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Cap Group Short Muni Income (CGSM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Commonwealth Equity Services, LLC
INCREASED
Shares519,570 from 414,001
Change+105,569 (+26%)
Value$13.4M (+$2.4M)
Filed 2026-11-02
Truist Financial Corp
INCREASED
Shares435,116 from 413,859
Change+21,257 (+5%)
Value$11.2M (+$267.2K)
Filed 2026-10-30
Kestra Advisory Services, LLC
INCREASED
Shares416,192 from 360,657
Change+55,535 (+15%)
Value$10.7M (+$1.2M)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares334,417 from 328,319
Change+6,098 (+2%)
Value$8.6M (-$65.0K)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares266,980 from 194,857
Change+72,123 (+37%)
Value$6.9M (+$1.7M)
Filed 2026-10-13
Cannon Financial Strategists, Inc.
INCREASED
Shares260,114 from 136,919
Change+123,195 (+90%)
Value$6.7M (+$3.1M)
Filed 2026-10-19
J.W. Cole Advisors, Inc.
INCREASED
Shares225,700 from 209,316
Change+16,384 (+8%)
Value$5.8M (+$279.9K)
Filed 2026-11-05
Integrity Alliance, Llc.
DECREASED
Shares175,694 from 189,139
Change-13,445 (-7%)
Value$4.5M (-$473.3K)
Filed 2026-10-29
Apella Capital, LLC
DECREASED
Shares149,296 from 152,619
Change-3,323 (-2%)
Value$3.8M (-$190.0K)
Filed 2026-10-08
Assetmark, Inc
INCREASED
Shares139,500 from 137,612
Change+1,888 (+1%)
Value$3.6M (-$44.3K)
Filed 2026-10-21
Bensler, LLC
NEW
Shares138,282
Change+138,282
Value$3.6M
Filed 2026-11-05
Total Clarity Wealth Management, Inc.
UNCHANGED
Shares134,940 from 134,940
Change0 (0%)
Value$3.5M (-$91.1K)
Filed 2026-10-26
Petredis Investment Advisors LLC
INCREASED
Shares125,646 from 76,570
Change+49,076 (+64%)
Value$3.2M (+$1.2M)
Filed 2026-10-20
Wealth Science Advisors LLC
INCREASED
Shares119,300 from 25,466
Change+93,834 (+368%)
Value$3.1M (+$2.4M)
Filed 2026-10-09
Hartmann Taylor Wealth Management, LLC
DECREASED
Shares108,125 from 155,916
Change-47,791 (-31%)
Value$2.8M (-$1.3M)
Filed 2026-10-14
Prospera Financial Services Inc
DECREASED
Shares91,824 from 141,078
Change-49,254 (-35%)
Value$2.4M (-$1.3M)
Filed 2026-11-04
KFG LLC
NEW
Shares87,769
Change+87,769
Value$2.3M
Filed 2026-11-02
MBM Wealth Consultants, LLC
INCREASED
Shares84,374 from 73,473
Change+10,901 (+15%)
Value$2.2M (+$230.7K)
Filed 2026-10-20
Cottonwood Capital Advisors, LLC
INCREASED
Shares82,882 from 77,177
Change+5,705 (+7%)
Value$2.1M (+$94.6K)
Filed 2026-10-20
Diversified Portfolios, Inc.
INCREASED
Shares79,437 from 9,142
Change+70,295 (+769%)
Value$2.0M (+$1.8M)
Filed 2026-11-04
Burton Enright Welch
INCREASED
Shares76,917 from 44,124
Change+32,793 (+74%)
Value$2.0M (+$813.3K)
Filed 2026-11-04
Keeler & Nadler Financial Planning & Wealth Management
DECREASED
Shares75,561 from 115,067
Change-39,506 (-34%)
Value$1.9M (-$1.1M)
Filed 2026-10-28
Lakeside Advisors, Inc.
INCREASED
Shares74,000 from 45,000
Change+29,000 (+64%)
Value$1.9M (+$715.2K)
Filed 2026-10-20
Bison Wealth, LLC
INCREASED
Shares73,163 from 64,823
Change+8,340 (+13%)
Value$1.9M (+$179.9K)
Filed 2026-10-13
PUREfi Wealth, LLC
DECREASED
Shares68,292 from 68,308
Change-16 (0%)
Value$1.8M (-$46.5K)
Filed 2026-10-19
Sard Wealth Management Group, LLC
INCREASED
Shares67,522 from 67,127
Change+395 (+1%)
Value$1.7M (-$35.2K)
Filed 2026-10-16
Simplicity Wealth,LLC
DECREASED
Shares66,261 from 73,770
Change-7,509 (-10%)
Value$1.7M (-$242.8K)
Filed 2026-10-23
Sunrise Financial Services, LLC
INCREASED
Shares63,198 from 41,967
Change+21,231 (+51%)
Value$1.6M (+$517.5K)
Filed 2026-10-21
Smith Thornton Advisors LLC
UNCHANGED
Shares59,890 from 59,890
Change0 (0%)
Value$1.5M (-$38.9K)
Filed 2026-10-16
Uhlmann Price Securities, LLC
INCREASED
Shares53,636 from 46,739
Change+6,897 (+15%)
Value$1.4M (+$40.2K)
Filed 2026-11-03
AA Financial Advisors, LLC
NEW
Shares53,095
Change+53,095
Value$1.4M
Filed 2026-10-19
EverSource Wealth Advisors, LLC
INCREASED
Shares51,842 from 50,868
Change+974 (+2%)
Value$1.3M (-$9.3K)
Filed 2026-11-04
Cullen T Bankers, Inc.
