Filed 2026-10-23
Capital CS Group, LLC
INCREASED
Shares11,178 from 10,920
Change+258 (+2%)
Value$252.9K (-$28.6K)
Filed 2026-10-29
Abel Hall, LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$226.2K (-$31.5K)
Filed 2026-10-19
Fifth Third Bancorp
UNCHANGED
Shares7,540 from 7,540
Change0 (0%)
Value$170.6K (-$23.8K)
Filed 2026-11-05
Farther Finance Advisors, LLC
UNCHANGED
Shares2,460 from 2,460
Change0 (0%)
Value$55.6K (-$7.7K)
Filed 2026-10-08
Triumph Capital Management
UNCHANGED
Shares2,420 from 2,420
Change0 (0%)
Value$54.7K (-$7.6K)
Filed 2026-10-14
EverSource Wealth Advisors, LLC
INCREASED
Shares2,015 from 2,000
Change+15 (+1%)
Value$45.6K (-$6.0K)
Filed 2026-11-04
Westside Investment Management, Inc.
UNCHANGED
Shares1,667 from 1,667
Change0 (0%)
Value$37.7K (-$5.3K)
Filed 2026-11-02
Valley Wealth Managers, Inc.
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$33.9K (-$4.7K)
Filed 2026-10-09
Allworth Financial LP
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$25.8K ($0)
Filed 2026-11-06
SJS Investment Consulting Inc.
UNCHANGED
Shares900 from 900
Change0 (0%)
Value$20.4K (-$2.8K)
Filed 2026-10-26
Wolverine Asset Management LLC
DECREASED
Shares805 from 4,430
Change-3,625 (-82%)
Value$18.2K (-$96.0K)
Filed 2026-11-02
North Star Investment Management Corp.
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$11.3K (-$1.6K)
Filed 2026-10-27
Valley National Advisers Inc
NEW
Shares429
Change+429
Value$9.7K
Filed 2026-10-23
Highline Wealth Partners LLC
UNCHANGED
Shares109 from 109
Change0 (0%)
Value$2.5K (-$343)
Filed 2026-10-19
JFS Wealth Advisors, LLC
UNCHANGED
Shares61 from 61
Change0 (0%)
Value$1.4K (-$192)
Filed 2026-11-03
Brookstone Capital Management
CLOSED
Shares0 from 11,572
Change-11,572 (-100%)
Value$0 (-$298.2K)
Filed 2026-10-22
Key FInancial Inc
CLOSED
Shares0 from 625
Change-625 (-100%)
Value$0 (-$16.1K)
Filed 2026-11-02
LifeSteps Financial, Inc.
CLOSED
Shares0 from 400
Change-400 (-100%)
Value$0 (-$10.3K)
Filed 2026-10-15
Assetmark, Inc
CLOSED
Shares0 from 131
Change-131 (-100%)
Value$0 (-$3.4K)
Filed 2026-10-21
Wells Fargo & Company
N/A
Shares— from 315,875
Change-315,875 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 302,213
Change-302,213 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 299,076
Change-299,076 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 229,621
Change-229,621 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 193,048
Change-193,048 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 191,798
Change-191,798 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 141,214
Change-141,214 (-100%)
Value—
&partners
N/A
Shares— from 105,007
Change-105,007 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 100,596
Change-100,596 (-100%)
Value—
Bleakley Financial Group, LLC
N/A
Shares— from 84,200
Change-84,200 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 78,136
Change-78,136 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 74,911
Change-74,911 (-100%)
Value—
Landscape Capital Management, L.L.C.
N/A
Shares— from 60,762
Change-60,762 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 60,100
Change-60,100 (-100%)
Value—
Everstar Asset Management, LLC
N/A
Shares— from 41,742
Change-41,742 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 40,650
Change-40,650 (-100%)
Value—
UBS Group AG
N/A
Shares— from 35,370
Change-35,370 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 29,644
Change-29,644 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 21,549
Change-21,549 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 19,690
Change-19,690 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 18,121
Change-18,121 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 16,728
Change-16,728 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 14,770
Change-14,770 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 12,514
Change-12,514 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,416
Change-12,416 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 11,491
Change-11,491 (-100%)
Value—
Financial Engines Advisors L.L.C.
