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Cap Group Short Muni Income (CGSM)

CUSIP: 14020Y607 | NYSE | 218 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Commonwealth Equity Services, LLC519,570
0.0% of portfolio›$13.4M
Truist Financial Corp435,116
0.0% of portfolio›$11.2M
Kestra Advisory Services, LLC416,192
0.0% of portfolio›$10.7M
Cambridge Investment Research Advisors, Inc.334,417
0.0% of portfolio›$8.6M
Wealth Enhancement Advisory Services, LLC266,980
0.0% of portfolio›$6.9M
Cannon Financial Strategists, Inc.260,114
0.8% of portfolio›$6.7M
J.W. Cole Advisors, Inc.225,700
0.1% of portfolio›$5.8M
Integrity Alliance, Llc.175,694
0.1% of portfolio›$4.5M
Apella Capital, LLC149,296
0.0% of portfolio›$3.8M
Assetmark, Inc139,500
0.0% of portfolio›$3.6M
Bensler, LLC138,282
0.3% of portfolio›$3.6M
Total Clarity Wealth Management, Inc.134,940
0.7% of portfolio›$3.5M
Petredis Investment Advisors LLC125,646
0.2% of portfolio›$3.2M
Wealth Science Advisors LLC119,300
1.3% of portfolio›$3.1M
Hartmann Taylor Wealth Management, LLC108,125
1.6% of portfolio›$2.8M
Prospera Financial Services Inc91,824
0.0% of portfolio›$2.4M
KFG LLC87,769
1.5% of portfolio›$2.3M
MBM Wealth Consultants, LLC84,374
0.4% of portfolio›$2.2M
Cottonwood Capital Advisors, LLC82,882
1.3% of portfolio›$2.1M
Diversified Portfolios, Inc.79,437
0.1% of portfolio›$2.0M
Burton Enright Welch76,917
0.2% of portfolio›$2.0M
Keeler & Nadler Financial Planning & Wealth Management75,561
0.5% of portfolio›$1.9M
Lakeside Advisors, Inc.74,000
1.1% of portfolio›$1.9M
Bison Wealth, LLC73,163
0.2% of portfolio›$1.9M
PUREfi Wealth, LLC68,292
0.8% of portfolio›$1.8M
Sard Wealth Management Group, LLC67,522
0.7% of portfolio›$1.7M
Simplicity Wealth,LLC66,261
0.0% of portfolio›$1.7M
Sunrise Financial Services, LLC63,198
0.9% of portfolio›$1.6M
Smith Thornton Advisors LLC59,890
0.7% of portfolio›$1.5M
Uhlmann Price Securities, LLC53,636
0.1% of portfolio›$1.4M
AA Financial Advisors, LLC53,095
0.2% of portfolio›$1.4M
EverSource Wealth Advisors, LLC51,842
0.0% of portfolio›$1.3M
Cullen T Bankers, Inc.48,623
0.0% of portfolio›$1.3M
Landaas & Co48,331
0.2% of portfolio›$1.2M
D.A. Davidson & Co.41,900
0.0% of portfolio›$1.1M
Aprio Wealth Management, LLC37,950
0.0% of portfolio›$975.7K
Souders Financial Advisors36,786
0.1% of portfolio›$945.8K
Acorn Wealth Advisors, LLC32,777
0.2% of portfolio›$842.7K
Bank of New York Mellon Corp32,290
0.0% of portfolio›$830.2K
Ashton Thomas Private Wealth, LLC32,226
0.0% of portfolio›$828.5K
Visionary Wealth Advisors29,769
0.0% of portfolio›$765.4K
Signature Estate & Investment Advisors LLC28,506
0.0% of portfolio›$732.9K
Atria Investments, Inc26,020
0.0% of portfolio›$669.0K
Latitude Advisors, LLC25,738
0.2% of portfolio›$661.7K
MCF Advisors LLC25,676
0.0% of portfolio›$660.1K
AdvisorNet Financial, Inc25,282
0.0% of portfolio›$654.3K
Wedbush Securities Inc24,642
0.0% of portfolio›$634.0K
Confluence Wealth Services, Inc.24,609
0.0% of portfolio›$632.7K
IFP Advisors, Inc22,453
0.0% of portfolio›$577.3K
Goldstein Advisors, LLC22,241
0.1% of portfolio›$571.8K
StoneX Group Inc.22,065
0.0% of portfolio›$567.3K