INCREASED
Shares48,623 from 37,486
Change+11,137 (+30%)
Value$1.3M (+$261.0K)
Filed 2026-10-28
Landaas & Co
INCREASED
Shares48,331 from 29,392
Change+18,939 (+64%)
Value$1.2M (+$467.1K)
Filed 2026-10-29
D.A. Davidson & Co.
INCREASED
Shares41,900 from 37,455
Change+4,445 (+12%)
Value$1.1M (+$89.0K)
Filed 2026-10-28
Aprio Wealth Management, LLC
UNCHANGED
Shares37,950 from 37,950
Change0 (0%)
Value$975.7K (-$25.6K)
Filed 2026-10-28
Souders Financial Advisors
UNCHANGED
Shares36,786 from 36,786
Change0 (0%)
Value$945.8K (-$24.8K)
Filed 2026-11-03
Acorn Wealth Advisors, LLC
UNCHANGED
Shares32,777 from 32,777
Change0 (0%)
Value$842.7K (-$22.1K)
Filed 2026-10-19
Bank of New York Mellon Corp
INCREASED
Shares32,290 from 23,377
Change+8,913 (+38%)
Value$830.2K (+$213.4K)
Filed 2026-11-05
Ashton Thomas Private Wealth, LLC
INCREASED
Shares32,226 from 5,028
Change+27,198 (+541%)
Value$828.5K (+$695.9K)
Filed 2026-11-03
Visionary Wealth Advisors
DECREASED
Shares29,769 from 35,759
Change-5,990 (-17%)
Value$765.4K (-$178.2K)
Filed 2026-11-04
Signature Estate & Investment Advisors LLC
UNCHANGED
Shares28,506 from 28,506
Change0 (0%)
Value$732.9K (-$19.2K)
Filed 2026-10-13
Atria Investments, Inc
INCREASED
Shares26,020 from 25,910
Change+110 (+0%)
Value$669.0K (-$14.6K)
Filed 2026-10-15
Latitude Advisors, LLC
INCREASED
Shares25,738 from 10,060
Change+15,678 (+156%)
Value$661.7K (+$396.3K)
Filed 2026-10-27
MCF Advisors LLC
INCREASED
Shares25,676 from 25,671
Change+5 (+0%)
Value$660.1K (-$17.2K)
Filed 2026-10-28
AdvisorNet Financial, Inc
INCREASED
Shares25,282 from 14,317
Change+10,965 (+77%)
Value$654.3K (+$276.5K)
Filed 2026-10-15
Wedbush Securities Inc
INCREASED
Shares24,642 from 24,481
Change+161 (+1%)
Value$634.0K (-$12.0K)
Filed 2026-10-22
Confluence Wealth Services, Inc.
DECREASED
Shares24,609 from 41,782
Change-17,173 (-41%)
Value$632.7K (-$469.7K)
Filed 2026-11-05
IFP Advisors, Inc
INCREASED
Shares22,453 from 18,550
Change+3,903 (+21%)
Value$577.3K (+$87.8K)
Filed 2026-10-16
Goldstein Advisors, LLC
DECREASED
Shares22,241 from 23,616
Change-1,375 (-6%)
Value$571.8K (-$51.3K)
Filed 2026-10-15
StoneX Group Inc.
NEW
Shares22,065
Change+22,065
Value$567.3K
Filed 2026-11-03
Fifth Third Bancorp
DECREASED
Shares21,711 from 23,416
Change-1,705 (-7%)
Value$558.2K (-$59.6K)
Filed 2026-11-05
Davenport & Co LLC
INCREASED
Shares21,468 from 20,655
Change+813 (+4%)
Value$551.9K (+$7.0K)
Filed 2026-10-14
Nilsine Partners, LLC
NEW
Shares21,000
Change+21,000
Value$539.9K
Filed 2026-11-02
Occidental Asset Management, LLC
INCREASED
Shares21,000 from 9,000
Change+12,000 (+133%)
Value$539.9K (+$302.4K)
Filed 2026-11-05
Richards, Merrill & Peterson, Inc.
UNCHANGED
Shares20,425 from 20,425
Change0 (0%)
Value$525.1K (-$13.8K)
Filed 2026-10-19
Koshinski Asset Management, Inc.