N/A
Shares— from 8,758
Change-8,758 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 4,907
Change-4,907 (-100%)
Value—
Continuum Advisory, LLC
N/A
Shares— from 2,617
Change-2,617 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 2,412
Change-2,412 (-100%)
Value—
Harborfront Financial Group LLC
N/A
Shares— from 1,245
Change-1,245 (-100%)
Value—
Regatta Research & Money Management
N/A
Shares— from 905
Change-905 (-100%)
Value—
Caldwell Sutter Capital, Inc.
N/A
Shares— from 250
Change-250 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 229
Change-229 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 83
Change-83 (-100%)
Value—
Boreal Capital Management LLC
N/A
Shares— from 0
Change0
Value—
Status
D.A. Davidson & Co.
INCREASED629,458625,231+4,227+1%$16.1M$14.2M-$1.9M2026-10-28
LPL Financial LLC
DECREASED120,594139,996-19,402-14%$3.6M$2.7M-$879.9K2026-11-06
Truist Financial Corp
INCREASED120,259109,548+10,711+10%$2.8M$2.7M-$102.8K2026-10-30
J.W. Cole Advisors, Inc.
DECREASED88,90394,955-6,052-6%$2.4M$2.0M-$436.0K2026-11-05
Commonwealth Equity Services, LLC
DECREASED67,50470,553-3,049-4%$1.8M$1.5M-$291.2K2026-11-02
PMG Family Office LLC
INCREASED59,41158,774+637+1%$1.5M$1.3M-$170.7K2026-10-19
Cambridge Investment Research Advisors, Inc.
DECREASED59,16061,332-2,172-4%$1.6M$1.3M-$243.0K2026-11-02
Advisory Solutions Group, LLC
INCREASED43,42240,541+2,881+7%$1.0M$982.2K-$62.5K2026-10-14
CoreCap Advisors, LLC
INCREASED39,01735,227+3,790+11%$907.8K$882.6K-$25.2K2026-10-08
Kestra Advisory Services, LLC
INCREASED37,43633,857+3,579+11%$872.5K$846.8K-$25.7K2026-11-02
Oppenheimer & Co Inc
INCREASED35,40934,784+625+2%$896.4K$801.0K-$95.4K2026-10-26
Herold Advisors, Inc.
INCREASED34,50834,449+59+0%$885.0K$780.6K-$104.4K2026-10-19
World Equity Group, Inc.
INCREASED23,13323,119+14+0%$595.8K$523.3K-$72.5K2026-10-14
Gilliland Jeter Wealth Management LLC
UNCHANGED17,37317,37300%$447.7K$393.0K-$54.7K2026-10-28
Quad-Cities Investment Group, LLC
INCREASED17,15917,038+121+1%$439.1K$388.1K-$50.9K2026-10-16
Shaker Financial Services, LLC
DECREASED16,40639,424-23,018-58%$1.0M$371.1K-$644.9K2026-10-14
Tempus Wealth Planning, LLC
UNCHANGED13,71913,71900%$353.5K$310.3K-$43.2K2026-10-14
International Assets Investment Management, LLC
INCREASED13,53213,452+80+1%$347.9K$304.2K-$43.7K2026-11-02
Daymark Wealth Partners, LLC
UNCHANGED13,15013,15000%$338.9K$297.5K-$41.4K2026-11-04
Kestra Private Wealth Services, LLC
DECREASED13,11114,986-1,875-13%$386.2K$296.6K-$89.6K2026-11-06
Apeiron RIA LLC
INCREASED12,26611,820+446+4%$304.6K$275.7K-$28.9K2026-10-08
Wedbush Securities Inc
DECREASED11,67515,260-3,585-23%$393.0K$264.0K-$129.0K2026-10-22
Samalin Investment Counsel, LLC
DECREASED11,22825,072-13,844-55%$646.1K$254.0K-$392.1K2026-10-23
Capital CS Group, LLC
INCREASED11,17810,920+258+2%$281.4K$252.9K-$28.6K2026-10-29
Abel Hall, LLC
UNCHANGED10,00010,00000%$257.7K$226.2K-$31.5K2026-10-19
Fifth Third Bancorp
UNCHANGED7,5407,54000%$194.3K$170.6K-$23.8K2026-11-05
Farther Finance Advisors, LLC
UNCHANGED2,4602,46000%$63.4K$55.6K-$7.7K2026-10-08
Triumph Capital Management
UNCHANGED2,4202,42000%$62.4K$54.7K-$7.6K2026-10-14
EverSource Wealth Advisors, LLC
INCREASED2,0152,000+15+1%$51.5K$45.6K-$6.0K2026-11-04
Westside Investment Management, Inc.