Davenport & Co LLC21,468
0.0% of portfolio›$551.9K
Nilsine Partners, LLC21,000
0.0% of portfolio›$539.9K
Occidental Asset Management, LLC21,000
0.0% of portfolio›$539.9K
Richards, Merrill & Peterson, Inc.20,425
0.2% of portfolio›$525.1K
Koshinski Asset Management, Inc.19,971
0.0% of portfolio›$513.5K
Peterson Wealth Advisors, LLC17,901
0.1% of portfolio›$460.2K
BCS Wealth Management16,477
0.1% of portfolio›$423.6K
Northwest Financial Advisors15,292
0.1% of portfolio›$393.1K
First Pacific Financial15,132
0.0% of portfolio›$389.1K
Park Avenue Securities LLC14,862
0.0% of portfolio›$382.0K
Strategic Blueprint, LLC14,837
0.0% of portfolio›$381.5K
Flagship Harbor Advisors, LLC14,586
0.0% of portfolio›$375.0K
Capital Investment Advisory Services, LLC14,017
0.0% of portfolio›$360.4K
First Heartland Consultants, Inc.13,660
0.0% of portfolio›$351.2K
TrueWealth Advisors, LLC12,978
0.1% of portfolio›$333.7K
Sheets Smith Wealth Management12,600
0.0% of portfolio›$323.9K
Cornerstone Wealth Management, LLC12,332
0.0% of portfolio›$317.1K
International Assets Investment Management, LLC11,767
0.0% of portfolio›$303.4K
Tempus Wealth Planning, LLC10,851
0.1% of portfolio›$279.0K
Parsons Capital Management Inc10,434
0.0% of portfolio›$268.3K
KWB Wealth9,518
0.0% of portfolio›$244.7K
Burford Brothers, Inc.9,490
0.1% of portfolio›$244.0K
MSH Capital Advisors LLC9,143
0.0% of portfolio›$235.1K
J. Derek Lewis & Associates Inc.9,110
0.0% of portfolio›$234.2K
Fiscal Wisdom Wealth Management, LLC8,353
0.3% of portfolio›$214.8K
US Bancorp \de\8,000
0.0% of portfolio›$205.7K
Avidian Wealth Enterprises, LLC8,000
0.0% of portfolio›$205.7K
SYM Financial Corp7,739
0.0% of portfolio›$199.0K
Ashton Thomas Securities, LLC7,543
0.0% of portfolio›$193.9K
DeDora Capital, Inc.5,068
0.0% of portfolio›$130.3K
Private Trust Co NA4,911
0.0% of portfolio›$126.3K
Lanark Financial, Inc.4,834
0.0% of portfolio›$124.3K
Farther Finance Advisors, LLC3,743
0.0% of portfolio›$96.2K
CoreCap Advisors, LLC2,009
0.0% of portfolio›$51.7K
Silver Grove Financial Group, Inc.1,927
0.0% of portfolio›$49.5K
Lodestone Wealth Management LLC1,382
0.0% of portfolio›$35.5K
Creative Financial Designs Inc1,306
0.0% of portfolio›$33.6K
Signature Equity Partners, LLC967
0.0% of portfolio›$24.9K
StyleTurnoverLocationFiled
Commonwealth Equity Services, LLC
519,570$13.4M0.0%ETFLowWaltham, MA2026-11-02
Truist Financial Corp
435,116$11.2M0.0%CoreLowCharlotte, NC2026-10-30
Kestra Advisory Services, LLC
416,192$10.7M0.0%CoreLowAustin, TX2026-11-02
Cambridge Investment Research Advisors, Inc.
334,417$8.6M0.0%ETFLowFairfield, IA2026-11-02
Wealth Enhancement Advisory Services, LLC
266,980$6.9M0.0%CoreLowPlymouth, MN2026-10-13
Cannon Financial Strategists, Inc.
260,114$6.7M0.8%ETFVery LowAthens, GA2026-10-19
J.W. Cole Advisors, Inc.
225,700$5.8M0.1%IndexLowTampa, FL2026-11-05
Integrity Alliance, Llc.
175,694$4.5M0.1%ETFMediumUrbandale, IA2026-10-29
Apella Capital, LLC
149,296$3.8M0.0%ETFVery LowWest Hartford, CT2026-10-08
Assetmark, Inc
139,500$3.6M0.0%ETFLowConcord, CA2026-10-21
Bensler, LLC
138,282$3.6M0.3%MomentumMediumBellevue, WA2026-11-05
Total Clarity Wealth Management, Inc.