INCREASED
Shares19,971 from 10,446
Change+9,525 (+91%)
Value$513.5K (+$237.8K)
Filed 2026-10-29
Peterson Wealth Advisors, LLC
DECREASED
Shares17,901 from 19,311
Change-1,410 (-7%)
Value$460.2K (-$49.3K)
Filed 2026-10-08
BCS Wealth Management
UNCHANGED
Shares16,477 from 16,477
Change0 (0%)
Value$423.6K (-$11.1K)
Filed 2026-11-03
Northwest Financial Advisors
DECREASED
Shares15,292 from 17,389
Change-2,097 (-12%)
Value$393.1K (-$65.7K)
Filed 2026-10-27
First Pacific Financial
NEW
Shares15,132
Change+15,132
Value$389.1K
Filed 2026-10-14
Park Avenue Securities LLC
INCREASED
Shares14,862 from 9,168
Change+5,694 (+62%)
Value$382.0K (+$140.0K)
Filed 2026-10-26
Strategic Blueprint, LLC
INCREASED
Shares14,837 from 13,409
Change+1,428 (+11%)
Value$381.5K (+$27.7K)
Filed 2026-10-22
Flagship Harbor Advisors, LLC
INCREASED
Shares14,586 from 10,621
Change+3,965 (+37%)
Value$375.0K (+$94.8K)
Filed 2026-10-26
Capital Investment Advisory Services, LLC
INCREASED
Shares14,017 from 12,900
Change+1,117 (+9%)
Value$360.4K (+$20.0K)
Filed 2026-10-30
First Heartland Consultants, Inc.
DECREASED
Shares13,660 from 14,815
Change-1,155 (-8%)
Value$351.2K (-$39.7K)
Filed 2026-10-08
TrueWealth Advisors, LLC
UNCHANGED
Shares12,978 from 12,978
Change0 (0%)
Value$333.7K (-$8.8K)
Filed 2026-10-09
Sheets Smith Wealth Management
NEW
Shares12,600
Change+12,600
Value$323.9K
Filed 2026-10-16
Cornerstone Wealth Management, LLC
NEW
Shares12,332
Change+12,332
Value$317.1K
Filed 2026-11-04
International Assets Investment Management, LLC
DECREASED
Shares11,767 from 15,667
Change-3,900 (-25%)
Value$303.4K (-$109.8K)
Filed 2026-11-02
Tempus Wealth Planning, LLC
UNCHANGED
Shares10,851 from 10,851
Change0 (0%)
Value$279.0K (-$7.3K)
Filed 2026-10-14
Parsons Capital Management Inc
UNCHANGED
Shares10,434 from 10,434
Change0 (0%)
Value$268.3K (-$7.0K)
Filed 2026-10-28
KWB Wealth
NEW
Shares9,518
Change+9,518
Value$244.7K
Filed 2026-10-16
Burford Brothers, Inc.
UNCHANGED
Shares9,490 from 9,490
Change0 (0%)
Value$244.0K (-$6.4K)
Filed 2026-10-21
MSH Capital Advisors LLC
NEW
Shares9,143
Change+9,143
Value$235.1K
Filed 2026-11-03
J. Derek Lewis & Associates Inc.
DECREASED
Shares9,110 from 9,935
Change-825 (-8%)
Value$234.2K (-$27.9K)
Filed 2026-11-03
Fiscal Wisdom Wealth Management, LLC
NEW
Shares8,353
Change+8,353
Value$214.8K
Filed 2026-10-16
US Bancorp \de\
NEW
Shares8,000
Change+8,000
Value$205.7K
Filed 2026-11-05
Avidian Wealth Enterprises, LLC
UNCHANGED
Shares8,000 from 8,000
Change0 (0%)
Value$205.7K (-$5.4K)
Filed 2026-10-08
SYM Financial Corp
UNCHANGED
Shares7,739 from 7,739
Change0 (0%)
Value$199.0K (-$5.2K)
Filed 2026-10-26
Ashton Thomas Securities, LLC
INCREASED
Shares7,543 from 7,506
Change+37 (+0%)
Value$193.9K (-$4.1K)
Filed 2026-10-26
DeDora Capital, Inc.
NEW
Shares5,068
Change+5,068
Value$130.3K
Filed 2026-10-26
Private Trust Co NA
INCREASED
Shares4,911 from 2,989
Change+1,922 (+64%)
Value$126.3K (+$47.4K)
Filed 2026-10-20
Lanark Financial, Inc.
INCREASED
Shares4,834 from 2,913
Change+1,921 (+66%)
Value$124.3K (+$47.4K)
Filed 2026-10-26
Farther Finance Advisors, LLC
DECREASED
Shares3,743 from 4,199
Change-456 (-11%)
Value$96.2K (-$14.6K)
Filed 2026-10-08
Jacobi Capital Management LLC
DECREASED
Shares2,340 from 30,296
Change-27,956 (-92%)
Value$60.2K (-$739.2K)
Filed 2026-11-05
CoreCap Advisors, LLC
DECREASED
Shares2,009 from 4,131
Change-2,122 (-51%)
Value$51.7K (-$57.3K)
Filed 2026-10-08
Silver Grove Financial Group, Inc.
INCREASED
Shares1,927 from 851
Change+1,076 (+126%)
Value$49.5K (+$27.1K)
Filed 2026-11-05
Lodestone Wealth Management LLC
DECREASED
Shares1,382 from 1,562
Change-180 (-12%)
Value$35.5K (-$5.7K)
Filed 2026-10-14
Creative Financial Designs Inc
INCREASED
Shares1,306 from 1,303
Change+3 (+0%)
Value$33.6K (-$802)
Filed 2026-11-04
Signature Equity Partners, LLC
NEW
Shares967
Change+967
Value$24.9K
Filed 2026-10-29
Sugar Maple Asset Management, LLC
CLOSED
Shares0 from 15,291
Change-15,291 (-100%)
Value$0 (-$403.4K)
Filed 2026-10-13
Axxcess Wealth Management, LLC
CLOSED
Shares0 from 14,320
Change-14,320 (-100%)
Value$0 (-$377.8K)
Filed 2026-10-21
Birchwood Financial Partners, Inc.