UNCHANGED1,6671,66700%$43.0K$37.7K-$5.3K2026-11-02
Valley Wealth Managers, Inc.
UNCHANGED1,5001,50000%$38.7K$33.9K-$4.7K2026-10-09
Allworth Financial LP
UNCHANGED1,0001,00000%$25.8K$25.8K$02026-11-06
SJS Investment Consulting Inc.
UNCHANGED90090000%$23.2K$20.4K-$2.8K2026-10-26
Wolverine Asset Management LLC
DECREASED8054,430-3,625-82%$114.2K$18.2K-$96.0K2026-11-02
North Star Investment Management Corp.
UNCHANGED50050000%$12.9K$11.3K-$1.6K2026-10-27
Valley National Advisers Inc
NEW429—+429——$9.7K—2026-10-23
Highline Wealth Partners LLC
UNCHANGED10910900%$2.8K$2.5K-$3432026-10-19
JFS Wealth Advisors, LLC
UNCHANGED616100%$1.6K$1.4K-$1922026-11-03
Brookstone Capital Management
CLOSED011,572-11,572-100%$298.2K$0-$298.2K2026-10-22
Key FInancial Inc
CLOSED0625-625-100%$16.1K$0-$16.1K2026-11-02
LifeSteps Financial, Inc.
CLOSED0400-400-100%$10.3K$0-$10.3K2026-10-15
Assetmark, Inc
CLOSED0131-131-100%$3.4K$0-$3.4K2026-10-21
Wells Fargo & Company
N/A—315,875-315,875-100%$8.1M———
Bank of America Corp
N/A—302,213-302,213-100%$7.8M———
Morgan Stanley
N/A—299,076-299,076-100%$7.7M———
Guggenheim Capital LLC
N/A—229,621-229,621-100%$5.9M———
Royal Bank of Canada
N/A—193,048-193,048-100%$5.0M———
Raymond James Financial Inc
N/A—191,798-191,798-100%$4.9M———
Advisors Asset Management, Inc.
N/A—141,214-141,214-100%$3.6M———
&partners
N/A—105,007-105,007-100%$2.7M———
Mutual Advisors, LLC
N/A—100,596-100,596-100%$2.6M———
Bleakley Financial Group, LLC
N/A—84,200-84,200-100%$2.2M———
Citadel Advisors LLC
N/A—78,136-78,136-100%$2.0M———
Osaic Holdings, Inc.
N/A—74,911-74,911-100%$1.9M———
Landscape Capital Management, L.L.C.
N/A—60,762-60,762-100%$1.6M———
Ameriprise Financial Inc
N/A—60,100-60,100-100%$1.5M———
Everstar Asset Management, LLC
N/A—41,742-41,742-100%$1.1M———
Janney Montgomery Scott LLC
N/A—40,650-40,650-100%$1.0M———
UBS Group AG
N/A—35,370-35,370-100%$911.5K———
Rockefeller Capital Management L.P.
N/A—29,644-29,644-100%$763.9K———
Stifel Financial Corp
N/A—21,549-21,549-100%$555.3K———
Envestnet Asset Management Inc
N/A—19,690-19,690-100%$507.4K———
Jane Street Group, LLC
N/A—18,121-18,121-100%$467.0K———
Steward Partners Investment Advisory, LLC
N/A—16,728-16,728-100%$431.1K———
Private Advisor Group, LLC
N/A—14,770-14,770-100%$380.6K———
Baird Financial Group, Inc.
N/A—12,514-12,514-100%$322.5K———
Cetera Investment Advisers
N/A—12,416-12,416-100%$319.9K———
XTX Topco Ltd
N/A—11,491-11,491-100%$296.1K———
Financial Engines Advisors L.L.C.
N/A—8,758-8,758-100%$225.7K———
Clear Street Group Inc.
N/A—4,907-4,907-100%$126.5K———
Continuum Advisory, LLC
N/A—2,617-2,617-100%$67.4K———
Harbour Investments, Inc.
N/A—2,412-2,412-100%$62.2K———
Harborfront Financial Group LLC
N/A—1,245-1,245-100%$32.1K———
Regatta Research & Money Management
N/A—905-905-100%$23.3K———
Caldwell Sutter Capital, Inc.
N/A—250-250-100%$6.4K———
Arax Advisory Partners
N/A—229-229-100%$5.9K———
Northwestern Mutual Wealth Management Co
N/A—83-83-100%$2.1K———
Boreal Capital Management LLC
N/A—00—$826.6K———
Showing 78 of 78 institutions