134,940$3.5M0.7%ETFMediumSt. Charles, IL2026-10-26
Petredis Investment Advisors LLC
125,646$3.2M0.2%GrowthVery LowWarrendale, PA2026-10-20
Wealth Science Advisors LLC
119,300$3.1M1.3%ETFMediumAlpharetta, GA2026-10-09
Hartmann Taylor Wealth Management, LLC
108,125$2.8M1.6%ETFVery LowDallas, TX2026-10-14
Prospera Financial Services Inc
91,824$2.4M0.0%CoreMediumDallas, TX2026-11-04
KFG LLC
87,769$2.3M1.5%ETFN/ARapid City, SD2026-11-02
MBM Wealth Consultants, LLC
84,374$2.2M0.4%ETFVery LowChesterfield, MO2026-10-20
Cottonwood Capital Advisors, LLC
82,882$2.1M1.3%ETFVery LowSalt Lake City, UT2026-10-20
Diversified Portfolios, Inc.
79,437$2.0M0.1%ETFLowBloomfield Hills, MI2026-11-04
Burton Enright Welch
76,917$2.0M0.2%ETFVery LowWalnut Creek, CA2026-11-04
Keeler & Nadler Financial Planning & Wealth Management
75,561$1.9M0.5%ETFLowDublin, OH2026-10-28
Lakeside Advisors, Inc.
74,000$1.9M1.1%CoreVery LowSeattle, WA2026-10-20
Bison Wealth, LLC
73,163$1.9M0.2%GrowthMediumAtlanta, GA2026-10-13
PUREfi Wealth, LLC
68,292$1.8M0.8%GrowthMediumBoston, MA2026-10-19
Sard Wealth Management Group, LLC
67,522$1.7M0.7%ETFVery LowAtlanta, GA2026-10-16
Simplicity Wealth,LLC
66,261$1.7M0.0%ETFLowSummit, NJ2026-10-23
Sunrise Financial Services, LLC
63,198$1.6M0.9%ETFMediumBurien, WA2026-10-21
Smith Thornton Advisors LLC
59,890$1.5M0.7%ETFVery LowHuntsville, AL2026-10-16
Uhlmann Price Securities, LLC
53,636$1.4M0.1%Agg GrowthLowSkokie, IL2026-11-03
AA Financial Advisors, LLC
53,095$1.4M0.2%ETFMediumColumbus, OH2026-10-19
EverSource Wealth Advisors, LLC
51,842$1.3M0.0%CoreMediumBirmingham, AL2026-11-04
Cullen T Bankers, Inc.
48,623$1.3M0.0%GrowthLowSan Antonio, TX2026-10-28
Landaas & Co
48,331$1.2M0.2%ETFVery LowMilwaukee, WI2026-10-29
D.A. Davidson & Co.
41,900$1.1M0.0%CoreLowGreat Falls, MT2026-10-28
Aprio Wealth Management, LLC
37,950$975.7K0.0%ETFMediumAtlanta, GA2026-10-28
Souders Financial Advisors
36,786$945.8K0.1%ETFLowCincinnati, OH2026-11-03
Acorn Wealth Advisors, LLC
32,777$842.7K0.2%ETFLowGrand Blanc, MI2026-10-19
Bank of New York Mellon Corp
32,290$830.2K0.0%CoreLowNew York, NY2026-11-05
Ashton Thomas Private Wealth, LLC
32,226$828.5K0.0%CoreMediumScottsdale, AZ2026-11-03
Visionary Wealth Advisors
29,769$765.4K0.0%ETFLowO'Fallon, IL2026-11-04
Signature Estate & Investment Advisors LLC
28,506$732.9K0.0%ETFMediumLos Angeles, CA2026-10-13
Atria Investments, Inc
26,020$669.0K0.0%CoreMediumCharlotte, NC2026-10-15
Latitude Advisors, LLC
25,738$661.7K0.2%ETFLowYorkville, IL2026-10-27
MCF Advisors LLC
25,676$660.1K0.0%ETFLowLexington, KY2026-10-28
AdvisorNet Financial, Inc
25,282$654.3K0.0%ETFLowMinnetonka, MN2026-10-15
Wedbush Securities Inc
24,642$634.0K0.0%CoreLowPasadena, CA2026-10-22
Confluence Wealth Services, Inc.
24,609$632.7K0.0%ETFVery LowMcmurray, PA2026-11-05
IFP Advisors, Inc
22,453$577.3K0.0%GrowthLowTampa, FL2026-10-16
Goldstein Advisors, LLC
22,241$571.8K0.1%ETFMediumMadison, WI2026-10-15
StoneX Group Inc.