CLOSED
Shares0 from 12,385
Change-12,385 (-100%)
Value$0 (-$326.8K)
Filed 2026-11-02
VestGen Advisors, LLC
CLOSED
Shares0 from 8,746
Change-8,746 (-100%)
Value$0 (-$230.8K)
Filed 2026-10-27
HB Wealth Management, LLC
CLOSED
Shares0 from 7,700
Change-7,700 (-100%)
Value$0 (-$203.2K)
Filed 2026-10-23
CX Institutional
CLOSED
Shares0 from 56
Change-56 (-100%)
Value$0 (-$1)
Filed 2026-10-02
Capital International Investors
N/A
Shares— from 13,144,337
Change-13,144,337 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 11,567,287
Change-11,567,287 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 3,577,313
Change-3,577,313 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 3,150,448
Change-3,150,448 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 2,710,268
Change-2,710,268 (-100%)
Value—
Capital Group Private Client Services, Inc.
N/A
Shares— from 1,324,006
Change-1,324,006 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 1,268,729
Change-1,268,729 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 917,938
Change-917,938 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 846,621
Change-846,621 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 738,981
Change-738,981 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 518,969
Change-518,969 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 443,224
Change-443,224 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 440,452
Change-440,452 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 389,563
Change-389,563 (-100%)
Value—
Boulder Wealth Advisors, LLC
N/A
Shares— from 316,322
Change-316,322 (-100%)
Value—
Vestmark Advisory Solutions, Inc.
N/A
Shares— from 304,185
Change-304,185 (-100%)
Value—
Natixis Advisors, LLC
N/A
Shares— from 227,062
Change-227,062 (-100%)
Value—
Integrated Wealthcare, LLC
N/A
Shares— from 199,147
Change-199,147 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 194,070
Change-194,070 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 189,624
Change-189,624 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 180,077
Change-180,077 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 150,522
Change-150,522 (-100%)
Value—
Orion Porfolio Solutions, LLC
N/A
Shares— from 139,299
Change-139,299 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 135,780
Change-135,780 (-100%)
Value—
FWG Holdings, LLC
N/A
Shares— from 131,988
Change-131,988 (-100%)
Value—
&partners
N/A
Shares— from 121,339
Change-121,339 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 107,803
Change-107,803 (-100%)
Value—
Great Valley Advisor Group, Inc.
N/A
Shares— from 100,211
Change-100,211 (-100%)
Value—
SEI Investments Co
N/A
Shares— from 100,006
Change-100,006 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 97,155
Change-97,155 (-100%)
Value—
Elequin Capital, LP
N/A
Shares— from 95,551
Change-95,551 (-100%)
Value—
Betterment LLC
N/A
Shares— from 89,992
Change-89,992 (-100%)
Value—
Cauble & Harre Wealth Management, Inc.
N/A
Shares— from 85,683
Change-85,683 (-100%)
Value—
Tribridge Partners Financial LLC
N/A
Shares— from 84,571
Change-84,571 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 83,692
Change-83,692 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 80,859
Change-80,859 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 76,571
Change-76,571 (-100%)
Value—
Transamerica Financial Advisors, LLC
N/A
Shares— from 74,295
Change-74,295 (-100%)
Value—
Envestnet Portfolio Solutions, Inc.
N/A
Shares— from 59,910
Change-59,910 (-100%)
Value—
UBS Asset Management Americas LLC
N/A
Shares— from 58,750
Change-58,750 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 52,507
Change-52,507 (-100%)
Value—
JHP Wealth Management, LLC
N/A
Shares— from 49,116
Change-49,116 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 43,213
Change-43,213 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 41,578
Change-41,578 (-100%)
Value—
Greykasell Wealth Strategies, Inc.
N/A
Shares— from 41,356
Change-41,356 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 35,365
Change-35,365 (-100%)
Value—
Gateway Wealth Partners, LLC
N/A
Shares— from 34,328
Change-34,328 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 34,225
Change-34,225 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 33,994
Change-33,994 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 33,670
Change-33,670 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 30,755
Change-30,755 (-100%)
Value—
Capital Investment Management, Inc.
N/A
Shares— from 30,205
Change-30,205 (-100%)
Value—
GWN Securities Inc.
N/A
Shares— from 30,013
Change-30,013 (-100%)
Value—
Vawter Financial, Ltd.
N/A
Shares— from 28,500
Change-28,500 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 27,052
Change-27,052 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 24,623
Change-24,623 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 22,267
Change-22,267 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 21,073
Change-21,073 (-100%)
Value—
Perspective Wealth Advisors LLC
N/A
Shares— from 19,857
Change-19,857 (-100%)
Value—
Astoria Portfolio Advisors Llc.
N/A
Shares— from 19,211
Change-19,211 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 15,938
Change-15,938 (-100%)
Value—
Wood Tarver Financial Group, LLC
N/A
Shares— from 14,370
Change-14,370 (-100%)
Value—
Stephens Inc
N/A
Shares— from 12,995
Change-12,995 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 11,618
Change-11,618 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 11,420
Change-11,420 (-100%)
Value—
VestGen Investment Management
N/A
Shares— from 8,709
Change-8,709 (-100%)
Value—
Thoroughbred Financial Services, LLC
N/A
Shares— from 8,501
Change-8,501 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 8,469
Change-8,469 (-100%)
Value—
Synergy Investment Management, LLC
N/A
Shares— from 7,741
Change-7,741 (-100%)
Value—
Snowden Capital Advisors LLC
N/A
Shares— from 7,593
Change-7,593 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 6,571
Change-6,571 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 6,000
Change-6,000 (-100%)
Value—
Sittner & Nelson, LLC
N/A
Shares— from 5,500
Change-5,500 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 5,166
Change-5,166 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 3,529
Change-3,529 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 2,139
Change-2,139 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 2,051
Change-2,051 (-100%)
Value—
Continuum Advisory, LLC
N/A
Shares— from 1,600
Change-1,600 (-100%)
Value—
UBS Group AG
N/A
Shares— from 700
Change-700 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 19
Change-19 (-100%)
Value—
Status
Commonwealth Equity Services, LLC
INCREASED519,570414,001+105,569+26%$10.9M$13.4M+$2.4M2026-11-02
Truist Financial Corp
INCREASED435,116413,859+21,257+5%$10.9M$11.2M+$267.2K2026-10-30
Kestra Advisory Services, LLC
INCREASED416,192360,657+55,535+15%$9.5M$10.7M+$1.2M2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED334,417328,319+6,098+2%$8.7M$8.6M-$65.0K2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED266,980194,857+72,123+37%$5.1M$6.9M+$1.7M2026-10-13
Cannon Financial Strategists, Inc.
INCREASED260,114136,919+123,195+90%$3.6M$6.7M+$3.1M2026-10-19
J.W. Cole Advisors, Inc.
INCREASED225,700209,316+16,384+8%$5.5M$5.8M+$279.9K2026-11-05
Integrity Alliance, Llc.
DECREASED175,694189,139-13,445-7%$5.0M$4.5M-$473.3K2026-10-29
Apella Capital, LLC
DECREASED149,296152,619-3,323-2%$4.0M$3.8M-$190.0K2026-10-08
Assetmark, Inc
INCREASED139,500137,612+1,888+1%$3.6M$3.6M-$44.3K2026-10-21
Bensler, LLC
NEW138,282—+138,282——$3.6M—2026-11-05
Total Clarity Wealth Management, Inc.
UNCHANGED134,940134,94000%$3.6M$3.5M-$91.1K2026-10-26
Petredis Investment Advisors LLC
INCREASED125,64676,570+49,076+64%$2.0M$3.2M+$1.2M2026-10-20
Wealth Science Advisors LLC
INCREASED119,30025,466+93,834+368%$671.9K$3.1M+$2.4M2026-10-09
Hartmann Taylor Wealth Management, LLC
DECREASED108,125155,916-47,791-31%$4.1M$2.8M-$1.3M2026-10-14
Prospera Financial Services Inc
DECREASED91,824141,078-49,254-35%$3.7M$2.4M-$1.3M2026-11-04
KFG LLC
NEW87,769—+87,769——$2.3M—2026-11-02
MBM Wealth Consultants, LLC
INCREASED84,37473,473+10,901+15%$1.9M$2.2M+$230.7K2026-10-20
Cottonwood Capital Advisors, LLC
INCREASED82,88277,177+5,705+7%$2.0M$2.1M+$94.6K2026-10-20
Diversified Portfolios, Inc.
INCREASED79,4379,142+70,295+769%$241.2K$2.0M+$1.8M2026-11-04
Burton Enright Welch
INCREASED76,91744,124+32,793+74%$1.2M$2.0M+$813.3K2026-11-04
Keeler & Nadler Financial Planning & Wealth Management
DECREASED75,561115,067-39,506-34%$3.0M$1.9M-$1.1M2026-10-28
Lakeside Advisors, Inc.
INCREASED74,00045,000+29,000+64%$1.2M$1.9M+$715.2K2026-10-20
Bison Wealth, LLC
INCREASED73,16364,823+8,340+13%$1.7M$1.9M+$179.9K2026-10-13
PUREfi Wealth, LLC
DECREASED68,29268,308-160%$1.8M$1.8M-$46.5K2026-10-19
Sard Wealth Management Group, LLC
INCREASED67,52267,127+395+1%$1.8M$1.7M-$35.2K2026-10-16
Simplicity Wealth,LLC
DECREASED66,26173,770-7,509-10%$1.9M$1.7M-$242.8K2026-10-23
Sunrise Financial Services, LLC
INCREASED63,19841,967+21,231+51%$1.1M$1.6M+$517.5K2026-10-21
Smith Thornton Advisors LLC
UNCHANGED59,89059,89000%$1.6M$1.5M-$38.9K2026-10-16
Uhlmann Price Securities, LLC
INCREASED53,63646,739+6,897+15%$1.3M$1.4M+$40.2K2026-11-03
AA Financial Advisors, LLC
NEW53,095—+53,095——$1.4M—2026-10-19
EverSource Wealth Advisors, LLC
INCREASED51,84250,868+974+2%$1.3M$1.3M-$9.3K2026-11-04
Cullen T Bankers, Inc.