22,065$567.3K0.0%ETFMediumNew York, NY2026-11-03
Davenport & Co LLC
21,468$551.9K0.0%CoreMediumRichmond, VA2026-10-14
Nilsine Partners, LLC
21,000$539.9K0.0%CoreMediumGreenwood Village, CO2026-11-02
Occidental Asset Management, LLC
21,000$539.9K0.0%GrowthLowBurlingame, CA2026-11-05
Richards, Merrill & Peterson, Inc.
20,425$525.1K0.2%GrowthLowSpokane, WA2026-10-19
Koshinski Asset Management, Inc.
19,971$513.5K0.0%ETFLowDecatur, IL2026-10-29
Peterson Wealth Advisors, LLC
17,901$460.2K0.1%ETFLowOrem, UT2026-10-08
BCS Wealth Management
16,477$423.6K0.1%ETFVery LowJohnson City, TN2026-11-03
Northwest Financial Advisors
15,292$393.1K0.1%ETFLowHerndon, VA2026-10-27
First Pacific Financial
15,132$389.1K0.0%ETFLowVancouver, WA2026-10-14
Park Avenue Securities LLC
14,862$382.0K0.0%ETFMediumNew York, NY2026-10-26
Strategic Blueprint, LLC
14,837$381.5K0.0%ETFLowAtlanta, GA2026-10-22
Flagship Harbor Advisors, LLC
14,586$375.0K0.0%ETFMediumBoston, MA2026-10-26
Capital Investment Advisory Services, LLC
14,017$360.4K0.0%CoreMediumRaleigh, NC2026-10-30
First Heartland Consultants, Inc.
13,660$351.2K0.0%ETFMediumLake St. Louis, MO2026-10-08
TrueWealth Advisors, LLC
12,978$333.7K0.1%ETFMediumBirmingham, AL2026-10-09
Sheets Smith Wealth Management
12,600$323.9K0.0%CoreLowWinston-Salem, NC2026-10-16
Cornerstone Wealth Management, LLC
12,332$317.1K0.0%ETFVery LowSt. Peters, MO2026-11-04
International Assets Investment Management, LLC
11,767$303.4K0.0%CoreVery HighOrlando, FL2026-11-02
Tempus Wealth Planning, LLC
10,851$279.0K0.1%ETFMediumIrvine, CA2026-10-14
Parsons Capital Management Inc
10,434$268.3K0.0%CoreLowProvidence, RI2026-10-28
KWB Wealth
9,518$244.7K0.0%ETFMediumRedlands, CA2026-10-16
Burford Brothers, Inc.
9,490$244.0K0.1%CoreLowDallas, TX2026-10-21
MSH Capital Advisors LLC
9,143$235.1K0.0%CoreLowScottsdale, AZ2026-11-03
J. Derek Lewis & Associates Inc.
9,110$234.2K0.0%ETFLowNewport Beach, CA2026-11-03
Fiscal Wisdom Wealth Management, LLC
8,353$214.8K0.3%ETFMediumCanton, CT2026-10-16
US Bancorp \de\
8,000$205.7K0.0%IndexLowMinneapolis, MN2026-11-05
Avidian Wealth Enterprises, LLC
8,000$205.7K0.0%ETFLowHouston, TX2026-10-08
SYM Financial Corp
7,739$199.0K0.0%ETFVery LowWinona Lake, IN2026-10-26
Ashton Thomas Securities, LLC
7,543$193.9K0.0%ETFMediumRochester, NY2026-10-26
DeDora Capital, Inc.
5,068$130.3K0.0%ETFVery LowNapa, CA2026-10-26
Private Trust Co NA
4,911$126.3K0.0%CoreLowCleveland, OH2026-10-20
Lanark Financial, Inc.
4,834$124.3K0.0%CoreMediumBirmingham, AL2026-10-26
Farther Finance Advisors, LLC
3,743$96.2K0.0%IndexLowSan Francisco, CA2026-10-08
CoreCap Advisors, LLC
2,009$51.7K0.0%ETFMediumSouthfield, MI2026-10-08
Silver Grove Financial Group, Inc.
1,927$49.5K0.0%CoreMediumOrchard Park, NY2026-11-05
Lodestone Wealth Management LLC
1,382$35.5K0.0%CoreLowSpokane, WA2026-10-14
Creative Financial Designs Inc
1,306$33.6K0.0%ETFMediumKokomo, IN2026-11-04
Signature Equity Partners, LLC
967$24.9K0.0%GrowthMediumColumbus, OH2026-10-29