INCREASED48,62337,486+11,137+30%$989.1K$1.3M+$261.0K2026-10-28
Landaas & Co
INCREASED48,33129,392+18,939+64%$775.5K$1.2M+$467.1K2026-10-29
D.A. Davidson & Co.
INCREASED41,90037,455+4,445+12%$988.3K$1.1M+$89.0K2026-10-28
Aprio Wealth Management, LLC
UNCHANGED37,95037,95000%$1.0M$975.7K-$25.6K2026-10-28
Souders Financial Advisors
UNCHANGED36,78636,78600%$970.6K$945.8K-$24.8K2026-11-03
Acorn Wealth Advisors, LLC
UNCHANGED32,77732,77700%$864.8K$842.7K-$22.1K2026-10-19
Bank of New York Mellon Corp
INCREASED32,29023,377+8,913+38%$616.8K$830.2K+$213.4K2026-11-05
Ashton Thomas Private Wealth, LLC
INCREASED32,2265,028+27,198+541%$132.7K$828.5K+$695.9K2026-11-03
Visionary Wealth Advisors
DECREASED29,76935,759-5,990-17%$943.5K$765.4K-$178.2K2026-11-04
Signature Estate & Investment Advisors LLC
UNCHANGED28,50628,50600%$752.1K$732.9K-$19.2K2026-10-13
Atria Investments, Inc
INCREASED26,02025,910+110+0%$683.6K$669.0K-$14.6K2026-10-15
Latitude Advisors, LLC
INCREASED25,73810,060+15,678+156%$265.4K$661.7K+$396.3K2026-10-27
MCF Advisors LLC
INCREASED25,67625,671+5+0%$677.3K$660.1K-$17.2K2026-10-28
AdvisorNet Financial, Inc
INCREASED25,28214,317+10,965+77%$377.7K$654.3K+$276.5K2026-10-15
Wedbush Securities Inc
INCREASED24,64224,481+161+1%$646.0K$634.0K-$12.0K2026-10-22
Confluence Wealth Services, Inc.
DECREASED24,60941,782-17,173-41%$1.1M$632.7K-$469.7K2026-11-05
IFP Advisors, Inc
INCREASED22,45318,550+3,903+21%$489.4K$577.3K+$87.8K2026-10-16
Goldstein Advisors, LLC
DECREASED22,24123,616-1,375-6%$623.1K$571.8K-$51.3K2026-10-15
StoneX Group Inc.
NEW22,065—+22,065——$567.3K—2026-11-03
Fifth Third Bancorp
DECREASED21,71123,416-1,705-7%$617.8K$558.2K-$59.6K2026-11-05
Davenport & Co LLC
INCREASED21,46820,655+813+4%$545.0K$551.9K+$7.0K2026-10-14
Nilsine Partners, LLC
NEW21,000—+21,000——$539.9K—2026-11-02
Occidental Asset Management, LLC
INCREASED21,0009,000+12,000+133%$237.5K$539.9K+$302.4K2026-11-05
Richards, Merrill & Peterson, Inc.
UNCHANGED20,42520,42500%$538.9K$525.1K-$13.8K2026-10-19
Koshinski Asset Management, Inc.
INCREASED19,97110,446+9,525+91%$275.6K$513.5K+$237.8K2026-10-29
Peterson Wealth Advisors, LLC
DECREASED17,90119,311-1,410-7%$509.5K$460.2K-$49.3K2026-10-08
BCS Wealth Management
UNCHANGED16,47716,47700%$434.7K$423.6K-$11.1K2026-11-03
Northwest Financial Advisors
DECREASED15,29217,389-2,097-12%$458.8K$393.1K-$65.7K2026-10-27
First Pacific Financial
NEW15,132—+15,132——$389.1K—2026-10-14
Park Avenue Securities LLC
INCREASED14,8629,168+5,694+62%$242.0K$382.0K+$140.0K2026-10-26
Strategic Blueprint, LLC
INCREASED14,83713,409+1,428+11%$353.8K$381.5K+$27.7K2026-10-22
Flagship Harbor Advisors, LLC
INCREASED14,58610,621+3,965+37%$280.2K$375.0K+$94.8K2026-10-26
Capital Investment Advisory Services, LLC
INCREASED14,01712,900+1,117+9%$340.4K$360.4K+$20.0K2026-10-30
First Heartland Consultants, Inc.
DECREASED13,66014,815-1,155-8%$390.9K$351.2K-$39.7K2026-10-08
TrueWealth Advisors, LLC
UNCHANGED12,97812,97800%$342.4K$333.7K-$8.8K2026-10-09
Sheets Smith Wealth Management
NEW12,600—+12,600——$323.9K—2026-10-16
Cornerstone Wealth Management, LLC
NEW12,332—+12,332——$317.1K—2026-11-04
International Assets Investment Management, LLC
DECREASED11,76715,667-3,900-25%$413.1K$303.4K-$109.8K2026-11-02
Tempus Wealth Planning, LLC
UNCHANGED10,85110,85100%$286.3K$279.0K-$7.3K2026-10-14
Parsons Capital Management Inc
UNCHANGED10,43410,43400%$275.3K$268.3K-$7.0K2026-10-28
KWB Wealth
NEW9,518—+9,518——$244.7K—2026-10-16
Burford Brothers, Inc.
UNCHANGED9,4909,49000%$250.4K$244.0K-$6.4K2026-10-21
MSH Capital Advisors LLC
NEW9,143—+9,143——$235.1K—2026-11-03
J. Derek Lewis & Associates Inc.
DECREASED9,1109,935-825-8%$262.1K$234.2K-$27.9K2026-11-03
Fiscal Wisdom Wealth Management, LLC
NEW8,353—+8,353——$214.8K—2026-10-16
US Bancorp \de\
NEW8,000—+8,000——$205.7K—2026-11-05
Avidian Wealth Enterprises, LLC
UNCHANGED8,0008,00000%$211.1K$205.7K-$5.4K2026-10-08
SYM Financial Corp
UNCHANGED7,7397,73900%$204.2K$199.0K-$5.2K2026-10-26
Ashton Thomas Securities, LLC
INCREASED7,5437,506+37+0%$198.0K$193.9K-$4.1K2026-10-26
DeDora Capital, Inc.
NEW5,068—+5,068——$130.3K—2026-10-26
Private Trust Co NA
INCREASED4,9112,989+1,922+64%$78.9K$126.3K+$47.4K2026-10-20
Lanark Financial, Inc.
INCREASED4,8342,913+1,921+66%$76.9K$124.3K+$47.4K2026-10-26
Farther Finance Advisors, LLC
DECREASED3,7434,199-456-11%$110.8K$96.2K-$14.6K2026-10-08
Jacobi Capital Management LLC
DECREASED2,34030,296-27,956-92%$799.4K$60.2K-$739.2K2026-11-05
CoreCap Advisors, LLC
DECREASED2,0094,131-2,122-51%$109.0K$51.7K-$57.3K2026-10-08
Silver Grove Financial Group, Inc.
INCREASED1,927851+1,076+126%$22.5K$49.5K+$27.1K2026-11-05
Lodestone Wealth Management LLC
DECREASED1,3821,562-180-12%$41.2K$35.5K-$5.7K2026-10-14
Creative Financial Designs Inc
INCREASED1,3061,303+3+0%$34.4K$33.6K-$8022026-11-04
Signature Equity Partners, LLC
NEW967—+967——$24.9K—2026-10-29
Sugar Maple Asset Management, LLC
CLOSED015,291-15,291-100%$403.4K$0-$403.4K2026-10-13
Axxcess Wealth Management, LLC
CLOSED014,320-14,320-100%$377.8K$0-$377.8K2026-10-21
Birchwood Financial Partners, Inc.
CLOSED012,385-12,385-100%$326.8K$0-$326.8K2026-11-02
VestGen Advisors, LLC
CLOSED08,746-8,746-100%$230.8K$0-$230.8K2026-10-27
HB Wealth Management, LLC
CLOSED07,700-7,700-100%$203.2K$0-$203.2K2026-10-23
CX Institutional
CLOSED056-56-100%$1$0-$12026-10-02
Capital International Investors
N/A—13,144,337-13,144,337-100%$346.8M———
Northwestern Mutual Wealth Management Co
N/A—11,567,287-11,567,287-100%$305.2M———
Morgan Stanley
N/A—3,577,313-3,577,313-100%$94.4M———
Envestnet Asset Management Inc
N/A—3,150,448-3,150,448-100%$83.1M———
LPL Financial LLC
N/A—2,710,268-2,710,268-100%$71.5M———
Capital Group Private Client Services, Inc.
N/A—1,324,006-1,324,006-100%$34.9M———
Cetera Investment Advisers
N/A—1,268,729-1,268,729-100%$33.5M———
Jones Financial Companies Lllp
N/A—917,938-917,938-100%$24.3M———
Wells Fargo & Company
N/A—846,621-846,621-100%$22.3M———
Captrust Financial Advisors
N/A—738,981-738,981-100%$19.5M———
Osaic Holdings, Inc.
N/A—518,969-518,969-100%$13.7M———
MML Investors Services, LLC
N/A—443,224-443,224-100%$11.7M———
Royal Bank of Canada
N/A—440,452-440,452-100%$11.6M———
Raymond James Financial Inc
N/A—389,563-389,563-100%$10.3M———
Boulder Wealth Advisors, LLC
N/A—316,322-316,322-100%$8.3M———
Vestmark Advisory Solutions, Inc.
N/A—304,185-304,185-100%$8.0M———
Natixis Advisors, LLC
N/A—227,062-227,062-100%$6.0M———
Integrated Wealthcare, LLC
N/A—199,147-199,147-100%$5.3M———
Principal Securities, Inc.
N/A—194,070-194,070-100%$5.1M———
Steward Partners Investment Advisory, LLC
N/A—189,624-189,624-100%$5.0M———
Janney Montgomery Scott LLC
N/A—180,077-180,077-100%$4.8M———
Benjamin Edwards Inc
N/A—150,522-150,522-100%$4.0M———
Orion Porfolio Solutions, LLC
N/A—139,299-139,299-100%$3.7M———
Baird Financial Group, Inc.
N/A—135,780-135,780-100%$3.6M———
FWG Holdings, LLC
N/A—131,988-131,988-100%$3.5M———
&partners
N/A—121,339-121,339-100%$3.2M———
NewEdge Advisors, LLC
N/A—107,803-107,803-100%$2.8M———
Great Valley Advisor Group, Inc.
N/A—100,211-100,211-100%$2.6M———
SEI Investments Co
N/A—100,006-100,006-100%$2.6M———
Rockefeller Capital Management L.P.
N/A—97,155-97,155-100%$2.6M———
Elequin Capital, LP
N/A—95,551-95,551-100%$2.5M———
Betterment LLC
N/A—89,992-89,992-100%$2.4M———
Cauble & Harre Wealth Management, Inc.
N/A—85,683-85,683-100%$2.3M———
Tribridge Partners Financial LLC
N/A—84,571-84,571-100%$2.2M———
Bank of America Corp
N/A—83,692-83,692-100%$2.2M———
Private Advisor Group, LLC
N/A—80,859-80,859-100%$2.1M———
Stifel Financial Corp
N/A—76,571-76,571-100%$2.0M———
Transamerica Financial Advisors, LLC
N/A—74,295-74,295-100%$2.0M———
Envestnet Portfolio Solutions, Inc.
N/A—59,910-59,910-100%$1.6M———
UBS Asset Management Americas LLC
N/A—58,750-58,750-100%$1.6M———
Tower Research Capital LLC (TRC)
N/A—52,507-52,507-100%$1.4M———
JHP Wealth Management, LLC
N/A—49,116-49,116-100%$1.3M———
Stratos Wealth Partners, Ltd.
N/A—43,213-43,213-100%$1.1M———
Cerity Partners LLC
N/A—41,578-41,578-100%$1.1M———
Greykasell Wealth Strategies, Inc.
N/A—41,356-41,356-100%$1.1M———
Advisory Services Network, LLC
N/A—35,365-35,365-100%$933.1K———
Gateway Wealth Partners, LLC
N/A—34,328-34,328-100%$905.7K———
Arax Advisory Partners
N/A—34,225-34,225-100%$903.0K———
JPMorgan Chase & Co
N/A—33,994-33,994-100%$896.8K———
Citadel Advisors LLC
N/A—33,670-33,670-100%$888.4K———
Geneos Wealth Management Inc.
N/A—30,755-30,755-100%$811.6K———
Capital Investment Management, Inc.
N/A—30,205-30,205-100%$797.0K———
GWN Securities Inc.
N/A—30,013-30,013-100%$791.9K———
Vawter Financial, Ltd.
N/A—28,500-28,500-100%$752.0K———
Integrated Wealth Concepts LLC
N/A—27,052-27,052-100%$713.8K———
Harbour Investments, Inc.
N/A—24,623-24,623-100%$649.7K———
Equitable Holdings, Inc.
N/A—22,267-22,267-100%$587.5K———
World Investment Advisors
N/A—21,073-21,073-100%$554.8K———
Perspective Wealth Advisors LLC
N/A—19,857-19,857-100%$523.9K———
Astoria Portfolio Advisors Llc.
N/A—19,211-19,211-100%$506.9K———
Mercer Global Advisors Inc
N/A—15,938-15,938-100%$420.5K———
Wood Tarver Financial Group, LLC
N/A—14,370-14,370-100%$379.0K———
Stephens Inc
N/A—12,995-12,995-100%$342.9K———
Western Wealth Management, LLC
N/A—11,618-11,618-100%$306.5K———
Beacon Pointe Advisors, LLC
N/A—11,420-11,420-100%$301.3K———
VestGen Investment Management
N/A—8,709-8,709-100%$229.8K———
Thoroughbred Financial Services, LLC
N/A—8,501-8,501-100%$224.0K———
IHT Wealth Management, LLC
N/A—8,469-8,469-100%$223.5K———
Synergy Investment Management, LLC
N/A—7,741-7,741-100%$204.3K———
Snowden Capital Advisors LLC
N/A—7,593-7,593-100%$200.3K———
AE Wealth Management LLC
N/A—6,571-6,571-100%$173.4K———
BFC Planning, Inc.
N/A—6,000-6,000-100%$158.3K———
Sittner & Nelson, LLC
N/A—5,500-5,500-100%$145.1K———
Capital Analysts, LLC
N/A—5,166-5,166-100%$137.0K———
BlackRock, Inc.
N/A—3,529-3,529-100%$93.1K———
Allworth Financial LP
N/A—2,139-2,139-100%$56.4K———
Global Retirement Partners, LLC
N/A—2,051-2,051-100%$54.1K———
Continuum Advisory, LLC
N/A—1,600-1,600-100%$42.2K———
UBS Group AG
N/A—700-700-100%$18.5K———
Fiduciary Financial Advisors
N/A—19-19-100%$501———
Showing 177 of 177 institutions